Heart Disease and Stroke Statistics—2020 Update: A Report From the American Heart Association
Abstract
Background:
The American Heart Association, in conjunction with the National Institutes of Health, annually reports on the most up-to-date statistics related to heart disease, stroke, and cardiovascular risk factors, including core health behaviors (smoking, physical activity, diet, and weight) and health factors (cholesterol, blood pressure, and glucose control) that contribute to cardiovascular health. The Statistical Update presents the latest data on a range of major clinical heart and circulatory disease conditions (including stroke, congenital heart disease, rhythm disorders, subclinical atherosclerosis, coronary heart disease, heart failure, valvular disease, venous disease, and peripheral artery disease) and the associated outcomes (including quality of care, procedures, and economic costs).
Methods:
The American Heart Association, through its Statistics Committee, continuously monitors and evaluates sources of data on heart disease and stroke in the United States to provide the most current information available in the annual Statistical Update. The 2020 Statistical Update is the product of a full year’s worth of effort by dedicated volunteer clinicians and scientists, committed government professionals, and American Heart Association staff members. This year’s edition includes data on the monitoring and benefits of cardiovascular health in the population, metrics to assess and monitor healthy diets, an enhanced focus on social determinants of health, a focus on the global burden of cardiovascular disease, and further evidence-based approaches to changing behaviors, implementation strategies, and implications of the American Heart Association’s 2020 Impact Goals.
Results:
Each of the 26 chapters in the Statistical Update focuses on a different topic related to heart disease and stroke statistics.
Conclusions:
The Statistical Update represents a critical resource for the lay public, policy makers, media professionals, clinicians, healthcare administrators, researchers, health advocates, and others seeking the best available data on these factors and conditions.
Each chapter listed in the Table of Contents (see next page) is a hyperlink to that chapter. The reader clicks the chapter name to access that chapter.
Table of Contents
Each chapter listed here is a hyperlink. Click on the chapter name to be taken to that chapter.
Summary e140
1. About These Statistics e152
2. Cardiovascular Health e155
Health Behaviors
3. Smoking/Tobacco Use e171
4. Physical Inactivity e185
5. Nutrition e207
6. Overweight and Obesity e224
Health Factors and Other Risk Factors
7. High Blood Cholesterol and Other Lipids e241
8. High Blood Pressure e254
9. Diabetes Mellitus e271
10. Metabolic Syndrome e291
11. Kidney Disease e312
12. Sleep e325
Cardiovascular Conditions/Diseases
13. Total Cardiovascular Diseases e333
14. Stroke (Cerebrovascular Disease) e354
15. Congenital Cardiovascular Defects and Kawasaki Disease e400
16. Disorders of Heart Rhythm e417
17. Sudden Cardiac Arrest, Ventricular Arrhythmias, and Inherited Channelopathies e447
18. Subclinical Atherosclerosis e470
19. Coronary Heart Disease, Acute Coronary Syndrome, and Angina Pectoris e485
20. Cardiomyopathy and Heart Failure e507
21. Valvular Diseases e524
22. Venous Thromboembolism (Deep Vein Thrombosis and Pulmonary Embolism), Chronic Venous Insufficiency, Pulmonary Hypertension e540
23. Peripheral Artery Disease and Aortic Diseases e550
Outcomes
24. Quality of Care e565
25. Medical Procedures e579
26. Economic Cost of Cardiovascular Disease e584
Supplemental Materials
27. At-a-Glance Summary Tables e590
28. Glossary e594
Summary
Each year, the American Heart Association (AHA), in conjunction with the National Institutes of Health and other government agencies, brings together in a single document the most up-to-date statistics related to heart disease, stroke, and the cardiovascular risk factors in the AHA’s My Life Check - Life’s Simple 7 (Figure), 1 which include core health behaviors (smoking, physical activity [PA], diet, and weight) and health factors (cholesterol, blood pressure [BP], and glucose control) that contribute to cardiovascular health. The Statistical Update represents a critical resource for the lay public, policy makers, media professionals, clinicians, healthcare administrators, researchers, health advocates, and others seeking the best available data on these factors and conditions. Cardiovascular disease (CVD) produces immense health and economic burdens in the United States and globally. The Statistical Update also presents the latest data on a range of major clinical heart and circulatory disease conditions (including stroke, congenital heart disease, rhythm disorders, subclinical atherosclerosis, coronary heart disease, heart failure [HF], valvular disease, venous disease, and peripheral artery disease) and the associated outcomes (including quality of care, procedures, and economic costs). Since 2007, the annual versions of the Statistical Update have been cited >20 000 times in the literature.

Figure. AHA’s My Life Check – Life’s Simple 7. Seven approaches to staying heart healthy: be active, keep a healthy weight, learn about cholesterol, don’t smoke or use smokeless tobacco, eat a heart-healthy diet, keep blood pressure healthy, and learn about blood sugar and diabetes mellitus.1 AHA indicates American Heart Association; HDL, high-density lipoprotein cholesterol; and LDL, low-density lipoprotein cholesterol. Copyright © 2019, American Heart Association, Inc.
Each annual version of the Statistical Update undergoes revisions to include the newest nationally representative data, add additional relevant published scientific findings, remove older information, add new sections or chapters, and increase the number of ways to access and use the assembled information. This year-long process, which begins as soon as the previous Statistical Update is published, is performed by the AHA Statistics Committee faculty volunteers and staff and government agency partners. This year’s edition includes data on the monitoring and benefits of cardiovascular health in the population, metrics to assess and monitor healthy diets, an enhanced focus on social determinants of health, a focus on the global burden of CVD, and further evidence-based approaches to changing behaviors, implementation strategies, and implications of the AHA’s 2020 Impact Goals. Below are a few highlights from this year’s Statistical Update. Please see each chapter for references and additional information.
Cardiovascular Health (Chapter 2)
Between 1999 to 2000 and 2015 to 2016, the prevalence of ideal levels for several cardiovascular health components improved for US children (12–19 years of age), including nonsmoking, total cholesterol, and BP. Although no notable changes were observed in the prevalence of an ideal score for the healthy diet score among children across this time frame, the prevalence of ideal levels of body mass index, PA, and diabetes mellitus (DM) declined.
Adults (≥20 years of age) also showed improvement in cardiovascular health components, with an increased prevalence of meeting ideal criteria for smoking, total cholesterol, BP, and PA. There were declines in the prevalence of ideal levels for body mass index and DM.
At all levels of household income–to–poverty ratio between 2003 to 2004 and 2015 to 2016, the highest prevalence of meeting ideal criteria for ≥5 cardiovascular health components was observed in adults with the highest levels of education. Recent research expands the general health benefits of ideal cardiovascular health to include improved psychological and muscle strength benefits.
Smoking/Tobacco Use (Chapter 3)
The prevalence of cigarette use in the past 30 days among middle and high school students in the United States was 1.8% and 8.1%, respectively, in 2018.
Although there has been a consistent decline in adult and youth cigarette use in the United States, significant disparities persist. Substantially higher tobacco use prevalence rates are observed in American Indian/Alaska Natives and lesbian, gay, bisexual, and transgender populations, as well as among individuals with low socioeconomic status, those with mental illness, and individuals with HIV who are receiving medical care.
Over the past 7 years, there has been a sharp increase in electronic cigarette use among adolescents, from 1.5% to 20.8% between 2011 and 2018, and electronic cigarettes are now the most commonly used tobacco product in this demographic.
Tobacco use is the leading cause of disability-adjusted life-years in the United States. Globally, smoking is the second-leading cause of death, accounting for 8.1 million deaths worldwide in 2017.
Policy-level interventions such as Tobacco 21 Laws are being adopted and have been associated with reductions in tobacco use incidence and prevalence.
Physical Inactivity (Chapter 4)
According to the National Health Interview Survey, the prevalence of self-reported physical inactivity has declined sharply among adults, from 40.2% to 25.9% between 2005 and 2017, decreasing below the target for Healthy People 2020, which was 32.6%.
The prevalence of high school students meeting the aerobic PA recommendations of ≥60 minutes of moderate to vigorous PA on all 7 days of the week was 26.1% nationwide, reported in the 2017 Youth Risk Behavior Survey System. Girls were less likely than boys to achieve these guidelines (17.5% versus 35.3%, respectively). Strikingly, only 14.7% of gay, lesbian, and bisexual students compared with 28.5% of heterosexual students met aerobic PA guidelines.
Evidence has suggested a role for light-intensity PA in preventing CVD. In a recent study from the Women’s Health Initiative, every hour per day more of light-intensity PA was associated with lower coronary heart disease (hazard ratio [HR], 0.86 [95% CI, 0.73–1.00]; P=0.05) and lower CVD (HR, 0.92 [95% CI, 0.85–0.99]; P=0.03).
In the Cancer Prevention Study II, among participants with the lowest level of PA, replacing 30 minutes per day of sitting with light-intensity PA or moderate to vigorous PA was associated with 14% (HR, 0.86 [95% CI, 0.81–0.89]) or 45% (HR, 0.55 [95% CI, 0.47–0.62]) lower mortality, respectively. For the individuals with the highest PA levels, substitution (replacing 30 min/day of sitting with light-intensity PA or moderate to vigorous PA) was not associated with differences in mortality risk.
Nutrition (Chapter 5)
The mean AHA healthy diet score improved between 2003 to 2004 and 2015 to 2016 in US adults, although disparities persisted. The proportion with a poor diet decreased from 64.7% to 58.3% for non-Hispanic blacks, from 66.0% to 57.5% for Mexican Americans, and from 54.0% to 45.9% for non-Hispanic whites. Improvements were largely attributable to increased consumption of whole grains, nuts, seeds, and legumes, as well as decreased consumption of sugar-sweetened beverages.
A 2-by-2 factorial randomized clinical trial of 25 871 adults (males ≥50 years of age and females ≥55 years of age) found that neither daily supplementation with 2000 IU of vitamin D nor 1 g of marine n-3 fatty acids had an effect on major cardiovascular events (vitamin D: HR, 0.97 [95% CI, 0.85–1.12]; marine n-3 fatty acids: HR, 0.92 [95% CI, 0.80–1.06]), invasive cancer, or any secondary outcomes.
Using a comparative risk assessment approach, the Global Burden of Disease 2017 Study estimated that 11 million deaths (95% uncertainty interval [UI], 10–12 million; 22% of all deaths) and 255 million disability-adjusted life-years (95% UI, 234–274 million; 15% of all disability-adjusted life-years) were attributable to 15 dietary risks in 2017. The leading dietary risk factors were high sodium intake (3 million deaths; 95% UI, 1–5 million deaths), low whole grain intake (3 million deaths; 95% UI, 2–4 million deaths), and low fruit intake (2 million deaths; 95% UI, 1–4 million deaths). Age-standardized diet-related death rates decreased between 1990 and 2017 from 406 (95% UI, 381–430) to 275 (95% UI, 258–292) deaths per 100 000 population, although the proportion of deaths attributable to dietary risks was largely stable.
In a pooled analysis of 30 904 participants from 3 cohort studies, the interactions between a genetic risk score composed of 97 body mass index–associated variants and 3 diet-quality scores were examined. The relationship between genetic predisposition for obesity and body mass index was attenuated by higher diet quality. For example, a 10-U increase in the genetic risk score was associated with a 0.84-U (95% CI, 0.72–0.96) increase in body mass index for those in the highest tertile of Alternate Healthy Eating Index score compared with a 1.14-U (95% CI, 0.99–1.29) increase in body mass index for those in the lowest tertile of Alternate Healthy Eating Index score.
Overweight and Obesity (Chapter 6)
According to 2015 to 2016 data from NHANES (National Health and Nutrition Examination Survey), the overall prevalence of obesity (≥95th percentile) among youth was 18.5%. By age group, the prevalence of obesity for children 2 to 5 years of age was 13.9%; for children 6 to 11 years of age, the prevalence was 18.4%; and for adolescents 12 to 19 years of age, the prevalence was 20.6%. According to 2013 to 2016 data from NHANES, the prevalence of obesity among adults was 38.3% (36.0% of males and 40.4% of females), including 7.7% with class III obesity or a body mass index ≥40 kg/m2 (5.5% of males and 9.8% of females).
Long-term follow-up of the Longitudinal Assessment of Bariatric Surgery-2 study, a multicenter observational cohort study of 1300 participants who underwent bariatric surgery, demonstrated that most participants maintained the majority of their weight loss. However, at 7 years after surgery, lower prevalence rates of DM and hypertension were achieved only among those who underwent Roux-en-Y gastric bypass and not among those who underwent laparoscopic gastric banding.
In 10 large population cohorts in the United States, individual-level data from adults 20 to 79 years of age with 3.2 million person-years of follow-up (1964–2015) demonstrated that overweight and obesity were associated with earlier development of CVD and reinforced the greater mortality associated with obesity.
Among older adults in the Multi-Ethnic Study of Atherosclerosis, approximately half of participants with metabolically healthy obesity developed metabolic syndrome (MetS) and had increased odds of CVD compared with those with stable metabolically healthy obesity or healthy normal weight. This suggests that metabolically healthy obesity is not a low-risk state.
High Blood Cholesterol and Other Lipids (Chapter 7)
From 2007 to 2008 to 2015 to 2016, the proportion of US youths 6 to 19 years of age with all ideal levels of total cholesterol, high-density lipoprotein cholesterol, and non–high-density lipoprotein cholesterol increased significantly, from 42.1% (95% CI, 39.6%–44.7%) to 51.4% (95% CI, 48.5%–54.2%). Conversely, from 2007 to 2010 to 2013 to 2016, the proportion of youths with at least 1 of these lipids at adverse levels decreased, from 23.1% (95% CI, 21.5%–24.7%) to 19.2% (95% CI, 17.6%–20.8%).
In a recent meta-analysis in which low-density lipoprotein cholesterol levels were lowered from a baseline of 63 mg/dL to an end result of 21 mg/dL, major vascular events were consistently reduced (relative risk per 38.7-mg/dL reduction, 0.79 [95% CI, 0.71–0.87]) without adverse effects.
In the Health Survey for England and the Scottish Health Survey, a U-shaped association of all-cause mortality was seen with the lowest high-density lipoprotein cholesterol level (<58 mg/dL; HR, 1.23 [95% CI, 1.06–1.44]) and the highest high-density lipoprotein cholesterol level (≥77 mg/dL; HR, 1.25 [95% CI, 0.97–1.62]).
High Blood Pressure (Chapter 8)
Data from 13 160 participants in cohorts in the Cardiovascular Lifetime Risk Pooling Project (ie, the Framingham Offspring Study, the Coronary Artery Risk Development in Young Adults study, and the ARIC [Atherosclerosis Risk in Communities] study) found that the lifetime risk of hypertension from 20 to 85 years of age using 2017 American College of Cardiology (ACC)/AHA guidelines was 86.1% (95% CI, 84.1%–88.1%) for black males, 85.7% (95% CI, 84.0%–87.5%) for black females, 83.8% (95% CI, 82.5%–85.0%) for white males, and 69.3% (95% CI, 67.8%–70.7%) for white females.
Among 60 027 participants in the Norwegian Mother and Child Cohort Study who were normotensive before pregnancy, the population attributable fraction for pharmacologically treated hypertension within 10 years postpartum was 28.6% (95% CI, 25.5%–30.3%) for complications of pregnancy (preeclampsia/eclampsia, gestational hypertension, preterm delivery, and pregestational or gestational DM).
In the HCHS/SOL (Hispanic Community Health Study/Study of Latinos) Sueño Sleep Ancillary Study of Hispanics (N=2148), a 10% higher sleep fragmentation and frequent napping versus not napping were associated with a 5.2% and 11.6% higher prevalence of hypertension, respectively. A 10% higher sleep efficiency was associated with a 7.2% lower prevalence of hypertension.
Diabetes Mellitus (Chapter 9)
On the basis of data from NHANES 2013 to 2016, an estimated 26 million adults (9.8%) have diagnosed DM, 9.4 million adults (3.7%) have undiagnosed DM, and 91.8 million adults (37.6%) have prediabetes.
Among adults without DM in NHANES 2007 to 2012, 37.8% met the moderate-intensity PA goal of 150 min/wk and 58.6% met the weight loss or maintenance goal for DM prevention. Adults with prediabetes were less likely to meet the PA and weight goals than adults with normal glucose levels.
On the basis of NHANES 2013 to 2016 data for adults with DM, 20.9% had their DM treated and controlled, 45.2% had their DM treated but uncontrolled, 9.2% were aware they had DM but were not treated, and 24.7% were undiagnosed and not treated.
Among Medicare Advantage patients with DM from 2006 to 2013, use of metformin increased from 47.6% to 53.5%, dipeptidyl peptidase 4 inhibitor use increased from 0.5% to 14.9%, insulin use increased from 17.1% to 23.0%, use of sulfonylureas decreased from 38.8% to 30.8%, and use of thiazolidinediones decreased from 28.5% to 5.6%.
Metabolic Syndrome (Chapter 10)
On the basis of NHANES 1999 to 2014, the prevalence of MetS in adolescents 12 to 19 years of age in the United States varied by geographic region. MetS prevalence was lower in the Northeast (6.25% [95% CI, 4.14%–8.36%]) and West (6.31% [95% CI, 4.73%–7.89%]) regions and higher in the South (7.57% [95% CI, 5.80%–9.33%]) and Midwest (11.42% [95% CI, 8.11%–14.72%]).
On the basis of NHANES 2007 to 2014, the overall prevalence of MetS in adults was 34.3% and was similar for males (35.3%) and females (33.3%). The prevalence of MetS increased with age, from 19.3% among people 20 to 39 years of age to 37.7% for people 40 to 59 years of age and 54.9% among people ≥60 years of age.
Secular trends in MetS differ based on the definition used. Using the harmonized MetS criteria, the prevalence of MetS increased from 25.3% in NHANES 1988 to 1994 to 34.2% in NHANES 2007 to 2012. In contrast, using Adult Treatment Panel III criteria, the prevalence of MetS was stable overall in NHANES 2003 to 2014.
In the ARIC study (1987–1998), the prevalence of MetS increased from 33% to 50% over the mean 10-year follow-up, with differences by age and sex. The prevalence of MetS was lower in black males than in white males at all time points and for all ages across the study. Black females had higher prevalence of MetS than white females at baseline and subsequent time points for all ages except for those >60 years of age.
Kidney Disease (Chapter 11)
Using data from NHANES 2013 to 2016, the United States Renal Data System has estimated the prevalence of chronic kidney disease by estimated glomerular filtration rate and albuminuria categories. The overall prevalence of chronic kidney disease (estimated glomerular filtration rate <60 mL·min−1·1.73 m−2 or albumin/creatinine ratio ≥30 mg/g) in 2013 to 2016 was 14.8%.
Chronic kidney disease is a risk factor for incident and recurrent coronary events, stroke, HF, venous thromboembolism, and atrial fibrillation (AF). The association of reduced estimated glomerular filtration rate with cardiovascular risk is generally similar across age, race, and sex subgroups, although albuminuria tends to be a stronger risk factor for females than for males and for older (>65 years of age) versus younger people.
In a nationwide US cohort that included 4726 participants with chronic kidney disease, only 2366 (50%) self-reported taking statins, whereas an additional 1984 participants (42%) met recommendations for statin treatment according to the 2013 ACC/AHA guideline on treatment of blood cholesterol but did not report using statins.
In 2015, admissions for CVD accounted for 27% of all inpatient spending for patients with end-stage renal disease.
Sleep (Chapter 12)
A systematic review estimated the prevalence of obstructive sleep apnea in cerebrovascular disease in 3242 patients who had either cerebral infarction, transient ischemic attack, ischemic stroke, or hemorrhagic stroke and found that the pooled prevalence of obstructive sleep apnea (defined as apnea-hypopnea index >10 events/hour) was 62% (95% CI, 55%–69%), and the pooled prevalence of severe obstructive sleep apnea (apnea-hypopnea index >30) was 30% (95% CI, 23%–37%).
The deepest stage of non–rapid eye movement sleep, also called slow-wave sleep, is thought to be a restorative stage of sleep. In the Sleep Heart Health Study, which used in-home polysomnography to characterize sleep, it was found that participants with a lower proportion of slow-wave sleep had significantly greater odds of incident hypertension (quartile 1 versus quartile 3: odds ratio [OR], 1.69 [95% CI, 1.21–2.36]).
A meta-analysis analyzed data from 9 cohort studies with 2755 participants that described the association between obstructive sleep apnea and major adverse cardiovascular events after percutaneous coronary intervention with stenting and found that obstructive sleep apnea was associated with a significant increased risk of major adverse cardiovascular events (pooled relative risk, 1.96; 95% CI, 1.36–2.81).
Analysis of direct and indirect costs related to inadequate sleep in Australia suggested that the cost for a population the size of the United States would be more than approximately $585 billion for 2016 to 2017.
A recent analysis of the global prevalence and burden of obstructive sleep apnea estimated that 936 million (95% CI, 903–970 million) males and females 30 to 69 years of age have mild to severe obstructive sleep apnea (apnea-hypopnea index ≥5), and 425 million (95% CI, 399–450 million) have moderate to severe obstructive sleep apnea (apnea-hypopnea index ≥15) globally. The prevalence was highest in China, followed by the United States, Brazil, and India.
Total Cardiovascular Diseases (Chapter 13)
On the basis of the 2017 National Health Interview Survey, the age-adjusted prevalence of all types of heart disease was 10.6%; the corresponding age-adjusted prevalence of heart disease among whites, blacks, Hispanics, and Asians was 11.0%, 9.7%, 7.4%, and 6.1%, respectively. The age-adjusted prevalence of heart disease, coronary artery disease, hypertension, and stroke was higher in males (11.8%, 7.2%, 26.0%, and 3.3%, respectively) than females (9.5%, 4.2%, 23.1%, and 2.5%, respectively).
A recent study using the Global Burden of Disease methodology examined the burden of CVD among US states and found that a large proportion of CVD is attributable to (in decreasing order of contribution) dietary risks, high systolic BP, high body mass index, high total cholesterol level, high fasting plasma glucose level, tobacco smoking, and low levels of PA.
In 2017, 2 813 503 resident deaths were registered in the United States, which exceeds the 2016 figure by 69 255 deaths. Ten leading causes accounted for 74.0% of all registered deaths. The 10 leading causes of death in 2017 were the same as in 2016; these include heart disease (No. 1), cancer (No. 2), unintentional injuries (No. 3), chronic lower respiratory diseases (No. 4), stroke (No. 5), Alzheimer disease (No. 6), DM (No. 7), influenza and pneumonia (No. 8), kidney disease (No. 9), and suicide (No. 10). Seven of the 10 leading causes of death had an increase in age-adjusted death rates. The age-adjusted rate increased 4.2% for unintentional injuries, 2.3% for Alzheimer disease, 3.7 % for suicide, 2.4% for DM, 5.9% for influenza and pneumonia, 0.7% for chronic lower respiratory disease, and 0.8% for stroke. The age-adjusted death rates decreased 2.1% for cancer but did not change appreciably for heart disease or kidney disease.
In 2017, ≈17.8 million (95% CI, 17.5–18.0 million) deaths were attributed to CVD globally, which amounted to an increase of 21.1% (95% CI, 19.7%–22.6%) from 2007. The age-adjusted death rate per 100 000 population was 233.1 (95% CI, 229.7–236.4), which represents a decrease of 10.3% (95% CI, −11.4% to −9.3%) from 2007. Overall, the crude prevalence of CVD was 485.6 million cases (95% CI, 468.0–505.0 million) in 2017, an increase of 28.5% (95% CI, 27.7%–29.4%) compared with 2007. However, the age-adjusted prevalence rate was 6081.6 (95% CI, 5860.8–6320.8) per 100 000, an increase of 0.2% (95% CI, −0.4% to 0.80%) from 2007.
Stroke (Cerebrovascular Disease) (Chapter 14)
Despite encouraging data about declining stroke incidence, on a global level the aging population and accumulating risk factors contribute to an increasing lifetime risk of stroke. Per the Global Burden of Disease 2016 Lifetime Risk of Stroke Collaborators, the mean global lifetime risk of stroke increased from 22.8% in 1990 to 24.9% in 2016, a relative increase of 8.9% (95% CI, 6.2%–11.5%) after accounting for the competing risk of death of any cause other than stroke.
A mendelian randomization study among almost 500 000 Chinese individuals found that genetic markers predictive of low-density lipoprotein cholesterol levels were directly associated with ischemic stroke and inversely associated with intracerebral hemorrhage, thus providing causal evidence of opposing effects of low-density lipoprotein cholesterol levels on the 2 most common stroke types.
The largest multiethnic genome-wide association study of stroke conducted to date reported 32 genetic loci, including 22 not previously reported. These novel loci point to a major role of cardiac mechanisms beyond established sources of cardioembolism. Approximately half of the stroke genetic loci share genetic associations with other vascular traits, most notably BP.
Among 81 714 females in the Women’s Health Initiative prospective cohort study, those who consumed ≥2 artificially sweetened beverages daily, on average, had an elevated risk of all stroke (adjusted HR, 1.23 [95% CI, 1.02–1.47]) and ischemic stroke (adjusted HR, 1.31 [95% CI 1.06–1.63]) compared with those who consumed <1 artificially sweetened beverage weekly, after adjustment for demographics, CVD history, risk factors, body mass index, health behaviors, and overall diet quality.
As the US population ages, the number of people with Alzheimer disease will increase dramatically from 2010 to 2050. According to a modeling study based on estimates in a population of 10 800 participants from the Chicago Health and Aging Project in the United States, in 2010 there were 4.7 million individuals ≥65 years of age with Alzheimer disease (95% CI, 4.0–5.5 million); by 2050, the number of people with Alzheimer disease is projected to be 13.8 million, with 7.0 million ≥85 years of age.
Congenital Cardiovascular Defects and Kawasaki Disease (Chapter 15)
Increasingly, social determinants are being identified as playing an important role in outcomes from congenital cardiovascular defects. One recent, large review of >15 000 infants demonstrated improved survival among patients with fathers >35 years old (versus younger); survival was also impacted by factors such as maternal education, race/ethnicity, and marital status.
In 2016, there were 6000 all-listed diagnoses hospital discharges for Kawasaki disease in the United States, and in 2017, US mortality attributable to Kawasaki disease was 5 patients for underlying mortality and 10 patients for all-cause mortality.
Disorders of Heart Rhythm (Chapter 16)
Higher levels of cardiovascular health are associated with decreased risk of developing AF. An analysis of the ARIC study described that individuals with average and optimal cardiovascular health had a 41% and 62% lower risk of AF, respectively, than those with inadequate cardiovascular health.
High atrial rate episodes detected by cardiac implantable electronic devices are associated with higher risk of clinical AF (OR, 5.7 [95% CI, 4.0–8.0]) and higher risk of stroke (OR, 2.4 [95% CI, 1.8–3.3]), according to a meta-analysis.
Racial disparities exist in the treatment of patients with AF. In the ORBIT-AF II registry (Outcomes Registry for Better Informed Treatment of Atrial Fibrillation), black patients were 27% less likely than their white counterparts to receive direct oral anticoagulants if an anticoagulant was prescribed. Black and Hispanic patients were more likely than their white counterparts to receive inappropriate doses of direct oral anticoagulants.
In a cohort of new patients with AF at the University of Pennsylvania who did not have a history of remote stroke, blacks with new-onset AF were more likely to have an ischemic stroke before or after the diagnosis of AF. The rate of ischemic stroke per year after AF diagnosis was 1.5% in whites and 2.5% in blacks.
Sudden Cardiac Arrest, Ventricular Arrhythmias, and Inherited Channelopathies (Chapter 17)
In 2017, primary-cause sudden cardiac death (SCD) mortality was 18 835, and any-mention SCD mortality in the United States was 379 133. The any-mention age-adjusted annual SCD rate is 97.1 (95% CI, 96.8–97.4) per 100 000 population.
SCD appeared among the multiple causes of death on 13.5% of death certificates in 2017 (379 133 of 2 813 503), which suggests that 1 of every 7.4 people in the United States died of SCD.
Incidence of emergency medical services–treated out-of-hospital cardiac arrest in people of any age is 74.3 individuals per 100 000 population based on the 2018 CARES (Cardiac Arrest Registry to Enhance Survival), with >2-fold variation between states (range, 51.6–128.3 per 100 000 population).
In the National Emergency Department Sample for 2016, the weighted national estimate of emergency department visits with a principal diagnosis of either cardiac arrest or ventricular fibrillation/flutter was 183 629 (rate of 56.8 per 100 000 people). Of these, 15.8% (29 096) were admitted to the same hospital or transferred to another hospital.
Subclinical Atherosclerosis (Chapter 18)
The 2018 Cholesterol Clinical Practice Guideline and the 2019 CVD Primary Prevention Clinical Practice Guideline advise that the use of coronary artery calcium is reasonable in intermediate-risk or selected borderline-risk adults if the decision about statin therapy remains uncertain after calculation of the 10-year atherosclerotic cardiovascular disease risk and after accounting for risk-enhancing factors.
Compared with individuals who sleep 7 to 8 hours per night, and with adjustment for conventional risk factors, people who sleep <6 hours per night have a 1.27 greater odds of noncoronary atherosclerosis.
Older adult females who consumed ≥3 servings of vegetables each day had an ≈5.0% lower amount of carotid atherosclerosis than females who consumed <2 servings of vegetables.
Coronary Heart Disease, Acute Coronary Syndrome, and Angina Pectoris (Chapter 19)
The awareness of 5 common heart attack symptoms (jaw, neck, or back discomfort; weakness or lightheadedness; chest discomfort; arm or shoulder discomfort; and shortness of breath) is higher in females than in males (54.4% versus 45.6%) and in whites (54.8%) than in blacks (43.1%), Asians (33.5%), and Hispanics (38.9%).
Among patients hospitalized for ST-segment–elevation myocardial infarction, lack of health insurance (OR, 1.77 [95% CI, 1.72–1.82]; P<0.001) and below-median income (OR, 1.08 [95% CI, 1.07–1.09]; P<0.001) are independent predictors of in-hospital mortality.
Neighborhood socioeconomic status is associated with outcomes in patients with acute myocardial infarction. Compared with those in the highest quintile of neighborhood socioeconomic status, those residing in the most disadvantaged quintile experience higher rates of in-hospital death (OR, 1.10 [95% CI, 1.02–1.18]) and major bleeding (OR, 1.10 [95% CI, 1.05–1.15]).
Females experience longer door-to-balloon times and lower rates of guideline-directed medical therapy than males. In-hospital mortality is higher in females than in males with ST-segment–elevation myocardial infarction (7.4% versus 4.6%) and non–ST-segment–elevation myocardial infarction (4.8% versus 3.9%).
Cardiomyopathy and Heart Failure (Chapter 20)
The prevalence of HF continues to rise over time, with aging of the population. An estimated 6.2 million American adults ≥20 years of age had HF between 2013 and 2016, compared with an estimated 5.7 million between 2009 and 2012.
Of incident hospitalized HF events, approximately half are characterized by reduced ejection fraction and the other half by preserved ejection fraction. The prevalence of HF with preserved ejection fraction, compared with prevalence of HF with reduced ejection fraction, appears to be increasing over time along with aging of the population.
The prevalence of HF is highly variable across the world, with the lowest in sub-Saharan Africa. Prevalence of HF risk factors also varies worldwide, with hypertension being most common in Latin America, the Caribbean, Eastern Europe, and sub-Saharan Africa. Ischemic heart disease is most prevalent in Europe and North America. Valvular heart disease is more common in East Asia and Asia-Pacific countries.
Valvular Diseases (Chapter 21)
In high-risk patients with severe aortic stenosis, recent studies have shown that transcatheter aortic valve replacement is comparable to surgical aortic valve replacement in terms of mortality at 1 and 5 years. In patients at intermediate surgical risk, transcatheter aortic valve replacement and surgical aortic valve replacement have similar rates of death attributable to any cause or debilitating stroke at 2 years. In subjects at low surgical risk, transcatheter aortic valve replacement has lower rates of death, stroke, or rehospitalization at 2 years than surgical aortic valve replacement.
Percutaneous mitral valve repair techniques for primary or degenerative mitral regurgitation have become a common treatment option for high-risk patients not deemed candidates for surgical repair. Data from the Society for Thoracic Surgeons/ACC Transcatheter Valve Therapy Registry on patients commercially treated with the MitraClip percutaneous mitral valve repair device showed reduction in the severity of mitral regurgitation and procedural success in >90% of cases, although mitral valve dysfunction at 12 months is more common with percutaneous mitral valve repair than with surgical repair.
The role of the MitraClip in secondary mitral regurgitation was investigated in 2 recently published randomized clinical trials with divergent results. The MITRA-FR trial (Percutaneous Repair With the MitraClip Device for Severe Functional/Secondary Mitral Regurgitation) did not show a significant difference in the combined end point of death or rehospitalization for HF at 1 year between the group treated with MitraClip and the group treated with optimal medical therapy and cardiac resynchronization alone. However, the COAPT trial (Cardiovascular Outcomes Assessment of the MitraClip Percutaneous Therapy) demonstrated a significant reduction in rehospitalization because of HF and mortality at 2 years with the MitraClip. Such divergent results may be related to differences in sample characteristics and size, duration of follow-up, and primary end point.
Venous Thromboembolism (Deep Vein Thrombosis and Pulmonary Embolism), Chronic Venous Insufficiency, Pulmonary Hypertension (Chapter 22)
In 2016, there were an estimated 1 220 000 cases of venous thromboembolism.
According to combined data from the Emerging Risk Factors Collaboration and the UK Biobank, among traditional atherosclerotic risk factors, age and obesity were associated with increased venous thromboembolism risk; for hypertension and dyslipidemia, there was no association; and for DM, the results were inconsistent.
In a meta-analysis of patients with deep vein thrombosis who underwent ultrasonography at least 6 weeks after their deep vein thrombosis, those with residual vein thrombosis had 2-fold greater risk of postthrombotic syndrome, whereas those with venous reflux at the popliteal level had 34% greater postthrombotic syndrome risk.
In a cohort of 23 329 patients with first venous thromboembolism, cumulative incidence of chronic thromboembolic pulmonary hypertension was 1.3% and 3.3% at 2 and 10 years after pulmonary embolism and 0.3% and 1.3% after deep vein thrombosis, respectively.
Peripheral Artery Disease and Aortic Diseases (Chapter 23)
A recent trial demonstrated that a proprotein convertase subtilisin/kexin type 9 (PCSK9) inhibitor, evolocumab, reduced the risk of major adverse limb events, including acute limb ischemia, major amputation, and urgent revascularization (HR, 0.58 [95% CI, 0.38–0.88]), among patients with a history of myocardial infarction, stroke, or peripheral artery disease.
A recent study with ≈28 000 patients with a history of CVD demonstrated that patients with symptomatic peripheral artery disease but no prior myocardial infarction or stroke had an ≈2 times higher risk of CVD events than those with prior myocardial infarction or stroke but no symptomatic peripheral artery disease.
A recent report from the Nationwide Inpatient Sample demonstrated that the rate of nontraumatic lower-extremity amputation had increased by 50% between 2009 and 2015 in adults with DM, despite previously declining trends.
Quality of Care (Chapter 24)
The 30-day postdischarge mortality rate in acute myocardial infarction has decreased in recent years to ≈12%. The Hospital Readmissions Reduction Program did not change this trend, and the rates of reduction remained constant when comparing time before and after the program’s initiation.
There has been controversy concerning the impact of the Hospital Readmissions Reduction Program for patients hospitalized with HF. Although some studies suggested the program was associated with an increase in mortality (HR, 1.10 [95% CI, 1.06–1.14]), studies using other methods suggested no change in mortality.
For individuals with stroke, admission to institutions participating in the Get With The Guidelines–Stroke program was associated with several positive changes in management, including higher rates of tissue plasminogen activator use, education on risk factors, evaluation for swallowing, lipid evaluation, and neurology evaluation, as well as more appropriate referral for hospice.
Medical Procedures (Chapter 25)
Data from the Society of Thoracic Surgeons Congenital Heart Surgery Database indicate that a total of 122 459 congenital heart surgeries were performed from July 2014 to June 2018.
In 2018, 3408 heart transplantations were performed in the United States, the most ever.
Economic Cost of Cardiovascular Disease (Chapter 26)
The average annual direct and indirect cost of CVD and stroke in the United States was an estimated $351.3 billion in 2014 to 2015.
The estimated direct costs of CVD in the United States increased from $103.5 billion in 1996 to 1997 to $213.8 billion in 2014 to 2015.
Between 2015 and 2035, the projected total (direct and indirect) costs of total CVD are estimated to remain relatively stable for 18- to 44-year-olds, increase slightly for 45- to 64-year-olds, and increase sharply for 65- to 79-year-olds and adults ≥80 years of age.
Conclusions
The AHA, through its Statistics Committee, continuously monitors and evaluates sources of data on heart disease and stroke in the United States to provide the most current information available in the Statistical Update. The 2020 annual Statistical Update is the product of a full year’s worth of effort by dedicated volunteer clinicians and scientists, committed government professionals, and AHA staff members, without whom publication of this valuable resource would be impossible. Their contributions are gratefully acknowledged.
Salim S. Virani, MD, PhD, FAHA, Chair
Connie W. Tsao, MD, MPH, Vice Chair
Connie W. Tsao, MD, MPH, Vice Chair Medicine Advisor
Debra G. Heard, PhD, AHA Consultant
On behalf of the American Heart Association Epidemiology On behalf of the American Heart Association Epidemiology Council Statistics Committee and Stroke Statistics
Acknowledgments
The Writing Group wishes to thank their colleagues Lucy Hsu and Michael Wolz at the National Heart, Lung, and Blood Institute, John Omura at the Centers for Disease Control and Prevention, Celine Barthelemy at the Institute for Health Metrics and Evaluation at the University of Washington, and Christina Koutras and Fran Thorpe at the American College of Cardiology for their valuable comments and contributions.
Disclosures
| Writing Group Member | Employment | Research Grant | Other Research Support | Speakers’ Bureau/Honoraria | Expert Witness | Ownership Interest | Consultant/Advisory Board | Other |
|---|---|---|---|---|---|---|---|---|
| Salim S. Virani | VA Medical Center Health Services Research; Baylor College of Medicine | None | None | None | None | None | None | None |
| Connie W. Tsao | Beth Israel Deaconess Medical Center | None | None | None | None | None | None | None |
| Alvaro Alonso | Emory University | NIH†; AHA† | None | None | None | None | Apple Inc* | None |
| Emelia J. Benjamin | Boston University | NIH, NHLBI†; AHA†; Robert Wood Johnson† | None | None | None | None | None | None |
| Marcio S. Bittencourt | University Hospital, University of Sao Paulo Internal Medicine (Brazil) | Sanofi* | None | None | None | None | None | None |
| Clifton W. Callaway | University of Pittsburgh | NIH† | None | None | None | None | None | None |
| April P. Carson | University of Alabama at Birmingham | Amgen, Inc†; Centers for Disease Control and Prevention†; NIH† | None | None | None | None | None | None |
| Alanna M. Chamberlain | Mayo Clinic | EpidStat Institute† | None | None | None | None | None | None |
| Alexander R. Chang | Geisinger Health System | NIDDK*; Geisinger Health Plan*; Arbor Research* | None | Foundation D.E.V.E.N.I.R.* | None | None | None | None |
| Susan Cheng | Cedars-Sinai Medical Center | NIH† | None | None | None | None | None | None |
| Francesca N. Delling | University of California San Francisco | None | None | None | None | None | None | None |
| Luc Djousse | Brigham and Women’s Hospital and Harvard Medical School | None | None | None | None | None | None | None |
| Mitchell S.V. Elkind | Columbia University | BMS-Pfizer Alliance for Eliquis†; Roche† | Biogen*; Medtronic* | None | LivaNova† | None | UpToDate*; Vascular Dynamics* | None |
| Jane F. Ferguson | Vanderbilt University Medical Center | None | None | None | None | None | None | None |
| Myriam Fornage | University of Texas Health Science Center Institute of Molecular Medicine | None | None | None | None | None | None | None |
| Sadiya S. Khan | Northwestern University | NIH† | None | None | None | None | None | None |
| Brett M. Kissela | University of Cincinnati | AbbVie*; Janssen* | None | None | None | None | None | None |
| Kristen L. Knutson | Northwestern University | NIH† | None | None | None | None | None | None |
| Tak W. Kwan | Mount Sinai Beth Israel | None | None | None | None | None | None | None |
| Daniel T. Lackland | Medical University of South Carolina | None | None | None | None | None | None | None |
| Tené T. Lewis | Emory University | NIH† | None | None | None | None | None | None |
| Judith H. Lichtman | Yale University | NIH†; AHA* | None | None | None | None | None | None |
| Chris T. Longenecker | Case Western Reserve University | None | None | None | None | None | None | None |
| Matthew Shane Loop | University of North Carolina at Chapel Hill | Carolinas Collaborative† | None | None | None | None | None | None |
| Pamela L. Lutsey | University of Minnesota | None | None | None | None | None | None | None |
| Seth S. Martin | Johns Hopkins | NIH†; Aetna Foundation†; AHA†; Apple†; Google†; iHealth†; Akcea†; Maryland Innovation Initiative† | None | None | None | None | Amgen*; Sanofi*; Regeneron*; Novo Nordisk*; Esperion* | None |
| Kunihiro Matsushita | Johns Hopkins | Fukuda Denshi†; Kyowa Hakko Kirin†; Roche Diagnostics† | None | None | None | None | Fukuda Denshi*; Kyowa Hakko Kirin*; Akebia† | None |
| Andrew E. Moran | Columbia University | None | None | None | None | None | None | None |
| Michael E. Mussolino | NIH | None | None | None | None | None | None | None |
| Amanda Marma Perak | Lurie Children’s Hospital; Northwestern University | None | None | None | None | None | None | None |
| Wayne D. Rosamond | University of North Carolina | None | None | None | None | None | None | None |
| Gregory A. Roth | University of Washington | NIH†; Cardiovascular Medical Research and Education Foundation† | None | None | None | None | None | None |
| Uchechukwu K.A. Sampson | New York University | None | None | None | None | None | None | None |
| Gary M. Satou | UCLA | None | None | None | None | None | None | None |
| Emily B. Schroeder | Kaiser Permanente Colorado Institute for Health Research | NIDDK†; NIDDK*; NHLBI†; Garfield Foundation†; CDC†; AHA† | None | None | None | None | None | None |
| Svati H. Shah | Duke University | NIH (PI)†; Verily Life Sciences (PI)†; AstraZeneca (PI)* | None | None | None | None | American Heart Association (unpaid)* | None |
| Christina M. Shay | American Heart Association | None | None | None | None | None | None | AHA (Salary)† |
| Nicole L. Spartano | Boston University | None | None | None | None | None | None | None |
| Andrew Stokes | Boston University | Johnson & Johnson, Inc† | None | None | Public Health Advocacy Institute* | None | None | None |
| David L. Tirschwell | Harborview Medical Center | None | None | None | None | None | None | None |
| Lisa B. VanWagner | Northwestern University | Gore Medical*; AMRA Medical* | None | Gore Medical*; Salix Pharmaceuticals* | None | None | Gilead Sciences* | None |
Footnotes
References
- 1. American Heart Association. My Life Check – Life’s Simple 7.https://www.heart.org/en/healthy-living/healthy-lifestyle/my-life-check–lifes-simple-7. Accessed November 9, 2018.Google Scholar
1. About These Statistics
The AHA works with the NHLBI to derive the annual statistics in this Heart Disease and Stroke Statistics Update. This chapter describes the most important sources and the types of data used from them. For more details, see Chapter 28 of this document, the Glossary.
The surveys and data sources used are the following:
ACC NCDR’s Chest Pain–MI Registry (formerly the ACTION Registry)—quality information for AMI
ARIC—CHD and HF incidence rates
BRFSS—ongoing telephone health survey system
GBD—global disease prevalence and mortality
GCNKSS—stroke incidence rates and outcomes within a biracial population
GWTG—quality information for resuscitation, HF, and stroke
HCUP—hospital inpatient discharges and procedures
MEPS—data on specific health services that Americans use, how frequently they use them, the cost of these services, and how the costs are paid
NAMCS—physician office visits
NHAMCS—hospital outpatient and ED visits
NHANES—disease and risk factor prevalence and nutrition statistics
NHIS—disease and risk factor prevalence
NVSS—mortality for United States
USRDS—kidney disease prevalence
WHO—mortality rates by country
YRBSS—health-risk behaviors in youth and young adults
Disease Prevalence
Prevalence is an estimate of how many people have a condition at a given point or period in time. The CDC/NCHS conducts health examination and health interview surveys that provide estimates of the prevalence of diseases and risk factors. In this Statistical Update, the health interview part of the NHANES is used for the prevalence of CVDs. NHANES is used more than the NHIS because in NHANES, AP is based on the Rose Questionnaire; estimates are made regularly for HF; hypertension is based on BP measurements and interviews; and an estimate can be made for total CVD, including MI, AP, HF, stroke, and hypertension.
A major emphasis of this Statistical Update is to present the latest estimates of the number of people in the United States who have specific conditions to provide a realistic estimate of burden. Most estimates based on NHANES prevalence rates are based on data collected from 2013 to 2016. These are applied to census population estimates for 2016. Differences in population estimates cannot be used to evaluate possible trends in prevalence because these estimates are based on extrapolations of rates beyond the data collection period by use of more recent census population estimates. Trends can only be evaluated by comparing prevalence rates estimated from surveys conducted in different years.
In the 2020 Statistical Update, there is an emphasis on social determinants of health that are built across the various chapters, and global estimates are provided where available.
Risk Factor Prevalence
The NHANES 2013 to 2016 data are used in this Statistical Update to present estimates of the percentage of people with high lipid values, DM, overweight, and obesity. NHANES 2015 to 2016 and BRFSS 2017 data are used for the prevalence of sleep issues. The NHIS 2016 data are used for the prevalence of cigarette smoking and physical inactivity. Data for students in grades 9 through 12 are obtained from the YRBSS.
Incidence and Recurrent Attacks
An incidence rate refers to the number of new cases of a disease that develop in a population per unit of time. The unit of time for incidence is not necessarily 1 year, although incidence is often discussed in terms of 1 year. For some statistics, new and recurrent attacks or cases are combined. Our national incidence estimates for the various types of CVD are extrapolations to the US population from the FHS, the ARIC study, and the CHS, all conducted by the NHLBI, as well as the GCNKSS, which is funded by the NINDS. The rates change only when new data are available; they are not computed annually. Do not compare the incidence or the rates with those in past editions of the Heart Disease and Stroke Statistics Update (also known as the Heart and Stroke Statistical Update for editions before 2005). Doing so can lead to serious misinterpretation of time trends.
Mortality
Mortality data are generally presented according to the underlying cause of death. “Any-mention” mortality means that the condition was nominally selected as the underlying cause or was otherwise mentioned on the death certificate. For many deaths classified as attributable to CVD, selection of the single most likely underlying cause can be difficult when several major comorbidities are present, as is often the case in the elderly population. It is useful, therefore, to know the extent of mortality attributable to a given cause regardless of whether it is the underlying cause or a contributing cause (ie, the “any-mention” status). The number of deaths in 2017 with any mention of specific causes of death was tabulated by the NHLBI from the NCHS public-use electronic files on mortality.
The first set of statistics for each disease in this Statistical Update includes the number of deaths for which the disease is the underlying cause. Two exceptions are Chapter 8 (High Blood Pressure) and Chapter 20 (Cardiomyopathy and Heart Failure). HBP, or hypertension, increases the mortality risks of CVD and other diseases, and HF should be selected as an underlying cause only when the true underlying cause is not known. In this Statistical Update, hypertension and HF death rates are presented in 2 ways: (1) as nominally classified as the underlying cause and (2) as any-mention mortality.
National and state mortality data presented according to the underlying cause of death were obtained from the CDC WONDER website or the CDC NVSS mortality file.1 Any-mention numbers of deaths were tabulated from the CDC WONDER website or CDC NVSS mortality file.2
Population Estimates
In this publication, we have used national population estimates from the US Census Bureau for 20163 in the computation of morbidity data. CDC/NCHS population estimates4 for 2017 were used in the computation of death rate data. The Census Bureau website contains these data, as well as information on the file layout.
Hospital Discharges and Ambulatory Care Visits
Estimates of the numbers of hospital discharges and numbers of procedures performed are for inpatients discharged from short-stay hospitals. Discharges include those discharged alive, dead, or with unknown status. Unless otherwise specified, discharges are listed according to the principal (first-listed) diagnosis, and procedures are listed according to all-listed procedures (principal and secondary). These estimates are from the 2016 HCUP. Ambulatory care visit data include patient visits to primary providers’ offices and hospital outpatient departments and EDs. Ambulatory care visit data reflect the primary (first-listed) diagnosis. These estimates are from the 2016 NAMCS and 2016 NHAMCS of the CDC/NCHS. Data for community health centers are included in 2016 NAMCS estimates. Readers comparing data across years should note that beginning October 1, 2015, a transition was made from ICD-9 to ICD-10. This should be kept in mind, because coding changes could affect some statistics, especially when comparisons are made across these years.
International Classification of Diseases
Morbidity (illness) and mortality (death) data in the United States have a standard classification system: the ICD. Approximately every 10 to 20 years, the ICD codes are revised to reflect changes over time in medical technology, diagnosis, or terminology. If necessary for comparability of mortality trends across the 9th and 10th ICD revisions, comparability ratios computed by the CDC/NCHS are applied as noted.5 Effective with mortality data for 1999, ICD-10 is used.6 Beginning in 2016, ICD-10-CM is used for hospital inpatient stays and ambulatory care visit data.7
Age Adjustment
Prevalence and mortality estimates for the United States or individual states comparing demographic groups or estimates over time are either age specific or age adjusted to the year 2000 standard population by the direct method.8 International mortality data are age adjusted to the European standard population. Unless otherwise stated, all death rates in this publication are age adjusted and are deaths per 100 000 population.
Data Years for National Estimates
In this Statistical Update, we estimate the annual number of new (incidence) and recurrent cases of a disease in the United States by extrapolating to the US population in 2014 from rates reported in a community- or hospital-based study or multiple studies. Age-adjusted incidence rates by sex and race are also given in this report as observed in the study or studies. For US mortality, most numbers and rates are for 2017. For disease and risk factor prevalence, most rates in this report are calculated from the 2013 to 2016 NHANES. Because NHANES is conducted only in the noninstitutionalized population, we extrapolated the rates to the total US resident population on July 1, 2016, recognizing that this probably underestimates the total prevalence given the relatively high prevalence in the institutionalized population. The numbers and rates of hospital inpatient discharges for the United States are for 2016. Numbers of visits to primary providers’ offices and hospital EDs are for 2016, whereas hospital outpatient department visits are for 2011. Except as noted, economic cost estimates are for 2014 to 2015.
Cardiovascular Disease
For data on hospitalizations, primary provider office visits, and mortality, total CVD is defined according to ICD codes given in Chapter 13 of the present document. This definition includes all diseases of the circulatory system. Unless otherwise specified, estimates for total CVD do not include congenital CVD. Prevalence of total CVD includes people with hypertension, CHD, stroke, and HF.
Race/Ethnicity
Data published by governmental agencies for some racial groups are considered unreliable because of the small sample size in the studies. Because we try to provide data for as many racial and ethnic groups as possible, we show these data for informational and comparative purposes.
Global Burden of Disease
The GBD Study is an ongoing global effort to measure death and disability attributable to diseases, injuries, and risk factors for all countries, from 1990 to the present day. GBD 2017, the most recent iteration of the study, was produced by the collective efforts of >3600 researchers in >145 countries. Estimates were produced for 350 diseases and injuries and 84 risk factors. Detailed methods and results can be found via the study’s online data visualization tools, as well as across a range of peer-reviewed scientific research articles, which can be found cited elsewhere in this publication.
For GBD 2017, estimates were produced for 1990 to 2017 for 195 countries and territories, stratified by age and sex, with subnational estimates made available in an increasing number of countries. Improvements to statistical and geospatial modeling methods, as well as the addition of new data sources, could lead to changes in results across GBD Study cycles for both the most recent and earlier years.
For more information about the GBD, and to access GBD 2017 resources, data visualizations, and most recent publications, please visit the study’s website.9
Contacts
If you have questions about statistics or any points made in this Statistical Update, please contact the AHA National Center, Office of Science & Medicine. Direct all media inquiries to News Media Relations at http://newsroom.heart.org/connect or 214-706-1173.
The AHA works diligently to ensure that this Statistical Update is error free. If we discover errors after publication, we will provide corrections at http://www.heart.org/statistics and in the journal Circulation.
| ACC | American College of Cardiology |
| ACTION | Acute Coronary Treatment and Intervention Outcomes Network |
| AHA | American Heart Association |
| AMI | acute myocardial infarction |
| AP | angina pectoris |
| ARIC | Atherosclerosis Risk in Communities Study |
| BP | blood pressure |
| BRFSS | Behavioral Risk Factor Surveillance System |
| CDC | Centers for Disease Control and Prevention |
| CDC WONDER | Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research |
| CHD | coronary heart disease |
| CHS | Cardiovascular Health Study |
| CVD | cardiovascular disease |
| DM | diabetes mellitus |
| ED | emergency department |
| FHS | Framingham Heart Study |
| GBD | Global Burden of Disease study |
| GCNKSS | Greater Cincinnati/Northern Kentucky Stroke Study |
| GWTG | Get With The Guidelines |
| HBP | high blood pressure |
| HCUP | Healthcare Cost and Utilization Project |
| HF | heart failure |
| ICD | International Classification of Diseases |
| ICD-9 | International Classification of Diseases, 9th Revision |
| ICD-10 | International Classification of Diseases, 10th Revision |
| ICD-10-CM | International Classification of Diseases, 10th Revision, Clinical Modification |
| MEPS | Medical Expenditure Panel Survey |
| MI | myocardial infarction |
| NAMCS | National Ambulatory Medical Care Survey |
| NCDR | National Cardiovascular Data Registry |
| NCHS | National Center for Health Statistics |
| NHAMCS | National Hospital Ambulatory Medical Care Survey |
| NHANES | National Health and Nutrition Examination Survey |
| NHIS | National Health Interview Survey |
| NHLBI | National Heart, Lung, and Blood Institute |
| NINDS | National Institute of Neurological Disorders and Stroke |
| NVSS | National Vital Statistics System |
| USRDS | United States Renal Data System |
| WHO | World Health Organization |
| YRBSS | Youth Risk Behavior Surveillance System |
References
- 1. National Center for Health Statistics. Centers for Disease Control and Prevention website. National Vital Statistics System: public use data file documentation: mortality multiple cause-of-death micro-data files, 2017.https://www.cdc.gov/nchs/nvss/mortality_public_use_data.htm Accessed April 1, 2019.Google Scholar
- 2. Centers for Disease Control and Prevention, National Center for Health Statistics, Multiple Cause of Death, 1999-2017.CDC WONDER Online Database [database online]. Released December 2018. Atlanta, GA: Centers for Disease Control and Prevention. https://wonder.cdc.gov/ucd-icd10.html. Accessed April 1, 2019.Google Scholar
- 3. US Census Bureau population estimates: historical data: 2000s. US Census Bureau website.https://www.census.gov/programs-surveys/popest.html. Accessed July 19, 2019.Google Scholar
- 4. U.S. Census Populations With Bridged Race Categories. Centers for Disease Control and Prevention website.https://www.cdc.gov/nchs/nvss/bridged_race.htm Accessed July 19, 2019.Google Scholar
- 5. National Center for Health Statistics. Health, United States, 2015: With Special Feature on Racial and Ethnic Health Disparities. Hyattsville, MD: National Center for Health Statistics; 2016. http://www.cdc.gov/nchs/data/hus/hus15.pdf. Accessed April 1, 2019.Google Scholar
- 6. World Health Organization. International Statistical Classification of Diseases and Related Health Problems, Tenth Revision. 2008 ed. Geneva, Switzerland: World Health Organization; 2009.Google Scholar
- 7. National Center for Health Statistics. ICD-10-CM Official Guidelines for Coding and Reporting, FY 2019.Centers for Disease Control and Prevention website. https://www.cdc.gov/nchs/icd/data/10cmguidelines-FY2019-final.pdf. Accessed July 19, 2019.Google Scholar
- 8.
Anderson RN, Rosenberg HM . Age standardization of death rates: implementation of the year 2000 standard.Natl Vital Stat Rep. 1998; 47:1–16, 20.Google Scholar - 9. Global Burden of Disease Study 2017 (GBD 2017). Seattle, WA: Institute for Health Metrics and Evaluation, University of Washington; 2018. http://ghdx.healthdata.org/gbd-results-tool. Accessed April 1, 2019.Google Scholar
2. Cardiovascular Health
See Tables 2-1 and 2-2 and Charts 2-1 through 2-15
In 2010, the AHA created a new set of central Strategic Impact Goals to drive organizational priorities for the decade to come:
By 2020, to improve the cardiovascular health of all Americans by 20%, while reducing deaths from CVDs and stroke by 20%.1
This impact goal introduced a new concept of CVH, characterized by 7 components (Life’s Simple 7),2 including 4 health behaviors (diet quality, PA, smoking, BMI) and 3 health factors (blood cholesterol, BP, blood glucose). Ideal CVH is defined by the absence of clinically manifest CVD together with the simultaneous presence of optimal levels of all 7 components, including not smoking and having a healthy diet pattern, sufficient PA, normal body weight, and normal levels of TC, BP, and FPG (in the absence of medication treatment for these 3 factors; Table 2-1). Because a wide spectrum exists in potential levels of CVH, and the ideal CVH profile is known to be rare in the US population, the broader spectrum of CVH can also be represented using categorical ranges for ideal, intermediate, or poor for each of the health behaviors and health factors.1Table 2-1 provides the specific definitions for ideal, intermediate, and poor categories for each of the 7 components of CVH for both adults and children.
| Level of CVH for Each Metric | |||
|---|---|---|---|
| Poor | Intermediate | Ideal | |
| Current smoking | |||
| Adults ≥20 y of age | Yes | Former ≥12 mo | Never or quit >12 mo |
| Children 12–19 y of age* | Tried during the prior 30 d | … | Never tried; never smoked whole cigarette |
| BMI† | |||
| Adults ≥20 y of age | ≥30 kg/m2 | 25–29.9 kg/m2 | <25 kg/m2 |
| Children 2–19 y of age | >95th percentile | 85th–95th percentile | <85th percentile |
| Physical activity | |||
| Adults ≥20 y of age | None | 1–149 min/wk moderate or 1–74 min/wk vigorous or 1–149 min/wk moderate + 2× vigorous | ≥150 min/wk moderate or ≥75 min/wk vigorous or ≥150 min/wk moderate + 2× vigorous |
| Children 12–19 y of age | None | >0 and <60 min of moderate or vigorous every day | ≥60 min of moderate or vigorous every day |
| Healthy diet score, No. of components‡ | |||
| Adults ≥20 y of age | <2 (0–39) | 2–3 (40–79) | 4–5 (80–100) |
| Children 5–19 y of age | <2 (0–39) | 2–3 (40–79) | 4–5 (80–100) |
| TC, mg/dL | |||
| Adults ≥20 y of age | ≥240 | 200–239 or treated to goal | <200 |
| Children 6–19 y of age | ≥200 | 170–199 | <170 |
| Blood pressure | |||
| Adults ≥20 y of age | SBP ≥140 mm Hg or DBP ≥90 mm Hg | SBP 120–139 mm Hg or DBP 80–89 mm Hg or treated to goal | <120 mm Hg/<80 mm Hg |
| Children 8–19 y of age | >95th percentile | 90th–95th percentile or SBP ≥120 mm Hg or DBP ≥80 mm Hg | <90th percentile |
| Diabetes mellitus§ | |||
| Adults ≥20 y of age | FPG ≥126 mg/dL or HbA1c ≥6.5% | FPG 100–125 mg/dL or HbA1c 5.7%–6.4% or treated to goal | FPG <100 mg/dL or HbA1c <5.7% |
| Children 12–19 y of age | FPG ≥126 mg/dL or HbA1c ≥6.5% | FPG 100–125 mg/dL or HbA1c 5.7%–6.4% or treated to goal | FPG <100 mg/dL or HbA1c <5.7% |
This concept of CVH represented a new focus for the AHA, with 3 central and novel emphases:
An expanded focus on CVD prevention and promotion of CVH as an active, positive, and achievable pursuit, in addition to the treatment of established CVD.
Efforts to promote both healthy behaviors (healthy diet pattern, appropriate energy intake, PA, and nonsmoking) and healthy levels of health factors (optimal blood lipids, BP, glucose levels) throughout the lifespan.
Population-level health-promotion strategies to shift the majority of the public toward greater CVH, in addition to targeting those individuals at greatest CVD risk, because healthy lifestyles in all domains are uncommon throughout the US population.
Beginning in 2011, and recognizing the time lag in the nationally representative US data sets, this chapter in the annual Statistical Update has evaluated and published surveillance estimates for the prevalence of CVH and information to provide insights into both progress toward meeting the 2020 AHA goals and areas that require greater attention to meet these goals. The AHA has advocated for raising the visibility of patient-reported CVH status, which includes symptom burden, functional status, and health-related quality of life, as an indicator of CVH in future organizational goal setting.3
Relevance of Ideal CVH
Since the AHA announced its 2020 Impact Goals, multiple independent investigations (summaries of which are provided in this chapter) have confirmed the importance of having ideal levels of these components, along with the overall concept of CVH. Findings include strong inverse, stepwise associations in the United States of the number of CVH components at ideal levels with all-cause mortality, CVD mortality, and HF; with subclinical measures of atherosclerosis such as carotid IMT, arterial stiffness, and CAC prevalence and progression; with physical functional impairment and frailty4; and with cognitive decline and depression.4,5 Similar relationships have also been seen in non-US populations.4–10
A study in a large Hispanic/Latino cohort study in the United States found that associations between CVD and status of CVH components compared favorably with existing national estimates; however, some of the associations varied by sex and heritage.10
A study in blacks found that risk of incident HF was 61% lower among those with ≥4 ideal CVH components than among those with 0 to 2 ideal components.11
Ideal health behaviors and ideal health factors are each independently associated with lower CVD risk in a stepwise fashion (Chart 2-1). In other words, across any level of health behaviors, health factors are associated with incident CVD; conversely, across any level of health factors, health behaviors are still associated with incident CVD.12
Analyses from the US Burden of Disease Collaborators demonstrated that poor levels of each of the 7 CVH components resulted in substantial mortality and morbidity in the United States in 2010. The top risk factor related to overall disease burden was suboptimal diet, followed by tobacco smoking, high BMI, raised BP, high FPG, and physical inactivity.13
An inverse stepwise association was present between the number of ideal CVH components and risk of death based on NHANES data from 1988 to 2006.14 The HRs for people with 6 or 7 ideal health metrics compared with 0 ideal health components were 0.49 (95% CI, 0.33–0.74) for all-cause mortality, 0.24 (95% CI, 0.13–0.47) for CVD mortality, and 0.30 (95% CI, 0.13–0.68) for IHD mortality.14
A recent meta-analysis of 9 prospective cohort studies involving 12 878 participants reported that having the highest number of ideal CVH components was associated with a lower risk of all-cause mortality (RR, 0.55 [95% CI, 0.37–0.80]), cardiovascular mortality (RR, 0.25 [95% CI, 0.10–0.63]), CVD (RR, 0.20 [95% CI, 0.11–0.37]), and stroke (RR, 0.31 [95% CI, 0.25–0.38]) compared with individuals with the lowest number of ideal components.15
The adjusted PAFs for CVD mortality for individual components of CVH have been reported as follows14:
— 40.6% (95% CI, 24.5%–54.6%) for HBP
— 13.7% (95% CI, 4.8%–22.3%) for smoking
— 13.2% (95% CI, 3.5%–29.2%) for poor diet
— 11.9% (95% CI, 1.3%–22.3%) for insufficient PA
— 8.8% (95% CI, 2.1%–15.4%) for abnormal glucose levels
The adjusted PAFs for IHD mortality for individual components of CVH were as follows14:
— 34.7% (95% CI, 6.6%–57.7%) for HBP
— 16.7% (95% CI, 6.4%–26.6%) for smoking
— 20.6% (95% CI, 1.2%–38.6%) for poor diet
— 7.8% (95% CI, 0%–22.2%) for insufficient PA
— 7.5% (95% CI, 3.0%–14.7%) for abnormal glucose levels
Several studies have been published in which investigators have assigned individuals a CVH score ranging from 0 to 14 based on the sum of points assigned to each component of CVH (poor=0, intermediate=1, ideal=2 points). Using this approach, data from the REGARDS cohort were used to demonstrate an inverse stepwise association between a higher CVH score component and lower incidence of stroke. On the basis of this score, every unit increase in CVH was associated with an 8% lower risk of incident stroke (HR, 0.92 [95% CI, 0.88–0.95]), with a similar effect size for white (HR, 0.91 [95% CI, 0.86–0.96]) and black (HR, 0.93 [95% CI, 0.87–0.98]) participants.16
The Cardiovascular Lifetime Risk Pooling Project showed that adults with all-optimal risk factor levels (similar to having ideal CVH factor levels of cholesterol, blood sugar, and BP, as well as not smoking) have substantially longer overall and CVD-free survival than those who have poor levels of ≥1 of these CVH factors. For example, at an index age of 45 years, males with optimal risk factor profiles lived on average 14 years longer free of all CVD events and 12 years longer overall than people with ≥2 risk factors.17
Better CVH as defined by the AHA is associated with lower incidence of HF,18 less subclinical vascular disease,19,20 better global cognitive performance and cognitive function,21,22 lower prevalence23 and incidence24 of depressive symptoms, lower loss of physical functional status,25 longer leukocyte telomere length,26 less ESRD,27 less pneumonia, less chronic obstructive pulmonary disease,28 less VTE/PE,29 lower prevalence of aortic sclerosis and stenosis,30 lower risk of calcific aortic valve stenosis,31 better prognosis after MI,32 and lower risk of AF.33 In addition, a study among a sample of Hispanics/Latinos residing in the United States reported that greater positive psychological functioning (dispositional optimism) was associated with higher CVH scores as defined by the AHA.34 A recent study in college students found that both handgrip strength and muscle mass are positively associated with greater numbers of ideal CVH components, providing further evidence of the general health benefits of ideal CVH.35
On the basis of NHANES 1999 to 2006 data, several social risk factors (low family income, low education level, minority race, and single-living status) were related to lower likelihood of attaining better CVH as measured by Life’s Simple 7 scores.36 In addition, neighborhood factors and contextual relationships have been found to be related to health disparities in CVH, but more research is needed to better understand these complex relationships.37 Having more ideal CVH components in middle age is also associated with lower non-CVD and CVD healthcare costs in later life.38 An investigation of 4906 participants in the Cooper Center Longitudinal Study reported that participants with ≥5 ideal CVH components exhibited 24.9% (95% CI, 11.7%–36.0%) lower median annual non-CVD costs and 74.5% (95% CI, 57.5%–84.7%) lower median CVD costs than those with ≤2 ideal CVH components.38
A more recent report from a large, ethnically diverse insured population39 found that people with 6 or 7 and those with 3 to 5 of the CVH components in the ideal category had a $2021 and $940 lower annual mean healthcare expenditure, respectively, than those with 0 to 2 ideal health components.

Chart 2-1. Incidence of cardiovascular disease according to the number of ideal health behaviors and health factors. Source: Reprinted from Folsom et al12 with permission from the American College of Cardiology Foundation. Copyright © 2011, the American College of Cardiology Foundation.
CVH: Prevalence (NHANES 2015–2016)
(See Table 2-2 and Charts 2-2 through 2-10)
The most recent national prevalence estimates for children (12–19 years of age) and adults (20–49 years of age and ≥50 years of age) who meet ideal, intermediate, and poor levels of each of the 7 CVH components are displayed in Charts 2-2 and 2-3, respectively.40 The most current estimates at time of publication were based on data from NHANES 2015 to 2016.
For most components of CVH, prevalence of ideal levels is higher in US children (12–19 years of age) than in US adults (≥20 years of age), except for the Healthy Diet Score and PA, for which prevalence of ideal levels in children is lower than in adults.
Among US children (12–19 years of age; Chart 2-2), the unadjusted prevalence of ideal levels of CVH components currently varies from <1% for the Healthy Diet Score (ie, <1 in 100 US children meets at least 4 of the 5 dietary components) to >85% for smoking, BP, and DM components (unpublished AHA tabulation).
Among US adults (Chart 2-3), the lowest prevalence of ideal levels for CVH components is <1% for the Healthy Diet Score in adults 20 to 49 years of age and ≥50 years of age. The highest prevalence of ideal levels for a CVH component is for smoking (76.6% of adults 20–49 years of age and 81.6% of adults ≥50 years of age report never having smoked or being a former smoker who has quit for >12 months). In 2015 to 2016, 64.6% of adults 20 to 49 years of age and 27.2% of adults ≥50 years of age had ideal levels of TC (<200 mg/dL).
Age-standardized and age-specific prevalence estimates for ideal CVH and for ideal levels of individual CVH components for 2013 to 2014 and 2015 to 2016 are displayed in Table 2-2.
In 2015 to 2016, the prevalence of ideal levels of ≥5 or ≥6 CVH components among adults was highest in the youngest age groups (20–39 years of age) and was lowest in the oldest age group (≥60 years of age). A similar pattern occurred for all individual components of CVH except the Healthy Diet Score, for which prevalence of ideal levels was highest in older adults but still <1%.
Chart 2-4 displays the prevalence estimates for the population of US children (12–19 years of age) meeting ideal criteria for different numbers of CVH components, with a range of 0 to 7 ideal components.
— Few US children 12 to 19 years of age (3.8%) meet ideal criteria for 2 or fewer components of ideal CVH.
— Approximately half of US children (50.4%) meet ideal criteria for 3 or 4 components of CVH, and 45.0% meet ideal criteria for ≥5 components of CVH.
— <1% of children meet ideal criteria for all 7 components of CVH.
Charts 2-5 and 2-6 display the age-standardized prevalence estimates of US adults meeting ideal criteria for different numbers of CVH components in 2015 to 2016, overall and stratified by age, sex, and race/ethnicity.
— 2.5% of US adults (≥20 years of age) meet ideal criteria for 0 of the 7 components of CVH, whereas 15.3% meet only 1 of 7 criteria. Having ≤1 ideal CVH component is much less common among younger adults (20–39 years of age), at 4.5%, compared with older adults (≥60 years of age), for whom having ≤1 ideal metric is more common (28.6%).
— NH Asians have the highest prevalence of meeting ideal criteria for ≥5 components of CVH compared with other racial/ethnic groups.
Chart 2-7 displays the age-standardized and age-specific prevalence estimates of meeting ideal criteria for ≥5 components of CVH in US adults (≥20 years of age) and US children (12–19 years of age), stratified by race and ethnicity.
— In adults, the prevalence of ≥5 metrics at ideal levels is highest for NH Asians (26.0%), followed by NH whites (19.2%), Hispanics (12.4%), and NH blacks (11.8%).
— In children, the differences by race/ethnicity are similar to those of adults: prevalence of ≥5 metrics at ideal levels is highest for NH Asians (63.4%), followed by NH whites (48.8%), Hispanics (40.6%), and NH blacks (35.2%).
Chart 2-8 displays the age-standardized and age-specific prevalence of meeting criteria for ideal levels of ≥5 components of CVH in US adults (≥20 years of age) and US children (12–19 years of age) in 2015 to 2016, stratified by race and ethnicity.
— In both males and females and in both adults and children, higher prevalence of meeting ideal criteria for ≥5 components of CVH was observed in 2015 to 2016 than in 2007 to 2008, although differences were not statistically significant.
Chart 2-9 displays the age-standardized percentages of US adults meeting poor or ideal criteria for different numbers of CVH components in 2015 to 2016. Attaining the AHA 2020 Strategic Impact Goal for CVH is predicated on reducing the relative prevalence of individuals with poor levels of CVH while increasing the relative percentage of those with ideal levels for each of the 7 components.
— Approximately two-thirds (63.2%) of US adults have ≤2 components at poor levels.
— Conversely, 40.6% of adults have ≤2 components at ideal levels; approximately half (45.9%) of US adults have between 2 and 3 ideal CVH components.
— Few US adults (3%) have ≥5 components at poor levels.
Chart 2-10 displays the age-standardized percentages of US adults meeting ideal criteria for ≥5 components of CVH, stratified by both educational attainment and household income-to-poverty ratio in 2015 to 2016.
— The lowest prevalence (5.7%) of meeting ideal criteria for ≥5 components of CVH was observed in adults with both the lowest level of education (<high school) and lowest household income (<100%).
— At all levels of household income-to-poverty ratio, the highest prevalence of meeting ideal criteria for ≥5 ideal CVH components was observed in those with the highest level of educational attainment (college graduate; 24.2%–30.3%).
| Age 12–19 y | Age ≥20 y* | Age 20–39 y | Age 40–59 y | Age ≥60 y | |
|---|---|---|---|---|---|
| Ideal CVH profile (7/7) | 0.0 (0.0) | 0.0 (0.0) | 0.0 (0.0) | 0.0 (0.0) | 0.0 (0.0) |
| ≥6 Ideal | 7.2 (1.1) | 5.3 (0.5) | 11.0 (1.0) | 2.2 (0.6) | 0.7 (0.4) |
| ≥5 Ideal | 45.0 (2.7) | 17.4 (0.7) | 31.6 (1.3) | 10.6 (1.0) | 4.1 (0.8) |
| Ideal health factors (4/4) | 54.9 (2.4) | 17.0 (0.6) | 31.4 (1.3) | 10.2 (1.1) | 2.5 (0.8) |
| TC <200 mg/dL | 77.7 (1.3) | 49.4 (1.1) | 72.9 (1.4) | 39.0 (1.7) | 25.2 (1.2) |
| SBP <120/DBP <80 mm Hg | 85.2 (1.0) | 41.0 (1.2) | 61.7 (1.7) | 34.1 (2.0) | 15.6 (2.1) |
| FPG <100 mg/dL and HbA1c <5.7% | 86.2 (1.4) | 58.4 (1.4) | 79.3 (1.1) | 51.2 (2.5) | 32.4 (1.6) |
| Ideal health behaviors (4/4) | 0.0 (0.0) | 0.1 (0.0) | 0.0 (0.0) | 0.0 (0.0) | 0.2 (0.1) |
| PA at goal | 25.4 (1.6) | 41.5 (1.7) | 52.4 (1.7) | 37.9 (2.3) | 28.2 (1.9) |
| Nonsmoker | 93.6 (0.9) | 78.8 (1.0) | 75.0 (1.4) | 77.0 (1.5) | 86.5 (1.4) |
| BMI <25 kg/m2 | 60.1 (1.9) | 28.7 (1.6) | 35.2 (1.8) | 25.2 (2.1) | 24.0 (2.1) |
| 4 or 5 Diet goals met† | 0.0 (0.0) | 0.3 (0.1) | 0.1 (0.1) | 0.1 (0.1) | 0.7 (0.3) |
| F&V ≥4.5 C/d | 3.7 (0.9) | 10.2 (0.6) | 7.8 (0.9) | 11.1 (1.4) | 13.8 (1.1) |
| Fish ≥2 svg/wk | 7.6 (1.0) | 18.0 (1.7) | 15.9 (2.5) | 19.3 (2.3) | 18.7 (1.6) |
| Sodium <1500 mg/d | 0.6 (0.3) | 0.7 (0.2) | 0.8 (0.3) | 0.9 (0.4) | 0.2 (0.1) |
| SSB <36 oz/wk | 40.4 (2.6) | 53.3 (1.7) | 47.7 (2.9) | 51.6 (2.3) | 66.5 (2.7) |
| Whole grains ≥3 1-oz/d | 6.8 (0.8) | 7.1 (0.6) | 5.9 (1.2) | 6.5 (0.9) | 9.5 (1.1) |
| Secondary diet metrics | |||||
| Nuts/legumes/seeds ≥4 svg/wk | 36.7 (2.4) | 52.4 (1.7) | 48.9 (3.0) | 54.9 (2.3) | 54.1 (1.8) |
| Processed meats ≤2 svg/wk | 39.2 (2.8) | 44.0 (0.9) | 45.4 (1.1) | 44.0 (1.7) | 41.9 (2.6) |
| SFat <7% total kcal | 4.5 (1.0) | 8.4 (0.5) | 8.8 (1.1) | 8.9 (0.7) | 6.8 (0.9) |

Chart 2-2. Prevalence (unadjusted) estimates of poor, intermediate, and ideal cardiovascular health (CVH) for each component of CVH among US children 12 to 19 years of age, 2015 to 2016.*Categories defined by either fasting plasma glucose or HbA1c based on data availability. Source: Unpublished American Heart Association tabulation using National Health and Nutrition Examination Survey, 2015 to 2016.40

Chart 2-3. Prevalence (unadjusted) estimates of poor, intermediate, and ideal cardiovascular health (CVH) for each component of CVH among US adults 20 to 49 years of age and ≥50 years of age, 2015 to 2016. Source: Unpublished American Heart Association tabulation using National Health and Nutrition Examination Survey, 2015 to 2016.40

Chart 2-4. Prevalence (unadjusted) of US children 12 to 19 years of age meeting ideal criteria for different numbers of cardiovascular health components, overall and by sex, 2015 to 2016. Error bars represent 95% CI. Source: Unpublished American Heart Association tabulation using National Health and Nutrition Examination Survey, 2015 to 2016.40

Chart 2-5. Age-standardized prevalence estimates of US adults ≥20 years of age meeting ideal criteria for different numbers of cardiovascular health components, overall and by sex and age groups, 2015 to 2016. Error bars represent 95% CI. Source: Unpublished American Heart Association tabulation using National Health and Nutrition Examination Survey, 2015 to 2016.40

Chart 2-6. Age-standardized prevalence estimates of US adults ≥20 years of age meeting ideal criteria for different numbers of components of cardiovascular health, overall and by race/ethnicity, 2013 to 2014. Error bars represent 95% CI. NH indicates non-Hispanic. Source: Unpublished American Heart Association tabulation using National Health and Nutrition Examination Survey, 2013 to 2014.40

Chart 2-7. Prevalence of meeting ≥5 criteria for ideal cardiovascular health among US adults ≥20 years of age (age-standardized) and US children 12 to 19 years of age by race/ethnicity, 2007 to 2008 and 2015 to 2016. Error bars represent 95% CI. NH indicates non-Hispanic. Source: Unpublished American Heart Association tabulation using National Health and Nutrition Examination Survey, 2007 to 2008 and 2015 to 2016.40

Chart 2-8. Prevalence of meeting idea criteria for ≥5 components of cardiovascular health among US adults ≥20 years of age (age-standardized) and US children 12 to 19 years of age between 2007 to 2008 and 2015 to 2016, overall and by sex. Error bars represent 95% CI. Source: Unpublished American Heart Association tabulation using National Health and Nutrition Examination Survey, 2007 to 2008 and 2015 to 2016.40

Chart 2-9. Age-standardized prevalence estimates of US adults (≥20 years of age) meeting ideal or poor criteria for different numbers of cardiovascular health components, 2015 to 2016. Error bars represent 95% CI. Source: Unpublished American Heart Association tabulation using National Health and Nutrition Examination Survey, 2015 to 2016.40

Chart 2-10. Age-standardized prevalence of meeting ideal criteria for ≥5 components of cardiovascular health among US adults ≥20 years of age by educational attainment and household income-to-poverty ratio, 2015 to 2016. Source: Unpublished American Heart Association tabulation using National Health and Nutrition Examination Survey, 2015 to 2016.40
CVH: Trends Over Time
(See Charts 2-11 through 2-14)
The trends in prevalence of meeting ideal criteria for the individual components of CVH from 1999 to 2000 to 2015 to 2016 (for diet, trends from 2003–2004 through 2015–2016) are shown in Chart 2-11 for children (12–19 years of age) and in Chart 2-12 for adults (≥20 years of age).
— Among children from 1999 to 2000 to 2015 to 2016, the prevalence of meeting ideal criteria for smoking and BP have consistently improved. For example, the prevalence of nonsmoking among children 12 to 19 years of age increased from 76.4% to 93.6%. For ideal TC, the prevalence increased from 72.0% to 77.7%. However, declines in prevalence of ideal levels were observed for PA (38.4% to 25.4%), BMI (69.8% to 60.1%), and DM (92.4% to 86.2%).
— From 1999 to 2000 to 2015 to 2016, the prevalence of meeting ideal criteria for smoking, TC, BP, and PA increased among adults. For example, the prevalence of being a never-smoker or having quit ≥1 year prior increased from 72.9% to 78.8%. Over the 18-year period, the prevalence of meeting criteria for ideal TC increased from 45.1% to 49.4%. Similar to trends observed in children, declines in prevalence of ideal levels were observed for BMI (from 36.3% to 28.7%), and DM (from 69.1% to 58.4%) among adults.
The prevalence trends from 2003 to 2004 to 2015 to 2016 for meeting ideal criteria for ≥5 components of CVH according to categories of household income (ie, household income-to-poverty ratio) among adults (≥20 years of age) are shown in Chart 2-13.
— Across all time points, the highest prevalence of meeting ideal criteria for ≥5 components of CVH was observed among individuals in the highest category of household income-to-poverty ratio (≥500%); higher household income-to-poverty ratio is consistently associated with a higher prevalence of meeting ideal criteria for ≥5 components of CVH.
— Between 2003 and 2016, little variation was observed in prevalence of meeting ideal criteria for ≥5 components of CVH across categories of household income-to-poverty ratio; the greatest increases were observed among individuals with 300% to 499% household income-to-poverty ratio (15.3% to 20.3%).
The prevalence trends from 2003 to 2004 to 2015 to 2016 for meeting ideal criteria for ≥5 components of CVH according to categories of educational attainment among adults (≥20 years of age) are shown in Chart 2-14.
— Trends in prevalence for meeting ideal criteria for ≥5 components of CVH according to category of educational attainment are similar to those observed for household income: higher educational attainment is consistently associated with a higher prevalence of meeting ideal criteria for ≥5 components of CVH.
— Across all time points, the highest prevalence of meeting ideal criteria for ≥5 components of CVH was observed among individuals in the highest category of educational attainment (college graduate). However, ≤10% of individuals with educational attainment of high school or less exhibit ≥5 ideal CVH components over time.
If trends in CVH metrics established on the basis of NHANES data from 1988 to 2008 continued forward, the estimated CVH in the United States is projected to improve by 6% by 2020, short of the AHA’s goal of 20% improvement.41 On the basis of these trend estimates among individual metrics, anticipated declines in prevalence of smoking, high cholesterol, and HBP (in males) would be offset by substantial increases in the prevalence of obesity and DM and smaller changes in ideal dietary patterns or PA.41
On the basis of these projections for CVH factors and behaviors, CHD deaths are projected to decrease by 30% between 2010 and 2020 because of projected improvements in TC, SBP, smoking, and PA (≈167 000 fewer deaths), offset by increases in DM and BMI (≈24 000 more deaths).42

Chart 2-11. Trends in prevalence (unadjusted) of meeting ideal criteria for individual components of cardiovascular health (CVH) among US children (12–19 years of age), 1999 to 2000 through 2015 to 2016. Error bars represent 95% CI. Data for the Healthy Diet Score, based on a 2-day average intake, were only available for the 2003 to 2004, 2005 to 2006, 2007 to 2008, 2009 to 2010, and 2011 to 2012 NHANES cycles at the time of this analysis. BMI indicates body mass index; BP, blood pressure; NHANES, National Health and Nutrition Examination Survey; and PA, physical activity. *Because of changes in the physical activity questionnaire between NHANES cycles 1999 to 2006 and 2007 to 2016, prevalence trends over time for this CVH component should be interpreted with caution, and statistical comparisons should not be attempted. Trend lines are absent between these time frames as an indicator of this issue. Source: Unpublished American Heart Association tabulation using NHANES, 1999 to 2000 through 2015 to 2016.40

Chart 2-12. Age-standardized trends in prevalence of meeting ideal criteria for individual components of cardiovascular health (CVH) among US adults (≥20 years of age), 1999 to 2000 through 2015 to 2016. Error bars represent 95% CI. Data for the Healthy Diet Score, based on a 2-day average intake, were only available for the 2003 to 2004, 2005 to 2006, 2007 to 2008, 2009 to 2010, and 2011 to 2012 NHANES cycles at the time of this analysis. BMI indicates body mass index; BP, blood pressure; NHANES, National Health and Nutrition Examination Survey; and PA, physical activity. *Because of changes in the physical activity questionnaire between NHANES cycles 1999 to 2006 and 2007 to 2016, prevalence trends over time for this CVH component should be interpreted with caution, and statistical comparisons should not be attempted. Trend lines are absent between these time frames as an indicator of this issue. Source: Unpublished American Heart Association tabulation using NHANES, 1999 to 2000 through 2015 to 2016.40

Chart 2-13. Age-standardized trends in prevalence of meeting ideal criteria for ≥5 components of cardiovascular health among US adults (≥20 years of age) by household IPR, 2003 to 2004 through 2015 to 2016. Error bars represent 95% CI. IPR indicates income-to-poverty ratio. Source: Unpublished American Heart Association tabulation using National Health and Nutrition Examination Survey, 2003 to 2004 through 2015 to 2016.40

Chart 2-14. Age-standardized trends in prevalence of meeting ideal criteria for ≥5 components of cardiovascular health among US adults (≥20 years of age) by educational attainment, 2003 to 2004 through 2015 to 2016. Error bars represent 95% CI. Grad indicates graduate. Source: Unpublished American Heart Association tabulation using National Health and Nutrition Examination Survey, 2003 to 2004 through 2015 to 2016.40
Achieving the 2020 Impact Goals
(See Chart 2-15)
To achieve the AHA’s 2020 Impact Goals of reducing deaths attributable to CVD and stroke by 20%,1 continued emphasis is needed on the treatment of acute CVD events and on secondary prevention through treatment and control of health behaviors and risk factors.

Chart 2-15. Prevalence of ideal, intermediate, and poor cardiovascular health (CVH) metrics in the United States in 2006 (AHA 2020 Strategic Impact Goals baseline year) and 2020 projections assuming current trends continue. The 2020 targets for each CVH metric assume a 20% relative increase in ideal CVH prevalence metrics and a 20% relative decrease in poor CVH prevalence metrics for males and females. AHA indicates American Heart Association. Source: Reprinted from Huffman et al.41 Copyright © 2012, American Heart Association, Inc.
Taken together, the data continue to demonstrate the tremendous relevance of the AHA’s 2020 Impact Goals both for improved CVH and health in general. However, progress in health behavior and risk profiles in the United States is needed to more fully realize these benefits for all Americans (Chart 2-15).
For each CVH metric, modest shifts in the population distribution toward improved health would produce appreciable increases in the proportion of Americans in both ideal and intermediate categories. For example, small reductions in population BP could result from small health behavior changes at a population level, such as increased PA, increased fruit and vegetable consumption, decreased sodium intake, decreased adiposity, or some combination of these and other lifestyle changes, with resulting substantial projected decreases in CVD rates in US adults.43–45
A range of complementary strategies and approaches can lead to improvements in CVH. These include the following:
— Individual-focused approaches that target lifestyle and treatments at the individual level.
— Healthcare systems approaches that encourage, facilitate, and reward efforts by providers to improve health behaviors and health factors.
— Population approaches that target lifestyle and treatments in schools or workplaces, local communities, and states, as well as throughout the nation.
The metrics with the greatest potential for improvement in the United States are health behaviors, including diet quality, PA, and body weight. However, each of the 7 CVH metrics can be improved and deserve major focus.
| AF | atrial fibrillation |
| AHA | American Heart Association |
| BMI | body mass index |
| BP | blood pressure |
| CAC | coronary artery calcification |
| CHD | coronary heart disease |
| CI | confidence interval |
| CVD | cardiovascular disease |
| CVH | cardiovascular health |
| DASH | Dietary Approaches to Stop Hypertension |
| DBP | diastolic blood pressure |
| DM | diabetes mellitus |
| ESRD | end-stage renal disease |
| F&V | fruits and vegetables |
| FPG | fasting plasma glucose |
| HbA1c | hemoglobin A1c (glycosylated hemoglobin) |
| HBP | high blood pressure |
| HF | heart failure |
| HR | hazard ratio |
| IHD | ischemic heart disease |
| IMT | intima-media thickness |
| MI | myocardial infarction |
| NH | non-Hispanic |
| NHANES | National Health and Nutrition Examination Survey |
| PA | physical activity |
| PAF | population attributable fraction |
| PE | pulmonary embolism |
| REGARDS | Reasons for Geographic and Racial Differences in Stroke |
| RR | relative risk |
| SBP | systolic blood pressure |
| SE | standard error |
| SFat | saturated fat |
| SSB | sugar-sweetened beverage |
| svg | servings |
| TC | total cholesterol |
| VTE | venous thromboembolism |
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Fang N, Jiang M, Fan Y . Ideal cardiovascular health metrics and risk of cardiovascular disease or mortality: a meta-analysis.Int J Cardiol. 2016; 214:279–283. doi: 10.1016/j.ijcard.2016.03.210CrossrefMedlineGoogle Scholar - 16.
Kulshreshtha A, Vaccarino V, Judd SE, Howard VJ, McClellan WM, Muntner P, Hong Y, Safford MM, Goyal A, Cushman M . Life’s Simple 7 and risk of incident stroke: the Reasons for Geographic and Racial Differences in Stroke study.Stroke. 2013; 44:1909–1914. doi: 10.1161/STROKEAHA.111.000352LinkGoogle Scholar - 17.
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Robbins JM, Petrone AB, Carr JJ, Pankow JS, Hunt SC, Heiss G, Arnett DK, Ellison RC, Gaziano JM, Djoussé L . Association of ideal cardiovascular health and calcified atherosclerotic plaque in the coronary arteries: the National Heart, Lung, and Blood Institute Family Heart Study.Am Heart J. 2015; 169:371–378.e1. doi: 10.1016/j.ahj.2014.12.017CrossrefMedlineGoogle Scholar - 20.
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Crichton GE, Elias MF, Davey A, Alkerwi A . Cardiovascular health and cognitive function: the Maine-Syracuse Longitudinal Study.PLoS One. 2014; 9:e89317. doi: 10.1371/journal.pone.0089317CrossrefMedlineGoogle Scholar - 22.
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Kronish IM, Carson AP, Davidson KW, Muntner P, Safford MM . Depressive symptoms and cardiovascular health by the American Heart Association’s definition in the Reasons for Geographic and Racial Differences in Stroke (REGARDS) study.PLoS One. 2012; 7:e52771. doi: 10.1371/journal.pone.0052771CrossrefMedlineGoogle Scholar - 24.
España-Romero V, Artero EG, Lee DC, Sui X, Baruth M, Ruiz JR, Pate RR, Blair SN . A prospective study of ideal cardiovascular health and depressive symptoms.Psychosomatics. 2013; 54:525–535. doi: 10.1016/j.psym.2013.06.016CrossrefMedlineGoogle Scholar - 25.
Dhamoon MS, Dong C, Elkind MS, Sacco RL . Ideal cardiovascular health predicts functional status independently of vascular events: the Northern Manhattan Study.J Am Heart Assoc. 2015; 4:e001322. doi: 10.1161/JAHA.114.001322LinkGoogle Scholar - 26.
Gebreab SY, Manna ZG, Khan RJ, Riestra P, Xu R, Davis SK . Less than ideal cardiovascular health is associated with shorter leukocyte telomere length: the National Health and Nutrition Examination Surveys, 1999-2002.J Am Heart Assoc. 2017; 6:e004105. doi: 10.1161/JAHA.116.004105LinkGoogle Scholar - 27.
Han QL, Wu SL, Liu XX, An SS, Wu YT, Gao JS, Chen SH, Liu XK, Zhang Q, Mao RY, . Ideal cardiovascular health score and incident end-stage renal disease in a community-based longitudinal cohort study: the Kailuan Study.BMJ Open. 2016; 6:e012486. doi: 10.1136/bmjopen-2016-012486CrossrefMedlineGoogle Scholar - 28.
Fan W, Lee H, Lee A, Kieu C, Wong ND . Association of lung function and chronic obstructive pulmonary disease with American Heart Association’s Life’s Simple 7 cardiovascular health metrics.Respir Med. 2017; 131:85–93. doi: 10.1016/j.rmed.2017.08.001CrossrefMedlineGoogle Scholar - 29.
Olson NC, Cushman M, Judd SE, McClure LA, Lakoski SG, Folsom AR, Safford MM, Zakai NA . American Heart Association’s Life’s Simple 7 and risk of venous thromboembolism: the Reasons for Geographic and Racial Differences in Stroke (REGARDS) study.J Am Heart Assoc. 2015; 4:e001494. doi: 10.1161/JAHA.114.001494LinkGoogle Scholar - 30.
Sengeløv M, Cheng S, Biering-Sørensen T, Matsushita K, Konety S, Solomon SD, Folsom AR, Shah AM . Ideal cardiovascular health and the prevalence and severity of aortic stenosis in elderly patients.J Am Heart Assoc. 2018; 7:e007234. doi: 10.1161/JAHA.117.007234LinkGoogle Scholar - 31.
Perrot N, Boekholdt SM, Mathieu P, Wareham NJ, Khaw KT, Arsenault BJ . Life’s Simple 7 and calcific aortic valve stenosis incidence in apparently healthy men and women.Int J Cardiol. 2018; 269:226–228. doi: 10.1016/j.ijcard.2018.07.107CrossrefMedlineGoogle Scholar - 32.
Mok Y, Sang Y, Ballew SH, Rebholz CM, Rosamond WD, Heiss G, Folsom AR, Coresh J, Matsushita K . American Heart Association’s Life’s Simple 7 at middle age and prognosis after myocardial infarction in later life.J Am Heart Assoc. 2018; 7:e007658. doi: 10.1161/JAHA.117.007658LinkGoogle Scholar - 33.
Garg PK, O’Neal WT, Chen LY, Loehr LR, Sotoodehnia N, Soliman EZ, Alonso A . American Heart Association’s Life Simple 7 and risk of atrial fibrillation in a population without known cardiovascular disease: the ARIC (Atherosclerosis Risk in Communities) study.J Am Heart Assoc. 2018; 7:e008424. doi: 10.1161/JAHA.117.008424LinkGoogle Scholar - 34.
Hernandez R, González HM, Tarraf W, Moskowitz JT, Carnethon MR, Gallo LC, Penedo FJ, Isasi CR, Ruiz JM, Arguelles W, . Association of dispositional optimism with Life’s Simple 7’s Cardiovascular Health Index: results from the Hispanic Community Health Study/Study of Latinos (HCHS/SOL) Sociocultural Ancillary Study (SCAS).BMJ Open. 2018; 8:e019434. doi: 10.1136/bmjopen-2017-019434CrossrefMedlineGoogle Scholar - 35.
Garcia-Hermoso A, Correa-Bautista JE, Izquierdo M, Tordecilla-Sanders A, Prieto-Benavides D, Sandoval-Cuellar C, González-Ruíz K, Ramírez-Vélez R . Ideal cardiovascular health, handgrip strength, and muscle mass among college students: the FUPRECOL Adults Study.J Strength Cond Res. 2019; 33:747–754. doi: 10.1519/JSC.0000000000003052CrossrefMedlineGoogle Scholar - 36.
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3. Smoking/Tobacco Use
See Table 3-1 and Charts 3-1 through 3-6
Tobacco use is one of the leading preventable causes of death in the United States and globally. Tobacco smoking, the most common form of tobacco use, is a major risk factor for CVD and stroke.1 The AHA has identified never having tried smoking or never having smoked a whole cigarette (for children) and never having smoked or having quit >12 months ago (for adults) as 1 of the 7 components of ideal CVH in Life’s Simple 7.2 Unless otherwise stated, throughout the rest of the chapter we will report tobacco use and smoking estimates from the NYTS3 for adolescents and from the NHIS4 for adults (≥18 years of age), because these data sources have more recent data. As a survey of middle and high school students, the NYTS may not be generalizable to youth who are not enrolled in school; however, in 2016, 97% of youth 10 to 17 years of age were enrolled in school, which indicates that the results of the NYTS are likely broadly applicable to US youth.3
Other forms of tobacco use are becoming increasingly common. E-cigarette use, which involves inhalation of a vaporized liquid that includes nicotine, solvents, and flavoring (“vaping”), has risen dramatically, particularly among young people. The variety of e-cigarette–related products has increased exponentially, giving rise to the more general term electronic nicotine delivery systems.5 A notable evolution in electronic nicotine delivery systems technology and marketing has occurred recently with the advent of “pod mods,” small rechargeable devices that deliver high levels of nicotine derived from nicotine salts in loose-leaf tobacco.6 Use of cigars, cigarillos, filtered cigars, and hookah also has become increasingly common in recent years. Thus, each section below will address the most recent statistical estimates for combustible cigarettes, electronic nicotine delivery systems, and other forms of tobacco use if such estimates are available.
Prevalence
(See Charts 3-1 through 3-4)
Youth
Prevalence of cigarette use in the past 30 days for middle and high school students by sex and race/ethnicity in 2018 is shown in Chart 3-1.
In 20183:
— 27.1% (95% CI, 25.3%–29.0%) of high school students (corresponding to 4 040 000 users) and 7.2% (95% CI, 6.3%–8.1%) of middle school students (corresponding to 840 000 users) used any tobacco products. Additionally, 8.1% (95% CI, 7.1%–9.3%) of high school students (1 180 000 users) and 1.8% (95% CI, 1.4%–2.2%) of middle school students (200 000 users) smoked cigarettes in the past 30 days.
— 5.9% (95% CI, 5.0%–7.0%) high school students (870 000 users) and 1.8% (95% CI, 1.5%–2.3%) of middle school students (210 000) used smokeless tobacco in the past 30 days.
— 7.6% (95% CI, 6.7%–8.6%) of high school students (1 100 000 users) and 1.6% (95% CI, 1.3%–2.1%) of middle school students (190 000 users) used cigars in the past 30 days.
Of youth who smoked cigarettes in the past 30 days in 2015 to 2017, 19.4% (95% CI, 17.1%–22.0%) of high school students (corresponding to 230 000 users) and 12.8% (95% CI, 10.0%–16.3%) of middle school students (corresponding to 30 000 users) reported smoking cigarettes every day in the past 30 days.7
In 2018, tobacco use within the past month for high school students varied by race/ethnicity: the prevalence of past 30-day cigarette use was 9.9% (95% CI, 8.5%–11.6%) in NH white youth compared with 3.2% (95% CI, 2.3%–4.6%) in black and 7.2% (95% CI, 5.8%–8.8%) in Hispanic youth. For cigars, the respective percentages were 7.8% (95% CI, 6.7%–9.1%), 9.2% (6.8%–12.4%), and 7.3% (95% CI, 5.9%–9.1%).3
The percentage of high school students who used e-cigarettes (20.8% or 3 050 000 users) exceeded the proportion using cigarettes (8.1% or 1 180 000 users) in 2018 (Chart 3-2).

Chart 3-1. Prevalence (%) of cigarette use in the United States in the past 30 days, by product,* school level, sex, and race/ethnicity† (NYTS, 2011–2018). Data in (A) relate to high school students and (B) relate to middle school students. Because of methodological differences among the NSDUH, the Youth Risk Behavior Survey, the NYTS, and other surveys, percentages of cigarette smoking measured by these surveys are not directly comparable. Notably, school-based surveys might include students who are 18 years old, who are legally permitted to smoke and have higher rates of smoking. E-cigarettes indicates electronic cigarettes; NSDUH, National Survey on Drug Use and Health; and NYTS, National Youth Tobacco Survey. *Past 30-day use of e-cigarettes was determined by asking, “During the past 30 days, on how many days did you use e-cigarettes?” Past 30-day use of cigarettes was determined by asking, “During the past 30 days, on how many days did you smoke cigarettes?” Past 30-day use of cigars was determined by asking, “During the past 30 days, on how many days did you smoke cigars, cigarillos, or little cigars?” Past 30-day use of hookah was determined by asking, “During the past 30 days, on how many days did you smoke tobacco in a hookah or waterpipe?” Smokeless tobacco was defined as use of chewing tobacco, snuff, dip, snus, or dissolvable tobacco products. Past 30-day use of smokeless tobacco was determined by asking the following question for use of chewing tobacco, snuff, and dip: “During the past 30 days, on how many days did you use chewing tobacco, snuff, or dip?” and the following question for use of snus and dissolvable tobacco products: “In the past 30 days, which of the following products did you use on at least one day?” Responses from these questions were combined to derive overall smokeless tobacco use. Past 30-day use of pipe tobacco (not hookahs) was determined by asking, “In the past 30 days, which of the following products have you used on at least one day?” †Blacks, whites, and others are non-Hispanic; Hispanic people could be of any race. ‡Any tobacco product use was defined as use of any tobacco product (e-cigarettes, cigarettes, cigars, smokeless tobacco, hookahs, pipe tobacco, or bidis) on ≥1 day in the past 30 days. §Any combustible tobacco product use was defined as use of cigarettes, cigars, hookahs, pipe tobacco, or bidis on ≥1 day in the past 30 days. ‖Use of ≥2 tobacco products was defined as use of ≥2 tobacco products (e-cigarettes, cigarettes, cigars, smokeless tobacco, hookahs, pipe tobacco, or bidis) on ≥1 day in the past 30 days. Source: Data derived from Gentzke et al.3

Chart 3-2. Estimated percentage of US high school students who currently use any tobacco product,* any combustible tobacco product,† ≥2 tobacco product types,‡ and selected tobacco products (NYTS, 2011–2018).§‖¶ E-cigarettes indicates electronic cigarettes; and NYTS, National Youth Tobacco Survey. *Any tobacco product use was defined as use of e-cigarettes, cigarettes, cigars, hookahs, smokeless tobacco, pipe tobacco, or bidis (small brown cigarettes wrapped in a leaf) on ≥1 day in the past 30 days. †Any combustible tobacco product use was defined as use of cigarettes, cigars, hookahs, pipe tobacco, or bidis on ≥1 day in the past 30 days. ‡Use of ≥2 tobacco product types was defined as use of ≥2 of the following tobacco products: e-cigarettes, cigarettes, cigars, hookahs, smokeless tobacco, pipe tobacco, or bidis on ≥1 day in the past 30 days. §During 2017 to 2018, current use of any tobacco product, ≥2 types of tobacco products, and e-cigarettes significantly increased (P<0.05). ‖During 2011 to 2018, current use of combustible tobacco products, ≥2 types of tobacco products, cigars, smokeless tobacco, and pipe tobacco exhibited linear decreases (P<0.05). Current use of cigarettes exhibited a nonlinear decrease (P<0.05). Current use of hookahs exhibited a nonlinear change (P<0.05). Current use of e-cigarettes exhibited a nonlinear increase (P<0.05). No significant trend in use of any tobacco product overall was observed. ¶Beginning in 2015, the definition of smokeless tobacco included chewing tobacco/snuff/dip, snus, and dissolvable tobacco to better reflect this class of tobacco products. Thus, estimates for individual smokeless tobacco products (chewing tobacco/snuff/dip, snus, and dissolvable tobacco) are not reported. This definition was applied across all years (2011–2018) for comparability purposes. Source: Reprinted from Gentzke et al.3
Adults
According to the NHIS 2017 data, among adults ≥18 years of age4:
— 14.0% (95% CI, 13.4%–14.6%) of adults reported cigarette use “every day” or “some days.”
— 15.8% (95% CI, 15.0%–16.7%) of males and 12.2% (95% CI, 11.4%–13.0%) of females reported cigarette use “every day” or “some days.”
— 10.4% of those 18 to 24 years of age, 16.1% of those 25 to 44 years of age, 16.5% of those 45 to 64 years of age, and 8.2% of those ≥65 years old reported cigarette use “every day” or “some days.”
— 24.0% of NH American Indians or Alaska Natives, 14.9% of NH blacks, 7.1% of NH Asians, 9.9% of Hispanics, and 15.2% of NH whites reported cigarette use “every day” or “some days.”
— By annual household income, reported cigarette use “every day” or “some days” was 21.4% of people with <$35 000 income compared with 15.3% of those with income of $35 000 to $74 999, 11.8% with income $75 000 to $99 999, and 7.6% with income ≥$100 000.
— In adults ≥25 years of age, the percentage reporting current cigarette use was 23.1% for those with <12 years of education and 36.8% in those with a General Educational Development high school equivalency, compared with 4.1% among those with a graduate degree.
— 20.3% of lesbian/gay/bisexual individuals are current smokers compared with 13.7% of heterosexual/straight individuals.
— By region, the prevalence of current cigarette smokers was highest in the Midwest (16.9%) and South (15.5%) and lowest in the Northeast (11.2%) and West (11.0%).4
The 2009 NHIS report estimated that 42.4% of adults with HIV receiving medical care were current smokers compared with 20.6% of all US adults.8
Using data from BRFSS 2017, the state with the highest age-adjusted percentage of current cigarette smokers was West Virginia (28.0%). The states with the lowest age-adjusted percentage of current cigarette smokers were Utah (8.8%) and California (11.5%; Chart 3-3).9
In 2017, smoking prevalence was higher among adults ≥18 years of age who reported having a disability or activity limitation (20.7%) than among those reporting no disability or limitation (13.3%).4
Among individuals reporting serious psychological distress, 35.2% were current smokers compared with 13.2% in those without serious psychological distress.4
Among females who gave birth in 2016, 7.2% smoked cigarettes during pregnancy. Smoking prevalence during pregnancy was greatest for females 20 to 24 years of age (10.7%), followed by females 15 to 19 years of age (8.5%) and 25 to 29 years of age (8.2%).10 Rates were highest among NH American Indian or Alaska Native females (16.7%) and lowest in NH Asian females (0.6%). With respect to differences by education, cigarette smoking prevalence was highest among females who completed high school (12.2%), followed by females with less than high school education (11.7%).
E-cigarette prevalence in 2017 is shown in Chart 3-4. Comparing e-cigarette prevalence across the 50 states, the average age-adjusted prevalence was 5.3%. The lowest age-adjusted prevalence was observed in California (3.2%), and the highest prevalence was observed in Oklahoma (7.5%). The age-adjusted prevalence was 1.3% in Puerto Rico.

Chart 3-3. Age-adjusted prevalence (%) of current cigarette smoking for US adults, by state (BRFSS, 2017). White space between the map and legend has been removed. Icons and drop-down menus for interactive tools have been removed. BRFSS indicates Behavior Risk Factor Surveillance System. Source: BRFSS Prevalence and Trends Data, 2017.9

Chart 3-4. Prevalence (age-adjusted) of current e-cigarette use, United States (BRFSS, 2017). White space between the map and legend has been removed. Icons and drop-down menus for interactive tools have been removed. BRFSS indicates Behavior Risk Factor Surveillance System. Source: BRFSS Prevalence and Trends Data, 2017.9
Incidence
According to the 2017 NSDUH, ≈1.90 million people ≥12 years of age had smoked cigarettes for the first time within the past 12 months, compared with 1.78 million in 2016 (2017 NSDUH Table 4.2B).11 Of new smokers in 2017, 604 000 (31.8%) were 12 to 17 years of age, 817 000 (43.0%) were 18 to 20 years of age, and 335 000 (17.7%) were 21 to 25 years of age; only 142 000 (7.5%) were ≥26 years of age when they first smoked cigarettes.
The number of new smokers 12 to 17 years of age in 2017 (604 000) decreased from 2016 (723 000 million); however, new smokers 18 to 25 years of age increased from ≈978 000 million in 2002 to 1.15 million in 2017 (2017 NSDUH Table 4.2B).11
According to data from the PATH Study between 2013 and 2016, in youth 12 to 15 years of age, use of an e-cigarette was independently associated with new ever combustible cigarette use (OR, 4.09 [95% CI, 2.97–5.63]) and past 30-day use (OR, 2.75 [95% CI, 1.60–4.73]) at 2 years of follow-up. For youth who tried another non–e-cigarette tobacco product, a similar strength of association for cigarette use at 2 years was observed.12 Approximately 45 000 new current smokers may have started smoking cigarettes after initiating e-cigarette use over the 2-year period between 2013 to 2014 and 2015 to 2016.12
Lifetime Risk
Youth
Per NSDUH data for individuals 12 to 17 years of age, overall, the lifetime use of tobacco products declined from 15.3% to 14.9% between 2016 and 2017, with lifetime cigarette use declining from 11.6% to 10.8% during the same time period (2017 NSDUH Tables 2.21B and 2.16B).11
— The lifetime use of tobacco products among adolescents 12 to 17 years old varied by the following:
▪ Sex: Lifetime use was higher among boys (17.0%) than girls (12.7%; 2017 NSDUH Table 2.21B).
▪Race/ethnicity: Lifetime use was highest among American Indians and Alaska Natives (26.7%), followed by whites (17.9%), Hispanics or Latinos (12.3%), blacks (11.0%), and Asians (4.7%; 2017 NSDUH Table 2.21B).
Adults
According to NSDUH data, the lifetime use of tobacco products in individuals ≥18 years of age did not decline significantly between 2016 and 2017, from 67.7% to 67.5%, with lifetime cigarette use declining in the same interval from 62.1% to 61.8% (2017 NSDUH Table 2.6B).11 Similar to the patterns in youth, lifetime risk of tobacco products varied by demographic factors:
— Sex: Lifetime use was higher in males (76.2%) than females (59.3%).
— Race/ethnicity: Lifetime use was highest in American Indians or Alaska Natives (81.2%) and whites (75.2%), followed by Native Hawaiian or Other Pacific Islander (56.4%), Hispanics or Latinos (55.3%), blacks (54.8%), and Asians (39.1%).
In 2017, the lifetime use of smokeless tobacco for adults ≥18 years of age was 17.3%.
Secular Trends
(See Chart 3-5)
Youth
The percentage of adolescents (12–17 years old) who reported smoking cigarettes in the past month declined from 13% in 2002 to 3.4% in 2016 (Chart 3-5). The percentages for daily cigarette use among those with past-month cigarette smoking in 12- to 17-year-olds were 31.8% in 2002 and 15.0% in 2016.13

Chart 3-5. Past month cigarette use among people ≥12 years of age, by age group: percentages, 2002 to 2016 (NHIS, 2002–2016; NSDUH, 2002–2016). NSDUH indicates National Survey on Drug Use and Health; and NHIS, National Health Interview Survey. Source: Reprinted from NSDUH.13

Chart 3-6. Age-standardized global mortality rates attributable to tobacco per 100 000, both sexes, 2017. East and Southeast Asia and Eastern Europe have the highest mortality rates attributable to tobacco. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.64 Printed with permission. Copyright © 2018, University of Washington.
Adults
Since the US Surgeon General’s first report on the health dangers of smoking, age-adjusted rates of smoking among adults have declined, from 51% of males smoking in 1965 to 15.8% in 2017 and from 34% of females in 1965 to 12.2% in 2017, according to NHIS data.4 The decline in smoking, along with other factors (including improved treatment and reductions in the prevalence of risk factors such as uncontrolled hypertension and high cholesterol), is a contributing factor to secular declines in the HD death rate.14
On the basis of weighted NHIS data, the current smoking status among 18- to 24-year-old males declined 46.5%, from 28.0% in 2005 to 15.0% in 2015; for 18- to 24-year-old females, smoking declined 47.0%, from 20.7% to 11.0%, over the same time period.15 On the basis of age-adjusted estimates in 2015, among people ≥65 years of age, 9.7% of males and 7.3% of females were current smokers.
From 2005 to 2015, adjusted prevalence rates for tobacco use in individuals with serious psychological distress (according to the Kessler Scale) went from 41.9% to 40.6%, which represents a nonsignificant decline; however, rates for people without serious psychological stress declined significantly, from 20.3% to 14.0%.15
CVH Impact
A 2010 report of the US Surgeon General on how tobacco causes disease summarized an extensive body of literature on smoking and CVD and the mechanisms through which smoking is thought to cause CVD.16 There is a sharp increase in CVD risk with low levels of exposure to cigarette smoke, including secondhand smoke, and a less rapid further increase in risk as the number of cigarettes per day increases. Similar health risks for CHD events were reported in a systematic review of regular cigar smoking.17
Smoking is an independent risk factor for CHD and appears to have a multiplicative effect with the other major risk factors for CHD: high serum levels of lipids, untreated hypertension, and DM.16
Cigarette smoking and other traditional CHD risk factors might have a synergistic interaction in HIV-positive individuals.18
A meta-analysis of 75 cohort studies (≈2.4 million individuals) demonstrated a 25% greater risk for CHD in female smokers than in male smokers (RR, 1.25 [95% CI, 1.12–1.39]).19
Cigarette smoking is a risk factor for both ischemic stroke and SAH in adjusted analyses and has a synergistic effect on other stroke risk factors such as oral contraceptive use.20
A meta-analysis comparing pooled data of ≈3.8 million smokers and nonsmokers found a similar risk of stroke associated with current smoking in females and males.21
Current smokers have a 2- to 4-times increased risk of stroke compared with nonsmokers or those who have quit for >10 years.20,22
Short-term exposure to water pipe smoking is associated with a significant increase in SBP and heart rate compared with nonsmoking control subjects,23 but long-term effects remain unclear. Current use of smokeless tobacco was associated with an adjusted 1.27-fold increased risk of CVD events compared with never-users. Per 1000 person-years, the CVD rate was 11.3 in never-users and 21.4 in current users of smokeless tobacco.24
The CVD risks associated with e-cigarette use are not known.25,26
Family History and Genetics
Genetic factors might contribute to smoking behavior; common and rare variants in several loci have been found to associate with smoking initiation, number of cigarettes smoked per day, and smoking cessation.27,28
Genetics might also modify adverse CVH outcomes among smokers, with variation in ADAMTS7 associated with loss of cardioprotection in smokers.29
Smoking Prevention
Tobacco 21 laws increase the minimum age of sale for tobacco products from 18 to 21 years.
Such legislation would likely reduce the rates of smoking during adolescence, a time during which the majority of smokers start smoking, by limiting access, because most people who buy cigarettes for adolescents are <21 years of age. For instance, investigators compared smoking rates in Needham, MA, after introduction of an ordinance that raised the minimum purchase age to 21. The 30-day smoking rate in Needham declined from 13% to 7% between 2006 and 2010, compared with a decline from 15% to 12% (P<0.001) in 16 surrounding communities.30
In several towns where Tobacco 21 laws have been enacted, 47% reductions in smoking prevalence among high school students have been reported.31 Furthermore, the National Academy of Medicine estimates that a nationwide Tobacco 21 law would result in 249 000 fewer premature deaths, 45 000 fewer lung cancer deaths, and 4.2 million fewer lost life-years among Americans born between 2010 and 2019.31
As of May 17, 2019, 14 states (Hawaii, California, New Jersey, Oregon, Maine, Massachusetts, Illinois, Virginia, Delaware, Arkansas, Vermont, Maryland, Washington, and Utah) and at least 470 localities (including New York City, New York; Chicago, Illinois; San Antonio, Texas; Boston, Massachusetts; Cleveland, Ohio; and both Kansas Cities [Kansas and Missouri]), have set the minimum age for the purchase of tobacco to 21 years.32
Awareness, Treatment, and Control
Smoking Cessation
According to NHIS 2015 data, 59.1% of adult ever-smokers had stopped smoking.33
— The majority (68.0%) of adult smokers wanted to quit smoking; 55.4% had tried in the past year, 7.4% had stopped recently, and 57.2% had received healthcare provider advice to quit.
— Receiving advice to quit smoking was lower among uninsured smokers (44.1%) than among those with health insurance coverage through Medicaid or those who were dual eligible for coverage (both Medicaid and Medicare; 59.5%). Receiving advice to quit also varied by race, with a lower prevalence in Asian (34.2%), American Indian/Alaska Native (38.1%), and Hispanic (42.2%) smokers than in white smokers (60.2%).
— The period from 2000 to 2015 revealed significant increases in the prevalence of smokers who had tried to quit in the past year, had stopped recently, had a health professional recommend quitting, or had used cessation counseling or medication.
— In 2015, fewer than one-third of smokers attempting to quit used evidence-based therapies: 4.7% used both counseling and medication, 6.8% used counseling, and 29.0% used medication (16.6% nicotine patch, 12.5% gum/lozenges, 2.4% nicotine spray/inhaler, 2.7% bupropion, and 7.9% varenicline).
Smoking cessation reduces the risk of cardiovascular morbidity and mortality for smokers with and without CHD.
— In several studies, a dose-response relationship has been seen among current smokers between the number of cigarettes smoked per day and CVD incidence.34,35
— Quitting smoking at any age significantly lowers mortality from smoking-related diseases, and the risk declines more the longer the time since quitting smoking.1 Cessation appears to have both short-term (weeks to months) and long-term (years) benefits for lowering CVD risk.
— Smokers who quit smoking at 25 to 34 years of age gained 10 years of life compared with those who continued to smoke. Those 35 to 44 years of age gained 9 years, those 45 to 54 years of age gained 6 years, and those 55 to 64 years of age gained 4 years of life, on average, compared with those who continued to smoke.34
Cessation medications (including sustained-release bupropion, varenicline, and nicotine gum, lozenge, nasal spray, and patch) are effective for helping smokers quit.36,37
EVITA was an RCT that examined the efficacy of varenicline versus placebo for smoking cessation among smokers who were hospitalized for ACS. At 24 weeks, rates of smoking abstinence and reduction were significantly higher among patients randomized to varenicline. The abstinence rates at 24 weeks were higher in the varenicline (47.3%) than the placebo (32.5%) group (P=0.012; NNT=6.8). Continuous abstinence rates and reduction rates (≥50% of daily cigarette consumption) were also higher in the varenicline group.38
The EAGLES trial39 demonstrated the efficacy and safety of 12 weeks of varenicline, bupropion, or nicotine patch in motivated-to-quit smoking patients with major depressive disorder, bipolar disorder, anxiety disorders, posttraumatic stress disorder, obsessive-compulsive disorder, social phobia, psychotic disorders including schizophrenia and schizoaffective disorders, and borderline personality disorder. Of note, these participants were all clinically stable from a psychiatric perspective and were believed not to be at high risk for self-injury.39
Extended use of a nicotine patch (24 weeks compared with 8 weeks) has been demonstrated to be safe and efficacious in randomized clinical trials.40
An RCT demonstrated the effectiveness of individual- and group-oriented financial incentives for tobacco abstinence through at least 12 months of follow-up.41
In addition to medications, smoke-free policies, increases in tobacco prices, cessation advice from healthcare professionals, and quit-lines and other counseling have contributed to smoking cessation.33,42
Mass media antismoking campaigns, such as the CDC’s Tips campaign (Tips From Former Smokers), have been shown to reduce smoking-attributable morbidity and mortality and are cost-effective. Investigators estimated that the Tips campaign cost about $48 million, saved ≈179 099 QALYs, and prevented ≈17 000 premature deaths in the United States.43
Despite states having collected $25.6 billion in 2012 from the 1998 Tobacco Master Settlement Agreement and tobacco taxes, <2% of those funds are spent on tobacco prevention and cessation programs.44
A randomized trial of e-cigarettes and behavioral support versus nicotine-replacement therapy and behavioral support in adults attending the United Kingdom’s National Health Service stop-smoking services found that 1-year cigarette abstinence rates were 18% in the e-cigarette group compared with 9.9% in the nicotine-replacement therapy group (RR, 1.83 [95% CI, 1.30–2.58]; P<0.001). However, among participants abstinent at 1 year, in the nicotine-replacement therapy group only 9% were still using nicotine-replacement therapy, whereas 80% of those in the e-cigarette group were still using e-cigarettes.45
Mortality
Of risk factors evaluated by the US Burden of Disease Collaborators, tobacco use was the second-leading risk factor for death in the United States and the leading cause of DALYs, accounting for 11% of DALYs, in 2016.46 Overall mortality among US smokers is 3 times higher than that for never-smokers.34
On average, based on 2016 data, male smokers die 12 years earlier than male never-smokers, and female smokers die 11 years earlier than female never-smokers.14,47
Increased CVD mortality risks persist for older (≥60 years old) smokers as well. A meta-analysis of 25 studies comparing CVD risks in 503 905 cohort participants ≥60 years of age reported an HR for cardiovascular mortality of 2.07 (95% CI, 1.82–2.36) compared with never-smokers and 1.37 (95% CI, 1.25–1.49) compared with former smokers.48
In a sample of Native Americans (SHS), among whom the prevalence of tobacco use is highest in the United States, the PAR for total mortality was 18.4% for males and 10.9% for females.49
Since the first report on the dangers of smoking was issued by the US Surgeon General in 1964, tobacco control efforts have contributed to a reduction of 8 million premature smoking-attributable deaths.50
If current smoking trends continue, 5.6 million US children will die of smoking prematurely during adulthood.16
Electronic Cigarettes
(See Charts 3-2 and 3-4)
Electronic nicotine delivery systems, more commonly called electronic cigarettes or e-cigarettes, are battery-operated devices that deliver nicotine, flavors, and other chemicals to the user in an aerosol. Although e-cigarettes were only introduced into the United States around 2007, there are currently >450 e-cigarette brands on the market, and sales in the United States were projected to be $2 billion in 2014. In 2015, Juul came on the market and has rapidly become the most popular e-cigarette product sold in the United States. The popularity of the Juul likely relates to several factors, including its slim and modern design, appealing flavors, and the intensity of nicotine delivery, which approximates the experience of combustible cigarettes.51
Current e-cigarette user prevalence for 2017 in the United States is shown in Chart 3-4.
According to the NYTS, in 2018, e-cigarettes were the most commonly used tobacco products in youth: in the prior 30 days, 4.9% (570 000) of middle school and 20.8% (3.05 million) of high school students endorsed use (Chart 3-2).3 A significant nonlinear increase in current e-cigarette use in high school students was observed between 2011 (1.5%) and 2018 (20.8%). A significant increase in current e-cigarette use was also observed for middle school students, where the corresponding values were 0.6% and 4.9% in the 2 periods. Among high school students, rates of use were most pronounced in males (22.6%) and NH whites (26.8%). In middle school students, slightly higher rates were observed in males (5.1%) and in Hispanics (6.6%).
Between 2017 and 2018, frequent use of e-cigarettes among high school students who were current e-cigarette users increased significantly by 38.5% (from 20.0% to 27.7%). In middle school students, the percentage using frequently among current e-cigarette users increased by 16.2%.3
In 2016, 20.5 million US middle and high school students (80%) were exposed to e-cigarette advertising.52
Among US adults, awareness and use of e-cigarettes has increased considerably.53 In 2016, the prevalence of current e-cigarette use in adults, defined as use every day or on some days, was 4.5% according to data from the BRFSS. The prevalence of current e-cigarette use was highest in individuals 18 to 24 years of age (9.2%) and in current combustible cigarette users (14.4%).54
According to BRFSS 2016, current use of e-cigarettes in adults ≥18 years of age was higher in sexual and gender minority individuals. With respect to sexual orientation, 9.0% of bisexual and 7.0% of lesbian/gay individuals were current e-cigarette users compared with 4.6% of heterosexual people. Individuals who were transgender (8.7%) were current e-cigarette users at a higher rate than cisgender individuals (4.7%). Across US states, the highest prevalence of current e-cigarette use was observed in Oklahoma (7.0%) and the lowest in South Dakota (3.1%).54
Effective August 8, 2016, the US Food and Drug Administration’s Deeming Rule prohibited sale of e-cigarettes to individuals <18 years of age.55
Secondhand Smoke
Data from the US Surgeon General on the consequences of secondhand smoke indicate the following:
A meta-analysis of 23 prospective and 17 case-control studies of cardiovascular risks associated with secondhand smoke exposure demonstrated 18%, 23%, 23%, and 29% increased risks for total mortality, total CVD, CHD, and stroke, respectively, in those exposed to secondhand smoke.57
A meta-analysis of 24 studies demonstrated that secondhand smoke can increase risks for preterm birth by 20%.58
As of April 1, 2018, 11 states (California, Connecticut, Delaware, Hawaii, Maine, New Jersey, New York, North Dakota, Oregon, Utah, and Vermont), the District of Columbia, and Puerto Rico have passed comprehensive smoke-free indoor air laws that include e-cigarettes. These laws prohibit smoking and the use of e-cigarettes in indoor areas of private work sites, restaurants, and bars.32
Pooled data from 17 studies in North America, Europe, and Australia suggest that smoke-free legislation can reduce the incidence of acute coronary events by 10% (RR, 0.90 [95% CI, 0.86–0.94]).59
The percentage of the US nonsmoking population with serum cotinine ≥0.05 ng/mL (which indicates exposure to secondhand smoke) declined from 52.5% in 1999 to 2000 to 25.3% in 2011 to 2012, with declines occurring for both children and adults. During 2011 to 2012, the percentage of nonsmokers with detectable serum cotinine was 40.6% for those 3 to 11 years of age, 33.8% for those 12 to 19 years of age, and 21.3% for those ≥20 years of age. The percentage was higher for NH blacks (46.8%) than for NH whites (21.8%) and Mexican Americans (23.9%). People living below the poverty level (43.2%) and those living in rental housing (36.8%) had higher rates of secondhand smoke exposure than their counterparts (21.1% of those living above the poverty level and 19.0% of those who owned their homes; NHANES).60
Cost
According to the Surgeon General’s 50th anniversary report on the health consequences of smoking, the estimated annual cost attributable to smoking from 2009 to 2012 was between $289 and $332.5 billion; direct medical care for adults accounted for $132.5 to $175.9 billion, lost productivity because of premature death accounted for $151 billion (estimated from 2005–2009), and lost productivity from secondhand smoke accounted for $5.6 billion (in 2006).14
In the United States, cigarette smoking was associated with 8.7% of annual aggregated healthcare spending from 2006 to 2010, which represented roughly $170 billion per year, 60% of which was paid by public programs (eg, Medicare and Medicaid).61
In 2016, $9.5 billion was spent on marketing cigarettes and smokeless tobacco in the United States.62
249 billion cigarettes were sold in the United States in 2017, which is a 3.5% decrease from the number sold in 2016.63
Cigarette prices in the United States increased steeply between the early 1970s and 2016, in large part because of excise taxes on tobacco products. Per pack in 1970, the average cost was $0.38, and tax was $0.18, whereas in 2016 the average cost was $6.43, and average tax $2.85.63
Global Burden of Tobacco Use
| Both Sexes (95% UI) | Males (95% UI) | Females (95% UI) | |
|---|---|---|---|
| Total number (millions) deaths | 8.1 (7.8 to 8.4) | 6.2 (6.0 to 6.4) | 1.9 (1.8 to 2.1) |
| Percent change in total number, 2007 to 2017 | 11.3 (9.1 to 13.4) | 12.6 (10.1 to 15.1) | 7.3 (4.0 to 10.4) |
| Percent change in total number, 1990 to 2017 | 20.8 (17.1 to 24.6) | 27.9 (23.9 to 31.9) | 2.5 (−2.8 to 8.4) |
| Mortality rate per 100 000 | 103.2 (99.0 to 107.3) | 173.5 (166.9 to 180.1) | 44.7 (41.5 to 48.2) |
| Percent change rate, 2007 to 2017 | −15.9 (−17.6 to −14.4) | −15.6 (−17.5 to −13.8) | −19.1 (−21.5 to −16.8) |
| Percent change rate, 1990 to 2017 | −39.2 (−40.9 to −37.4) | −37.5 (−39.4 to −35.7) | −47.8 (−50.4 to −44.9) |
| PAF, % | 14.5 (13.9 to 15.0) | 20.4 (19.7 to 21.1) | 7.5 (6.9 to 8.0) |
| Percent change in PAF, 2007 to 2017 | 1.9 (0.3 to 3.5) | 3.2 (1.6 to 4.9) | −2.0 (−4.5 to 0.4) |
| Percent change in PAF, 1990 to 2017 | 0.4 (−2.4 to 3.2) | 4.8 (2.1 to 7.5) | −13.5 (−17.8 to −8.9) |
| ACS | acute coronary syndrome |
| AHA | American Heart Association |
| BRFSS | Behavioral Risk Factor Surveillance System |
| CDC | Centers for Disease Control and Prevention |
| CHD | coronary heart disease |
| CI | confidence interval |
| CVH | cardiovascular health |
| CVD | cardiovascular disease |
| DALY | disability-adjusted life-year |
| DM | diabetes mellitus |
| EAGLES | Study Evaluating the Safety and Efficacy of Varenicline and Bupropion for Smoking Cessation in Subjects With and Without a History of Psychiatric Disorders |
| e-cigarette | electronic cigarette |
| EVITA | Evaluation of Varenicline in Smoking Cessation for Patients Post-Acute Coronary Syndrome |
| GBD | Global Burden of Disease |
| HD | heart disease |
| HIV | human immunodeficiency virus |
| HR | hazard ratio |
| NH | non-Hispanic |
| NHANES | National Health and Nutrition Examination Survey |
| NHIS | National Health Interview Survey |
| NNT | number needed to treat |
| NSDUH | National Survey on Drug Use and Health |
| NYTS | National Youth Tobacco Survey |
| OR | odds ratio |
| PAF | population attributable fraction |
| PAR | population attributable risk |
| PATH | Population Assessment of Tobacco and Health |
| QALY | quality-adjusted life-year |
| RCT | randomized controlled trial |
| RR | relative risk |
| SAH | subarachnoid hemorrhage |
| SBP | systolic blood pressure |
| SE | standard error |
| SHS | Strong Heart Study |
| UI | uncertainty interval |
| WHO | World Health Organization |
Although tobacco use in the United States has been declining, the absolute number of tobacco users worldwide has climbed steeply.64
On the basis of the GBD synthesis of >2800 data sources, the age-standardized global prevalence of daily smoking in 2017 was 8.7% (95% UI, 7.72%–9.79%) in males and 1.76% (95% UI, 1.52%–2.02%) in females. The investigators estimate that since 1990, smoking rates have declined globally by 23% in males and 42% in females.65
The GBD 2017 study used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories. East and Southeast Asia and Eastern Europe have the highest mortality rates attributable to tobacco (Chart 3-6).
In 2015, there were a total of 933.1 million (95% UI, 831.3–1054.3 million) smokers globally, of whom 82.3% were men. The annualized rate of change in smoking prevalence between 1990 to 2015 was −1.7% in women and −1.3% in men.66
Worldwide, ≈80% of smokers live in low- and middle-income countries.67
Tobacco (including smoking, secondhand smoke, and chewing tobacco) caused an estimated 8.1 million deaths globally in 2017 (6.2 million men and 1.9 million women; Table 3-1). GBD investigators estimated that in 2017, smoking tobacco was the second-leading risk of mortality (high SBP was number 1), and smoking tobacco ranked fourth in DALYs globally.64,65
The WHO estimated that the economic cost of smoking-attributable diseases accounted for US $422 billion in 2012, which represented ≈5.7% of global health expenditures.68 The total economic costs, including both health expenditures and lost productivity, amounted to approximately US $1436 billion, which was roughly equal to 1.8% of the world’s annual gross domestic product. The WHO further estimated that 40% of the expenditures were in developing countries.
To help combat the global problem of tobacco exposure, in 2003 the WHO adopted the Framework Convention on Tobacco Control treaty. From this emerged a set of evidence-based policies with the goal of reducing the demand for tobacco, entitled MPOWER. MPOWER policies outline the following strategies for nations to reduce tobacco use: (1) monitor tobacco use and prevention policies; (2) protect individuals from tobacco smoke; (3) offer to help with tobacco cessation; (4) warn about tobacco-related dangers; (5) enforce bans on tobacco advertising; (6) raise taxes on tobacco; and (7) reduce the sale of cigarettes. More than half of all nations have implemented at least 1 MPOWER policy.54,69
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4. Physical Inactivity
Physical inactivity is a major risk factor for CVD (eg, CHD, stroke, PAD, HF).1 Achieving the guideline recommendations for PA is one of the AHA’s 7 components of ideal CVH for both children and adults.2 The AHA and 2018 federal guidelines for PA recommend that children get at least 60 minutes of PA daily (including aerobic and muscle- and bone-strengthening activity).3 In 2017, on the basis of survey interviews,4 only 26.1% of high school students reported achieving at least 60 minutes of daily PA, which is likely an overestimation of those actually meeting the guidelines.5,6 The 2018 federal guidelines3 and the 2019 ACC/AHA Guideline on the Primary Prevention of Cardiovascular Disease7 recommend that adults get at least 150 minutes of moderate-intensity or 75 minutes of vigorous-intensity aerobic activity (or an equivalent combination) per week and perform muscle-strengthening activities at least 2 days per week. In a nationally representative sample of adults, only 24.3% reported participating in adequate leisure-time aerobic and muscle-strengthening activity to meet these criteria (Chart 4-1),8 but they were not asked to report activity accumulated during occupational, transportation, or domestic duties.

Chart 4-1. Prevalence of meeting both the aerobic and muscle-strengthening guidelines for the 2018 Physical Activity Guidelines for Americans among US adults ≥18 years of age, overall and by sex and race/ethnicity, 2017. Data are age adjusted for adults ≥18 years of age. NH indicates non-Hispanic.Source: Data derived from Healthy People 20208 using National Health Interview Survey, 2017.
Being physically active is an important aspect of overall health. Meeting recommendations for PA not only reduces premature mortality but also improves risk factors for CVD (such as HBP, type 2 DM, and high cholesterol) and reduces the likelihood of diseases related to CVD, including CHD, HF, stroke, and aging-related diseases, such as dementia.7,9–11 Benefits from PA are seen for all ages and groups, including children and older adults, pregnant women, and people with disabilities and chronic conditions. Therefore, the 2018 federal guidelines recommend being as physically active as abilities and conditions allow and that some PA is better than none.3 The PA Guidelines Advisory Committee published a scientific report providing a clearer message for individuals not meeting the 150 minutes of moderate PA per week guideline, stating that even small increases in moderate-intensity PA or replacing sedentary time with light-intensity PA could provide health benefits.9
Defining and Measuring PA
There are 4 dimensions of PA (mode or type, frequency, duration, and intensity) and 4 common domains for adults (occupational, domestic, transportation, and leisure time).5 For children, there are additional considerations of structured PA in schools and communities. The federal guidelines specify the suggested frequency, duration, and intensity of activity. Historically, recommendations on PA for health purposes have focused on leisure-time activity. However, because all domains of PA could have an impact on health, and because an increase in 1 domain can sometimes be compensated for by a decrease in another domain, ideally data will be collected on all dimensions and domains of PA.5
There are 2 broad categories of methods to assess PA: (1) subjective methods that use questionnaires and diaries/logs and (2) objective methods that use wearable monitors (pedometers, accelerometers, etc). Studies that compare the findings between subjective and objective methods have found that there is marked discordance between self-reported and measured PA, with respondents often overstating their PA, especially the intensity.5,6,12
Another consideration in the measurement of PA is that surveys often ask only about leisure-time PA, which represents PA obtained from a single domain. People who obtain high PA in other domains might be less likely to engage in leisure-time PA. Although they might meet the federal PA guidelines, people who spend considerable time and physical effort in occupational, domestic, or transportation activities/domains might be less likely to be identified as meeting the guidelines.
PA and cardiorespiratory fitness provide distinct metrics in assessment of CVD risk.13 Poor cardiorespiratory (or aerobic) fitness might be a stronger predictor of adverse cardiovascular outcomes than traditional risk factors.14 Although many studies have shown that increasing the amount and quality of PA can improve cardiorespiratory fitness, other factors can contribute, such as a genetic predisposition to perform aerobic exercise.15 Because cardiorespiratory fitness is directly measured and reflects both participation in PA and the state of physiological systems affecting performance, the relationship between cardiorespiratory fitness and clinical outcomes is stronger than the relationship of PA to a series of clinical outcomes.13 Unlike health behaviors such as PA and risk factors that are tracked by federally funded programs (NHIS, NHANES, etc), there are no national data on adult cardiorespiratory fitness to-date, but the WHO has recently created a global action plan to approach cardiorespiratory fitness globally with a goal to reduce the prevalence of insufficient PA by 15% by 2030.13,16 Such additional data on the cardiorespiratory fitness levels of populations could give a fuller and more accurate picture of physical fitness levels.13
Prevalence
Youth
Meeting the Activity Recommendations
(See Charts 4-2 through 4-5)
On the basis of self-reported PA (YRBSS, 2017)4:
— The prevalence of high school students who met aerobic activity recommendations of ≥60 minutes of PA on all 7 days of the week was 26.1% nationwide and declined from 9th (30.6%) to 12th (22.9%) grades. At each grade level, the prevalence was higher in boys than in girls.
— Almost double the percentage of high school–aged boys (35.3%) than girls (17.5%) reported having been physically active ≥60 min/d on all 7 days (Chart 4-2).
— The prevalence of students meeting activity recommendations on ≥5 days per week was higher among NH white boys (59.4%), NH black boys (54.5%), and Hispanic boys (52.6%) than NH white girls (38.8%), NH black girls (29.9%), and Hispanic girls (36.9%; Chart 4-2).
— 15.4% of students reported that they did not participate in ≥60 minutes of any kind of PA on any 1 of the previous 7 days. Girls were more likely than boys to report this level of inactivity (19.5% versus 11.0%), with black girls reporting the highest rate of inactivity (26.6%; Chart 4-3).
— In the 2017 YRBSS, 28.5% of heterosexual students, 14.7% of gay, lesbian, and bisexual students, and 19.0% of students not sure about their sexual identity reported being physically active for at least 60 min/d on all 7 days. The difference between prevalence of being physically active in heterosexual versus gay, lesbian, and bisexual students was larger among male students (37.0% versus 15.0%, respectively) than among female students (19.0% versus 14.3%, respectively; Chart 4-4).
With regard to objectively measured moderate to vigorous PA (based on age-specific criteria for accelerometer cut points; NHANES, 2003–2004)17:
— Only 8% of 12- to 19-year-olds accumulated ≥60 minutes of moderate to vigorous PA on ≥5 days per week (counting every minute of activity), whereas 42% of 6- to 11-year-olds achieved similar activity levels.
— More boys than girls met PA recommendations (≥60 minutes of moderate to vigorous activity) on ≥5 days per week.
With regard to objectively measured cardiorespiratory fitness (NHANES, 2012)18:
— For adolescents 12 to 15 years of age, boys in all age groups were more likely to have adequate levels of cardiorespiratory fitness than girls (Chart 4-5).
With regard to self-reported muscle-strengthening activities (YRBSS, 2017)4:
— The proportion of high school students who participated in muscle-strengthening activities on ≥3 days of the week was 51.1% nationwide and declined from 9th grade (males 66.4%, females 49.3%) to 12th grade (males 56.6%, females 36.1%).
— More high school boys (62.1%) than girls (40.8%) reported having participated in muscle-strengthening activities on ≥3 days of the week.

Chart 4-2. Prevalence of US students in grades 9 to 12 who were active at least 60 min/d on all 7 days by race/ethnicity and sex, 2017. “Currently recommended levels” was defined as activity that increased their heart rate and made them breathe hard some of the time for a total of ≥60 min/d on all 7 days preceding the survey. NH indicates non-Hispanic. Source: Data derived from Kann et al4 using Youth Risk Behavior Surveillance System, 2017.

Chart 4-3. Prevalence of US students in grades 9 to 12 who did not participate in ≥60 minutes of physical activity on any day in the past 7 days by race/ethnicity and sex, 2017. NH indicates non-Hispanic. Source: Data derived from Kann et al4 using Youth Risk Behavior Surveillance System, 2017.

Chart 4-4. Prevalence of US students in grades 9 to 12 who were active at least 60 min/d on all 7 days by sexual identity and sex, 2017. “Currently recommended levels” was defined as activity that increased their heart rate and made them breathe hard some of the time for a total of ≥60 min/d on all 7 days preceding the survey. Source: Data derived from Kann et al4 using Youth Risk Behavior Surveillance System, 2017.

Chart 4-5. Prevalence of US children 12 to 15 years of age who had adequate levels of cardiorespiratory fitness by sex and age, 2012. Source: Data derived from Gahche et al18 using National Health and Nutrition Examination Survey, National Youth Fitness Survey, 2012.
Structured Activity Participation in Schools and Sports
In 2017, only 29.9% of students attended physical education classes in school daily (34.7% of boys and 25.3% of girls; YRBSS).4
Daily physical education class participation declined from the 9th grade (45.5% for boys, 39.2% for girls) through the 12th grade (26.5% for boys, 15.9% for girls; YRBSS).4
Just over half (54.3%) of high school students played on at least 1 school or community sports team in the previous year: 49.3% of girls and 59.7% of boys (YRBSS).4
Data from the 2017 SummerStyles survey demonstrated that only 16.5% of parents (n=1137) reported that their child walked to school and reported safety concerns and living too far away as barriers limiting commuting as a means of engaging in an active lifestyle.19
Television/Video/Computers
(See Chart 4-6)
Research suggests that screen time (watching television or using a computer) can lead to less PA among children.20 In addition, television viewing time is associated with poor nutritional choices, overeating, and weight gain (Chapter 5, Nutrition).
In 2017 (YRBSS)4:
— Nationwide, 43.0% of high school students used a computer, tablet, or smartphone for activities other than schoolwork (eg, videogames, texting, YouTube, or social media) for ≥3 h/d on an average school day.
— The prevalence of using a computer, tablet, or smartphone ≥3 h/d (for activities other than schoolwork) was highest among NH black boys (47.7%), followed by Hispanic girls (46.8%), NH black girls (46.7%), Hispanic boys (43.9%), NH white boys (41.7%), and NH white girls (39.6%; Chart 4-6).
— The prevalence of watching television ≥3 h/d was highest among NH black boys (37.8%) and girls (32.8%), followed by Hispanic boys (21.9%) and girls (19.5%) and NH white girls (18.4%) and boys (16.9%).
A report from the Kaiser Family Foundation (using data from 2009) reported that 8- to 18-year-olds spent an average of 33 min/d talking on the phone and 49 minutes using their phone to access media (music, games, or videos).21 In addition to other cell phone use, 7th to 12th graders spent an average of 95 min/d text messaging. Surveys such as YRBSS have not historically asked about cell phone use specifically and are thus likely underestimates of total screen-time use.

Chart 4-6. Percentage of US students in grades 9 to 12 who used a computer* for ≥3 hours on an average school day by race/ethnicity and sex, 2017. NH indicates non-Hispanic. *For something other than schoolwork. Source: Data derived from Kann et al4 using Youth Risk Behavior Surveillance System, 2017.
Adults
Meeting the Activity Recommendations
(See Charts 4-1 and 4-7 through 4-12)
With regard to self-reported leisure-time aerobic and muscle-strengthening PA (NHIS, 2017):
— 24.3% of adults met the 2018 federal PA guidelines for both aerobic and strengthening activity, an important component of overall physical fitness, based on only reporting leisure-time activity (Chart 4-1).
For self-reported leisure-time aerobic PA (NHIS, 2017):
— The age-adjusted proportion who reported meeting the 2018 aerobic PA guidelines for Americans (≥150 minutes of moderate PA or 75 minutes of vigorous PA or an equivalent combination each week) through leisure-time activities was 62.0% and 55.1% for NH white males and females, 52.7% and 37.0% for NH black males and females, and 49.2% and 40.9% for Hispanic males and females, respectively. Among both males and females, NH whites were more likely to meet the PA aerobic guidelines with leisure-time activity than NH blacks and Hispanics. For each racial/ethnic group, males had higher PA than females (Chart 4-7).22
— Among adults ≥25 years of age, 32.8% of participants with no high school diploma, 42.7% of those with a high school diploma or General Educational Development high school equivalency credential, 50.6% of those with some college, 54.5% of those with an associate’s degree, 64.1% of those with a bachelor’s degree, and 69.6% of those with an advanced degree met the federal guidelines for aerobic PA through leisure-time activities (Chart 4-8).
Adults residing in urban areas (metropolitan statistical areas) are more likely to meet the federal aerobic PA guidelines through leisure-time activities than those residing in rural areas (55.0% versus 47.2%; Chart 4-9).
Adults living below 200% of the poverty level are less likely to meet the federal PA guidelines through leisure-time activities than adults living at >200% above the poverty level (Chart 4-10).
In an analysis from the NIH-AARP Diet and Health Study, severe neighborhood socioeconomic deprivation was prospectively associated with less exercise time (highest quintile versus lowest quintile, −0.85 [95% CI, −0.95 to −0.75]) among 136 526 participants 51 to 70 years of age.23
13.0% of people with disabilities and 27.1% of people without disabilities meet both the aerobic and muscle-strengthening guidelines (Chart 4-11).24
In 2017, 25.9% of adults reported that they do not engage in leisure-time PA (no sessions of leisure-time PA of ≥10 minutes in duration; Chart 4-12).
With regard to objectively measured moderate to vigorous PA (accelerometer counts/min >2020; NHANES, 2003–2004)6:
— The number of individuals meeting the federal PA guidelines, including all moderate to vigorous PA as recommended by the 2018 PA guidelines, declines from middle age (57% of 40- to 49-year-olds) to older age (26% of 60- to 69-year-olds).6 Previous reports estimated that there were lower numbers of adults meeting the 2008 PA guidelines, which recommended only counting moderate to vigorous PA accumulated in 10-minute bouts (removing up to 75% of moderate activity).25
— These accelerometer data also revealed that rural US residents performed less moderate to vigorous PA than urban residents, but rural residents spent more time in lighter-intensity PA (accelerometer counts/min, 760–2020) than their urban resident counterparts.26
— On average, males and females self-report at least 5 times more moderate to vigorous PA than what is captured objectively when they wear an accelerometer using a traditional definition (≥2020 accelerometer counts/min),6 but the magnitude of difference varies widely if using a different accelerometer definition of moderate to vigorous PA.12
— In contrast to self-reported PA, which suggested that NH whites had higher levels of PA,24 data from objectively measured PA revealed that Hispanic participants had higher total PA and moderate to vigorous PA than NH white or black participants (≥20 years old).6
In a recent study of almost 5000 British males, among those with low PA in midlife, retirement and the development of cardiovascular-related conditions were identified as factors predicting a decrease in PA over 20 years of follow-up, but for males who were more active in middle age, retirement was observed to be a time of increasing PA.27
A Nielsen report using data from 2017 reported that adults spent an average of 5 hours 5 minutes per day watching television (including live television and other television-connected devices such as DVDs or playing video games on a console) and an hour and a half each day on computers or tablets.28 Adult smartphone app/web use was reported as 2 hours 28 minutes per day using data collected from 12 500 smartphone users in 2017.28 These technology use behaviors could influence time spent in PA and sedentary time.
— Of particular concern, black adults spent an average of 7 hours 13 minutes per day watching television. Black and Hispanic adults had the highest smartphone use compared with other racial/ethnic groups.28

Chart 4-7. Prevalence of meeting the aerobic guidelines of the 2018 Physical Activity Guidelines for Americans among US adults ≥18 years of age by race/ethnicity and sex, 2017. Percentages are age adjusted. The aerobic guidelines of the 2018 Federal Physical Activity Guidelines for Americans recommend engaging in moderate leisure-time physical activity for ≥150 min/wk or vigorous activity ≥75 min/wk or an equivalent combination. NH indicates non-Hispanic. Source: American Heart Association unpublished tabulation of National Health Interview Survey, 2017.22

Chart 4-8. Prevalence of meeting the aerobic guidelines of the 2018 Physical Activity Guidelines for Americans among US adults ≥25 years of age by educational attainment, 2017. Percentages are age adjusted. The aerobic guidelines of the 2018 Federal Physical Activity Guidelines for Americans recommend engaging in moderate leisure-time physical activity for ≥150 min/wk or vigorous activity ≥75 min/wk or an equivalent combination. Source: Data derived from Healthy People 20208 using National Health Interview Survey, 2017.

Chart 4-9. Prevalence of meeting the aerobic guidelines for the 2018 Physical Activity Guidelines for Americans among US adults ≥18 years of age by location of residence, 2017. Percentages are age adjusted. The aerobic guidelines of the 2018 Federal Physical Activity Guidelines for Americans recommend engaging in moderate leisure-time physical activity for ≥150 min/wk or vigorous activity ≥75 min/wk or an equivalent combination. MSA indicates metropolitan statistical area. Source: Data derived from Healthy People 20208 using National Health Interview Survey, 2017.

Chart 4-10. Prevalence of meeting the aerobic and muscle-strengthening guidelines for the 2018 Physical Activity Guidelines for Americans among US adults ≥18 years of age by poverty level and type of activity, 2017.Percentages of American adults meeting guidelines are presented for (A) adults <100% poverty, (B) adults 100% to <200% poverty, and (C) adults ≥200% poverty. Percentages are age adjusted. The aerobic guidelines of the 2018 Federal Physical Activity Guidelines for Americans recommend engaging in moderate leisure-time physical activity for ≥150 min/wk or vigorous activity ≥75 min/wk or an equivalent combination and performing muscle-strengthening activities at least 2 days per week. Source: Data derived from Healthy People 20208 using National Health Interview Survey, 2017.

Chart 4-11. Prevalence of meeting both the aerobic and muscle-strengthening guidelines for the 2018 Physical Activity Guidelines for Americans among US adults ≥18 years of age by disability status, 2017. Percentages are age adjusted. The aerobic guidelines of the 2008 Federal Physical Activity Guidelines for Americans recommend engaging in moderate leisure-time physical activity for ≥150 min/wk or vigorous activity ≥75 min/wk or an equivalent combination. Source: National Health Interview Survey, 2017.24

Chart 4-12. Trends in the prevalence of physical inactivity among US adults ≥18 years of age, overall and by sex, 1998 to 2017. Percentages are age adjusted. Physical inactivity is defined as reporting no engagement in leisure-time physical activity in bouts lasting ≥10 minutes. Source: Data derived from Healthy People 20208 using National Health Interview Survey, 1998 to 2017.
Structured Activity Participation in Leisure-Time, Domestic, Occupational, and Transportation Activities and Sitting Time
Individuals from urban areas who participated in NHANES 2003 to 2006 reported participating in more transportation activity, but rural individuals reported spending more time in household PA and more total PA than urban individuals, possibly explaining the higher levels of light activity of rural individuals observed by objective methods.26
— The prevalence of walking for transportation also varies by geographic location, ranging from 43.5% of individuals living in New England reporting any walking for transportation compared with 17.8% of individuals living in the East South Central region of the United States.29
At this time, it is unclear which construct of PA (domestic, occupational, or transportation) contributes to the higher objectively measured PA30 but lower subjectively measured PA24 for Hispanic individuals, or whether these differences are caused by overreporting or underreporting of leisure-time PA.
A 1-day assessment indicated that the mean prevalence of any active transportation was 10.3% using 2012 data from the American Time Use Study. NH whites reported the lowest active transport, only 9.2%, of any racial/ethnic group. Roughly 11.0% of Hispanics, 13.4% of NH blacks, and 15.0% of other NH individuals reported participating in any active transportation on the previous day.31
Using data from the 2015 to 2016 NHANES, prevalence of time spent sitting >8 h/d was reported at 25.7% (95% CI, 23.0%–28.5%) and increased with increasing age.32
Secular Trends
Youth
In 2017 (YRBSS)4:
Among students nationwide, there was a significant increase in the number of individuals reporting participation in muscle-strengthening activities on ≥3 days per week, from 47.8% in 1991 to 51.1% in 2017; however, the prevalence did not change substantively from 2013 (51.7%) to 2017 (51.1%).4,33
A significant increase occurred in the number of youth reporting having used computers for something other than schoolwork for ≥3 h/d compared with 2003 (22.1% versus 43.0% in 2017). The prevalence did not change significantly from 2015 to 2017 (41.7% versus 43.0%).4
— From 2004 to 2009, the Kaiser Family Foundation reported that the proportion of 8- to 18-year-olds who owned their own cell phone increased from 39% to 66%,21 which could also contribute to higher exposure to screen time in children.
Nationwide, the number of high school students who reported attending physical education classes at least once per week did not change substantively between 2013 (48.0%) and 2017 (51.7%).4,33
— The number of high school students reporting attending daily physical education classes changed in nonlinear ways over time. Attendance initially decreased from 1991 to 1995 (from 41.6% to 25.4%) and did not substantively change between 1995, 2013, and 2017 (25.4%, 29.4%, and 29.9%, respectively).
The prevalence of high school students playing ≥1 team sport in the past year did not substantively change between 1999 (55.1%) and 2017 (54.3%).4 In 2012, the prevalence of adolescents 12 to 15 years of age with adequate levels of cardiorespiratory fitness (based on age- and sex-specific standards) was 42.2% (Chart 4-5), down from 52.4% in 1999 to 2000.18
Adults
(See Chart 4-12)
The prevalence of physical inactivity among adults ≥18 years of age, overall and by sex, has decreased from 1998 to 2017, with the largest drop occurring in the past decade, from 40.2% to 25.9% between 2005 and 2017, respectively (Chart 4-12).
The prevalence of physical inactivity has surpassed the target for Healthy People 2020, which was 32.6%.34
The age-adjusted percentage of US adults who reported meeting both the muscle-strengthening and aerobic guidelines increased from 14.4% in 1998 to 21.4% in 2015 and 24.4% in 2017.24 The percentage of US adults who reported meeting the aerobic guidelines increased from 40.1% in 1998 to 49.7% in 2015 and 54.0% in 2017.24,35
The increase in those meeting the aerobic guidelines may be explained in part by the increased prevalence in self-reported transportation walking from 28.4% to 31.7% and leisure walking from 42.1% to 52.1% (2005 to 2015).36
Although it appears that leisure-time PA has been increasing in recent years, trends in technology behavior could influence both PA and sedentary time. Nielsen reports of adult smartphone app/web use comparing data collected in 2012 and 2014 (48 min/d and 1 hour 25 minutes per day, respectively)37 to 2017 (2 hours 28 minutes per day)28 suggest extreme increases in use over the past few years. Although they acknowledge that there were inconsistent methods of data collection among these different reports, the reported changes in technology behavior over such a short period of time are striking.
— During this time period, from 2012 to 2017, television viewing decreased from 5 hours 28 minutes per day to 5 hours 5 minutes per day. Time spent on a computer decreased from 1 hour 3 minutes to <52 minutes in 2017. However, in 2017, tablet use was also measured and contributed to screen time, at 34 min/d.
— The relationships between changes in technology habits and sedentary time have not been measured systematically.
Promotion of PA
The US Surgeon General has introduced “Step It Up!, a Call to Action to Promote Walking and Walkable Communities” in recognition of the importance of PA.38 There are roles for communities, schools, and worksites.
Communities
Community-level interventions have been shown to be effective in promoting increased PA. Communities can encourage walking with street design that includes sidewalks, improved street lighting, and landscaping design that reduces traffic speed to improve pedestrian safety. Higher neighborhood walkability has been associated with lower prevalence of overweight, obesity, and lower incidence of DM.39 Moving to a walkable neighborhood was associated with a lower risk for incident hypertension in the Canadian Community Health Survey.40
Community-wide campaigns include a variety of strategies such as media coverage, risk factor screening and education, community events, and policy or environmental changes.
Schools
Schools can provide opportunities for PA through physical education, recess, before- and after-school activity programs, and PA breaks.41
According to the School Health Policies and Practices Study, <5% of elementary schools and junior and senior high schools required daily physical education in 2014.34
In 2012, the School Health Policies and Practices Study also reported that 58.9% of school districts required regular elementary school recess.34
Healthy after-school programs and active school-day policies have been shown to be cost-effective solutions to increase PA and prevent childhood obesity.42
Worksites
Worksites can offer access to on-site exercise facilities or employer-subsidized off-site exercise facilities to encourage PA among employees.
Worksite interventions for sedentary occupations, such as providing “activity-permissive” workstations and email contacts that promote breaks, have reported increased occupational light activity, and the more adherent individuals observed improvements in cardiometabolic outcomes.43,44
Family History and Genetics
It is clear that environmental factors can play a role in PA and sedentary behavior and the context in which these behaviors occur. However, PA and sedentary behavior can also be determined in part by genetics, with heritability estimates of up to 47%, although few loci have been identified or replicated.45–47
Mortality
Self-Reported Physical Inactivity and Mortality
In analysis from NHIS with >20 years of follow-up, 8.7% of all-cause mortality was attributed to a PA level of <150 minutes of moderate-intensity equivalent activity per week (N=67 762).48
A meta-analysis of 9 cohort studies, representing 122 417 patients, found that as little as 15 minutes of daily moderate to vigorous PA reduced all-cause mortality in adults ≥60 years of age. This protective effect of PA was dose dependent; the most rapid reduction in mortality per minute of added PA was for those at the lowest levels of PA. These findings suggest that older adults can benefit from PA time far below the amount recommended by the federal guidelines.49
In a pooled study of >600 000 participants,50 an inverse dose-response relationship was observed between level of self-reported leisure-time PA (HR, 0.80 [95% CI, 0.78–0.82] for less than the recommended minimum of the PA guidelines; HR, 0.69 [95% CI, 0.67–0.70] for 1–2 times the recommended minimum; and HR, 0.63 [95% CI, 0.62–0.65] for 2–3 times the minimum) and mortality, with the upper threshold for mortality benefit occurring at 3 to 5 times the PA recommendations (HR, 0.61 [95% CI, 0.59–0.62]). Furthermore, there was no evidence of harm associated with performing ≥10 times the recommended minimum (HR, 0.68 [95% CI, 0.59–0.78]).50
Similarly, a population-based cohort in New South Wales, Australia, of 204 542 adults followed up for an average of 6.5 years evaluated the relationship of PA to mortality risk. It found that compared with those who reported no moderate to vigorous PA, the adjusted HRs for all-cause mortality were 0.66 (95% CI, 0.61–0.71) for those reporting 10 to 149 min/wk, 0.53 (95% CI, 0.48–0.57) for those reporting 150 to 299 min/wk, and 0.46 (95% CI, 0.43–0.49) for those reporting ≥300 min/wk of activity.51
In the WHS (N=28 879; mean age, 62 years), females participating in strength training (1–19, 20–59, and 60–149 min/wk compared with 0 min/wk) had lower risk of all-cause mortality (HR, 0.73 [95% CI, 0.65–0.82]; HR, 0.71 [95% CI, 0.62–0.82]; and HR, 0.81 [95% CI, 0.67–0.97], respectively) but performing ≥150 min/wk strength training was not associated with lower risk of all-cause mortality (HR, 1.10 [95% CI, 0.77–1.56]) because of very wide CIs.52
A meta-analysis also revealed an association between participating in more transportation-related PA and lower all-cause mortality risk.53 In contrast, higher occupational PA has been associated with higher mortality in males but not females.54 It is unclear whether confounding factors such as fitness, SES, or other domains of PA might impact this relationship.
In a longitudinal cohort study of 263 540 participants from the UK Biobank cohort, commuting by bicycle was associated with a lower risk of CVD mortality and all-cause mortality (HR, 0.48 and 0.59, respectively). Commuting by walking was associated with a lower risk of CVD mortality (HR, 0.64) but not all-cause mortality.55
In a meta-analysis of 13 studies, higher sedentary time was associated with a 22% higher risk of all-cause mortality (HR, 1.22 [95% CI, 1.09–1.41]). This association was more pronounced at lower levels of PA than at higher levels.56
A meta-analysis that included >1 million participants across 16 studies compared the risk associated with sitting time and television viewing in physically active and inactive study participants. For inactive individuals (defined as the lowest quartile of PA), those sitting >8 h/d had a higher all-cause mortality risk than those sitting <4 h/d. For active individuals (top quartile for PA), sitting time was not associated with all-cause mortality, but active people who watched television ≥5 h/d did have higher mortality risk.57
In a prospective US cohort study (CPS-II), prolonged leisure-time sitting (≥6 versus <3 h/d) was associated with higher risk of mortality from all causes and CVD (including CHD and stroke-specific mortality) among 127 554 males and females free of chronic disease at baseline.58
Using an isotemporal substitution approach in a subsample of the CPS-II, among participants with the lowest level of PA, replacing 30 min/d of sitting with light-intensity PA or moderate to vigorous PA was associated with 14% (HR, 0.86 [95% CI, 0.81–0.89]) or 45% (HR, 0.55 [95% CI, 0.47–0.62]) lower mortality, respectively. For the individuals with the highest PA levels, substitution was not associated with differences in mortality risk.59
Objectively Measured Physical Inactivity/Sedentary Time and Mortality
In a subsample of NHANES 2003 to 2006 (participants with objectively measured PA and between 50 and 79 years of age [n=3029]), models that replaced sedentary time with 10 min/d of moderate to vigorous PA were associated with lower all-cause mortality (HR, 0.70 [95% CI, 0.57–0.85]) after 5 to 8 years of follow-up. Even substituting in 10 minutes of light activity per day was associated with lower all-cause mortality (HR, 0.91 [95% CI, 0.86–0.96]).60
In an analysis from the WHS, objective measures of PA and sedentary behavior using an accelerometer were associated with all-cause mortality. The highest levels of overall PA volume, as measured by the accelerometer, were associated with 60% to 70% lower risk of all-cause mortality. This inverse association between overall PA and all-cause mortality was largely driven by the moderate to vigorous PA levels; light PA or sedentary behavior was not associated with mortality risk in this cohort after accounting for moderate to vigorous PA.61
In the REGARDS cohort study of 7985 middle- and older-aged US adults, objectively measured total sedentary time was associated with higher risk of all-cause mortality, with an HR for highest versus lowest quartile of total sedentary time of 2.63 (95% CI, 1.60–4.30) and longer sedentary bouts (HR, 1.96 [95% CI, 1.31–2.93]).62
Cardiorespiratory Fitness and Mortality
The Cooper Center Longitudinal Study, an analysis conducted on 16 533 participants, revealed that across all risk factor strata, the presence of low cardiorespiratory fitness was associated with a greater risk of CVD death over a mean follow-up of 28 years.63
In a longitudinal cohort study from the UK Biobank data, the association between PA and all-cause mortality was strongest among those with lowest hand-grip strength and lowest cardiorespiratory fitness, which suggests that strength and possibly cardiorespiratory fitness could moderate the association between PA and mortality.64
In a retrospective cohort study of 57 085 individuals who were clinically referred for stress testing (but without established CAD or HF), cardiorespiratory fitness–associated “biologic age” was a stronger predictor of mortality over 10 years of follow-up than chronological age.65
Complications of Physical Inactivity: The CVH Impact
Youth
In a study from the NHANES 2003 to 2006 cohort of participants 6 to 17 years of age with objective measurement of PA levels by accelerometer, those with the highest levels of PA had lower SBP, lower glucose levels, and lower insulin levels than participants in the lowest PA group.66
Similarly, a higher amount of objectively measured sedentary duration assessed by accelerometer among children 0 to 14 years of age is associated with greater odds of hypertriglyceridemia and cardiometabolic risk.67
For elementary school children, engagement in organized sports for ≈1 year was associated with lower clustered cardiovascular risk.68
In a study of 36 956 Brazilian adolescents, self-reported higher moderate to vigorous PA levels and lower amounts of screen time were associated with lower cardiometabolic risk. Furthermore, the association of screen time with cardiometabolic risk was modified by BMI. In contrast, the association between moderate to vigorous PA and cardiometabolic risk was independent of BMI.69
In a prospective study of 700 Norwegian 10-year-old children with objective measures of PA, higher levels of moderate PA at baseline were associated with lower triglyceride levels and lower insulin resistance at 7-month follow-up. In contrast, sedentary time duration was not associated with cardiometabolic risk factors on follow-up.70
Adults
Cardiovascular and Metabolic Risk
In a meta-analysis of 11 studies investigating the role of exercise among individuals with MetS, aerobic exercise significantly improved DBP (−1.6 mm Hg, P=0.01), WC (−3.4 cm, P<0.01), fasting glucose (−0.15 mmol/L, P=0.03), and HDL-C (0.05 mmol/L, P=0.02).71
Results from NHANES 2011 to 2014 demonstrated that the prevalence of low HDL-C was higher among adults who reported not meeting PA guidelines (21.0%) than among adults meeting guidelines (17.7%).72
Engaging in active transport to work has been associated with lower cardiovascular risk factors.
— In a large Swedish cohort of 23 732 individuals, bicycling to work at baseline was associated with a lower odds of developing incident obesity, hypertension, hypertriglyceridemia, and impaired glucose tolerance at 10 years’ follow-up than among those using passive modes of transportation.73
Even lighter-intensity activities, such as yoga, were reported to improve BMI, BP, triglycerides, LDL-C, and HDL-C but not fasting blood glucose in a meta-analysis of 32 RCTs comparing yoga to nonexercise control groups.74
In a dose-response meta-analysis of 29 studies with 330 222 participants that evaluated the association between PA levels and risk of hypertension, each 10 MET h/wk–higher level of leisure-time PA was associated with a 6% lower risk of hypertension (RR, 0.94 [95% CI, 0.92–0.96]).75
In a meta-analysis including 7 trials with 2517 pregnant female participants that evaluated the effects of exercise during pregnancy, aerobic exercise for ≈30 to 60 minutes 2 to 7 times per week during pregnancy was associated with significantly lower risk of gestational hypertensive disorders (RR, 0.70 [95% CI, 0.53–0.83]).76
In a population-based study of Hispanic/Latino adults with objective assessment of sedentary time, higher levels of sedentary time were associated with lower levels of HDL-C, higher triglycerides, and higher measures of insulin resistance after adjustment for PA levels. Furthermore, the accrual of prolonged and uninterrupted bouts of sedentary time was particularly associated with greater abnormalities in measures of glucose regulation.77,78
Intermittent breaks of 10 minutes standing or desk pedaling during each hour of sitting were insufficient to prevent endothelial dysfunction that developed over a period of 4 hours of sitting.79
Cardiovascular Events
In a dose-response meta-analysis of 9 prospective cohort studies (N=720 425), higher levels of sedentary time were associated with greater risk of CVD in a nonlinear relationship (HR for highest versus lowest sedentary time, 1.14 [95% CI, 1.09–1.19]).80
A study of the factors related to declining CVD among Norwegian adults ≥25 years of age found that increased PA (≥1 hour of strenuous PA per week) accounted for 9% of the decline in hospitalized and nonhospitalized fatal and nonfatal CHD events.81
In a study that followed 1.1 million females in the United Kingdom without prior vascular disease for an average of 9 years, those who reported moderate activity were found to be at lower risk of CHD, a cerebrovascular event, or a thrombotic event. However, strenuous PA was not found to be as beneficial as moderate PA.82
In a prospective cohort study of 130 843 participants from 17 countries, compared with low levels of self-reported PA (<150 min/wk of moderate-intensity PA), moderate (150–750 min/wk) and high (>750 min/wk) levels of PA were associated with a graded lower risk of major cardiovascular events (HR high versus low, 0.75 [95% CI, 0.69–0.82]; moderate versus low, 0.86 [95% CI, 0.78–0.93]; high versus moderate, 0.88 [95% CI, 0.82–0.94]) over an average 6.9 years of follow-up time.83
In the 2-year LIFE study of older adults (mean age, 78.9 years), higher levels of PA, measured by accelerometer, were associated with lower risk of adverse cardiovascular events.84
In a dose-response meta-analysis of 12 prospective cohort studies (N=370 460), there was an inverse dose-dependent association between PA levels and risk of HF. PA levels at the guideline-recommended minimum (500 MET min/wk) were associated with 10% lower risk of HF. PA at twice and 4 times the guideline-recommended levels was associated with 19% and 35% lower risk of HF, respectively.85
Furthermore, a recent individual-level pooled analysis of 3 large cohort studies demonstrated that the strong, dose-dependent association between higher PA levels and lower risk of HF is largely driven by lower risk of HF with preserved EF but not HF with reduced EF.86
In a large clinical trial (NAVIGATOR) involving 9306 people with impaired glucose tolerance, ambulatory activity (in steps per day) as assessed by pedometer at baseline and 12 months was inversely associated with risk of a cardiovascular event.87
In the WHI, every hour per day more of light-intensity PA was associated with lower CHD (HR, 0.86 [95% CI, 0.73–1.00]; P=0.05) and lower CVD (HR, 0.92 [95% CI, 0.85–0.99]; P=0.03).88
Domains of PA, other than leisure time, are understudied and often overlooked. A meta-analysis reported a protective relation of transportation activity to cardiovascular risk, which was greater in females.89 However, higher occupational PA has recently been associated with higher MI incidence in males 19 to 70 years old.54,90 These relationships require further investigation, because a protective association of occupational activity with MI has been reported in young males (19–44 years).90
A recent analysis from the Rotterdam Study evaluated the contribution of specific PA types on CVD-free life expectancy. Higher levels of cycling were associated with a greater CVD-free life span in males (3.1 years) and females (2.4 years). Furthermore, high domestic work in females (2.4 years) and high gardening in males (2 years) were also associated with an increased CVD-free life span.91
Cardiorespiratory fitness and PA levels are important determinants of HF risk in the general population. In the Cooper Center Longitudinal Study population, higher levels of cardiorespiratory fitness in midlife were associated with lower risk of HF, MI, and stroke.92
— The inverse association between higher fitness levels and risk of HF (HR per 1-MET higher fitness level, 0.79 [95% CI, 0.75–0.83] for males) was stronger than observed for risk of MI (HR, 0.91 [95% CI, 0.87–0.95]).92
— Cardiorespiratory fitness accounted for 47% of the HF risk associated with higher BMI levels.93
— Improvement in cardiorespiratory fitness in middle age was also strongly associated with lower risk of HF among the Cooper Center Longitudinal Study participants (HR per 1-MET increase in fitness levels, 0.83 [95% CI, 0.74–0.93]).94
Lower levels of cardiorespiratory fitness have also been associated with higher risk of HF in a recent study of 21 080 veterans, with a 91% higher risk of HF noted among low-fitness participants (HR, 1.91 [95% CI, 1.74–2.09]).95
In a Swedish cohort of 773 925 young males without history of VTE, cardiorespiratory fitness was associated with a reduced risk of VTE (HR, 0.81 [95% CI, 0.78–0.85]) at ≥20 years of follow-up.96
In 5962 veterans, lower exercise capacity was associated with a higher risk of developing AF. For every 1-MET increase in exercise capacity, the risk of developing AF was 21% lower (HR, 0.79 [95% CI, 0.76–0.82]).97
Secondary Prevention
A Cochrane systematic review of 63 studies concluded that exercise-based cardiac rehabilitation programs for CHD patients reduced cardiovascular mortality and hospital admissions but not overall mortality.98
In a prospective study that monitored 902 HF patients (with preserved or reduced EF) for 3 years, reporting participation in any PA (≥1 min/wk) was associated with a lower risk of cardiac death and all-cause death than no PA. Less television screen time (<2 versus >4 h/d) was also associated with lower all-cause death.99
In a prospective cohort study of 15 486 participants with stable CAD from 39 countries, higher levels of PA were associated with lower risk of mortality such that doubling the exercise volume was associated with 10% lower risk of all-cause mortality after adjustment for potential confounders.100
— Among 1746 CAD patients followed up for 2 years, those who remained inactive or became inactive had a 4.9- and 2.4-fold higher risk of cardiac death, respectively, than patients who remained at least irregularly active during the follow-up period.101
— In a prospective cohort study of 3307 individuals with CHD, participants who maintained high PA levels over longitudinal follow-up had a lower risk of mortality than those who were inactive over time (HR, 0.64 [95% CI, 0.50–0.83]).102
In a cohort of patients with HF and preserved EF, compared with high levels of self-reported PA, poor and intermediate levels were associated with higher risk of HF hospitalization (HR, 1.93 [95% CI, 1.16–3.22] for poor versus high PA and HR, 1.84 [95% CI, 1.02–3.31] for intermediate versus high PA) and cardiovascular mortality (HR, 4.36 [95% CI, 1.37–13.83] for poor versus high PA and HR, 4.05 [95% CI, 1.17–14.04] for intermediate versus high PA).103
Using data from a registry of stable outpatients with symptomatic coronary disease, cerebrovascular disease, or PAD, the mortality rate of patients with a recent MI was significantly lower in patients who participated in supervised (n=593) versus unsupervised (n=531) exercise programming.104
Early mortality after a first MI was lower for patients who had higher exercise capacity before the MI event. Every 1-MET higher exercise capacity before the MI was associated with an 8% to 10% lower risk of mortality at 28 days, 90 days, and 365 days after MI.105 A study of 3572 patients with recent MI demonstrated significant sex differences in PA after AMI. Females were more likely to be inactive than males within 12 months after the AMI episode (OR, 1.37 [95% CI, 1.21–1.55]).106
A recent study of participants included in the WHI observational study who experienced a clinical MI during the study demonstrated that compared with those who maintained low PA levels after the MI event, participants had lower risk of mortality with improvement in PA levels (HR, 0.54 [95% CI, 0.36–0.86]) or with sustained high PA levels (HR, 0.52 [95% CI, 0.36–0.73]).107
Among 2370 individuals with CVD who responded to the Taiwan National Health Interview Survey, achieving more total PA, leisure-time PA, and domestic and work-related PA was associated with lower mortality at 7-year follow-up.108
Brain Health
Growing evidence suggests a link between vascular risk factors, cardiovascular/cerebrovascular disease and poor brain health, leading to cognitive and motor dysfunction. The AHA has proposed to use the Life’s Simple 7 strategy not only to decrease cardiovascular risk, but also to maintain optimal brain health.10
One of Life’s Simple 7 strategies promotes achievement of adequate PA. Results from a meta-analysis including >33 000 participants suggest that individuals who self-report high PA levels have a 38% lower risk of cognitive decline.109 Results from intervention trials have been more inconsistent.110–113 However, there have been some promising results, including the FINGER study, which observed better executive function in those who adhered to a multidomain (exercise, cognitive training, and Mediterranean diet) intervention for 2 years.110
Evidence from meta-analyses in stroke patients suggests that PA rehabilitation may also improve cognitive and motor function outcomes. An overall positive effect of PA training on cognitive performance was observed in stroke patients (Hedges’ g, 0.30 [95% CI, 0.14–0.47]) in a meta-analysis representing data from 736 participants.114 Another recent meta-analysis of studies involving stroke patients observed that treadmill training improved motor function compared with no training (standard mean difference, 0.60 [95% CI, 0.55–0.66]), with similar results in both low- and high-intensity and volume rehabilitation programs.115
Costs
The economic consequences of physical inactivity are substantial. Using data derived primarily from WHO publications and data warehouses, one study estimated that the economic costs of physical inactivity account for 1.5% to 3.0% of total direct healthcare expenditures in developed countries such as the United States.116
A global analysis of 142 countries (93.2% of the world’s population) concluded that physical inactivity cost healthcare systems $53.8 billion in 2013, including $9.7 billion paid by individual households.117
A study of American adults reported that inadequate levels of aerobic PA (after adjustment for BMI) were associated with an estimated 11.1% of aggregate healthcare expenditures (including expenditures for inpatient, outpatient, ED, office-based, dental, vision, home health, prescription drug, and other services).118
An evaluation of healthcare costs based on the cardiovascular risk factor profile (including ≥30 minutes of moderate to vigorous PA ≥5 times per week) found that among adults ≥40 years of age with CVD, the highest marginal expenditures ($2853 per person in 2012) were for those not meeting the PA guidelines. Healthcare costs included hospitalizations, prescribed medications, outpatient visits (hospital outpatient visits and office-based visits), ED visits, and other expenditures (dental visits, vision aid, home health care, and other medical supplies).119
A systematic review of population-based interventions to encourage PA found that improving biking trails, distributing pedometers, and school-based PA were most cost-effective.120
Interventions and community strategies to increase PA have been shown to be cost-effective in terms of reducing medical costs121:
— Nearly $3 in medical cost savings is realized for every $1 invested in building bike and walking trails.
— The incremental CER ranges from $14 000 to $69 000 per QALY gained from interventions such as pedometer or walking programs compared with no intervention, especially in high-risk groups.
Global Burden
(See Chart 4-13)
Prevalence of physical inactivity in 2016 was reported to be 27.5% (95% CI, 25.0%–32.2%) of the population globally. These rates have not changed substantially since 2001, at which time prevalence of physical inactivity was 28.5% (95% CI, 23.9%–33.9%). Critically, it appears that the number of women reporting insufficient PA is 8% higher than men, globally.122
The GBD 2017 Study used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories.123 Mortality rates attributable to low PA are highest in North Africa and the Middle East and in Central and Eastern Europe (Chart 4-13).
Physical inactivity is among the leading behavioral risk factors for global death, responsible for 1.3 million deaths annually.124 Other leading risk factors include diet, alcohol, tobacco, and child and maternal malnutrition. The adjusted PAF for achieving <150 minutes of moderate to vigorous PA per week was 8.0% for all-cause and 4.6% for major CVD in a study of 17 low-, middle-, and high-income countries in 130 843 participants without preexisting CVD.83

Chart 4-13. Age-standardized global mortality rates attributable to low physical activity per 100 000, both sexes, 2017. Mortality rates attributable to low physical activity are highest in North Africa and the Middle East and in Central and Eastern Europe. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.123 Printed with permission. Copyright © 2018, University of Washington.
| ACC | American College of Cardiology |
| AF | atrial fibrillation |
| AHA | American Heart Association |
| AMI | acute myocardial infarction |
| app | application |
| BMI | body mass index |
| BP | blood pressure |
| CAD | coronary artery disease |
| CER | cost-effectiveness ratio |
| CHD | coronary heart disease |
| CI | confidence interval |
| CPS-II | Cancer Prevention Study II |
| CVD | cardiovascular disease |
| CVH | cardiovascular health |
| DBP | diastolic blood pressure |
| DM | diabetes mellitus |
| ED | emergency department |
| EF | ejection fraction |
| FINGER | Finnish Geriatric Intervention Study to Prevent Cognitive Impairment and Disability |
| GBD | Global Burden of Disease |
| HBP | high blood pressure |
| HDL-C | high-density lipoprotein cholesterol |
| HF | heart failure |
| HR | hazard ratio |
| LDL-C | low-density lipoprotein cholesterol |
| LIFE | Lifestyle Interventions and Independence for Elders |
| MET | metabolic equivalent |
| MetS | metabolic syndrome |
| MI | myocardial infarction |
| MSA | Metropolitan Statistical Area |
| NAVIGATOR | Long-term Study of Nateglinide + Valsartan to Prevent or Delay Type II Diabetes Mellitus and Cardiovascular Complications |
| NH | non-Hispanic |
| NHANES | National Health and Nutrition Examination Survey |
| NHIS | National Health Interview Survey |
| NIH-AARP | National Institutes of Health–American Association of Retired Persons |
| OR | odds ratio |
| PA | physical activity |
| PAD | peripheral artery disease |
| PAF | population attributable fraction |
| QALY | quality-adjusted life-year |
| RCT | randomized controlled trial |
| REGARDS | Reasons for Geographic and Racial Differences in Stroke |
| RR | relative risk |
| SBP | systolic blood pressure |
| SES | socioeconomic status |
| VTE | venous thromboembolism |
| WC | waist circumference |
| WHI | Women’s Health Initiative |
| WHO | World Health Organization |
| WHS | Women’s Health Study |
| YRBSS | Youth Risk Behavior Surveillance System |
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5. Nutrition
See Tables 5-1 through 5-3 and Charts 5-1 through 5-6
This chapter of the Update highlights national dietary habits, focusing on key foods, nutrients, dietary patterns, and other dietary factors related to cardiometabolic health. It is intended to examine current intakes, trends and changes in intakes, and estimated effects on disease to support and further stimulate efforts to monitor and improve dietary habits in relation to CVH.
Prevalence and Trends in the AHA 2020 Healthy Diet Metrics
(See Table 5-1 and Charts 5-1 and 5-2)
The AHA’s 2020 Impact Goals prioritize improving CVH,1 which includes following a healthy diet pattern characterized by 5 primary and 3 secondary metrics (Table 5-1) that should be consumed within a context that is appropriate in energy balance and consistent with a DASH-type eating plan.1
| AHA Target | Consumption Range for Alternative Healthy Diet Score* | Alternative Scoring Range* | |
|---|---|---|---|
| Primary dietary metrics† | |||
| Fruits and vegetables | ≥4.5 cups/d‡ | 0 to ≥4.5 cups/d‡ | 0–10 |
| Fish and shellfish | 2 or more 3.5-oz servings/wk (≥200 g/wk) | 0 to ≥7 oz/wk | 0–10 |
| Sodium | ≤1500 mg/d | ≤1500 to >4500 mg/d | 10–0 |
| SSBs | ≤36 fl oz/wk | ≤36 to >210 fl oz/wk | 10–0 |
| Whole grains | 3 or more 1-oz-equivalent servings/d | 0 to ≥3 oz/d | 0–10 |
| Secondary dietary metrics† | |||
| Nuts, seeds, and legumes | ≥4 servings/wk (nuts/seeds: 1 oz; legumes: ½ cup) | 0 to ≥4 servings/d | 0–10 |
| Processed meats | 2 or fewer 1.75-oz servings/wk (≤100 g/wk) | ≤3.5 to >17.5 oz/wk | 10–0 |
| Saturated fat | ≤7% energy | ≤7 to >15 (% energy) | 10–0 |
| AHA Diet Score (primary) | Ideal: 4 or 5 dietary targets (≥80%) Intermediate: 2 or 3 dietary targets (40%–79%) Poor: <2 dietary targets (<40%) | Sum of scores for primary metrics | 0 (worst) to 100 (best)§ Ideal: 80–100 Intermediate: 40–79 Poor: <40 |
| AHA Diet Score (secondary) | Ideal: 4 or 5 dietary targets (≥80%) Intermediate: 2 or 3 dietary targets (40%–79%) Poor: <2 dietary targets (<40%) | Sum of scores for primary and secondary metrics | 0 (worst) to 100 (best)§ Ideal: 80–100 Intermediate: 40–79 Poor: <40 |
The AHA scoring system for ideal, intermediate, and poor diet patterns uses a binary-based scoring system, which awards 1 point for meeting the ideal target for each metric and 0 points otherwise.2 For better consistency with other dietary pattern scores such as DASH, an alternative continuous scoring system has been developed to measure small improvements over time toward the AHA ideal target levels (Table 5-1). The dietary targets remain the same, and progress toward each of these targets is assessed by use of a more granular range of 1 to 10 (rather than 0 to 1).
Using the alternative scoring system, the mean AHA healthy diet score improved between 2003 to 2004 and 2015 to 2016 in the United States for adults. In adults, the prevalence of a poor diet improved from 56.0% to 47.8% for the primary score and 43.7% to 36.4% for the secondary score (Table 5-2). Changes in score were largely attributable to increased consumption of whole grains and nuts, seeds, and legumes and decreased consumption of SSBs. No significant changes were observed for consumption of total fruits and vegetables, fish and shellfish, sodium, processed meat, and saturated fat.
| AHA Score | Survey-Weighted Mean/Percentages (95% CI)* | |||||||
|---|---|---|---|---|---|---|---|---|
| 2003–2004 | 2005–2006 | 2007–2008 | 2009–2010 | 2011–2012 | 2013–2014 | 2015–2016 | P for Trend | |
| Primary | 19.0 (18.1–20.0) | 19.9 (19.2–20.6) | 19.5 (18.7–20.3) | 20.9 (20.5–21.4) | 21.2 (20.4–21.9) | 21.0 (20.3–21.7) | 20.8 (19.9–21.6) | <0.001 |
| Fruits and vegetables | 5.0 (4.7–5.3) | 5.0 (4.8–5.3) | 4.9 (4.7–5.2) | 5.1 (4.9–5.3) | 5.1 (4.9–5.3) | 4.9 (4.7–5.0) | 4.8 (4.5–5.0) | 0.18 |
| Whole grains | 2.1 (1.9–2.3) | 2.4 (2.3–2.6) | 2.4 (2.2–2.6) | 2.8 (2.7–2.9) | 3.1 (2.9–3.3) | 3.0 (2.8–3.1) | 3.0 (2.8–3.2) | <0.001 |
| Fish and shellfish | 2.5 (2.2–2.8) | 2.6 (2.4–2.8) | 2.5 (2.2–2.7) | 2.8 (2.4–3.1) | 2.5 (2.2–2.8) | 2.5 (2.2–2.9) | 2.3 (1.9–2.6) | 0.23 |
| SSBs | 5.6 (5.2–6.0) | 6.3 (6.0–6.6) | 6.2 (5.9–6.5) | 6.6 (6.4–6.8) | 6.7 (6.4–7.0) | 6.9 (6.5–7.3) | 7.1 (6.8–7.3) | <0.001 |
| Sodium | 3.8 (3.6–3.9) | 3.5 (3.4–3.6) | 3.5 (3.4–3.6) | 3.6 (3.5–3.8) | 3.8 (3.7–3.9) | 3.8 (3.6–3.9) | 3.7 (3.5–3.8) | 0.17 |
| Secondary | 34.6 (33.4–35.8) | 35.6 (34.5–36.6) | 35.5 (34.2–36.7) | 37.3 (36.6–38.0) | 38.0 (36.9–39.2) | 37.5 (36.6–38.3) | 37.1 (35.8–38.3) | <0.001 |
| Nuts, seeds and legumes | 4.1 (3.9–4.4) | 4.4 (4.1–4.7) | 4.3 (3.9–4.7) | 4.4 (4.2–4.6) | 4.8 (4.6–5.0) | 4.7 (4.4–5.0) | 5.0 (4.6–5.4) | <0.001 |
| Processed meat | 6.6 (6.4–6.8) | 6.5 (6.1–6.8) | 6.7 (6.5–6.9) | 6.6 (6.4–6.9) | 6.7 (6.4–6.9) | 6.7 (6.5–7.0) | 6.7 (6.5–7.0) | 0.09 |
| Saturated fat | 4.9 (4.7–5.1) | 4.8 (4.7–5.0) | 5.0 (4.8–5.2) | 5.3 (5.1–5.5) | 5.4 (5.2–5.6) | 5.0 (4.8–5.2) | 4.5 (4.3–4.8) | 0.48 |
| Diet quality by primary and secondary scores (%) | ||||||||
| Primary score | ||||||||
| Poor | 56.0 (51.6–60.2) | 52.4 (48.3–56.5) | 53.9 (49.9–57.9) | 47.8 (45.3–50.3) | 45.8 (41.8–49.9) | 46.6 (42.7–50.7) | 47.8 (43.1–52.6) | <0.001 |
| Intermediate | 43.4 (39.2–47.6) | 46.9 (43.0–50.8) | 45.3 (41.5–49.1) | 50.7 (48.0–53.3) | 52.7 (48.8–56.6) | 51.8 (47.7–55.9) | 50.8 (46.2–55.4) | 0.001 |
| Ideal | 0.7 (0.5–1.0) | 0.7 (0.4–1.3) | 0.8 (0.5–1.6) | 1.5 (1.0–2.2) | 1.5 (0.9–2.4) | 1.6 (1.0–2.5) | 1.4 (1.0–2.1) | 0.001 |
| Secondary score | ||||||||
| Poor | 43.7 (39.6–47.8) | 41.7 (38.1–45.4) | 41.3 (37.1–45.7) | 36.1 (34.0–38.3) | 33.9 (31.2–36.7) | 35.8 (33.3–38.3) | 36.4 (32.6–40.4) | <0.001 |
| Intermediate | 55.2 (51.2–59.2) | 56.8 (53.1–60.4) | 57.5 (53.1–61.7) | 61.6 (59.3–63.8) | 64.1 (61.6–66.5) | 62.0 (59.5–64.4) | 62.0 (58.1–65.7) | <0.001 |
| Ideal | 1.1 (0.7–1.7) | 1.5 (1.0–2.2) | 1.3 (0.9–1.8) | 2.3 (1.5–3.3) | 2.0 (1.4–2.9) | 2.3 (1.8–2.9) | 1.6 (1.0–2.5) | 0.02 |
Similar changes in AHA healthy diet scores between 2003 to 2004 and 2015 to 2016 were seen in minority groups and those with lower income or education, although significant disparities persisted (Charts 5-1 and 5-2). The proportion with a poor diet decreased from 64.7% to 58.3% for NH blacks, from 66.0% to 57.5% for Mexican Americans, and from 54.0% to 45.9% for NH whites (Chart 5-1). The proportion with a poor diet (<40% adherence) decreased from 50.7% to 38.8% in adults with income-to-poverty ratio ≥3.0, but only from 67.7% to 59.7% in adults with income-to-poverty ratio <1.3 (Chart 5-2).

Chart 5-1. Trends in prevalence of poor AHA healthy diet score, by race/ethnicity, United States, 2003 to 2016. Components of AHA healthy diet score are defined in Table 5-1. Poor diet was defined as <40% adherence, based on primary AHA continuous diet score. AHA indicates American Heart Association; and NH, non-Hispanic. Source: Unpublished analyses courtesy of Dr Junxiu Liu, Tufts University, using National Health and Nutrition Examination Survey data, 2003 to 2016.85

Chart 5-2. Trends in prevalence of poor AHA healthy diet score in the United States, by ratio of family income to poverty level, 2003 to 2016. Components of AHA healthy diet score are defined in Table 5-1. Poor diet was defined as <40% adherence, based on primary AHA continuous diet score. AHA indicates American Heart Association. Source: Unpublished analyses courtesy of Dr Junxiu Liu, Tufts University, using National Health and Nutrition Examination Survey data, 2003 to 2016.85
Dietary Habits in the United States: Current Intakes of Foods and Nutrients
Adults
(See Table 5-3)
The average dietary consumption by US adults of selected foods and nutrients related to cardiometabolic health based on data from 2015 to 2016 NHANES is detailed below (Table 5-3):
| NH White Males | NH Black Males | Mexican American Males | NH White Females | NH Black Females | Mexican American Females | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Average Consumption | % Meeting Guidelines | Average Consumption | % Meeting Guidelines | Average Consumption | % Meeting Guidelines | Average Consumption | % Meeting Guidelines | Average Consumption | % Meeting Guidelines | Average Consumption | % Meeting Guidelines | |
| Foods | ||||||||||||
| Whole grains, servings/d | 1.1±0.7 | 7.5 | 0.7±1.5 | 5.5 | 0.6±1.1 | 3.0 | 0.9±0.6 | 4.7 | 0.8±1.4 | 4.0 | 0.7±1.1 | 3.2 |
| Whole fruit, servings/d | 1.4±1.2 | 10.0 | 1.0±2.0 | 4.3 | 1.4±2.1 | 9.5 | 1.5±1.1 | 9.9 | 1.1±2 | 6.8 | 1.6±2.3 | 8.7 |
| Total fruit, servings/d | 1.8±1.4 | 13.7 | 1.7±2.6 | 8.9 | 2±2.7 | 16.5 | 1.9±1.2 | 12.0 | 1.9±2.5 | 14.6 | 2.2±2.9 | 18.6 |
| Nonstarchy vegetables, servings/d | 2.2±1.2 | 6.4 | 1.6±1.9 | 2.2 | 2±1.8 | 3.2 | 2.4±1.3 | 9.1 | 1.8±1.8 | 3.2 | 2.3±2 | 6.0 |
| Starchy vegetables,† servings/d | 0.9±0.7 | NA | 1.0±1.5 | NA | 0.5±1 | NA | 0.9±0.7 | NA | 0.9± 1.2 | NA | 0.8± 1.2 | NA |
| Legumes, servings/wk | 1.5±2.1 | 29.9 | 1.0±3.4 | 15.2 | 3.4±6.4 | 46.4 | 1.2± 1.6 | 25.3 | 1.1± 3.2 | 21.2 | 2.9±5.7 | 45.6 |
| Fish and shellfish, servings/wk | 1.0±1.8 | 16.0 | 1.4±3.9 | 21.1 | 1.2±4.1 | 18.2 | 1.0±1.5 | 18.6 | 1.8±4.1 | 24.5 | 1.2±4 | 17.3 |
| Nuts and seeds, servings/wk | 5.8±6.5 | 37.3 | 2.8±9.5 | 13.4 | 2.5±7.5 | 20.5 | 6.2±6.1 | 36.8 | 3.4±8.3 | 20.5 | 3±8.9 | 17.5 |
| Unprocessed red meats, servings/wk | 3.5±2.7 | NA | 3.4±5.7 | NA | 3.9±5.1 | NA | 2.4±1.9 | NA | 2.4±3.6 | NA | 3.1±4.5 | NA |
| Processed meat, servings/wk | 2.5±1.9 | 56.7 | 2.1±3.2 | 62.0 | 1.8±3.1 | 67.2 | 1.8±1.5 | 65.7 | 1.4±2.4 | 70.9 | 1±1.8 | 79.8 |
| SSBs, servings/wk | 8.3±8.7 | 57.6 | 10.3±12.5 | 32.9 | 10±12.4 | 39.2 | 5.8±6.6 | 67.7 | 9.7±13.5 | 41.2 | 8±12.6 | 45.3 |
| Sweets and bakery desserts, servings/wk | 3.7±3.6 | 57.8 | 3.3±6.8 | 62.2 | 4.2±7.6 | 61.7 | 4.2±4.1 | 56.2 | 3.7±7.2 | 59.1 | 4.7±8.5 | 52.2 |
| Refined grain, servings/d | 4.8±1.4 | 9.4 | 5.2±3.1 | 7.5 | 7.0 ±3.2 | 0.82 | 4.8±1.4 | 9.8 | 4.9±2.6 | 7.1 | 6.7±3.5 | 3.0 |
| Nutrients | ||||||||||||
| Total calories, kcal/d | 2418±522 | NA | 2211±1086 | NA | 2485±1140 | NA | 1742±344 | NA | 1762±824 | NA | 1852±803 | NA |
| EPA/DHA, mg/d | 0.079±0.103 | 9.0 | 0.101±0.247 | 10.6 | 0.075±0.159 | 6.9 | 0.084±0.111 | 8.8 | 0.103±0.251 | 8.2 | 0.090±0.241 | 7.9 |
| ALA, g/d | 1.65±0.55 | 42.4 | 1.69±1.12 | 43.8 | 1.56±0.73 | 41.6 | 1.95±0.71 | 87.9 | 1.86±1.02 | 86.7 | 1.72±0.88 | 87.1 |
| n-6 PUFA, % energy | 7.4± 2.9 | NA | 8.8 ± 6.8 | NA | 7.3±5.8 | NA | 11.6±5.1 | NA | 11.9±14.8 | NA | 10.1±6.7 | NA |
| Saturated fat, % energy | 12±2 | 26.0 | 11±4 | 36.2 | 11.4±3.6 | 30.7 | 12±2.1 | 26.8 | 10.9±3.9 | 37.3 | 11.2±3.7 | 37.5 |
| Ratio of (PUFAs + MUFAs)/SFAs | 1.8±0.6 | 12.6 | 2.2±1.6 | 25.1 | 1.8±1.3 | 13.6 | 2.3±0.8 | 29.7 | 2.6±2.2 | 40.0 | 2.3±1.4 | 31.3 |
| Dietary cholesterol, mg/d | 280±107 | 66.2 | 313±216 | 54.6 | 331±213 | 54.9 | 307±115 | 61.9 | 315±199 | 55.6 | 342±244 | 54.3 |
| Carbohydrate, % energy | 45.3±6.2 | NA | 46.3±12.2 | NA | 47.3±10.6 | NA | 46.2±5.8 | NA | 48.7±11.3 | NA | 49.3±10.5 | NA |
| Dietary fiber, g/d | 16.4±4.8 | 6.7 | 14.1±8.3 | 4.8 | 18.2±9.7 | 9.7 | 17.8±4.7 | 10.0 | 15±8.1 | 4.7 | 20.2±10 | 14.8 |
| sodium, g/d | 3.4±0.58 | 7.7 | 3.5±1.11 | 4.7 | 3.4±1.06 | 7.4 | 3.5±0.54 | 5.6 | 3.4±0.91 | 7.0 | 3.4±0.98 | 4.4 |
| Added sugar, % energy | 11.1±9.5 | 36.9 | 13.8±17.5 | 23.0 | 10.8±13.2 | 38.1 | 16.7±9.6 | 20.0 | 22.1±33.6 | 11.8 | 15.3±16.5 | 22.6 |
Consumption of whole grains was 1.1 and 0.9 servings per day by NH white males and females, 0.7 and 0.8 servings per day by NH black males and females, and 0.6 and 0.7 servings per day by Mexican American males and females, respectively. For each of these groups, <10% of adults in 2011 to 2012 met guidelines of ≥3 servings per day.
Whole fruit consumption ranged from 1.0 to 1.6 servings per day in racial or ethnic subgroups: ≈10% of NH whites, ≈6% of NH blacks, and ≈9% of Mexican Americans met guidelines of ≥2 cups per day. When 100% fruit juices were included, the number of servings increased and the proportions of adults consuming ≥2 cups per day increased to ≈13% in NH whites, ≈12% in NH blacks, and ≈18% in Mexican Americans.
Nonstarchy vegetable consumption ranged from 1.6 to 2.4 servings per day in these racial or ethnic subgroups: ≈8% of NH whites, ≈3% of NH blacks, and ≈5% of Mexican Americans met guidelines of ≥2.5 cups per day.
Consumption of fish and shellfish ranged from 1.0 to 1.8 servings per week in these racial or ethnic subgroups: ≈17% of NH whites, ≈23% of NH blacks, and ≈18% of Mexican Americans met guidelines of ≥2 servings per week.
Weekly consumption of nuts and seeds was ≈6 servings among NH whites and ≈3 servings among NH blacks and Mexican Americans. Approximately 1 in 3 whites, 1 in 6 NH blacks, and 1 in 5 Mexican Americans met guidelines of ≥4 servings per week.
Consumption of processed meats was lowest among Mexican American females (1.0 servings per week) and highest among NH white males (≈2.5 servings per week). Between 57% (NH white males) and 80% (Mexican American females) of adults consumed ≤2 servings per week.
Consumption of SSBs ranged from 5.8 servings per week among NH white females to 10 servings per week among NH black males and females and Mexican American males. The majority of NH whites (≈63%) consumed <36 oz/wk, whereas only the minority of NH blacks (37%) and Mexican Americans (42%) met this target.
Consumption of sweets and bakery desserts ranged from 4.7 servings per week among Mexican American females to 3.3 servings per week among NH black males. The majority of NH whites, NH blacks, and Mexican Americans consumed <2.5 servings per week.
The proportion of total energy intake from added sugars ranged from 10.8% for Mexican American males to 22.1% for NH black females. Between 12% of NH black females and 38.1% of Mexican American males consumed ≤6.5% of total energy intake from added sugars.
Consumption of eicosapentaenoic acid and docosahexaenoic acid ranged from 0.075 to 0.103 g/d in each sex and racial or ethnic subgroup. Fewer than ≈9% of NH whites, ≈9% of NH blacks, and ≈7% of Mexican Americans consumed ≥0.250 g/d.
One-quarter to two-fifths of adults in each sex and racial or ethnic subgroup consumed <10% of total calories from saturated fat, and approximately one-half to two-thirds consumed <300 mg of dietary cholesterol per day.
The ratio of (PUFAs+MUFAs)/SFAs ranged from 1.8 in NH white males and Mexican American males to 2.6 in NH black females. The proportion with a ratio ≥2.5 ranged from 40% in NH black females to 12.6% in NH white males.
Only ≈8% of NH whites, ≈5% of blacks, and ≈12% of Mexican Americans consumed ≥28 g of dietary fiber per day.
Only ≈4% to ≈8% of adults in each racial or ethnic subgroup consumed <2.3 g of sodium per day. Estimated mean sodium intake in the United States by 24-hour urinary excretion was 4205 mg/d for males and 3039 mg/d for females in 2013 to 2014. Estimates of sodium intake by race, sex, and source are shown in Charts 5-3 and 5-4. Sodium added to food outside the home accounts for more than two-thirds of total sodium intake in the United States (Chart 5-4).3 Top sources of sodium intake vary by race/ethnicity, with the largest contributor being yeast breads for NH whites, sandwiches for NH blacks, burritos and tacos for Hispanics, and soups for NH Asians.4

Chart 5-3. Estimated mean sodium intake by 24-hour urinary excretion, United States, 2013 to 2014. Estimates based on nationally representative sample of 827 nonpregnant, noninstitutionalized US adults 20 to 69 years of age who completed a 24-hour urine collection in NHANES 2013 to 2014. NHANES indicates National Health and Nutrition Examination Survey. Source: Data derived from Cogswell et al86 using NHANES 2013 to 2014.85

Chart 5-4. Sources of sodium intake in adults in 3 geographic regions in the United States, 2013 to 2014. Sources of sodium intake determined by four 24-hour dietary recalls with special procedures, in which duplicate samples of salt added to food at the table and in home food preparation were collected in 450 adults recruited in 3 geographic regions (Birmingham, AL; Palo Alto, CA; and Minneapolis-St. Paul, MN) with equal numbers of males and females from 4 racial/ethnic groups (Asians, blacks, Hispanics, non-Hispanic whites). Source: Reprinted from Harnack et al.3 Copyright © 2017, American Heart Association, Inc.
Children and Teenagers
On the basis of NHANES 2011 to 2012, the average dietary consumption by US children and teenagers of selected foods and nutrients related to cardiometabolic health is detailed below5:
Whole grain consumption was <1 serving per day in all age and sex groups, with <5% of all children in different age and sex subgroups meeting guidelines of ≥3 servings per day.
Fruit consumption was low and decreased with age: 1.7 to 1.9 servings per day in younger boys and girls (5–9 years of age), 1.4 servings per day in adolescent boys and girls (10–14 years of age), and 0.9 to 1.3 servings per day in teenage boys and girls (15–19 years of age). The proportion meeting guidelines of ≥2 cups per day was also low and decreased with age: ≈8% to 14% in those 5 to 9 years of age, 3% to 8% in those 10 to 14 years of age, and 5% to 6% in those 15 to 19 years of age. When 100% fruit juices were included, the number of servings consumed increased by ≈50%, and proportions consuming ≥2 cups per day increased to nearly 25% of those 5 to 9 years of age, 20% of those 10 to 14 years of age, and 15% of those 15 to 19 years of age.
Nonstarchy vegetable consumption was low, ranging from 1.1 to 1.5 servings per day, with <1.5% of children in different age and sex subgroups meeting guidelines of ≥2.5 cups per day.
Consumption of fish and shellfish was low, ranging between 0.3 and 1.0 servings per week in all age and sex groups. Among all ages, only 7% to 14% of youths consumed ≥2 servings per week.
Consumption of nuts, seeds, and beans ranged from 1.1 to 2.7 servings per week among different age and sex groups, and generally <15% of children in different age and sex subgroups consumed ≥4 servings per week.
Consumption of unprocessed red meats was higher in boys than in girls and increased with age, up to 3.6 and 2.5 servings per week in 15- to 19-year-old boys and girls, respectively.
Consumption of processed meats ranged from 1.4 to 2.3 servings per week, and the majority of children consumed <2 servings per week of processed meats.
Consumption of SSBs was higher in boys than in girls in the 5- to 9-year-old (7.7 versus 6.0 servings per week) and 10- to 14-year-old (11.6 versus 9.7 servings per week) groups, but it was higher in girls than in boys in the 15- to 19-year-old group (14 versus 12.4 servings per week). Only about half of children 5 to 9 years of age and one-quarter of boys 15 to 19 years of age consumed <4.5 servings per week.
Consumption of sweets and bakery desserts was higher among 5- to 9-year-old and 10- to 14-year-old (6.6 to 8.3 servings per week) boys and girls and modestly lower (4.7 to 6 servings per week) among 15- to 19-year-olds. A minority of children in all age and sex subgroups consumed <2.5 servings per week.
Consumption of eicosapentaenoic acid and docosahexaenoic acid was low, ranging from 0.034 to 0.065 g/d in boys and girls in all age groups. Fewer than 7% of children and teenagers at any age consumed ≥0.250 g/d.
Consumption of SFAs was ≈11% of calories in boys and girls in all age groups, and average consumption of dietary cholesterol ranged from ≈210 to 270 mg/d, increasing with age. Approximately 25% to 40% of youths consumed <10% energy from SFAs, and ≈70% to 80% consumed <300 mg of dietary cholesterol per day.
Consumption of dietary fiber ranged from ≈14 to 16 g/d. Fewer than 3% of children in all age and sex subgroups consumed ≥28 g/d.
Consumption of sodium ranged from 3.1 to 3.5 g/d. Only 2% to 11% of children in different age and sex subgroups consumed <2.3 g/d.
Secular Trends
In addition to individual foods and nutrients, overall dietary patterns can be another useful tool for assessing diet quality.6 The 2015 US Dietary Guidelines Advisory Committee summarized the evidence for benefits of healthful diet patterns on a range of cardiometabolic and other disease outcomes.7 They concluded that a healthy dietary pattern is higher in vegetables, fruits, whole grains, low-fat or nonfat dairy, seafood, legumes, and nuts; moderate in alcohol (among adults); lower in red and processed meat; and low in sugar-sweetened foods and drinks and refined grains. The 2015 US Dietary Guidelines also describe a healthy vegetarian dietary pattern, which includes more legumes, soy products, nuts and seeds, and whole grains but does not include meats, poultry, or seafood. Different dietary patterns have been defined, such as HEI-2010, AHEI, Mediterranean, DASH-type, Western, prudent, and vegetarian patterns.
Between 1999 and 2010, the average AHEI-2010 score of US adults improved from 39.9 to 46.8.8 This was related to reduced intake of trans fat (accounting for more than half of the improvement), SSBs, and fruit juice, as well as an increased intake of whole fruit, whole grains, PUFAs, and nuts and legumes. Adults with greater family income and education had higher scores, and the gap between low and high SES widened over time, from 3.9 points in 1999 to 2000 to 7.8 points in 2009 to 2010.
Between 1999 and 2012, the mean HEI-2010 score in US children and adolescents 2 to 18 years of age improved from 42.5 to 50.9.9 One-third of the improvement was attributable to reduction in empty calorie intake; other HEI categories that improved included whole grains, fruit, seafood and plant proteins, greens and beans, and fatty acids. Participants in the National School Lunch Program and the School Breakfast Program had lower HEI-2010 scores than nonparticipants. There was also a trend toward lower HEI-2010 scores in Supplemental Nutrition Assistance Program participants after the 2003 to 2004 cycle. HEI-2010 scores have remained consistently lower in NH blacks (1999–2000: 39.6; 2011–2012: 48.4) than in NH whites (1999–2000: 42.1; 2011–2012: 50.2) and highest in Mexican Americans (1999–2000: 44.1; 2011–2012: 51.9). In a study that used household store purchase data (N=98 256 household-by-quarter observations), Supplemental Nutrition Assistance Program participants purchased more calories from SSBs (15–20 kcal per person per day), more sodium (174–195 mg per person per day), and fewer calories from fiber (−0.52 kcal per person per day) than income-eligible and higher-income nonparticipants.10
The impact of the October 2009 Special Supplemental Nutrition Program for Women, Infants, and Children food package revision (more fruits, vegetables, whole grains, and lower-fat milk) was examined using 2003 to 2008 and 2011 to 2012 NHANES data in 2- to 4-year-old children from low-income households.11 The Women, Infants, and Children food package revisions were associated with significant improvements in HEI-2010 score (3.7-higher HEI points [95% CI, 0.6–6.9]), with the greatest improvement coming from a 3.4-fold increase (95% CI, 1.3–9.4) in the greens and beans category.
In a study using data from the Food and Agriculture Organization Food Balance Sheets from 1961 to 1965, 2000 to 2003, and 2004 to 2011 in 41 countries, a Mediterranean adequacy index was calculated based on available energy intake for food groups consistent or inconsistent with the Mediterranean dietary pattern.12 Adherence to the Mediterranean dietary pattern decreased from 1961 to 1965 to 2000 to 2003, with stabilization overall from 2004 to 2011.
Trends in Dietary Supplement Intake
(See Chart 5-5)
Use of dietary supplements is common in the United States among both adults and children despite lack of evidence to support the use of most dietary supplements in reducing risks of CVD or death.13 From 1999 to 2000 to 2011 to 2012, use of multivitamins/multiminerals decreased from 37% to 31%, use of omega-3 fatty acids increased from 1.4% to 11%, and use of vitamin D supplements remained stable (34% to 38%; Chart 5-5). Fifty-two percent of US adults reported using any supplement, including multivitamins/multiminerals (31%), vitamin D (38%), and omega-3 fatty acids (11%).14 Trends in any supplement use over time were increasing in older adults, stable among middle-aged adults, and decreasing in younger adults.

Chart 5-5. Trends in use of MVMM, vitamin D, and n-3 fatty acid supplements among adults in the United States (NHANES, 1999–2012). MVMM indicates multivitamin/mineral; and NHANES, National Health and Nutrition Examination Survey. Source: Data derived from Kantor et al.14
Social Determinants
Societal and environmental factors independently associated with diet quality, adiposity, or weight gain include education, income, race/ethnicity, and (at least cross-sectionally) neighborhood availability of supermarkets.15–17
Other local food-environment characteristics, such as availability of grocery stores (ie, smaller stores than supermarkets), convenience stores, and fast food restaurants, are not consistently associated with diet quality or adiposity and could be linked to social determinants of health for CVD.18
Disparities may be driven in part by overabundance of unhealthy food options. In a study of neighborhood-level data from 4 US cities (Birmingham, Alabama; Chicago, Illinois; Minneapolis, Minnesota; and Oakland, California), past neighborhood-level income was inversely associated with current density of convenience stores.19 In low-income neighborhoods, the percentage of white population was inversely associated with density of fast food restaurants and smaller grocery stores.
In a study using NHANES and Nielsen Homescan data to examine disparities in calories from store-bought consumer packaged goods over time, calories from store-bought beverages decreased between 2003 to 2006 and 2009 to 2012. However, the decline in calories from consumer packaged goods was slower for NH blacks, Mexican Americans, and lowest-income households.20
Genetics/Family History
Genetic factors may contribute to food preferences and modulate the association between dietary components and adverse CVH outcomes.21–23 However, there is a paucity of gene-diet interaction studies with independent replication to support personalizing dietary recommendations according to genotype.
In a randomized trial of 609 overweight-obese, nondiabetic participants that compared the effects of healthy low-fat versus healthy low-carbohydrate weight loss diets, neither genotype pattern (3 SNP multilocus genotype responsiveness pattern) nor insulin secretion (30 minutes after glucose challenge) modified the effects of diet on weight loss.24
The interactions between a GRS composed of 97 BMI-associated variants and 3 diet-quality scores were examined in a pooled analysis of 30 904 participants from the Nurses’ Health Study, the Health Professional Follow-up Study, and the Women’s Genome Health Study. Higher diet quality was found to attenuate the association between GRS and BMI (P for interaction terms <0.005 for AHEI-2010 score, Alternative Mediterranean Diet score, and DASH diet score).25 A 10-U increase in the GRS was associated with a 0.84-U (95% CI, 0.72–0.96) increase in BMI for those in the highest tertile of AHEI score, compared with a 1.14-U (95% CI, 0.99–1.29) increase in BMI in those in the lowest tertile of AHEI score.
Impact on US Mortality
Comparable risk assessment methods and nationally representative data were used to estimate the impact of 10 specific dietary factors on cardiometabolic mortality in the United States in 2002 and 2012.26 In 2012, 318 656 (45.4%) of 702 308 cardiometabolic deaths were estimated to be attributable to poor dietary habits. The largest numbers of deaths attributable to diet were estimated to be from high sodium intake (66 508; 9.5% of all cardiometabolic deaths), low consumption of nuts/seeds (59 374; 8.5%), high consumption of processed meats (57 766; 8.2%), low intake of seafood omega-3 fats (54 626; 7.8%), low consumption of vegetables (53 410; 7.6%) and fruits (52 547; 7.5%), and high consumption of SSBs (51 694; 7.4%). Between 2002 and 2012, population-adjusted US cardiometabolic deaths decreased by 26.5%, with declines in estimated diet-associated cardiometabolic deaths for PUFAs (−20.8%), nuts/seeds (−18.0%), and SSBs (−14.5%) and increases in diet-associated cardiometabolic deaths for sodium (5.8%) and unprocessed red meats (14.4%). Estimated cardiometabolic mortality related to whole grains, fruits, vegetables, seafood, omega-3 fats, and processed meats remained relatively stable.
CVH Impact of Diet
Dietary Patterns
The observational findings for benefits of a healthy food–based dietary pattern have been confirmed in 2 randomized clinical trials, including a small secondary prevention trial in France among patients with recent MI27 and a large primary prevention trial in Spain among patients with CVD risk factors.28 The latter trial, PREDIMED, demonstrated an ≈30% reduction in the risk of stroke, MI, and death attributable to cardiovascular causes in those patients randomized to Mediterranean-style diets supplemented with extra-virgin olive oil or mixed nuts.
In a randomized crossover trial of 118 overweight omnivores at low-moderate CVD risk, a reduced-calorie lacto-ovo vegetarian diet was compared with a reduced-calorie Mediterranean diet by providing face-to-face, individual counseling sessions. Both diets were equally successfully in reducing body weight and fat mass. LDL-C, uric acid, and vitamin B12 were lower during the vegetarian diet, whereas triglycerides were lower during the Mediterranean diet, without substantial differences between oxidative stress markers and inflammatory cytokines.29
In the PREDIMED RCT, a significantly smaller decrease in central adiposity occurred in the Mediterranean diet with nuts group (−0.92 cm [95% CI, −1.6 to −0.2 cm]) but not the Mediterranean diet with olive oil group (−0.47 [95% CI, −1.1 to 0.2 cm]) compared with the control group.30 In a subgroup analysis of 3541 patients in PREDIMED without DM, HRs for incident DM were 0.60 (95% CI, 0.43–0.85) for the Mediterranean diet with olive oil arm and 0.82 (95% CI, 0.61–1.10) for the Mediterranean diet with nuts arm compared with the control arm.
Compared with a usual Western diet, a DASH-type dietary pattern with low sodium reduced SBP by 5.3, 7.5, 9.7, and 20.8 mm Hg in adults with baseline SBP <130, 130 to 139, 140 to 149, and ≥150 mm Hg, respectively.31
Compared with a higher-carbohydrate DASH diet, a DASH-type diet with higher protein lowered BP by 1.4 mm Hg, LDL-C by 3.3 mg/dL, and triglycerides by 16 mg/dL but also lowered HDL-C by 1.3 mg/dL. Compared with a higher-carbohydrate DASH diet, a DASH-type diet with higher unsaturated fat lowered BP by 1.3 mm Hg, increased HDL-C by 1.1 mg/dL, and lowered triglycerides by 10 mg/dL.32 The DASH-type diet higher in unsaturated fat also improved glucose-insulin homeostasis compared with the higher-carbohydrate DASH diet.33
In a systematic review and meta-analysis of controlled clinical trials of dietary pattern interventions, the DASH diet had the largest net effect on SBP (−7.6 mm Hg) and DBP (−4.2 mm Hg), whereas the Mediterranean diet had an effect on DBP (−1.4 mm Hg) but not SBP.34
In a meta-analysis of 8 observational studies (3 Seventh-day Adventist cohorts [N=110 723] and 5 other cohorts [N=72 598]), vegetarians had a 40% lower risk of CHD in the Seventh-day Adventist studies (RR, 0.60 [95% CI, 0.43–0.80]) and a 16% lower risk of CHD (RR, 0.84 [95% CI, 0.74–0.96]) in the other studies.35
In a cohort of 200 272 US males and females, greater adherence to a plant-based dietary pattern, defined by higher intake of plant-based foods and low intake of animal-based foods, was associated with a 20% lower risk of DM (HR, 0.80 [95% CI, 0.74–0.87]).36
Fats and Carbohydrates
In meta-analyses of RCTs comparing higher versus lower fiber intake, higher fiber intake lowered body weight (−0.37 kg [95% CI, −0.63 to −0.11 kg]), TC (−0.15 mmol/L [95% CI, −0.22 to −0.07 mmol/L]), and SBP (−1.27 mm Hg [95% CI, −2.50 to −0.04 mm Hg]) and tended to lower HbA1c (−0.54% [95% CI, −1.28% to 0.20%]).37 In similar meta-analyses of RCTs for whole grains and glycemic index, higher whole grain intake only significantly reduced body weight (−0.62 kg [95% CI, −1.19 to −0.05 kg]), whereas no consistent health effects were found for glycemic index.
In meta-analyses of observational studies, higher total dietary fiber intake was associated with a lower risk of incident CHD (RR, 0.76 [95% CI, 0.69–0.83]), CHD mortality (RR, 0.69 [95% CI, 0.60–0.81]), and incident stroke (RR, 0.78 [95% CI, 0.69–0.88]).37 Higher whole grain intake was associated with a lower risk of incident CHD (RR, 0.80 [95% CI, 0.70–0.91]), CHD mortality (RR, 0.66 [95% CI, 0.56–0.77]), and stroke death (RR, 0.74 [95% CI, 0.58–0.94]). Evidence for associations between glycemic index, glycemic load, and source of dietary fiber and CVD outcomes was less robust.
In a randomized trial of 609 nondiabetic participants with BMI 28 to 40 kg/m2 that compared the effects of healthy low-fat versus healthy low-carbohydrate weight loss diets, weight loss at 12 months did not differ between groups.24
In a meta-analysis of RCTs, consumption of 1% of calories from trans fat in place of SFAs, MUFAs, or PUFAs, respectively, increased the ratio of TC to HDL-C by 0.031, 0.054, and 0.67; increased apolipoprotein B levels by 3, 10, and 11 mg/L; decreased apolipoprotein A-1 levels by 7, 5, and 3 mg/L; and increased Lp(a) levels by 3.8, 1.4, and 1.1 mg/L.38
A meta-analysis of 102 randomized controlled feeding trials evaluated the effects of exchanging different dietary fats and carbohydrates on markers of glucose-insulin homeostasis.39 Replacing 5% energy from carbohydrates with SFAs generally had no significant effects, whereas replacing carbohydrates with unsaturated fats lowered both HbA1c and insulin. On the basis of “gold standard” short-term insulin response in 10 trials, PUFAs improved insulin secretion compared with carbohydrates, SFAs, and even MUFAs.
In a randomized crossover trial of 92 adults with abdominal obesity, LDL-C was highest after a butter-rich diet, followed by a cheese-rich diet, high-carbohydrate diet, MUFA-rich diet, and PUFA-rich diet. The butter-rich and cheese-rich diets similarly increased HDL-C (by 4.7% and 3.8%, respectively) compared with the high-carbohydrate diet.40
In a meta-analysis of 61 trials (N=2582), tree nut consumption lowered TC by 4.7 mg/dL, LDL-C by 4.8 mg/dL, apolipoprotein B by 3.7 mg/dL, and triglycerides by 2.2 mg/dL. No heterogeneity by nut type was observed.41
In the WHI RCT (N=48 835), reduction of total fat consumption from 37.8% energy (baseline) to 24.3% energy (at 1 year) and 28.8% energy (at 6 years) had no effect on incidence of CHD (RR, 0.98 [95% CI, 0.88–1.09]), stroke (RR, 1.02 [95% CI, 0.90–1.15]), or total CVD (RR, 0.98 [95% CI, 0.92–1.05]) over a mean follow-up of 8.1 years.42
In a meta-analysis of RCTs in which increased PUFA consumption in place of SFAs reduced CHD events, there was 10% lower risk for each 5% energy exchange (RR, 0.90 [95% CI, 0.83–0.97]).43
In a meta-analysis of 13 prospective cohort studies, increased intake of PUFAs was associated with lower risk of CHD, whether it replaced SFAs or carbohydrates.44
Foods and Beverages
In a systematic review and meta-analysis, RCTs in children demonstrated reductions in BMI gain when SSBs were replaced with noncaloric beverages, and RCTs in adults showed weight gain when SSBs were added.45
In a meta-analysis of 16 prospective cohort studies, each daily serving of fruits or vegetables was associated with a 4% lower risk of cardiovascular mortality (RR, 0.96 [95% CI, 0.92–0.99]).46
In a prospective study of 512 891 adults in China (only 18% consumed fresh fruit daily), individuals who ate fresh fruit daily had 40% lower risk of CVD death (RR, 0.60 [95% CI, 0.54–0.67]), 34% lower risk of incident CHD (RR, 0.66 [95% CI, 0.58–0.75]), 25% lower risk of ischemic stroke (RR, 0.75 [95% CI, 0.72–0.79]), and 36% lower risk of hemorrhagic stroke (RR, 0.64 [95% CI, 0.56–0.74]).47
In a meta-analysis of 45 prospective studies, whole grain intake was associated with a lower risk of CHD (HR, 0.81 [95% CI, 0.75–0.87]) and CVD (HR, 0.78 [95% CI, 0.73–0.85]) but was not significantly associated with stroke (HR, 0.88 [95% CI, 0.75–1.03]).48
In a meta-analysis of 14 prospective cohort studies, every 20 g/d higher intake of fish was associated with 4% reduced risk of CVD mortality (RR, 0.96 [95% CI, 0.94–0.98]).49 The association was stronger in Asian cohorts than Western cohorts. In the REGARDS study, individuals who consumed ≥2 servings of fried fish per week had a greater risk of CVD over 5.1 years of follow-up than those who consumed <1 serving per month (HR, 1.63 [95% CI, 1.11–2.40]).50
In a meta-analysis of prospective cohort and case-control studies from multiple countries, consumption of unprocessed red meat was not significantly associated with incidence of CHD. In contrast, each 50-g serving per day of processed meats was associated with a higher incidence of CHD (RR, 1.42 [95% CI, 1.07–1.89]).51
In a study of 169 310 female nurses and 41 526 male health professionals, consumption of 1 serving of nuts ≥5 times per week was associated with lower risk of CVD (HR, 0.86 [95% CI, 0.79–0.93]) and CHD (HR, 0.80 [95% CI, 0.72–0.89]) compared with those who never or almost never consumed nuts. Results were largely consistent for peanuts, tree nuts, and walnuts.52
In a meta-analysis of 5 prospective observational studies, consumption of legumes (beans) was associated with lower incidence of CHD (RR per 4 weekly 100-g servings, 0.86 [95% CI, 0.78–0.94]).53
Results from a meta-analysis of 17 prospective observational studies showed that neither dairy consumption nor dairy fat was significantly associated with higher or lower risk of CHD.54
Sodium and Potassium
In a meta-analysis of 34 RCTs with modest reduction of sodium for ≥4 weeks, a 100-mmol/d (2300-mg/d) reduction in sodium was associated with a 5.8-mm Hg lower SBP.55 The effects of sodium reduction on BP appear to be stronger in individuals who are older, hypertensive, and black.56,57
Nearly all observational studies demonstrate an association between higher estimated sodium intakes (eg, >4000 mg/d) and a higher risk of CVD events, in particular stroke.58–64 Some studies have also observed higher CVD risk at estimated low intakes (eg, <3000 g/d), which suggests a potential J-shaped relationship with risk.
An AHA science advisory suggested that variation in methodology might account for inconsistencies in the relationship between sodium and CVD in observational studies. Increased risk at low sodium intake in some observational studies could be related to reverse causation (illness causing low intake) or imprecise estimation of sodium intake through a single dietary recall or a single urine excretion.62
Post hoc analyses of the TOHP with 10 to 15 years of follow-up found that participants randomized to sodium reduction had a 25% decrease in CVD risk (RR, 0.75 [95% CI, 0.57–0.99]) compared with those randomized to control.63
In an observational analysis of TOHP participants not assigned to an active sodium reduction intervention, sodium-potassium ratio was linearly associated with risk of CVD over 10 to 15 years of follow-up (RR, 1.24 per unit [95% CI, 1.05–1.46]; P=0.01).63
In a longer-term (median 24 years) post hoc analysis of the TOHP (median of five 24-hour urine measurements), every 1-U increase in sodium-potassium ratio was associated with a 13% higher risk of death (HR, 1.13 [95% CI, 1.01–1.27]; P=0.04).64
Dietary Supplements
In an RCT of 15 480 adults with DM and no history of ASCVD, 1 g of n-3 fatty acids had no effect on first serious vascular event (RR, 0.97 [95% CI, 0.87–1.08]) or a composite outcome of first serious vascular event or revascularization (RR, 1.00 [95% CI, 0.91–1.09]) or mortality (RR, 0.95 [95% CI, 0.86–1.05]) compared with placebo (1 g of olive oil).65
In an RCT of 25 871 adults (males ≥50 years of age and females ≥55 years of age), the effects of daily supplementation of 2000 IU of vitamin D and 1 g of marine n-3 fatty acids were examined on prevention of cancer and CVD.66 Vitamin D had no effect on major cardiovascular events (HR, 0.97 [95% CI, 0.85–1.12]), cancer (HR, 0.96 [95% CI, 0.88–1.06]), or any secondary outcomes. Marine n-3 fatty acid supplementation had no effect on major cardiovascular events (HR, 0.92 [95% CI, 0.80–1.06]), invasive cancer (HR, 1.03 [95% CI, 0.93–1.13]), or any secondary outcomes.
A 2017 AHA scientific advisory statement summarized available evidence and suggested fish oil supplementation only for secondary prevention of CHD and SCD (Class IIa recommendation) and for secondary prevention of outcomes in patients with HF (Class IIa recommendation).67
A meta-analysis of 77 917 participants in 10 RCTs with ≥500 participants treated for ≥1 year found that fish oil supplementation (eicosapentaenoic acid dose range 226–1800 mg/d; docosahexaenoic acid dose range 0–1700 mg/d) had no significant effect on CHD death (RR, 0.94 [95% CI, 0.81–1.03]), nonfatal MI (RR, 0.97 [95% CI, 0.87–1.08]), or any CHD events (RR, 0.97 [95% CI, 0.93–1.01]).68
Meta-analyses of RCTs examining the effects of multivitamins, vitamin D, calcium, vitamin C, B-complex, antioxidants, and vitamin B3 (niacin) have demonstrated no salutary cardiovascular benefits.69 Meta-analyses of folic acid RCTs suggested reductions in stroke risk (RR, 0.80 [95% CI, 0.69–0.93]) and CVD (RR, 0.83 [95% CI, 0.73–0.93]), although the benefit was mainly driven by the China Stroke Primary Prevention Trial, a large RCT of 20 702 adults with hypertension and no history of stroke or MI.70
Cost
The US Department of Agriculture reported that the Consumer Price Index for all food increased by 1.4% in 2018.71 Prices for foods eaten at home increased by 0.4% in 2018, whereas prices for foods eaten away from home increased by 2.6%. Using data from Euromonitor International, the US Department of Agriculture calculated the share of consumer expenditures attributed to food in multiple countries in 2016. The proportion of consumer expenditures spent on food ranged from 6.3% in the United States to 9.1% in Canada, 23.1% in Mexico, and 58.9% in Nigeria.72
Cost of a Healthy Diet
A meta-analysis of price comparisons of healthy versus unhealthy diet patterns found that the healthiest diet patterns cost, on average, ≈$1.50 more per person per day to consume.73
In a 1-year (2013–2014) RCT of 30 after-school programs in South Carolina, site leaders in the intervention group received assistance in establishing snack budgets and menus and identifying low-cost outlets to purchase snacks that met healthy eating standards. The intervention was successful in increasing the number of days fruits and vegetables were served (3.9 versus 0.7 d/wk) and decreasing the number of days SSBs (0.1 versus 1.8 d/wk) and sugary foods (0.3 versus 2.7 d/wk) were served.74 Cost in the intervention group was minimized by identifying low-cost grocery outlets or large bulk warehouse stores; cost increased by $0.02 per snack in the intervention group compared with a $0.01 per snack decrease in the control group.
Cost-Effectiveness of Sodium Reduction
A global cost-effectiveness analysis modeled the cost-effectiveness of a so-called soft regulation national policy to reduce sodium intake in countries around the world, based on the United Kingdom experience (government-supported industry agreements, government monitoring of industry compliance, public health campaign).75 Model estimates were based on sodium intake, BP, and CVD data from 183 countries. Country-specific cost data were used to estimate the CER, defined as purchasing power parity–adjusted international dollars (I$, equivalent to country-specific purchasing power of $1 US) per DALY saved over 10 years. Globally, the estimated average CER was I$204 per DALY (95% CI, I$149–I$322) saved. The estimated CER was highly favorable in high-, middle-, and low-income countries.
Global Trends in Key Dietary Factors
Analysis of SSB sales data suggests that the regions in the world with the highest SSB consumption are North America, Latin America, Australasia, and Western Europe.76 A number of countries and US cities have implemented SSB taxes. In Mexico, a 1 peso per liter excise tax was implemented in January 2014. In a study using store purchase data from 6645 Mexican households, posttax volume of beverages purchased decreased by 5.5% in 2014 and by 9.7% in 2015 compared with predicted volume of beverages purchased based on pretax trends. Although all socioeconomic groups experienced declines in SSB purchases, the lowest socioeconomic group had the greatest decline in SSB purchases (9.0% in 2014 and 14.3% in 2015).77 In Berkeley, CA, a 1 cent per ounce SSB excise tax was implemented in January 2015.78 Using store-level data, posttax year 1 SSB sales declined by 9.6% compared with predicted SSB sales based on pretax trends. By comparison, SSB sales increased by 6.9% in non-Berkeley stores in adjacent cities.
In 2010, mean sodium intake among adults worldwide was 3950 mg/d.79 Across world regions, mean sodium intakes were highest in Central Asia (5510 mg/d) and lowest in eastern sub-Saharan Africa (2180 mg/d). Across countries, the lowest observed mean national intakes were ≈1500 mg/d. Between 1990 and 2010, global mean sodium intake appeared to remain relatively stable, although data on trends in many world regions were suboptimal.
In a systematic review of population-level sodium initiatives, reduction in mean sodium intake occurred in 5 of 10 initiatives.80 Successful population-level sodium initiatives tended to use multiple strategies and included structural activities, such as food product reformulation. For example, the United Kingdom initiated a nationwide salt reduction program in 2003 to 2004 that included consumer awareness campaigns, progressively lower salt targets for various food categories, clear nutritional labeling, and working with industry to reformulate foods. Mean sodium intake in the United Kingdom decreased by 15% from 2003 to 2011,81 along with concurrent decreases in BP (3.0/1.4 mm Hg) in patients not taking antihypertensive medication, stroke mortality (42%), and CHD mortality (40%; P<0.001 for all comparisons); these findings remained statistically significant after adjustment for changes in demographics, BMI, and other dietary factors.
Global Burden
(See Chart 5-6)
The GBD 2017 Study82 used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories. The age-standardized mortality attributable to dietary risks is highest in Oceania and Central Asia (Chart 5-6).
An updated report from the GBD 2017 Study estimated the impact of 15 dietary risk factors on mortality and DALYs worldwide, using a comparative risk assessment approach.83 In 2017, an estimated 11 million deaths (95% UI, 10–12 million; 22% of all deaths) and 255 million DALYs (95% UI, 234–274 million; 15% of all DALYs) were attributable to dietary risks. The leading dietary risk factors were high sodium intake (3 million [95% UI, 1–5 million] deaths), low whole grain intake (3 million [95% UI, 2–4 million] deaths), and low fruit intake (2 million [95% UI, 1–4 million] deaths). Low-middle Socio-demographic Index and high-middle Socio-demographic Index countries had the highest age-standardized rates of diet-related deaths (344 [95% UI, 319–369] and 347 [95% UI, 324–369] deaths per 100 000 population), whereas high Socio-demographic Index countries had the lowest age-standardized rates of diet-related deaths (113 [95% UI, 104–122] deaths per 100 000 population). Age-standardized diet-related death rates decreased between 1990 to 2017 from 406 (95% UI, 381–430) to 275 (95% UI, 258–292) deaths per 100 000 population, although the proportion of deaths attributable to dietary risks was largely stable.

Chart 5-6. Age-standardized global mortality rates attributable to dietary risks per 100 000, both sexes, 2017. The age-standardized mortality attributable to dietary risks is highest in Oceania and Central Asia. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.82 Printed with permission. Copyright © 2018, University of Washington.
| AHA | American Heart Association |
| AHEI | Alternate Healthy Eating Index |
| ALA | α-linoleic acid |
| ASCVD | atherosclerotic cardiovascular disease |
| BMI | body mass index |
| BP | blood pressure |
| CER | cost-effectiveness ratio |
| CHD | coronary heart disease |
| CI | confidence interval |
| CVD | cardiovascular disease |
| CVH | cardiovascular health |
| DALY | disability-adjusted life-year |
| DASH | Dietary Approaches to Stop Hypertension |
| DBP | diastolic blood pressure |
| DHA | docosahexaenoic acid |
| DM | diabetes mellitus |
| EPA | eicosapentaenoic acid |
| GBD | Global Burden of Disease |
| GRS | genetic risk score |
| HbA1c | hemoglobin A1c (glycosylated hemoglobin) |
| HDL-C | high-density lipoprotein cholesterol |
| HEI | Healthy Eating Index |
| HF | heart failure |
| HR | hazard ratio |
| LDL-C | low-density lipoprotein cholesterol |
| Lp(a) | lipoprotein(a) |
| MI | myocardial infarction |
| MUFA | monounsaturated fatty acid |
| MVMM | multivitamin/mineral |
| NA | not available |
| NH | non-Hispanic |
| NHANES | National Health and Nutrition Examination Survey |
| PREDIMED | Prevención con Dieta Mediterránea |
| PUFA | polyunsaturated fatty acid |
| RCT | randomized controlled trial |
| REGARDS | Reasons for Geographic and Racial Differences in Stroke |
| RR | relative risk |
| SBP | systolic blood pressure |
| SCD | sudden cardiac death |
| SD | standard deviation |
| SES | socioeconomic status |
| SFA | saturated fatty acid |
| SNP | single-nucleotide polymorphism |
| SSB | sugar-sweetened beverage |
| TC | total cholesterol |
| TOHP | Trials of Hypertension Prevention |
| UI | uncertainty interval |
| WHI | Women’s Health Initiative |
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6. Overweight and Obesity
See Table 6-1 and Charts 6-1 through 6-8
Overweight and obesity are major risk factors for CVD, including CHD, stroke,1,2 AF,3 VTE,4,5 and CHF. According to NHANES 2015 to 2016, the prevalence of obesity was 39.6% of US adults and 18.5% of youth, with 7.7% of adults and 5.6% of youth having severe obesity.6–8 The AHA has identified BMI <85th percentile in youth (2–19 years of age) and <25 kg/m2 in adults (≥20 years of age) as 1 of the 7 components of ideal CVH.9 In 2015 to 2016, 60.1% of youth, 32.0% of adults 20 to 49 years of age, and 24.4% of adults ≥50 years of age met these criteria (Chapter 2, Cardiovascular Health, Charts 2-2 and 2-3).
Classification of Overweight and Obesity
For adults, NHLBI weight categories are as follows: overweight (25.0 ≤ BMI ≤ 29.9 kg/m2) and obese class I (BMI 30–35 kg/m2), class II (BMI >35–39.9 kg/m2), and class III (BMI ≥40 kg/m2). BMI cutoffs often misclassify obesity in those with muscle mass on the upper and lower tails of the distribution. BMI categories also vary in prognostic value by race/ethnicity; they appear to overestimate risk in blacks and underestimate risk in Asians.10 For this reason, lower BMI cutoffs have been recommended to identify increased health risks for Asian and South Asian populations.11
For youth, sex-specific BMI-for-age 2000 CDC growth charts for the United States are used,12 and overweight is defined as 85th to <95th percentile and obesity as ≥95th percentile. A 2013 AHA scientific statement recommended that the definition of severe obesity for children ≥2 years old and adolescents be changed to BMI ≥120% of the 95th percentile for age and sex or an absolute BMI ≥35 kg/m2, whichever is lower.13 This definition of severe obesity among children could better identify this small but important group compared with the other common definition of BMI ≥99th percentile for age and sex.13
Current obesity guidelines define WC ≥40 inches (102 cm) for males and ≥35 inches (88 cm) for females as being associated with increased cardiovascular risk14; however, lower cutoffs have been recommended for various racial/ethnic groups, for example, ≥80 cm for Asian females and ≥90 cm for Asian males.10,15 WC measurement is recommended for those with BMI of 25 to 34.9 kg/m2, to provide additional information on CVD risk.16
Prevalence
Youth
(See Table 6-1 and Chart 6-1)
According to 2015 to 2016 data from NHANES, the overall prevalence of obesity (≥95th percentile) was 18.5%. By age group, the prevalence of obesity for children 2 to 5 years of age was 13.9%; for children 6 to 11 years of age, the prevalence was 18.4%; and for adolescents 12 to 19 years of age, the prevalence was 20.6% (Chart 6-1).17,18
According to 2013 to 2016 data from NHANES, the overall prevalence of overweight, including obesity, in children and adolescents 2 to 19 years of age was 34.2% based on a BMI-for-age value ≥85th percentile of the 2000 CDC growth charts. There were no significant differences in overweight (including obesity) prevalence for boys and girls (Table 6-1).19 Among all children 2 to 19 years of age, the prevalence of obesity was lower for NH Asian boys (11.9%) and girls (7.4%) than for NH white (15.3%, 14.1%), NH black (17.9%, 23.0%), and Hispanic (24.3%, 22.9%) boys and girls, respectively (Table 6-1).
The prevalence of childhood obesity varies by SES. According to 2011 to 2014 NHANES data, for children 2 to 19 years old, the prevalence of obesity by percentage of poverty level was 18.9% for ≤130%, 19.9% for 131% to 350%, and 10.9% for >350% of the federal poverty level.20
— In addition, obesity prevalence among children 2 to 19 years of age was higher for those whose parents had a high school diploma or less education (21.6%) than for adolescents whose parents had a bachelor’s degree or higher (9.6%).20
According to NHANES 1999 to 2014, the prevalence of obesity among adolescents 12 to 19 years of age was 21.6% in the South region, 20.8% in the Midwest region, 18.2% in the Northeast region, and 15.8% in the West region.21
According to self-reported height and weight data from the YRBSS 2015,22 13.9% of US high school students had obesity and 16.0% were overweight. The percentages of obesity were higher in boys (16.8%) than girls (10.8%) and in blacks (16.8%) and Hispanics (16.4%) than in whites (12.4%). Obesity rates varied by states: The highest rates of obesity in girls were observed in Kentucky and Mississippi (16.2%), and in boys, West Virginia (23.4%); the lowest rates in girls were observed in Nevada (6.3%), whereas for boys, the lowest rates were seen in Montana (13.0%).
| Prevalence of Overweight and Obesity,* Age 2-19 y | Prevalence of Obesity,* Age 2-19 y | Prevalence of Overweight and Obesity,* Age ≥20 y | Prevalence of Obesity,* Age ≥20 y | Prevalence of Extreme Obesity,* Age ≥20 y | ||||||
|---|---|---|---|---|---|---|---|---|---|---|
| n† | % | n† | % | n† | % | n† | % | n† | % | |
| Total | 25 396 610 | 34.2 | 13 218 119 | 17.8 | 168 124 846 | 69.9 | 73 776 304 | 38.3 | 17 971 151 | 7.7 |
| Male | 12 976 634 | 34.2 | 6 867 751 | 18.1 | 85 319 221 | 73.2 | 35 712 352 | 36.0 | 6 315 689 | 5.5 |
| Female | 12 456 292 | 34.3 | 6 355 251 | 17.5 | 82 831 254 | 66.9 | 38 070 753 | 40.4 | 11 798 284 | 9.8 |
| NH white | ||||||||||
| Male | 6 181 303 | 30.9 | 3 060 645 | 15.3 | 57 009 715 | 73.6 | 23 603 229 | 35.8 | 4 147 532 | 5.5 |
| Female | 5 408 658 | 28.5 | 2 675 862 | 14.1 | 52 655 558 | 64.3 | 23 508 364 | 37.8 | 7 306 654 | 9.4 |
| NH black | ||||||||||
| Male | 1 696 311 | 32.4 | 937 159 | 17.9 | 9 135 568 | 69.1 | 3 939 550 | 37.0 | 968 527 | 7.2 |
| Female | 2 146 338 | 42.2 | 1 169 805 | 23.0 | 12 095 004 | 79.5 | 6 100 089 | 55.3 | 2 328 852 | 15.3 |
| Hispanic | ||||||||||
| Male | 3 973 860 | 43.8 | 2 204 676 | 24.3 | 14 518 219 | 80.8 | 6 303 729 | 40.1 | 1 053 598 | 5.6 |
| Female | 3 818 241 | 43.8 | 1 996 295 | 22.9 | 13 722 325 | 77.8 | 6 667 145 | 48.4 | 1 869 623 | 10.3 |
| NH Asian | ||||||||||
| Male | 432 521 | 24.2 | 212 686 | 11.9 | 2 964 505 | 48.8 | 676 746 | 11.1 | 23 956 | 0.4 |
| Female | 335 568 | 19.2 | 129 334 | 7.4 | 2 503 175 | 36.3 | 912 116 | 13.5 | 20 574 | 0.3 |

Chart 6-1. Prevalence of obesity among US youth 2 to 19 years of age, by sex and age, 2015 to 2016.1Significantly different from those 2 to 5 years of age. Source: Reprinted from Hales et al17 using National Health and Nutrition Examination Survey, 2015 to 2016.
Adults
(See Table 6-1 and Charts 6-2 through 6-6)
According to NHANES 2013 to 2016, among US adults ≥20 years of age (Table 6-1):
— The prevalence of obesity was 38.3% (36.0% of males and 40.4% of females), including 7.7% with class III obesity (5.5% of males and 9.8% of females).
— Among men, the prevalence of obesity was 35.8% in NH whites, 37.0% in NH blacks, 11.1% in NH Asians, and 40.1% in Hispanics.
— Among women, the prevalence of obesity was 37.8% in NH whites, 55.3% in NH blacks, 13.5% in NH Asians, and 48.4% in Hispanics.
According to NHANES 2011 to 2014, the age-adjusted prevalence of obesity was higher among middle-aged (40–59 years of age, 40.2%) and older (≥60 years of age, 37.0%) adults than younger (20–39 years of age, 32.3%) adults. This pattern (lower prevalence of obesity among younger adults) was similar for males and females, although the prevalence of obesity was higher among females.7
Females have had a higher prevalence of class III obesity and a lower prevalence of overweight than males in all NHANES surveys from 1999 through 2016 (Chart 6-2).23
In the United States, the prevalence of obesity, as estimated from self-reported height and weight in the BRFSS (2017),24 varies by region and state. Self-reported estimates usually underestimate BMI and obesity. In 2017, by state, the prevalence of obesity was highest in West Virginia (37.7%) and Mississippi (37.2%) and lowest in Colorado (22.4%; Chart 6-3).25 When BRFSS data from 2015 to 2017 were combined, prevalence of obesity exceeded 35% in a greater number of states for Hispanic adults and NH black adults than for white adults (Charts 6-4 through 6-6).

Chart 6-2. Overweight and obesity among US adults ≥20 years of age, by sex and grade of obesity, 1999 to 2000 through 2015 to 2016. Estimates are age adjusted. Overweight but not obese is defined as a body mass index (BMI) ≥25.0 to 29.9 kg/m2. Grade 1 obesity is a BMI ≥30.0 to 34.9 kg/m2, grade 2 obesity is a BMI from 35.0 to 39.9 kg/m2, and grade 3 obesity is a BMI ≥40.0 kg/m2. Source: Reprinted from Health, United States, 201723 using data from National Health and Nutrition Examination Survey, 1999 to 2016.

Chart 6-3. Prevalence of self-reported obesity among adults by US state and territory, 2015 to 2017. Prevalence estimates reflect BRFSS methodological changes started in 2011. These estimates should not be compared to prevalence estimates before 2011. BRFSS indicates Behavioral Risk Factor Surveillance System. *Sample size <50 or the relative SE (dividing the SE by the prevalence) ≥30%. Source: Reprinted from Centers for Disease Control and Prevention, Obesity Prevalence Map using BRFSS, 2015 to 2017.25

Chart 6-4. Prevalence of self-reported obesity among non-Hispanic white adults, by US state and territory, 2015 to 2017. *Sample size <50 or the relative SE (dividing the SE by the prevalence) ≥30%. Source: Reprinted from Centers for Disease Control and Prevention, Obesity Prevalence Map using Behavioral Risk Factor Surveillance System, 2015 to 2017.25
Secular Trends
(See Chart 6-7)
Youth
According to NHANES data, overall prevalence of obesity and severe obesity in youth (2–19 years of age) did not increase significantly between 2007 to 2008 and 2015 to 2016 (Chart 6-7). Among children 2 to 5 years of age, a quadratic trend was seen, with obesity decreasing from 10.1% in 2007 to 2008 to 8.4% in 2011 to 2012 and increasing to 13.9% in 2015 to 2016.8
According to NHANES 2011 to 2014 data, prevalence of obesity in youth (2–19 years of age) increased from 1988 to 1994 until 2003 to 2004 but did not change significantly afterward. The prevalence of severe obesity increased between 1988 to 1994 and 2013 to 2014.19
According to NCHS/CDC surveys and NHANES, the prevalence of obesity among children and adolescents increased substantially from 1963 to 1965 through 2009 to 2010, but this increase has slowed.26
Specifically, according to NHANES data, from 1988 to 1994, 2003 to 2006, and 2011 to 2014, the percentage of children 12 to 19 years of age with obesity increased from 10.5% to 17.6% to 20.5%, respectively26; however, during the same time periods, among children 2 to 5 years of age, the prevalence of obesity changed from 7.2% in 1988 to 1994 to 12.5% in 2003 to 2006 to 8.9% in 2011 to 2014.19,26 Another analysis of NHANES data showed that between 1988 to 1994 and 2013 to 2014, extreme obesity (defined as a BMI at or above 120% of the sex-specific 95th percentile on the CDC BMI-for-age growth charts) increased among children 6 to 11 years of age (from 3.6% to 4.3%) and among adolescents 12 to 19 years of age (from 2.6% to 9.1%).19
Among infants and children from birth to >2 years old, the prevalence of high weight for recumbent length (ie, ≥95th percentile of sex-specific CDC 2000 growth charts) was 9.5% in 2003 to 2004 and 8.1% in 2011 to 2014. The decrease of 1.4% was not statistically significant.27
According to the YRBSS, among US high school students between 1999 and 2015, there was a significant linear increase in the prevalence of obesity (from 10.6% to 13.9%) and in the prevalence of overweight (from 14.1% to 16.0%). Between 1991 and 2015, there was a corresponding significant linear increase of students who reported they were trying to lose weight, from 41.8% to 45.6%.22

Chart 6-5. Prevalence of self-reported obesity among Hispanic adults, by US state and territory, 2015 to 2017.*Sample size <50 or the relative SE (dividing the SE by the prevalence) ≥30%. Source: Reprinted from Centers for Disease Control and Prevention, Obesity Prevalence Map using Behavioral Risk Factor Surveillance System, 2015 to 2017.25

Chart 6-6. Prevalence of self-reported obesity among non-Hispanic black adults, by US state and territory, 2015 to 2017.*Sample size <50 or the relative SE (dividing the SE by the prevalence) ≥ 30%. Source: Reprinted from Centers for Disease Control and Prevention, Obesity Prevalence Map using Behavioral Risk Factor Surveillance System, 2015 to 2017.25

Chart 6-7. Trends in obesity prevalence among US adults ≥20 years of age (age adjusted) and US youth 2 to 19 years of age, 1999 to 2000 through 2015 to 2016. All estimates for adults are age adjusted by the direct method to the 2000 US census population using the age groups 20 to 39, 40 to 59, and ≥60 years of age. 1Significant increasing linear trend from 1999 to 2000 through 2015 to 2016. Source: Reprinted from Hales et al17 using National Health and Nutrition Examination Survey, 1999 to 2016.
Adults
In the United States, the age-standardized prevalence of obesity and severe obesity increased significantly in the past decade (from 2007–2008 to 2015–2016) among adults (Chart 6-7).8
In the United States, the prevalence of obesity among adults, estimated using NHANES data, increased from 1999 to 2000 through 2013 to 2014 from 30.5% to 37.7%6; however, from 2005 to 2006 through 2013 to 2014, there was a significant linear trend for the increase in obesity and class III obesity for females (from 35.6% to 41.1% and from 7.5% to 10.0%, respectively) but not males (from 33.4% to 35.1% and from 7.5% to 10.0%, respectively).6
From NHANES 1999 to 2002 to NHANES 2007 to 2010, the prevalence of total and undiagnosed DM, total hypertension, total dyslipidemia, and smoking did not change significantly within any of the BMI categories, but there was a lower prevalence of dyslipidemia (−3.4% [95% CI, −6.3% to −0.5%]) among overweight adults. However, the prevalence of untreated hypertension decreased among adults with overweight or obesity, and the prevalence of untreated dyslipidemia decreased for all BMI categories (normal, overweight, obesity, and BMI ≥35 kg/m2).28
Another study reported that for females, but not males, the increase in WC from NHANES 1999 to 2000 to NHANES 2010 to 2011 was greater than expected based on the increase in BMI.29
Family History and Genetics
Overweight and obesity have considerable genetic components, with heritability estimates ranging from ≈30% to 75%.30,31 However, only ≈1.5% of interindividual variation of BMI is explained by commonly occurring SNPs, which suggests a role for DNA methylation variants to explain the genetic contributions to obesity.32
Monogenic or mendelian causes of obesity include mutations with strong effects in genes that control appetite and energy balance (eg, LEP, MC4R) and obesity that occurs in the context of genetic syndromes (eg, Prader-Willi syndrome).33
GWASs in diverse populations have implicated multiple loci for obesity, mostly defined by BMI, WC, or waist-hip ratio. The FTO locus is the most well-established obesity locus, first reported in 200734,35 and replicated in many studies with diverse populations and age groups since then.36–40 The mechanisms underlying the association remain incompletely elucidated but could be related to mitochondrial thermogenesis11 or food intake.41
Other GWASs have reported numerous additional loci,42 with >300 putative loci, most of which explain only a small proportion of the variance in obesity, have not been mechanistically defined, and have unclear clinical significance. Variants associated with lean mass have also been reported.43,44 Fine mapping of loci, including recent efforts focused on GWASs in African ancestry, in addition to mechanistic studies, is required to define functionality of obesity-associated loci.45
A large GWAS of obesity in >240 000 individuals of predominately European ancestry revealed an interaction with smoking, which highlights the need to consider gene-environment interactions in genetic studies of obesity.46
Genetic variants also associate with weight loss response to dietary intervention.47
Epigenetic modifications such as DNA methylation have both genetic and environmental contributors and may contribute to risk of and adverse consequences of obesity. An epigenome-wide association study in 479 people demonstrated that increased methylation at the HIF3A locus in circulating white blood cells and in adipose tissue was associated with increased BMI.48
Prevention
Prenatal environmental exposures related to excessive gestational weight gain, independent of maternal obesity, are associated with increased risk of childhood obesity (OR, 1.21 [95% CI, 1.05–1.40])49; preconception counseling strategies to promote healthy maternal weight before conception and interventions during pregnancy to prevent excess weight gain are needed.
70% of adults with obesity did not have obesity in childhood or adolescence, so reducing the overall burden of adult obesity might require interventions beyond targeting obesity reduction solely at overweight children and children with obesity.50
In adults, 2 prevention targets are the built environment and the workplace. The built environment plays a role in promoting healthy lifestyles and preventing obesity.51 Similar to schools for children, the workplace can provide an opportunity to educate adults on methods to reduce weight and can also motivate individuals to lose weight through group participation.52
The CDC Prevention Status Reports highlight the status of public health policies and practices to address public health problems, including obesity, by state. Reports rate the extent to which the state has implemented the policies or practices identified from systemic reviews, national strategies or action plans, or expert bodies.53 Obesity reduction policies and programs implemented by country are also available online.54
Awareness
According to NHANES 2003 to 2006 data, ≈23% of adults who were overweight and with obesity misperceived themselves to be at a healthier weight status, and those people were less likely to have tried to lose weight in the prior year.55
Recent studies show that parents’ perceptions of overweight and obesity differ according to the child’s race and sex. Boys 6 to 15 years of age with obesity were more likely than girls to be misperceived as being “about the right weight” by their parents (OR, 1.40 [95% CI, 1.12–1.76]; P=0.004). Obesity was significantly less likely to be misperceived among girls 11 to 15 years of age than among girls 6 to 10 years of age (OR, 0.46 [95% CI, 0.29–0.74]; P=0.002) and among Hispanic males than among white males (OR, 0.58 [95% CI, 0.36–0.93]; P=0.02).55 Notification of a child’s unhealthy weight by healthcare practitioners increased from 22% in 1999 to 34% in 2014.56
Treatment and Control
The randomized trial Look AHEAD showed that among adults who were overweight, had obesity, and had type 2 DM, an intensive lifestyle intervention produced a greater percentage of weight loss at 4 years than DM support education.57
— After 8 years of intervention, the percentage of weight loss ≥5% and ≥10% was greater in the intensive lifestyle intervention than in DM support education groups (50.3% and 26.9% versus 35.7% and 17.2%, respectively).58
— Look AHEAD was stopped early, with a median 9.6 years of follow-up, for failure to show a significant difference in CVD events between the intensive lifestyle intervention and the control group.57
— Intensive lifestyle interventions produced greater weight loss than education alone among those with class III obesity59 and childhood obesity.60
A comprehensive review and meta-analysis of 54 RCTs suggested that dietary weight loss interventions reduce all-cause mortality (34 trials, 685 events; RR, 0.82 [95% CI, 0.71–0.95]), but the benefit on lowering cardiovascular mortality was less clear.61
Ten-year follow-up data from the nonrandomized SOS bariatric intervention study (see Bariatric Surgery) suggested that to maintain a favorable effect on cardiovascular risk factors, more than the short-term goal of 5% weight loss is needed to overcome secular trends and aging effects.62 Long-term follow-up might be necessary to show reductions in CVD risk.
Lifestyle and surgical interventions are both beneficial: After gastric bypass, individuals with regular PA had improved fat mass, insulin sensitivity, and HDL-C levels.63
Bariatric Surgery
Lifestyle interventions often do not provide sustained significant weight loss for people with obesity. Among adults with obesity, bariatric surgery produces greater weight loss and maintenance of lost weight than lifestyle intervention, with some variations depending on the type of procedure and the patient’s initial weight.64 Gastric bypass surgery is typically performed as a Roux-en-Y gastric bypass, vertical sleeve gastrectomy, adjustable gastric banding, or biliopancreatic diversion with duodenal switch.
Benefits reported for bariatric surgery include substantial weight loss; remission of DM, hypertension, and dyslipidemia; reduced incidence of mortality; reduction in microvascular disease; and fewer CVD events.65 Long-term follow-up of the Longitudinal Assessment of Bariatric Surgery-2 study, a multicenter observational cohort study of 1300 participants who underwent bariatric surgery, demonstrated that most participants maintained the majority of their weight loss. However, at 7 years after surgery, lower prevalence rates of DM and hypertension were only achieved among those who underwent Roux-en-Y gastric bypass and not among those who underwent laparoscopic gastric banding.66
Reported risks with bariatric surgery include not only perioperative mortality and adverse events but also weight regain, DM recurrence (particularly for those with longer DM duration before surgery), bone loss, increases in substance use disorders, suicide, and nutritional deficiencies. Outcomes vary by bariatric surgery technique.67
Outcomes must be assessed cautiously, because most bariatric surgery data come from nonrandomized observational studies, with only a few RCTs comparing bariatric surgery to medical treatment for patients with DM. Furthermore, studies have not always reported their definition of remission or partial remission for comorbidities such as DM, hypertension, and dyslipidemia, and many have not reported laboratory values or medication use.67,68
In a large bariatric surgery cohort, the prevalence of high 10-year predicted CVD risk (using the ATP III definition, ≥10%)69 was 36.5%,70 but 76% of those with low 10-year risk had high lifetime predicted CVD risk (defined as predicted lifetime risk ≥39%).71 The corresponding prevalence in US adults is 18% and 56%, respectively.72
A meta-analysis of RCTs also showed substantially higher weight loss and DM remission for bariatric surgery than for conventional medical therapy, with follow-up of ≤2 years.73
The longest follow-up to date of 12 years in 1156 patients with severe obesity, including 418 individuals who underwent gastric bypass, demonstrated sustained weight loss and both remission and prevention of incident type 2 DM, hypertension, and dyslipidemia.74
An RCT demonstrated that weight loss from laparoscopic sleeve gastrectomy was similar to that achieved by traditional (Roux-en-Y) gastric bypass surgery, although the latter achieved greater improvement in lipid levels.75,76
According to retrospective data, among 9949 patients who underwent gastric bypass surgery, after a mean of 7 years, long-term mortality was 40% lower among the surgically treated patients than among control subjects with obesity. Specifically, cancer mortality was reduced by 60%, DM mortality by 92%, and CAD mortality by 56%. Nondisease death rates (eg, accidents, suicide) were 58% higher in the surgery group.77
A recent DM consensus statement recommended bariatric surgery to treat type 2 DM among adults with class III obesity and recommended it be considered to treat type 2 DM among adults with class I obesity.59
The role of bariatric surgery to treat type 2 DM in adolescence is controversial.78 Although bariatric surgery improves insulin requirements and comorbidities in type 1 DM, there was minimal sustained effect in glycemic control in long-term follow-up in a small series.79
Mortality
Childhood BMI in the highest quartile was associated with premature death as an adult in a cohort of 4857 American Indian children during a median follow-up of 23.9 years (BMI for quartile 4 versus quartile 1: IRR, 2.30 [95% CI, 1.46–3.62]).80
According to NHIS-linked mortality data, among young adults 18 to 39 years of age, the HR for all-cause mortality was 1.07 (95% CI, 0.91–1.26) for self-reported overweight (not including obesity), 1.41 (95% CI, 1.16–1.73) for obesity, and 2.46 (95% CI, 1.91–3.16) for extreme obesity.81
A systematic review (2.88 million people and >270 000 deaths) showed that relative to normal BMI (18.5 to <25 kg/m2), all-cause mortality was lower for overweight individuals (BMI 25 to <30 kg/m2: HR, 0.94 [95% CI, 0.91–0.96]) and was not elevated for class I obesity (HR, 0.95 [95% CI, 0.88–1.01]). All-cause mortality was higher for obesity overall (HR, 1.18 [95% CI, 1.12–1.25]) and for the subset of class II and III obesity (HR, 1.29 [95% CI, 1.18–1.41]).82
Fluctuation of weight is associated with cardiovascular events and death. In 9509 participants of the Treating to New Targets trial, those in the quintile of highest body weight fluctuation had the highest rates of cardiovascular events, MI, stroke, and death.83
A meta-analysis of 3.74 million deaths among 30.3 million participants found that overweight and obesity were associated with higher risk of all-cause mortality, with the lowest mortality observed at BMI 22 to 23 kg/m2 among healthy never-smokers.84
In 10 large population cohorts in the United States, individual-level data from adults 20 to 79 years of age with 3.2 million person-years of follow-up (1964–2015) demonstrated that overweight and obesity were associated with early development of CVD and reinforced the greater mortality associated with obesity.85
In the APPROACH registry of individuals after CABG and PCI, overweight and class I obesity (BMI 20–24.9 kg/m2) were associated with lower mortality, whereas BMI ≥40 kg/m2 was associated with elevated mortality.86 According to data from the National Adult Cardiac Surgery registry from 2002 to 2013, there was lower mortality in overweight and obesity class I and II (OR, 0.81 [95% CI, 0.76–0.86] and 0.83 [95% CI, 0.74–0.94], respectively) relative to normal-weight individuals and greater mortality risk with underweight (OR, 1.51 [95% CI, 1.41–1.62), with these results persisting after adjustment for residual confounding and reverse causation.87
In a study of 22 203 females and males from England and Scotland, metabolically unhealthy obese individuals were at an increased risk of all-cause mortality compared with MHO individuals (HR, 1.72 [95% CI, 1.23–2.41]).88
Complications
Youth
According to the National Longitudinal Study of Adolescent Health, compared with those with normal weight or those who were overweight, adolescents who were obese had a 16-fold increased risk of having severe obesity as adults, and 70.5% of adolescents with severe obesity maintained this weight status into adulthood.89
A systematic review and meta-analysis of 15 prospective cohort studies with 200 777 participants showed that children and adolescents who had obesity were ≈5 times more likely to have obesity in adulthood than those who did not have obesity. Approximately 55% of children with obesity will remain with obesity in adolescence, 80% of adolescents with obesity will remain with obesity in their adulthood, and 70% of these adolescents will remain with obesity at over 30 years of age.50
Children and adolescents who are overweight and have obesity are at increased risk for future adverse health effects, including the following90:
— Increased prevalence of traditional cardiovascular risk factors such as hypertension, hyperlipidemia, and DM. Among 8579 youths in NHANES, higher BMI was associated with higher SBP and DBP, lower HDL-C, and high triglycerides and HbA1c levels.91,92
— Poor school performance, tobacco use, alcohol use, premature sexual behavior, and poor diet.
— Other associated health conditions, such as asthma, hepatic steatosis, sleep apnea, stroke, some cancers (breast, colon, and kidney), renal insufficiency, musculoskeletal disorders, gallbladder disease, and reproductive abnormalities.
Data from 4 Finnish cohort studies examining childhood and adult BMI with a mean follow-up of 23 years found that children who were overweight or had obesity and had obesity in their adulthood had an increased risk of type 2 DM (RR, 5.4), hypertension (RR, 2.7), dyslipidemia (high LDL-C: RR, 1.8; low HDL-C: RR, 2.1; high triglycerides: RR, 3.0), and carotid atherosclerosis (RR, 1.7), whereas those who achieved normal weight by adulthood had risks comparable to individuals who never had obesity.93
The CARDIA study showed that young adults who were overweight or had obesity had lower self-reported physical health–related quality of life than normal-weight participants 20 years later.94
Adults
Obesity is associated with increased lifetime risk of CVD and increased prevalence of type 2 DM, hypertension, dyslipidemia, sleep-disordered breathing, VTE, AF, and dementia.85,95
Analyses of continuous BMI show the risk of type 2 DM increases with increasing BMI.64
A systematic review and meta-analysis of 37 studies showed that high childhood BMI was associated with an increased incidence of adult DM (OR, 1.70 [95% CI, 1.30–2.22]) and CHD (OR, 1.20 [95% CI, 1.10–1.31]), but not stroke; however, the accuracy of childhood BMI predicting any adult morbidity was low. Only 31% of future DM and 22% of future hypertension and CHD occurred in those who as youth ≥12 years of age had been classified as overweight or who had obesity.96
Another study examining longitudinal data from 2.3 million adolescents (16–19 years of age) demonstrated increased cardiovascular mortality in adulthood among youth with obesity compared with youth with BMI in the 5th to 24th percentile, with an HR of 4.9 (95% CI, 3.9–6.1) for death attributable to CHD, 2.6 (95% CI, 1.7–4.1) for death attributable to stroke, 2.1 (95% CI, 1.5–2.9) for sudden death, and 3.5 (95% CI, 2.9–4.1) for death attributable to total cardiovascular causes, after adjustment for sex, age, birth year, sociodemographic characteristics, and height.97
Cardiovascular risks are even higher with class III obesity than with class I or class II obesity.98 Among 156 775 postmenopausal females in the WHI, for severe obesity versus normal BMI, HRs (95% CIs) for mortality were 1.97 (1.77–2.20) in white females, 1.55 (1.20–2.00) in black females, and 2.59 (1.55–4.31) in Hispanic females; for CHD, HRs were 2.05 (1.80–2.35), 2.24 (1.57–3.19), and 2.95 (1.60–5.41), respectively; and for CHF, HRs were 5.01 (4.33–5.80), 3.60 (2.30–5.62), and 6.05 (2.49–14.69), respectively. However, CHD risk was strongly related to CVD risk factors across BMI categories, even in class III obesity, and CHD incidence was similar by race/ethnicity with adjustment for differences in BMI and CVD risk factors.98
Obesity was cross-sectionally associated with subclinical atherosclerosis, including CAC and carotid IMT, among older adults in MESA, and this association persisted after adjustment for CVD risk factors.99 In a prospective analysis of younger adults through midlife, greater duration of overall and abdominal obesity was associated with presence of and progression of subclinical atherosclerosis in the CARDIA study.100
A recent meta-analysis of 10 case-referent studies and 4 prospective cohort studies (including ARIC)5 reported that when individuals with BMI ≥30 kg/m2 were compared with those with BMI <30 kg/m2, obesity was associated with a significantly higher prevalence (OR, 2.45 [95% CI, 1.78–3.35]) and incidence (RR, 2.39 [95% CI, 1.79–3.17]) of VTE, although there was significant heterogeneity in the studies.4
Obesity in females is associated with increased risk of adverse pregnancy outcomes, (eg, preeclampsia, gestational hypertension, gestational DM).
— The risk of preeclampsia was higher in females who were overweight (OR 1.73 [95% CI, 1.59–1.87]) or obese (OR, 3.15 [95% CI, 2.96–3.35]) in a systematic review of 23 studies including 1.4 million females.101
— The risk of gestational hypertension was higher among females with obesity (OR 2.91 [95% CI, 2.76–3.07]) than among females with a normal prepregnancy BMI.102
— The risk of gestational DM was 2.14 (95% CI, 1.82–2.53), 3.56 (95% CI, 3.05- 4.21), and 8.56 (95% CI, 5.07–16.04) among overweight, obese, and severely obese females, respectively compared with females with normal prepregnancy BMI.103
A recent meta-analysis of 15 prospective studies of midlife BMI demonstrated that the increased risk for Alzheimer disease or any dementia was 1.35 and 1.26 for overweight, respectively, and 2.04 and 1.64 for obesity, respectively.104 The inclusion of obesity in dementia forecast models increased the estimated prevalence of dementia through 2050 by 9% in the United States and 19% in China.105
A BMI paradox is often reported, with higher-BMI patients demonstrating favorable outcomes among adults with prevalent CHF, hypertension, peripheral vascular disease, and CAD; similar findings have been seen for percent body fat. However, recent studies suggest that the obesity paradox might be explained by lead-time bias, because it is not present before the development of CVD.85,106
The ARISTOTLE trial reported that in adjusted analyses, higher BMI was associated with lower all-cause mortality (overweight HR, 0.67 [95% CI, 0.59–0.78]; obesity HR, 0.63 [95% CI, 0.54–0.74]), similar to an earlier study from the AFFIRM trial.107
In a study of 2625 participants with new-onset DM pooled from 5 longitudinal cohort studies, rates of total, CVD, and non-CVD mortality were higher among normal-weight people than among overweight participants and participants with obesity, with adjusted HRs of 2.08 (95% CI, 1.52–2.85), 1.52 (95% CI, 0.89–2.58), and 2.32 (95% CI, 1.55–3.48), respectively.108
In a study of 189 672 participants from 10 US longitudinal cohort studies, obesity was associated with a shorter total longevity and greater proportion of life lived with CVD, and higher BMI was associated with significantly higher risk of death attributable to CVD.85
Recent studies have evaluated risks for MHO versus “metabolically unhealthy” or “metabolically abnormal” obesity. The definition of MHO has varied across studies, but it has often comprised 0 or 1 metabolic abnormality by MetS criteria, sometimes excluding WC.
— Using strict criteria of 0 MetS components and no previous CVD diagnosis, a recent report of 10 European cohort studies (N=163 517 people) reported that the prevalence of MHO varied from 7% to 28% in females and from 2% to 19% in males.109
— MHO appears to be unstable over time, with 1 study showing that 44.5% of MHO individuals transitioned to metabolically unhealthy obesity over 8 years of follow-up.110
— Among younger adults in the CARDIA study, after 20 years of follow-up, 47% of people were defined as being metabolically healthy overweight (presence of 0 or 1 metabolic risk factor).111 Among older adults in MESA, approximately half of participants with MHO developed MetS and had increased odds of CVD (OR, 1.60 [95% CI, 1.14–2.25]) compared with those with stable MHO or healthy normal weight.112
— A recent meta-analysis of 22 prospective studies suggested that CVD risk was higher in MHO than metabolically healthy normal-weight participants (RR, 1.45 [95% CI, 1.20–1.70]); however, the risk in MHO individuals was lower than in individuals who were metabolically unhealthy and normal weight (RR, 2.07 [95% CI, 1.62–2.65]) or obese (RR, 2.31 [95% CI, 1.99–2.69]).95
— Other reports suggest that obesity, especially long-lasting or severe obesity, without metabolic abnormalities might not increase risk for MI but does increase risk for HF.113,114
Cost
Obesity costs the healthcare system, healthcare payers, and individuals with obesity.
In the United States, the estimated annual medical cost of obesity in 2008 was $147 billion; the annual medical costs for individuals with obesity were $1429 higher than for normal-weight individuals.115 A more recent study estimated mean annual per capita healthcare expenses associated with obesity were $1160 for males and $1525 for females.116
According to NHANES I data linked to Medicare and mortality records, 45-year-old individuals with obesity had lifetime Medicare costs of $163 000 compared with $117 000 for those who were at normal weight at 65 years of age.117
According to data from the Medicare Current Beneficiary Survey from 1997 to 2006, in 1997, expenditures for Part A and Part B services per beneficiary were $6832 for a normal-weight person, which was more than for overweight people ($5473) or people with obesity ($5790); however, over time, expenses increased more rapidly for overweight people and people with obesity.118
The costs of obesity are high: People with obesity paid on average $1429 (42%) more for healthcare costs than normal-weight people in 2006. For beneficiaries who are obese, Medicare pays $1723 more, Medicaid pays $1021 more, and private insurers pay $1140 more annually than for beneficiaries who are at normal weight. Similarly, people with obesity have 46% higher inpatient costs and 27% more outpatient visits and spend 80% more on prescription drugs.115
Using 4 waves of NHANES data (through 2000), the total excess cost in 2007 US dollars related to the current prevalence of adolescent overweight and obesity was estimated to be $254 billion ($208 billion in lost productivity secondary to premature morbidity and mortality and $46 billion in direct medical costs).119
A recent study recommended the use of $19 000 (2012 US dollars) as the incremental lifetime medical cost of a child with obesity relative to a normal-weight child who maintains normal weight throughout adulthood.120
According to the 2006 NHDS, the incidence of bariatric surgery was estimated at 113 000 cases per year, with costs of nearly $1.5 billion annually.121
A recent cost-effectiveness study of laparoscopic adjustable gastric banding showed that after 5 years, $4970 was saved in medical expenses; if indirect costs were included (absenteeism and presenteeism), savings increased to $6180 and $10 960, respectively.122 However, when expressed per QALY, only $6600 was gained for laparoscopic gastric bypass, $6200 for laparoscopic adjustable gastric band, and $17 300 for open Roux-en-Y gastric bypass, none of which exceeded the standard $50 000 per QALY gained.123 Two other recent large studies failed to demonstrate a cost benefit for bariatric surgery versus matched patients over 6 years of follow-up.124,125
The cost effectiveness of bariatric surgery among individuals with DM is unclear, with 2 studies showing cost savings126,127 but a recent study demonstrating no improvement compared with intensive lifestyle and medical interventions.128
Bariatric surgery appears to be cost-effective for the treatment of nonalcoholic steatohepatitis, with increasing degree of obesity associated with decreasing cost per QALY ($19 222/QALY in the severely obese), which suggests that subsets of indications for bariatric surgery may be more cost-effective.129
Global Burden
(See Chart 6-8)
The GBD 2017 Study used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories.130
— Age-standardized mortality rates attributable to high BMI are generally lower in Northern Europe, sub-Saharan Africa, and East Asia (Chart 6-8).
Although there is considerable variability in overweight and obesity data methodology and quality worldwide, cross-country comparisons can help reveal different patterns. Worldwide, from 1975 to 2014, the prevalence of obesity increased from 3.2% in 1975 to 10.8% in 2014 in males and from 6.4% to 14.9% in females, and mean age-standardized BMI increased from 21.7 to 24.2 kg/m2 in males and from 22.1 to 24.4 kg/m2 in females.131 Worldwide, between 1980 and 2013, the proportion of adults with overweight or obesity increased from 28.8% (95% UI, 28.4%–29.3%) to 36.9% (95% UI, 36.3%–37.4%) among males and from 29.8% (95% UI, 29.3%–30.2%) to 38.0% (95% UI, 37.5%–38.5%) among females. Since 2006, the increase in adult obesity in developed countries has slowed. The estimated prevalence of adult obesity exceeded 50% of males in Tonga and females in Kuwait, Kiribati, the Federated States of Micronesia, Libya, Qatar, Tonga, and Samoa. In the sub-Saharan African country of Malawi, representative of rural but developing countries, the prevalence of overweight or obesity was 18% and 44% of urban males and females, respectively, and 9% and 27% of rural males and females, respectively. Associated hypertension and DM are highly prevalent and underdiagnosed.132 As of 2013, around the world, obesity rates are higher for females than males and in developed countries than in developing countries. Higher obesity rates for females than for males occur for those ≥45 years of age in developed countries but for those ≥25 years of age in developing countries.133
Between 1980 and 2013, the prevalence of overweight and obesity rose by 27.5% for adults.133 Over this same period, no declines in obesity prevalence were detected. In 2008, an estimated 1.46 billion adults were overweight or obese. The prevalence of obesity was estimated at 205 million males and 297 million females in 2013. The highest prevalence of male obesity is in the United States, Southern and Central Latin America, Australasia, and Central and Western Europe, and the lowest prevalence is in South and Southeast Asia and East, Central, and West Africa. For females, the highest prevalence of obesity is in Southern and North Africa, the Middle East, Central and Southern Latin America, and the United States, and the lowest is in South, East, and Southeast Asia, the high-income Asia-Pacific subregion, and East, Central, and West Africa.134
An appraisal of the prevalence of obesity in sub-Saharan Africa from 2009 to 2012 suggests an increase in BMI and WC, associated with hypertension. In 2726 university students in Cameroon, the prevalence of obesity, overweight and obesity (combined), and hypertension was 3.5%, 21%, and 6.3%, respectively. There was an increase over time in overweight and obesity in males and an increase in prevalence of abdominal obesity in females, which were both associated with incident hypertension.135
In 2015, a total of 107.7 million youth and 603.7 million adults had obesity, with an overall obesity prevalence of 5.0% among children and 12.0% among adults. High BMI contributed to 4.0 million deaths globally, with the leading cause of death and disability being attributable to CVD.136

Chart 6-8. Age-standardized mortality rates attributable to high body mass index (BMI) per 100 000, both sexes, 2017. Age-standardized mortality rates attributable to high BMI are generally lower in Northern Europe, sub-Saharan Africa and East Asia. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.130 Printed with permission. Copyright © 2018, University of Washington.
| AF | atrial fibrillation |
| AFFIRM | Atrial Fibrillation Follow-up Investigation of Rhythm Management |
| AHA | American Heart Association |
| APPROACH | Alberta Provincial Project for Outcome Assessment in Coronary Heart Disease |
| ARIC | Atherosclerosis Risk in Communities Study |
| ARISTOTLE | Apixaban for Reduction in Stroke and Other Thromboembolic Events in Atrial Fibrillation |
| ATP III | Adult Treatment Panel III |
| BMI | body mass index |
| BRFSS | Behavioral Risk Factor Surveillance System |
| CABG | coronary artery bypass graft |
| CAC | coronary artery calcification |
| CAD | coronary artery disease |
| CARDIA | Coronary Artery Risk Development in Young Adults |
| CDC | Centers for Disease Control and Prevention |
| CHD | coronary heart disease |
| CHF | congestive heart failure |
| CI | confidence interval |
| CVD | cardiovascular disease |
| CVH | cardiovascular health |
| DBP | diastolic blood pressure |
| DM | diabetes mellitus |
| DNA | deoxyribonucleic acid |
| GBD | Global Burden of Disease |
| GWAS | genome-wide association study |
| HbA1c | hemoglobin A1c (glycosylated hemoglobin) |
| HDL-C | high-density lipoprotein cholesterol |
| HF | heart failure |
| HR | hazard ratio |
| IMT | intima-media thickness |
| IRR | incidence rate ratio |
| LDL-C | low-density lipoprotein cholesterol |
| Look AHEAD | Look: Action for Health in Diabetes |
| MESA | Multi-Ethnic Study of Atherosclerosis |
| MetS | metabolic syndrome |
| MHO | metabolically healthy obesity |
| MI | myocardial infarction |
| NCHS | National Center for Health Statistics |
| NH | non-Hispanic |
| NHANES | National Health and Nutrition Examination Survey |
| NHDS | National Hospital Discharge Survey |
| NHIS | National Health Interview Survey |
| NHLBI | National Heart, Lung, and Blood Institute |
| OR | odds ratio |
| PA | physical activity |
| PCI | percutaneous coronary intervention |
| QALY | quality-adjusted life-year |
| RCT | randomized controlled trial |
| RR | relative risk |
| SBP | systolic blood pressure |
| SE | standard error |
| SES | socioeconomic status |
| SNP | single-nucleotide polymorphism |
| SOS | Swedish Obese Subjects |
| UI | uncertainty interval |
| VTE | venous thromboembolism |
| WC | waist circumference |
| WHI | Women’s Health Initiative |
| YRBSS | Youth Risk Behavior Surveillance System |
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7. High Blood Cholesterol and Other Lipids
See Table 7-1 and Charts 7-1 through 7-5
Cholesterol is one of the primary causal risk factors for the development of ASCVD and is 1 of 7 critical metrics the AHA has used to define CVH in adults and children. The AHA updated the guideline for treatment of cholesterol in 2018.1 There is substantial interest in lowering average cholesterol levels in populations and in identifying individuals likely to benefit from targeted cholesterol-lowering interventions.
US-based population estimates of mean levels and prevalence reported in this chapter are derived from NHANES data for youth and adults.2
Prevalence of High TC
Youth
(See Chart 7-1)
Among children 6 to 11 years of age, the mean TC level in 2013 to 2016 was 157.8 mg/dL. For males, it was 157.9 mg/dL; for females, it was 157.7 mg/dL. The racial/ethnic breakdown in NHANES 2013 to 20162 was as follows (unpublished NHLBI tabulation using NHANES2):
— For NH whites, 157.1 mg/dL for males and 159.1 mg/dL for females
— For NH blacks, 158.8 mg/dL for males and 158.2 mg/dL for females
— For Hispanics, 158.7 mg/dL for males and 153.9 mg/dL for females
— For NH Asians, 160.1 mg/dL for males and 161.5 mg/dL for females
Among adolescents 12 to 19 years of age,2 the mean TC level in 2013 to 2016 was 154.4 mg/dL; for males, it was 151.6 mg/dL; for females, it was 157.5 mg/dL. The racial/ethnic breakdown was as follows (unpublished NHLBI tabulation using NHANES2):
— For NH whites, 150.6 mg/dL for males and 157.2 mg/dL for females
— For NH blacks, 150.8 mg/dL for males and 156.0 mg/dL for females
— For Hispanics, 152.7 mg/dL for males and 156.0 mg/dL for females
— For NH Asians, 155.4 mg/dL for males and 170.2 mg/dL for females
Among youth 6 to 19 years of age, the prevalence of adverse TC levels (TC ≥200 mg/dL) in 2009 to 2016 was 7.1% (95% CI, 6.4%–7.8%). Conversely, ideal levels of lipids (as opposed to adverse or borderline levels) may be a particularly relevant target for youth. Among youth 6 to 19 years of age, the prevalence of ideal TC levels (TC <170 mg/dL) in 2015 to 2016 was 71.4% (95% CI, 69.0%–73.8%; Chart 7-1).3 The remainder of youth had borderline levels (TC 170–199 mg/dL).

Chart 7-1. Proportions of US youth with adverse and ideal lipid levels in the period 1999 to 2016, NHANES.A, Adverse lipid levels. B, Ideal lipid levels. TC, HDL-C, and non–HDL-C are shown for all youth 6 to 19 years of age, and triglycerides, LDL-C, and any/all lipids plus apoB are shown for fasting adolescents 12 to 19 years of age. A, For adverse lipid levels, the “earlier” and “later” periods shown for each lipid, respectively, are as follows: 1999 to 2006 and 2009 to 2016 for TC; 2007 to 2010 and 2013 to 2016 for HDL-C; 2007 to 2010 and 2013 to 2016 for non–HDL-C; 1999 to 2006 and 2007 to 2014 for triglycerides; 1999 to 2006 and 2007 to 2014 for LDL-C; 2007 to 2010 and 2013 to 2016 for any of TC, HDL-C, or non–HDL-C; and 2007 to 2010 and 2011 to 2014 for any lipid or apoB. B, For ideal lipid levels, the “earlier” and “later” periods shown for each lipid, respectively, are as follows: 1999 to 2000 and 2015 to 2016 for TC; 2007 to 2008 and 2015 to 2016 for HDL-C; 2007 to 2008 and 2015 to 2016 for non–HDL-C; 1999 to 2000 and 2013 to 2014 for triglycerides; 1999 to 2000 and 2013 to 2014 for LDL-C; 2007 to 2008 and 2015 to 2016 for TC, HDL-C, and non–HDL-C; and 2007 to 2008 and 2013 to 2014 for all lipids and apoB. apoB indicates apolipoprotein B; HDL-C, high-density lipoprotein cholesterol; LDL-C, low-density lipoprotein cholesterol; NHANES, National Health and Nutrition Examination Survey; and TC, total cholesterol. Source: Data derived from Perak et al.3
Adults (≥20 Years of Age)
(See Table 7-1 and Charts 7-2 through 7-4)
Among adults ≥20 years of age, the mean TC level in 2013 to 2016 was 190.8 mg/dL. For males, it was 187.9 mg/dL; for females, it was 193.1 mg/dL. The racial/ethnic breakdown was as follows (unpublished NHLBI tabulation using NHANES2):
— For NH whites, 187.7 mg/dL for males and 194.9 mg/dL for females
— For NH blacks, 182.5 mg/dL for males and 185.4 mg/dL for females
— For Hispanics, 192.6 mg/dL for males and 191.2 mg/dL for females
— For NH Asians, 189.5 mg/dL for males and 191.9 mg/dL for females
In 2013 to 2016 (unpublished NHLBI tabulation using NHANES2):
— An estimated 28.5 million adults ≥20 years of age had serum TC levels ≥240 mg/dL, with a prevalence of 11.7%, and 92.8 million (38.2%) had serum TC levels ≥200 mg/dL (Table 7-1).
— The percentage of adults with high TC (≥240 mg/dL or ≥200 mg/dL) was lower for NH black than for NH white and Asian and Hispanic adults; NH black males had the lowest age-adjusted prevalence for both categories of TC (Table 7-1 and Charts 7-2 and 7-3).
— Females had higher prevalence of TC ≥240 mg/dL (12.4%) and TC ≥200 mg/dL (40.4%) than males (10.7% and 35.4%, respectively; Table 7-1).
The Healthy People 2010 guideline of an age-adjusted mean TC level of ≤200 mg/dL has been achieved in adults, in males, in females, and in all race/ethnicity subgroups.2,4 The Healthy People 2020 target is a mean total blood cholesterol of 177.9 mg/dL for adults, which had not been achieved in adults, in males, in females, or in any race/ethnicity subgroup as of 2013 to 2016 NHANES data (Chart 7-4).5 Conversely, the Healthy People 2020 target of ≤13.5% for the proportion of adults with high TC ≥240 mg/dL has been achieved as of 2013 to 2016 for adults overall and all race-sex subgroups except NH white females (Table 7-1 and Chart 7-3).6
| Population Group | Prevalence of TC ≥200 mg/dL | Prevalence of TC ≥240 mg/dL | Prevalence of LDL-C ≥130 mg/dL | Prevalence of HDL-C <40 mg/dL |
|---|---|---|---|---|
| Both sexes | 92 800 000 (38.2) | 28 500 000 (11.7) | 69 600 000 (28.9) | 45 600 000 (19.2) |
| Males | 41 200 000 (35.4) | 12 400 000 (10.7) | 34 800 000 (30.1) | 33 700 000 (29.0) |
| Females | 51 600 000 (40.4) | 16 100 000 (12.4) | 34 800 000 (27.6) | 11 900 000 (9.9) |
| NH white males | 35.4 | 10.5 | 29.4 | 29.7 |
| NH white females | 41.8 | 13.6 | 29.7 | 9.3 |
| NH black males | 29.8 | 8.9 | 29.5 | 19.8 |
| NH black females | 33.1 | 9.0 | 23.4 | 8.1 |
| Hispanic males | 39.9 | 13.0 | 33.5 | 32.6 |
| Hispanic females | 38.9 | 10.1 | 23.8 | 13.1 |
| NH Asian males | 38.7 | 11.7 | 32.2 | 25.9 |
| NH Asian females | 39.6 | 10.8 | 25.1 | 7.9 |

Chart 7-2. Age-adjusted trends in the prevalence of serum total cholesterol ≥200 mg/dL in US adults ≥20 years of age by race/ethnicity, sex, and survey year (NHANES, 2013–2014 and 2015–2016). NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 2013 to 2016.2

Chart 7-3. Age-adjusted trends in the prevalence of serum total cholesterol ≥240 mg/dL in US adults ≥20 years of age by race/ethnicity, sex, and survey year (NHANES, 2013–2014 and 2015–2016). NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 2013 to 2016.2

Chart 7-4. Age-adjusted trends in mean serum total cholesterol among US adults ≥20 years old by race and survey year (NHANES, 1999–2004, 2005–2010, and 2011–2016). Values are in mg/dL. NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey. *The category of Mexican Americans was consistently collected in all NHANES years, but the combined category of Hispanics was only used starting in 2007. Consequently, for long-term trend data, the category Mexican American is used. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 1999 to 2016.2
Prevalence of Abnormal Levels of Lipid Subfractions
LDL Cholesterol
Youth
There are limited data available on LDL-C for children 6 to 11 years of age.
Among adolescents 12 to 19 years of age, the mean LDL-C level in 2013 to 2016 was 86.7 mg/dL (males, 85.6 mg/dL; females, 87.8 mg/dL). The racial/ethnic breakdown was as follows (unpublished NHLBI tabulation using NHANES2):
— For NH whites, 86.7 mg/dL for males and 87.9 mg/dL for females
— For NH blacks, 81.7 mg/dL for males and 88.4 mg/dL for females
— For Hispanic Americans, 85.0 mg/dL for males and 84.2 mg/dL for females
— For NH Asians, 81.7 mg/dL for males and 103.3 mg/dL for females; however, these values are based on data from small sample sizes (50 NH Asian males and 53 NH Asian females)
High levels of LDL-C (≥130 mg/dL) occurred in 5.9% of male adolescents and 5.2% of female adolescents during 2013 to 2016 (unpublished NHLBI tabulation using NHANES2).
Conversely, ideal levels of LDL-C (<110 mg/dL) were present in 84.1% (95% CI, 79.8%–88.4%) of all adolescents in 2013 to 2014 (Chart 7-1).3
Adults
In 2013 to 2016 (unpublished NHLBI tabulation using NHANES2), the mean level of LDL-C for American adults ≥20 years of age was 112.1 mg/dL. The racial/ethnic breakdown was as follows:
— Among NH whites, 112.3 mg/dL for males and 112.3 mg/dL for females
— Among NH blacks, 111.0 mg/dL for males and 108.1 mg/dL for females
— Among Hispanics, 117.5 mg/dL for males and 109.3 mg/dL for females
— Among NH Asians, 113.8 mg/dL for males and 108.2 mg/dL for females
In 2015 to 2016, the age-adjusted prevalence of high LDL-C (≥130 mg/dL) was 29.4% (unpublished NHLBI tabulation using NHANES2).
HDL Cholesterol
Youth
Among children 6 to 11 years of age, the mean HDL-C level in 2013 to 2016 was 56.0 mg/dL. For males, it was 57.4 mg/dL, and for females, it was 54.5 mg/dL. The racial/ethnic breakdown was as follows (unpublished NHLBI tabulation using NHANES2):
— For NH whites, 56.6 mg/dL for males and 54.7 mg/dL for females
— For NH blacks, 62.5 mg/dL for males and 58.1 mg/dL for females
— For Hispanics, 55.9 mg/dL for males and 52.2 mg/dL for females
— For NH Asians, 58.1 mg/dL for males and 54.4 mg/dL for females
Among children 6 to 11 years of age, low levels of HDL-C (<40 mg/dL) occurred in 6.9% of males and 10.8% of females in 2013 to 2016 (unpublished NHLBI tabulation using NHANES2).
Among adolescents 12 to 19 years of age, the mean HDL-C level was 51.8 mg/dL. For males, it was 49.9 mg/dL, and for females, it was 53.8 mg/dL. The racial/ethnic breakdown was as follows (NHANES 2013–2016,2 unpublished NHLBI tabulation):
— For NH whites, 49.2 mg/dL for males and 53.5 mg/dL for females
— For NH blacks, 54.4 mg/dL for males and 56.9 mg/dL for females
— For Hispanics, 49.6 mg/dL for males and 52.2 mg/dL for females
— For NH Asians, 52.8 mg/dL for males and 56.6 mg/dL for females
Low levels of HDL-C (<40 mg/dL) occurred in 20.4% of male adolescents and 10.4% of female adolescents in 2013 to 2016 (unpublished NHLBI tabulation using NHANES2).
Conversely, ideal levels of HDL-C (>45 mg/dL) were present in 75.4% (95% CI, 72.1% –78.7%) of all youth 6 to 19 years of age in 2015 to 2016 (Chart 7-1).3
Adults
In 2013 to 2016 (unpublished NHLBI tabulation using NHANES2), the mean level of HDL-C for American adults ≥20 years of age was 54.2 mg/dL. The racial/ethnic breakdown was as follows:
— Among NH whites, 48.4 mg/dL for males and 60.9 mg/dL for females
— Among NH blacks, 52.8 mg/dL for males and 60.1 mg/dL for females
— Among Hispanics, 45.8 mg/dL for males and 54.4 mg/dL for females
— Among NH Asians, 47.7 mg/dL for males and 60.2 mg/dL for females
According to NHANES 2015 to 2016,7 the age-adjusted prevalence rates for HDL-C <40 mg/dL were:
— 28.5% in males and 8.9% in females
— Among NH whites, 28.2% in males and 7.3% in females
— Among NH blacks, 17.3% in males and 8.2% in females
— Among Hispanics, 36.2 % in males and 13.8% in females
— Among NH Asians, 26.4% in males and 7.7% in females
Triglycerides
Youth
There are limited data available on triglycerides for children 6 to 11 years of age.
Among adolescents 12 to 19 years of age, the geometric mean triglyceride level in 2013 to 2016 was 61.8 mg/dL. For males, it was 62.2 mg/dL, and for females, it was 61.3 mg/dL. The racial/ethnic breakdown was as follows (unpublished NHLBI tabulation using NHANES2):
— Among NH whites, 63.8 mg/dL for males and 61.6 mg/dL for females
— Among NH blacks, 45.6 mg/dL for males and 48.4 mg/dL for females
— Among Hispanics, 70.2 mg/dL for males and 68.4 mg/dL for females
— Among NH Asians, 59.0 mg/dL for males and 74.0 mg/dL for females
High levels of triglycerides (≥130 mg/dL) occurred in 11.9% of male adolescents and 7.6% of female adolescents during 2013 to 2016 (unpublished NHLBI tabulation using NHANES 2013–20162).
Conversely, ideal levels of triglycerides (<90 mg/dL) were present in 76.7% (95% CI, 70.8%–82.5%) of all adolescents in 2013 to 2014 (Chart 7-1).3
Adults
Among American adults ≥20 years of age, the geometric mean triglyceride level in 2013 to 2016 was 95.6 mg/dL (unpublished NHLBI tabulation using NHANES2). The geometric mean triglyceride levels were 103.0 mg/dL for males and 89.1 mg/dL for females. The racial/ethnic breakdown was as follows:
— Among NH whites, 103.4 mg/dL for males and 92.1 mg/dL for females
— Among NH blacks, 82.2 mg/dL for males and 66.7 mg/dL for females
— Among Hispanics, 113.5 mg/dL for males and 99.7 mg/dL for females
— Among NH Asians, 109.9 mg/dL for males and 84.6 mg/dL for females
In 2013 to 2016, ≈22.2% of adults had high triglyceride levels (≥150 mg/dL; unpublished NHLBI tabulation using NHANES2).
— The prevalence of high triglycerides (≥150 mg/dL) was higher (25.5%) among those with lower education (<12 years) than among those with higher education (>12 years; 21.2%; unpublished NHLBI tabulation using NHANES 2013-20162).
Secular Trends in TC and Lipid Subfractions
Youth
(See Chart 7-1)
Between 1999 and 2016, there were favorable trends in mean levels of TC, HDL-C, and non–HDL-C among youth 6 to 19 years of age. There were also favorable trends in levels of LDL-C, triglycerides, and apolipoprotein B among adolescents 12 to 19 years of age over a similar period (data not available for younger children). The proportion of youths 6 to 19 years of age with all ideal levels of TC, HDL-C, and non–HDL-C increased significantly from 42.1% (95% CI, 39.6%–44.7%) in 2007 to 2008 to 51.4% (95% CI, 48.5%–54.2%) in 2015 to 2016, and the proportion with at least 1 adverse level decreased from 23.1% (95% CI, 21.5%–24.7%) in 2007 to 2010 to 19.2% (95% CI, 17.6%–20.8%) in 2013 to 2016 (Chart 7-1). The proportion of adolescents 12 to 19 years of age with all ideal levels of TC, HDL-C, non–HDL-C, LDL-C, triglycerides, and apolipoprotein B did not change significantly, from 39.6% (95% CI, 33.7%–45.4%) in 2007 to 2008 to 46.8% (95% CI, 40.9%–52.6%) in 2013 to 2014, and the proportion with at least 1 adverse level remained stable from 2007 to 2010 to 2011 to 2014 at 25.2% (25.2% in 2011–2014 [95% CI, 22.2%–28.2%]; Chart 7-1).3
Adults (≥20 Years of Age)
The prevalence of high TC (≥240 mg/dL) has decreased over time, from 18.3% of adults in 1999 to 2000 to 12.4% in 2015 to 2016.7
From 1999 to 2016, mean serum TC for adults ≥20 years of age decreased across all subgroups of race (Chart 7-4).
Overall, the decline in mean cholesterol levels in recent years likely reflects greater uptake of cholesterol-lowering medications rather than changes in dietary patterns.8
Mean levels of LDL-C decreased from 126.2 mg/dL during 1999 to 2000 to 112.8 mg/dL during 2015 to 2016. The age-adjusted prevalence of high LDL-C (≥130 mg/dL) decreased from 42.9% during 1999 to 2000 to 29.4% during 2015 to 2016 (unpublished NHLBI tabulation using NHANES2).
Low HDL-C prevalence declined between 2007 to 2008 and 2015 to 2016 (unpublished NHLBI tabulation using NHANES2).
Geometric mean levels of triglycerides declined from 123 mg/dL in 1999 to 2000 to 97 mg/dL in 2013 to 2014.9
Family History and Genetics
There are several known monogenic or mendelian causes of high blood cholesterol and lipids, the most common of which is FH, which affects up to ≈1 in 200 individuals.10
High cholesterol is heritable even in families that do not harbor one of these monogenic forms of disease.
— In a study of >100 000 individuals of European origin, 95 loci were identified using GWASs.11 Additional studies with even larger sample sizes and including individuals of diverse ancestry, use of electronic health record–based samples, and the addition of whole-exome sequencing (which offers more comprehensive coverage of the coding regions of the genome) have brought the number of known lipid loci to >200.12–15 The loci associated with blood lipid levels are often associated with cardiovascular and metabolic traits, including CAD, type 2 DM, hypertension, waist-hip ratio, and BMI.12
— As expected for a causal biomarker, there is considerable overlap between the genetics of LDL-C and the genetics of CHD. Furthermore, overlap between genetic loci for triglyceride-rich lipoproteins and disease implicate triglycerides as causal in CVD.16,17
Familial Hypercholesterolemia
FH is a monogenic disorder that has been associated with mutations in LDLR, APOB, LDLRAP1, and PCSK9, which affect uptake and clearance of LDL-C.10,18
Based on data from NHANES (N=42 471, weighted to represent 212 million US adults) during 1999 to 2014, the estimated US prevalence of definite/probable FH using the Dutch Lipid Clinic criteria was 0.47% (SE, 0.03%), and the estimated prevalence of severe dyslipidemia (LDL-C ≥190 mg/dL) was 6.6% (SE, 0.2%) among adults.19 Based on data from NHANES 1999 to 2012, the estimated US prevalence of LDL-C ≥190 mg/dL was 0.42% (95% CI, 0.15%–0.70%) among adolescents.20
Individuals with the FH phenotype (LDL-C ≥190 mg/dL) experience an acceleration in CHD risk by 10 to 20 years in males and 20 to 30 years in females.21
However, individuals with LDL-C ≥190 mg/dL and a confirmed FH mutation representing lifelong elevation of LDL-C levels have substantially higher odds for CAD than those with LDL-C ≥190 mg/dL without pathogenic mutations.18
— Compared with individuals with LDL-C <130 mg/dL and no mutation, those with both LDL-C ≥190 mg/dL and an FH mutation had a 22-fold increased risk for CAD (OR, 22.3 [95% CI, 10.7–53.2]).
— Compared with individuals with LDL-C <130 mg/dL and no mutation, individuals with LDL-C ≥190 mg/dL and no FH mutation had a 6-fold higher risk for CAD (OR, 6.0 [95% CI, 5.2–6.9]).
Based on NHANES 1999 to 2014 data, despite high frequency of cholesterol screening and awareness (>80%), statin use was uniformly low in adults with definite/probable FH (52.3% [SE, 8.2%]) and with severe dyslipidemia (37.6% [SE, 1.2%]).19 Among adults with diagnosed FH in the CASCADE FH Registry, 25% achieved LDL-C <100 mg/dL and 41% achieved LDL-C reduction ≥50%; factors associated with ≥50% reduction from untreated LDL-C levels were high-intensity statin use (OR, 7.33 [95% CI, 1.86–28.86]; used in 42%) and use of >1 medication to lower LDL-C (OR, 1.80 [95% CI, 1.34–2.41]; used in 45%).22
Individuals who are homozygous for an FH mutation have severe CAD that becomes apparent in childhood and requires plasmapheresis; it may be best treated using novel therapies, including gene therapy.23
Cascade screening, which recommends cholesterol testing for all first-degree relatives of FH patients, can be an effective strategy to identify affected family members who would benefit from therapeutic intervention.24
Familial Combined Hyperlipidemia
Familial combined hyperlipidemia is a complex oligogenic disorder that affects 1% to 3% of the general population, which makes it the most prevalent primary dyslipidemia. In individuals with premature CAD, the prevalence is up to 10% to 14%. Familial combined hyperlipidemia has a heterogeneous clinical presentation within families and within individuals, including fluctuating elevations in LDL-C or triglycerides, as well as elevated apolipoprotein B levels. Environmental interactions are important in familial combined hyperlipidemia, and metabolic comorbidities are common. Probably because of its complex nature, familial combined hyperlipidemia remains underdiagnosed.25
Lipid Genetics and Drug Development
Genetic studies of lipid traits have had some success in identifying new drug targets, particularly the genetic interrogation of extremely high and low LDL-C,26–28 which led to the development of PCSK9 inhibitors. Furthermore, identification of variants in ANGPTL4, ANGPTL3, and APOC-III that associate with increased triglycerides and CAD risk highlight inhibition of these genes as potentially therapeutic.17,29,30
As highly effective LDL-C–lowering drugs, statins are widely prescribed to reduce CVD risk, but response to statins varies among individuals. Genetic variants that affect statin responsiveness could predict the lipid-modulating ability of statins31–33 and modulate cardioprotection.34
Screening
Nearly 70% of adults (67% of males and 72% of females) had been screened for cholesterol (defined as reporting they had their cholesterol checked with the past 5 years) according to data from NHANES 2011 to 2012, which was unchanged since 2009 to 2010.35
— Among NH whites, 71.8% were screened (70.6% of males and 72.9% of females).
— Among NH blacks, 71.9% were screened (66.8% of males and 75.9% of females).
— Among NH Asians, 70.8% were screened (70.6% of males and 70.9% of females).
— Among Hispanic adults, 59.3% were screened (54.6% of males and 64.2% of females).
In the United States, universal cholesterol screening is recommended for all children between 9 and 11 years and again between 17 and 21 years of age, and reverse-cascade screening of family members is recommended for children found to have moderate to severe hypercholesterolemia.1,36
— Despite published guidelines, in a 2013 to 2014 survey of 614 practicing pediatricians in the United States, only 30.3% and 42.4% of pediatricians reported that they usually/most/all of the time screened healthy 9- to 11-year-olds and 17- to 21-year-olds, respectively.37
— Data from Slovenia’s universal screening program demonstrate the potential utility of this approach for detection of FH. Genetic testing was performed in 272 5-year-old children identified by the screening program to have TC >231.7 mg/dL or TC >193.1 mg/dL plus a family history of premature cardiovascular complications. Between 2009 and 2013, 57.0% of these children were identified as having an FH-causing mutation, only 40.6% of whom had a family history of cardiovascular complications (thus, targeted screening would likely have missed the majority). Based on commonly reported FH incidence, the estimated detection rate of FH was 53.6% (95% CI, 34.5%–72.8%) for 2009 to 2013 and peaked at 96.3% in 2013.38
— It has been estimated that in the United States, the numbers of 10-year-old children needed to universally screen to identify 1 case of severe hyperlipidemia (LDL-C ≥190 mg/dL or LDL-C ≥160 mg/dL plus family history) or any hyperlipidemia (LDL-C ≥130 mg/dL) were 111 and 12, respectively. These numbers were 49 and 7, respectively, for a targeted screening program based on parental dyslipidemia or early CVD in a first-degree relative. The incremental costs of detection per case for universal (versus targeted) screening were $32 170 for severe and $1980 for any hyperlipidemia, and the universal (versus targeted) strategy would annually detect about 8000 more children with severe hyperlipidemia and 126 000 more children with any hyperlipidemia.39
Awareness
Based on NHANES data, awareness of high cholesterol among adults with high LDL-C (based on ATP III guidelines) increased from 48.9% to 62.8% from NHANES 1999 to 2000 to NHANES 2003 to 2004 but did not increase further through 2009 to 2010 (61.5%).40
Between 2001 and 2012, awareness increased among uninsured adults 21 to 64 years of age but remained significantly lower than among insured adults, whereas awareness was similar between publicly and privately insured adults.41
Based on NHANES 2005 to 2014 data, awareness among young adults 18 to 39 years of age with high (≥240 mg/dL) or borderline (200–239 mg/dL) TC was 56.9% (SE, 2.4%) and 22.5% (SE, 1.4%), respectively.42 Independent predictors of awareness included older age (OR, 2.35 [95% CI, 1.53–3.61] for 30–39 versus 18–29 years of age), having insurance (OR, 2.14 [95% CI, 1.25–3.65]), and private clinic or doctor’s office as usual source of care (OR, 2.09 [95% CI, 1.24–3.53] versus no usual source).
Treatment
ODYSSEY OUTCOMES,43 a multicenter, double-blinded RCT of alirocumab among 18 924 patients with ACS already taking maximum doses of statins, found the following:
— After 2.8 years, alirocumab treatment significantly reduced cardiovascular death, MI, stroke, or hospitalization, from 11% to 9.5% compared with placebo (HR, 0.85 [95% CI, 0.78–0.93]; P<0.001).
— To prevent 1 MACE, the NNT was 49 patients for 4 years.
— Mortality was reduced from 4.1% to 3.5% (HR, 0.85 [95% CI, 0.73–0.98]). This was a nominal finding.
— For patients with LDL-C >100 mg/dL, absolute risk reductions were 3.4% for MACE and 1.4% for mortality. The NNT was 16 patients for 4 years to prevent 1 MACE.
LDL-C lowering in adults with LDL-C ≤70 mg/dL was safe and effective in a recent meta-analysis. Among adults with starting LDL-C as low as a median of 63 mg/dL and who achieved levels as low as a median of 21 mg/dL, the RR for major vascular events was consistently reduced (RR per 38.7-mg/dL reduction, 0.79 [95% CI, 0.71–0.87]), and no adverse effects were observed.44
Control
From 2001 to 2012, disparities in LDL-C control widened between insured and uninsured US adults 21 to 64 years of age with high LDL-C (based on ATP III). LDL-C control was 21.4% (SE, 1.6%) among insured versus 10.5% (SE, 2.6%) among uninsured adults in 2001 to 2004 (P<0.01), and 35.1% (SE, 1.9%) versus 11.3% (SE, 2.2%), respectively (P<.0001), in 2009 to 2012. Additional independent predictors of LDL-C control included more frequent health care, increasing age, higher income (≥200% versus <200% of federal poverty level), white race (versus black or Hispanic), and hypertension.41
Data are not yet available regarding statin eligibility and LDL-C control under the 2018 Cholesterol Clinical Practice Guideline.1 However, the 2013 ACC/AHA guideline on treatment of blood cholesterol44a was found to increase statin eligibility most among nonwhite adults (eligibility among black adults: 25.8% [adjusted OR, 3.8; P<0.001]; other races: 18.7% [adjusted OR, 2.5; P<0.001]), adults with no more than high-school education (17.3% [adjusted OR, 1.7; P=0.001]), and uninsured adults (17.6% [adjusted OR, 1.5; P<0.001]) versus white adults (14.5%), adults who completed college (13.0%), and those with insurance (15.6%), respectively.45 Differences were driven by the prevalence of elevated predicted cardiac risk and DM. Among the US adults newly eligible for treatment with statins, 12.4 million (66.3%) were nonwhite and had lower education or lower income, and 3.0 million (16.1%) had no health insurance.
— In a separate analysis of Hispanic/Latino adults, eligibility for treatment with statins increased from 15.9% (95% CI, 15.0%–16.7%) to 26.9% (95% CI, 25.7%–28.0%), mainly driven by the ≥7.5% CAD risk criteria (prevalence, 13.9% [95% CI, 13.0%–14.7%]). However, among Hispanic/Latino adults eligible for treatment with statins under National Cholesterol Education Program/ATP III and the 2013 ACC/AHA guideline, only 28.2% (95% CI, 26.3%–30.0%) and 20.6% (95% CI, 19.4%–21.9%) were taking statins, respectively.46
Data from the REGARDS47 study indicated that even after accounting for access to medical care, there were disparities in statin use among individuals with DM.
— White males or females with DM and LDL-C >100 mg/dL (66.0% and 55.0%, respectively) were more likely to be prescribed statins than black males or females (57.8% and 53.6%, respectively).
— White males were more likely to have LDL-C at goal than white females or black males and females.
Mortality and Complications
Among 4184 individuals free of conventional cardiovascular risk factors in the PESA study, subclinical atherosclerosis (plaque or CAC) was present in 49.7% and was associated with LDL-C at levels currently considered normal.48
— There was a linear and significant increase in the prevalence of atherosclerosis from the LDL-C 60 to 70 mg/dL category to the 150 to 160 mg/dL category (from 11% to 64%, respectively, P<0.001).
— A similar pattern was seen for the extent of atherosclerosis (focal, intermediate, or generalized disease), as well as the number of vascular sites affected.
Long-term exposure to even modestly elevated cholesterol levels can lead to CAD later in life.49 In the Framingham Offspring Cohort, CAD rates were significantly elevated among adults with prolonged hyperlipidemia (non–HDL-C ≥160 mg/dL):
— Over a median 15-year follow-up, CAD rates were 4.4% for those with no exposure, 8.1% for those with 1 to 10 years of exposure, and 16.5% for those with 11 to 20 years of exposure to hyperlipidemia by 55 years of age (P<0.001).
— The risk persisted after adjustment for other risk factors including non–HDL-C level at 55 years of age (adjusted HR, 1.39 [95% CI, 1.05–1.85] per decade of hyperlipidemia).
In a large study of Health Survey for England and Scottish Health Survey participants (N=37 059), based on 2250 deaths of all causes during 326 016 person-years of follow-up50:
— A U-shaped association of all-cause mortality was seen with the lowest HDL-C (<58 mg/dL; HR, 1.23 [95% CI, 1.06–1.44]) and highest HDL-C (≥77 mg/dL; HR, 1.25 [95% CI, 0.97–1.62]).
— Association with CAD was linear, with increased risk in those with the lowest HDL-C (HR, 1.49 [95% CI, 1.15–1.94]).
Triglyceride concentration has strong associations with ASCVD risk, but in most studies the association is attenuated after adjustment for other traditional risk factors.51 However, a recent mendelian randomization analysis of data from 654 783 participants including 91 129 cases of CHD demonstrated that triglyceride-lowering variants in the lipoprotein lipase gene and LDL-C–lowering variants in the LDL receptor gene were associated with similarly lower CHD risk when evaluated per 10-mg/dL lower apolipoprotein B level. This suggested that the clinical benefit of both triglycerides and LDL-C lowering might be related to the absolute reduction in apolipoprotein B–containing lipoprotein particles (VLDL and LDL particles, respectively).52
Healthcare Utilization
NHANES data show that from 1999 to 2000 to 2011 to 2012, the use of cholesterol-lowering treatment increased from 8% to 18% among adults, with the use of statins increasing from 7% to 17%.53
Cost
In a 2017 analysis, it was estimated that under the 2013 ACC/AHA guideline on treatment of blood cholesterol, compared with ATP III guidelines, 12.3 million more Americans would be treated with statins over years 2016 to 2025, increasing treatment costs by $13.3 billion.
— Despite the higher screening and treatment costs, the 2013 ACC/AHA guideline was projected to save 43 100 lives and 183 000 QALYs and result in a net cost savings of $3.9 billion.54
In the United States, only 47% of prescriptions for PCSK9 inhibitors were approved between July 2015 and August 2016.55 Approval rates were highest for Medicare (60.9%) and lowest for private third-party payers (24.4%).
Global Burden of Hypercholesterolemia
(See Chart 7-5)
According to the GBD 2017 study of leading risk factors for global mortality, high LDL-C remained the fifth-leading risk factor for mortality in 1990 and 2017. In 2017, high LDL-C accounted for 4.3 million (95% UI, 3.3–5.4 million) deaths and 94.9 million (95% UI, 78.8–112.0 million) DALYs worldwide. From 2007 to 2017, the percent change in total number of deaths was 20.8 (18.2–23.2), and the percent change in age-standardized mortality rate was −10.6 (−11.8 to −9.4).56,57
In 2017, among WHO regions, the mortality rate (per 100 000) attributable to LDL-C was highest in the European region (125.9 [95% UI, 93.4–161.9]) and lowest in the African region (16.1 [95% UI, 12.1–20.5]; driven by very low rates in sub-Saharan Africa). The remainder of the regions had rates clustered between 46.3 and 58.1 per 100 000 (Chart 7-5).
A report on trends in TC in 199 countries and territories indicated that between 1980 and 2008, mean TC levels declined in high-income regions of the world (Australasia, North America, and Western Europe), as well as in Central and Eastern Europe, but increased in East and Southeast Asia and the Pacific.58 Nevertheless, mean TC levels in 2008 were highest in the high-income region of Australasia, North America, and Western Europe (regional mean, 202.6 mg/dL [95% CI, 196.4–208.4 mg/dL] for males and 202.2 mg/dL [95% CI, 194.5–210.0 mg/dL] for females) and lowest in sub-Saharan Africa (157.8 mg/dL [95% CI, 147.7–167.8 mg/dL] for males and 165.1 mg/dL [95% CI, 154.3–176.3 mg/dL] for females).

Chart 7-5. Age-standardized global mortality rates attributable to high low-density lipoprotein cholesterol (LDL-C) per 100 000, both sexes, 2017. Age-standardized mortality rates attributable to high LDL-C are generally higher in Eastern Europe and North (but not sub-Saharan) Africa. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.56 Printed with permission. Copyright © 2018, University of Washington.
| ACC | American College of Cardiology |
| ACS | acute coronary syndrome |
| AHA | American Heart Association |
| apoB | apolipoprotein B |
| ASCVD | atherosclerotic cardiovascular disease |
| ATP III | Adult Treatment Panel III |
| BMI | body mass index |
| CAC | coronary artery calcification |
| CAD | coronary artery disease |
| CASCADE FH | Cascade Screening for Awareness and Detection of FH |
| CHD | coronary heart disease |
| CI | confidence interval |
| CVD | cardiovascular disease |
| CVH | cardiovascular health |
| DALY | disability-adjusted life-year |
| DM | diabetes mellitus |
| FH | familial hypercholesterolemia |
| GBD | Global Burden of Disease |
| GWAS | genome-wide association study |
| HDL | high-density lipoprotein |
| HDL-C | high-density lipoprotein cholesterol |
| HR | hazard ratio |
| LDL | low-density lipoprotein |
| LDL-C | low-density lipoprotein cholesterol |
| MACE | major adverse cardiovascular events |
| MI | myocardial infarction |
| NH | non-Hispanic |
| NHANES | National Health and Nutrition Examination Survey |
| NHLBI | National Heart, Lung, and Blood Institute |
| NNT | number needed to treat |
| OR | odds ratio |
| PCSK9 | proprotein convertase subtilisin/kexin type 9 |
| PESA | Progression of Early Subclinical Atherosclerosis |
| QALY | quality-adjusted life-year |
| RCT | randomized controlled trial |
| REGARDS | Reasons for Geographic and Racial Differences in Stroke |
| RR | relative risk |
| SE | standard error |
| TC | total cholesterol |
| UI | uncertainty interval |
| VLDL | very-low-density lipoprotein |
| WHO | World Health Organization |
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8. High Blood Pressure
ICD-9 401 to 404; ICD-10 I10 to I15. See Tables 8-1 and 8-2 and Charts 8-1 through 8-6
HBP is a major risk factor for CVD and stroke.1 The AHA has identified untreated BP <90th percentile (for children) and <120/<80 mm Hg (for adults ≥20 years of age) as 1 of the 7 components of ideal CVH.2 In 2015 to 2016, 85.2% of children 12 to 19 years of age, 55.1% of adults 20 to 49 years of age, and 19.9% of adults ≥50 years of age met these criteria (Chapter 2, Cardiovascular Health, Charts 2-2 and 2-3).
| Population Group | Prevalence, 2013–2016, Age ≥20 y | Mortality,* 2017, All Ages | Hospital Discharges,† 2016, All Ages | Estimated Cost, 2014–2015 |
|---|---|---|---|---|
| Both sexes | 116 400 000 (46.0%) | 90 098 | 486 000 | $55.9 Billion |
| Males | 58 700 000 (49.0%) | 43 127 (47.9%)‡ | 246 000 | … |
| Females | 57 700 000 (42.8%) | 46 971 (52.1%)‡ | 240 000 | … |
| NH white males | 48.2% | 29 086 | … | … |
| NH white females | 41.3% | 33 396 | … | … |
| NH black males | 58.6% | 8690 | … | … |
| NH black females | 56.0% | 8387 | … | … |
| Hispanic males | 47.4% | 3478 | … | … |
| Hispanic females | 40.8% | 3282 | … | … |
| NH Asian males | 46.4% | 1269§ | … | … |
| NH Asian females | 36.4% | 1538§ | … | … |
| NH American Indian/Alaska Native | … | 568 | … | … |

Chart 8-1. Prevalence of hypertension in US adults ≥20 years of age by sex and age (NHANES, 2013–2016). Hypertension is defined in terms of NHANES blood pressure measurements and health interviews. A person was considered to have hypertension if he or she had systolic blood pressure ≥130 mm Hg or diastolic blood pressure ≥80 mm Hg, if he or she said “yes” to taking antihypertensive medication, or if the person was told on 2 occasions that he or she had hypertension. NHANES indicates National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 2013 to 2016.5
Prevalence
(See Table 8-1 and Charts 8-1 and 8-2)
Although surveillance definitions vary widely in the published literature, including for the CDC and NHLBI, as of the 2017 Hypertension Clinical Practice Guidelines the following definition of HBP has been proposed for surveillance3:
— SBP ≥130 mm Hg or DBP ≥80 mm Hg or self-reported antihypertensive medicine use, or
— Having been told previously, at least twice, by a physician or other health professional that one has HBP.
Other important BP classifications, or phenotypes, assessed via 24-hour ambulatory BP monitoring include:
— Sustained hypertension, defined as elevated clinic BP with elevated 24-hour ambulatory BP
— White-coat hypertension, defined as elevated clinic BP with normal 24-hour ambulatory BP
— Masked hypertension, defined as normal clinic BP with elevated 24-hour ambulatory BP
Using data from the 2011 to 2014 NHANES (N=9623), the prevalence of hypertension among US adults was 45.6% (95% CI, 43.6%–47.6%) using BP thresholds from the the 2017 Hypertension Clinical Practice Guidelines versus 31.9% (95% CI, 30.1%–33.7%) using guideline thresholds from the Seventh Report of the Joint National Committee on Prevention, Detection, Evaluation, and Treatment of High Blood Pressure.4
Using the most recent 2017 definition, the age-adjusted prevalence of hypertension among US adults ≥20 years of age was estimated to be 46.0% in NHANES in 2013 to 2016 (49.0% for males and 42.8% for females).5 This equates to an estimated 116.4 million adults ≥20 years of age who have HBP (58.7 million males and 57.7 million females; Table 8-1).
In NHANES 2013 to 2016,5 the prevalence of HBP was 26.1% among those 20 to 44 years of age, 59.2% among those 45 to 64 years of age, and 78.2% among those ≥65 years of age (unpublished NHLBI tabulation).
In NHANES 2013 to 2016,5 a higher percentage of males than females had hypertension up to 64 years of age. For those ≥65 years of age, the percentage of females with hypertension was higher than for males (unpublished NHLBI tabulation).
The prevalence of HBP in adults ≥20 years of age is presented by both age and sex in Chart 8-1.
Data from the 2017 BRFSS (unpublished NHLBI tabulation) indicate that the age-adjusted percentage of adults ≥18 years of age who had been told that they had HBP ranged from 24.3% in Minnesota to 38.6% in Alabama and West Virginia among US states, and the percentage was highest, at 41.0%, in Puerto Rico. The crude percentage (median) for the total United States was 32.3%.6
Data from NHANES 2013 to 20165 indicate that 35.3% of US adults with hypertension are not aware they have it (unpublished NHLBI tabulation).
The age-adjusted prevalence of hypertension in 1999 to 2004, 2005 to 2010, and 2011 to 2016 is shown in race/ethnicity and sex subgroups in Chart 8-2.
Among 1677 participants in the IDACO cohort database 40 to 79 years of age with clinic-measured SBP ≥140 mm Hg or DBP ≥90 mm Hg and not taking antihypertensive medication, 35.7% (95% CI, 23.5%–56.2%) had white-coat hypertension. Among 3320 participants from the same database with clinic SBP <140 mm Hg and clinic DBP <90 mm Hg and not taking antihypertensive medication, 16.9% (95% CI, 8.8%–30.5%) had masked hypertension.7
A meta-analysis of 20 observational studies and 4 RCTs with a total sample size of 961 035 estimated the prevalence of apparent treatment-resistant hypertension in the observational studies to be 13.7% (95% CI, 11.2%–16.2%).8
In a cohort of 3367 patients with established kidney disease, 40.4% had resistant hypertension, which was defined as having SBP ≥140 mm Hg or DBP ≥90 mm Hg on ≥3 antihypertensive medications or use of ≥4 antihypertensive medications and SBP <140 mm Hg and DBP <90 mm Hg.9
An analysis of the Spanish Ambulatory Blood Pressure Monitoring Registry using 70 997 patients treated for hypertension estimated the prevalence of resistant hypertension (SBP/DBP ≥140/90 mm Hg on at least 3 antihypertensive medications) was 16.9%, whereas the prevalence of white-coat resistant hypertension was 37.1%.10 The prevalence of refractory hypertension (SBP/DBP ≥140/90 mm Hg on ≥5 antihypertensive medications) was 1.4%, whereas the prevalence of white-coat refractory hypertension was 26.7%.10
SPRINT demonstrated that an SBP goal of <120 mm Hg resulted in fewer CVD events and a greater reduction in mortality than an SBP goal of <140 mm Hg among people with SBP ≥130 mm Hg and increased cardiovascular risk.11 Using NHANES 2007 to 2012 data, it was estimated that 7.6% (95% CI, 7.0%–8.3%) of US adults (16.8 million [95% CI, 15.7–17.8 million]) met the SPRINT inclusion and exclusion criteria.12
In a meta-analysis of people ≥16 years of age with HIV (49 studies with data collected from 1996–2014; N=63 554), the prevalence of hypertension was 25.2% (95% CI, 21.2%–29.6%) overall, 34.7% (95% CI, 27.4%–42.8%) among those who had been treated with antiretroviral therapy, and 12.7% (95% CI, 7.4%–20.8%) among those who had not received antiretroviral therapy.13

Chart 8-2. Age-adjusted prevalence trends for hypertension in US adults ≥20 years of age by race/ethnicity, sex, and survey year (NHANES, 1999–2004, 2005–2010, and 2010–2016). Hypertension is defined in terms of NHANES blood pressure measurements and health interviews. A person was considered to have hypertension if he or she had systolic blood pressure ≥130 mm Hg or diastolic blood pressure ≥80 mm Hg, if he or she said “yes” to taking antihypertensive medication, or if the person was told on 2 occasions that he or she had hypertension. NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey. *The category of Mexican Americans was consistently collected in all NHANES years, but the combined category of Hispanics was only used starting in 2007. Consequently, for long-term trend data, the category Mexican American is used. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 1999 to 2016.5
Older Adults
The white-coat effect (clinic minus out-of-clinic BP) is larger at older ages. In IDACO, a pooled analysis of 11 cohorts (n=656 untreated participants with white-coat hypertension and n=653 participants with sustained normotension), the white-coat effect for SBP was 3.8 mm Hg (95% CI, 3.1–4.6 mm Hg) larger for each 10-year increase in age.14
Among 5236 adults in the REGARDS study ≥65 years of age currently taking antihypertensive medications and enrolled in Medicare fee-for-service, having more indicators of frailty (low BMI, cognitive impairment, depressive symptoms, exhaustion, impaired mobility, and history of falls) was associated with an increased risk for serious fall injuries. The HR associated with 1 versus 0 indicators of frailty was 1.18 (95% CI, 0.99–1.40), 2 versus 0 was 1.49 (95% CI, 1.19–1.87), and ≥3 versus 0 was 2.04 (95% CI, 1.56–2.67). In contrast, on-treatment SBP, DBP, and number of antihypertensive medications were not statistically significantly associated with risk for serious fall injuries.15
Children and Adolescents
In NHANES 2011 to 2012, 11.0% (95% CI, 8.8%–13.4%) of children and adolescents 8 to 17 years of age had either HBP (SBP or DBP at the 95th percentile or higher) or borderline HBP (SBP or DBP between the 90th and 95th percentile or BP levels of 120/80 mm Hg or higher but <95th percentile).16
In NHANES 2011 to 2012, HBP was more common among boys (1.8%) than girls (1.4%) and among Hispanics (2.4%) than among NH blacks (1.9%), NH whites (1.1%), and NH Asians (1.7%). Having either HBP or borderline HBP was more common among boys (15.4%) than girls (6.8%). Also, NH blacks (15.3%) were more likely to have either HBP or borderline HBP than Hispanic (11.5%), NH white (9.4%), or NH Asian (8.5%) boys or girls.16
In 2003 to 2010, for girls 8 to 11 years of age, 3.5% had poor BP (SBP or DBP >95th percentile), 5.0% had intermediate BP (SBP ≥120 mm Hg or 90th–95th percentile or DBP ≥80 mm Hg or 90th–95th percentile), and 91.5% had ideal BP levels (SBP and DBP, 90th percentile) according to the AHA 2020 Strategic Impact Goals. For boys 8 to 11 years of age, 2.8% had poor BP, 4.8% had intermediate BP, and 92.5% had ideal BP according to Life’s Simple 7.17
In NHANES 1999 to 2012, the prevalence of HBP was 9.9% among severely obese US adolescents (BMI ≥120% of 95th percentile of sex-specific BMI for age or BMI ≥35 kg/m2). The OR for HBP was 5.3 (95% CI, 3.8–7.3) when comparing severely obese versus normal-weight adolescents.18
In a retrospective study of 500 children screened for potential hypertension with ambulatory BP monitoring at a single pediatric nephrology unit in Italy, 12% had white-coat hypertension and 10% had masked hypertension.19
Among 30 565 children and adolescents (3–17 years of age) receiving health care between 2012 and 2015, 51.2% of those with a first BP reading ≥95th percentile for age, sex, and height and who had a repeated BP measurement during the same visit had a mean BP based on 2 consecutive readings that was <95th percentile. Of those with a visit BP ≥95th percentile, 67.8% did not have a follow-up visit within 3 months, and only 2.3% of those individuals with a follow-up visit had a BP ≥95th percentile at this visit.20
Race/Ethnicity
Table 8-1 includes statistics on prevalence of HBP, mortality from HBP, hospital discharges for HBP, and cost of HBP for different race, ethnicity, and sex groups.
The prevalence of hypertension in blacks in the United States is among the highest in the world. Using NHANES 2011 to 2016 data,5 the age-adjusted prevalence of hypertension among NH blacks was 57.6% among males and 53.2% among females (Chart 8-2).
In an analysis of NHANES participants 22 to 79 years of age from 2003 to 2014, foreign-born NH blacks (n=522) had lower adjusted odds of having hypertension than US-born NH blacks (n=4511; OR, 0.61 [95% CI, 0.49–0.77]).21
Data from the 2014 NHIS showed that black adults ≥18 years of age were more likely (33.0%) to have been told on ≥2 occasions that they had hypertension than American Indian/Alaska Native adults (26.4%), white adults (23.5%), Hispanic or Latino adults (22.9%), or Asian adults (19.5%).22
Among >4 million adults who were overweight or obese in 10 healthcare systems and had continuous insurance coverage or had at least 1 primary care encounter from 2012 to 2013, the prevalence of hypertension was 47.3% among blacks, 39.6% among whites, 38.6% among Native Hawaiians/Pacific Islanders, 38.3% among American Indians/Native Americans, 34.8% among Asians, and 27.7% among Hispanics. Within categories defined by BMI and after adjustment for age, sex, and healthcare system, each racial/ethnic group except Hispanics was more likely to have hypertension than whites.23
Among 441 blacks in the JHS not taking antihypertensive medication, the prevalence of clinic hypertension (mean SBP ≥140 mm Hg or mean DBP ≥90 mm Hg) was 14.3%, the prevalence of daytime hypertension (mean daytime SBP ≥135 mm Hg or mean daytime DBP ≥85 mm Hg) was 31.8%, and the prevalence of nighttime hypertension (mean nighttime SBP ≥120 mm Hg or mean nighttime DBP ≥70 mm Hg) was 49.4%. Among 575 blacks taking antihypertensive medication, the prevalence estimates were 23.1% for clinic hypertension, 43.0% for daytime hypertension, and 61.7% for nighttime hypertension.24
Incidence
Among 3890 adults 18 to 30 years of age participating in the CARDIA study who were free of hypertension at baseline, the incidence of hypertension (SBP ≥130 mm Hg, DBP ≥80 mm Hg, or self-reported antihypertensive medication use) by 55 years of age was 75.7% in black females, 75.5% in black males, 54.5% in white males, and 40.0% in white females.25
Lifetime Risk and Cumulative Incidence
Data from 13 160 participants in cohorts in the Cardiovascular Lifetime Risk Pooling Project (ie, the Framingham Offspring Study, CARDIA, and ARIC) found that the lifetime risk of hypertension from 20 to 85 years of age using the 2017 Hypertension Clinical Practice Guidelines was 86.1% (95% CI, 84.1%–88.1%) for black males, 85.7% (95% CI, 84.0%–87.5%) for black females, 83.8% (95% CI, 82.5%–85.0%) for white males, and 69.3% (95% CI, 67.8%–70.7%) for white females.26
Among 32 887 participants of the Kailuan study in Tangshan City, Hebei Province, China, with prehypertension (SBP 120–239 mm Hg or DBP 80–89 mm Hg and not taking antihypertensive medications) who were 18 to 98 years of age in 2006 to 2007 and were followed up until 2012 to 2013, the cumulative incidence of hypertension (SBP ≥140 mm Hg, DBP ≥90 mm Hg, or taking antihypertensive medications) varied according to the number of ideal CVH factors. The cumulative incidence of hypertension was 78.6% for those with 0 or 1 ideal factors, 71.1% for those with 2 ideal factors, 63.2% for those with 3 ideal factors, 56.1% for those with 4 ideal factors, and 61.6% for those with ≥5 ideal factors.27
In the Aerobics Center Longitudinal Study, a longitudinal study of the age-related trajectories of BP among males 20 to 90 years of age without hypertension, CVD, or cancer conducted from 1970 to 2006 at the Cooper Clinic in Dallas, TX, the mean SBP increased 0.30 mm Hg (95% CI, 0.29–0.31 mm Hg) per year. The mean increase in SBP per year was dependent on percentile of physical fitness, measured by age-specific treadmill time, with higher physical fitness associated with lower mean increases in SBP per year.28
Secular Trends
In NHANES, the prevalence of prehypertension decreased in all age groups for US adults between 1999 to 2000 and 2013 to 2014, with the largest decline occurring among those 18 to 39 years of age (from 32.2% in 1999–2000 to 23.4% in 2013–2014).29
Among US children and adolescents between 1999 to 2000 and 2011 to 2012, there was no evidence of a change in the prevalence of borderline HBP (from 7.6% [95% CI, 5.8%–9.8%] to 9.4% [95% CI, 7.2%–11.9%]; P=0.90) or either HBP or borderline HBP (from 10.6% [95% CI, 8.4%–13.1%] to 11.0% [95% CI, 8.8%–13.4%]; P=0.26).16 In this age group, HBP declined from 3.0% (95% CI, 2.0%–4.3%) to 1.6% (95% CI, 1.0%–2.4%; P=0.003).16
Analysis of data for children and adolescents 8 to 17 years of age (n=14 720) from NHANES 1999 to 2002 through NHANES 2009 to 2012 found that mean SBP decreased from 105.6 to 104.9 mm Hg, and DBP decreased from 60.3 to 56.1 mm Hg.30
In NHANES, among normal-weight and overweight/obese US adolescents (12–19 years of age), there was no statistically significant evidence that mean SBP and DBP changed between 1988 to 1994 and 2007 to 2012. Among normal-weight adolescents, the unadjusted prevalence of pre-HBP was 11.4% (95% CI, 9.6%–13.6%) and the prevalence of HBP was 0.9% (95% CI, 0.5%–1.5%) in 1988 to 1994; the prevalence of pre-HBP was 11.1% (95% CI, 9.3%–13.1%) and that of HBP was 1.4% (95% CI, 0.9%–2.1%) in 2007 to 2012. Among overweight/obese adolescents, the unadjusted prevalence of pre-HBP was 15.5% (95% CI, 11.1%–22.3%) and that of HBP was 6.4% (95% CI, 3.6%–11.0%) in 1988 to 1994; the unadjusted prevalence of pre-HBP was 21.4% (95% CI, 18.2%–25.0%) and that of HBP was 3.4% (95% CI, 2.3%–4.9%) in 2007 to 2012.31
In a systematic review of studies evaluating secular trends in BP among children and adolescents (N=18 studies with >2 million participants), BP decreased between 1963 and 2012 in 13 studies, increased in 4 studies, and did not change in 1 study conducted.32 No formal pooling of data was conducted.
Risk Factors
Among 60 027 participants in the Norwegian Mother and Child Cohort Study who were normotensive before pregnancy, the PAF for pharmacologically treated hypertension within 10 years postpartum was 28.6% (95% CI, 25.5%–30.3%) for complications of pregnancy (preeclampsia/eclampsia, gestational hypertension, preterm delivery, and pregestational or gestational DM).33
In a cohort of 58 671 parous females participating in the Nurses’ Health Study II without CVD or hypertension at baseline, gestational hypertension and preeclampsia during first pregnancy were associated with a higher rate of self-reported physician-diagnosed chronic hypertension over a 25- to 32-year follow-up (HR, 2.8 [95% CI, 2.6–3.0] for gestational hypertension and HR, 2.2 [95% CI, 2.1–2.3] for preeclampsia).34
Among 6897 black and white participants in the REGARDS cohort who were free from hypertension (SBP ≥140 mm Hg, DBP ≥90 mm Hg) at baseline, the Southern dietary pattern accounted for 51.6% (95% CI, 18.8%–84.4%) of the excess risk of incident hypertension in black males compared with white males and 29.2% (95% CI, 13.4%–44.9%) of the risk in black females compared with white females.35
In NHANES 2013 to 2014, among 766 participants, each additional 1000 mg of usual 24-hour sodium excretion (a marker of sodium consumption) was associated with 4.58 mm Hg (95% CI, 2.64–6.51 mm Hg) higher SBP and 2.25 mm Hg (95% CI, 0.83–3.67 mm Hg) higher DBP. Each additional 1000 mg of potassium excretion was associated with 3.72 mm Hg (95% CI, 1.42–6.01 mm Hg) lower SBP.36
In a meta-analysis of 240 508 individuals enrolled in 6 prospective cohorts, participants with SSB consumption in the highest versus lowest quantile had a risk ratio for hypertension of 1.12 (95% CI, 1.06–1.17).37 This equated to an 8.2% increased risk for hypertension for each additional SSB consumed per day.
In a meta-analysis of 5 studies, each additional 250 mL of SSBs per day was associated with an RR for incident hypertension of 1.07 (95% CI, 1.04–1.10).38
In the JHS, intermediate and ideal versus poor levels of moderate to vigorous PA were associated with HRs of hypertension of 0.84 (95% CI, 0.67–1.05) and 0.76 (95% CI, 0.58–0.99), respectively.39
In a meta-analysis of 24 cohort studies (N=330 222), each 10 additional MET h/wk in leisure-time PA was associated with reduced risk for hypertension (RR, 0.94 [95% CI, 0.92–0.96]). In 5 cohort studies, each additional 50 MET h/wk in total PA time was associated with an RR for hypertension of 0.93 (95% CI, 0.88–0.98).40
In a meta-analysis of 9 population-based studies (N=102 408), the OR for having hypertension among participants with versus without restless leg syndrome was 1.36 (95% CI, 1.18–1.57).41
In the HCHS/SOL Sueño Sleep Ancillary Study of Hispanics (N=2148), a 10% higher sleep fragmentation and frequent napping versus not napping were associated with a 5.2% and 11.6% higher prevalence of hypertension, respectively. A 10% higher sleep efficiency was associated with a 7.2% lower prevalence of hypertension.42
In the JHS ancillary sleep study conducted from 2012 to 2016 among 913 participants, those with moderate or severe OSA had a 2-fold higher odds (95% CI, 1.14–3.67) of resistant hypertension than participants without sleep apnea.43
Among 1741 participants in the JHS with hypertension, 20.1% of those without versus 30.5% of those with CKD developed apparent treatment-resistant hypertension (multivariable-adjusted HR, 1.45 [95% CI, 1.12–1.86]).44
Social Determinants
In a meta-analysis of 51 studies, lower SES measured by income, occupation, or education was linked to increased risk of hypertension. Findings were particularly pronounced for education, with a 2-fold higher odds of hypertension (95% CI, 1.55–2.63) observed in lower- compared with higher-educated individuals. Associations were stronger among females and in higher-income countries.45
Recent data from 2280 black participants of the CARDIA study found that moving from highly segregated census tracts to low-segregation tracts, without returning to a high-segregation tract over a 25-year follow-up, was associated with a 5.71 mm Hg–lower mean SBP (95% CI, 3.5–8.0 mm Hg), even after adjustment for poverty and other relevant risk factors.46
Self-reported experiences of discrimination and unfair treatment have also been linked to hypertension and BP. In a meta-analysis of 44 studies (N=32 651), higher reports of discrimination were linked to a greater prevalence of hypertension (Fisher Z, 0.048 [95% CI, 0.013–0.087]), particularly among blacks (compared with other racial/ethnic groups), participants of older ages, males, and individuals with a lower versus higher level of education. Associations between reports of discrimination and BP were most striking for ambulatory nighttime BP; effect sizes for overall associations between self-reported experiences of discrimination and resting SBP or DBP were not significant.47
At least 1 study has found that social integration, defined as the number of social contacts of an individual, may be an important factor to consider in treatment-resistant hypertension. In the JHS, a study of blacks, each additional social contact was associated with a 13% lower prevalence (95% CI, 0.74–1.00) of treatment-resistant hypertension in multivariable adjusted models.48
In a subsample of 528 females and males 45 to 84 years of age who did not have hypertension at baseline from the Chicago, IL, MESA field center, higher levels of self-reported neighborhood safety were associated with lower levels of SBP (1.54 mm Hg per 1-SD increase [95% CI, 0.25–2.83]) in both sexes and lower levels of DBP (1.24 mm Hg [95% CI, 0.37–2.12]) among females only.49
Risk Prediction
A systematic review identified 48 hypertension risk prediction models reported in 26 studies (N=162 358 enrolled participants). The C statistics from these models ranged from 0.60 to 0.90, with a pooled C statistic of 0.77 (95% CI, 0.74–0.79).50
Using a total study sample of ≈1.5 million individuals in the Health Information Exchange data set of Maine, which covers ≈95% of Maine residents, the additive regression tree model software XGBoost achieved an AUC of 0.87 for predicting incident hypertension cases in 2015, having been trained on data from 2013 and 2014.51 This AUC is likely optimistic, given the high probability that the same person could be present in both the training and validation data sets.
Borderline Risk Factors/Subclinical/Unrecognized Disease
Using data from NHANES 2011 to 2014, among US adults not taking antihypertensive medication, the prevalence of elevated BP (SBP 120–129 mm Hg, DBP <80 mm Hg) was 12.1% (95% CI, 11.0%–13.3%).4
Among 17 747 participants in NHANES 2007 to 2012 who were 8 to 80 years of age, the yearly net transition probabilities for ideal BP (<90th percentile by age and sex for individuals 8–19 years of age; SBP <120 mm Hg and DBP <80 mm Hg for individuals 20–80 years of age) to prehypertension (90th–95th percentile or SBP ≥120 mm Hg or DBP ≥80 mm Hg for individuals 8–19 years of age; SBP 120–129 mm Hg or DBP 80–89 mm Hg for individuals 20–80 years of age) among African American and white American males were highest from 30 years of age to 40 years of age, and highest after 40 years of age among Mexican American males. Yearly net transition probabilities for ideal BP to prehypertension among females increased monotonically from 8 to 80 years of age.52
Genetics/Family History
Genetic studies have been conducted to identify the genetic architecture of hypertension. Several large-scale GWASs, whole-exome, and whole-genome sequencing studies, with interrogation of common and rare variants in >300 000 individuals, have established >100 well-replicated hypertension loci, with several hundred additional suggestive loci.53–60
GRS for hypertension are also associated with increased risk of CVD and MI.53
Given strong effects of environmental factors on hypertension, gene-environment interactions are important in the pathophysiology of hypertension. Large-scale gene-environment interaction studies have not yet been conducted; however, studies of several thousand people have to date revealed several loci of interest that interact with smoking61,62 and sodium.63
The clinical implications and utility of hypertension genes remain unclear, although some genetic variants have been shown to influence response to antihypertensive agents.64
Prevention
In NHANES 2011 to 2014 (N=10 958), US NH blacks (13.2%) were more likely than NH Asians (11.0%), NH whites (8.6%), or Hispanics (7.4%) to use home BP monitoring on a weekly basis.65
Among 6328 participants in the International Childhood Cardiovascular Cohort Consortium, which included 4 cohort studies conducted from as early as 1970 with follow-up as late as 2007, the RR for adult-onset incident hypertension (SBP ≥140 mm Hg, DBP ≥90 mm Hg, or antihypertensive medication use) ranged from 1.5 to 2.3 among the 4 studies for participants who were overweight or obese in childhood compared with participants who were normal weight in childhood. The pooled RR was 1.8 (95% CI, 1.5–2.1).66
Awareness, Treatment, and Control
(See Table 8-2 and Charts 8-3 through 8-5)
Using NHANES 2013 to 2016 data,5 the extent of awareness, treatment, and control of HBP is provided by race/ethnicity in Chart 8-3, by age in Chart 8-4, and by race/ethnicity and sex in Chart 8-5. Awareness, treatment, and control of hypertension were higher at older ages (Chart 8-4). Overall, females were more likely than males in all race/ethnicity groups to be aware of their condition, under treatment, or in control of their hypertension (Chart 8-5).
Analysis of NHANES 1999 to 2004, 2005 to 2010, and 2011 to 20165 found the proportion of adults aware of their hypertension increased within each race/ethnicity and sex subgroup. Similarly, large increases in hypertension treatment and control (≈10%) occurred in each of these groups (Table 8-2).
According to NHANES data on 22 911 adults with hypertension in 1999 to 2000 (SBP ≥130 mm Hg, DBP ≥80 mm Hg, or self-reported antihypertensive medication use), the prevalence of hypertension control among males increased from 8.6% to 20.5% in 2015 to 2016, and it increased among females from 10.8% to 23.8%.67
In a multinational study of 63 014 adults at least 50 years of age from high-, middle-, and low-income countries, 55.6% of participants were aware of their diagnosis of hypertension, 44.1% were treated, and 17.1% had controlled BP. Awareness and control were less common in upper-middle-income countries, whereas treatment was lowest in low-income countries.68
In a cohort study of Korean patients from 2009 to 2013 with health insurance claims for hypertension (N=38 520), those with poor adherence to antihypertensive medication (defined as <50% of days of follow-up covered by a medication prescription fill) had an adjusted risk ratio for stroke of 1.27 (95% CI, 1.17–1.38) compared with those with high adherence (>80% of days covered by prescription fill).69
According to national prescription data in Denmark, the use of antihypertensive medications increased from 184 to 379 defined daily doses per 1000 inhabitants per day. Over this time period, increases were present for ACE inhibitors (from 29 to 105 defined daily doses), angiotensin II receptor blockers (from 13 to 73 defined daily doses), β-blockers (from 17 to 34 defined daily doses), and calcium channel blockers (from 34 to 82 defined daily doses).70
Among 3358 blacks taking antihypertensive medication in the JHS, 25.4% of participants reported not taking ≥1 of their prescribed antihypertensive medications within the 24 hours before their baseline study visit in 2000 to 2004. This percentage was 28.7% at examination 2 (2005–2008) and 28.5% at examination 3 (2009–2012). Nonadherence was associated with higher likelihood of having SBP ≥140 mm Hg or DBP ≥90 mm Hg (prevalence ratio, 1.26 [95% CI, 1.16–1.37]).71
In an analysis of 1590 healthcare providers who completed the DocStyles survey, a web-based survey of healthcare providers, 86.3% reported using a prescribing strategy to increase their patients’ adherence to antihypertensive medications. The most common strategies were prescribing once-daily regimens (69.4%), prescribing medications covered by the patient’s insurance (61.8%), and using longer fills (59.9%).72
In HCHS/SOL, the prevalence of awareness, treatment, and control of hypertension among males was lowest in those of Central American background (57%, 39%, and 12%, respectively) and highest among those of Cuban background (78%, 65%, and 40%, respectively). Among females, those of South American background had the lowest prevalence of awareness (72%) and treatment (64%), whereas hypertension control was lowest among females of Central American background (32%). Only Hispanic females reporting mixed/other background had a hypertension control rate that exceeded 50%.73
| Awareness, % | Treatment, % | Control, % | |||||||
|---|---|---|---|---|---|---|---|---|---|
| 1999–2004 | 2005–2010 | 2011–2016 | 1999–2004 | 2005–2010 | 2011–2016 | 1999–2004 | 2005–2010 | 2011–2016 | |
| Overall | 51.8 | 60.2 | 63.7 | 40.3 | 50.7 | 52.8 | 14.1 | 22.4 | 24.6 |
| NH white males | 46.7 | 55.8 | 61.2 | 35.0 | 45.7 | 48.9 | 13.3 | 20.4 | 24.8 |
| NH white females | 58.7 | 65.5 | 68.9 | 47.4 | 57.8 | 60.6 | 16.8 | 26.0 | 28.6 |
| NH black males | 47.6 | 59.1 | 62.3 | 35.5 | 46.5 | 48.4 | 11.2 | 18.0 | 17.2 |
| NH black females | 67.6 | 74.5 | 74.7 | 55.5 | 65.9 | 64.6 | 19.0 | 28.7 | 26.4 |
| Mexican American males* | 30.8 | 37.8 | 43.8 | 18.5 | 27.1 | 30.3 | 6.5 | 11.7 | 11.6 |
| Mexican American females* | 51.6 | 56.7 | 66.2 | 39.0 | 47.2 | 53.2 | 11.7 | 20.0 | 27.0 |

Chart 8-3. Extent of awareness, treatment, and control of HBP by race/ethnicity, United States (NHANES, 2013–2016). Hypertension is defined in terms of NHANES blood pressure measurements and health interviews. A person was considered to have hypertension if he or she had systolic blood pressure ≥130 mm Hg or diastolic blood pressure ≥80 mm Hg, if he or she said “yes” to taking antihypertensive medication, or if the person was told on 2 occasions that he or she had hypertension. NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES 2013 to 2016.5

Chart 8-4. Extent of awareness, treatment, and control of HBP by age, United States (NHANES, 2013–2016). Hypertension is defined in terms of NHANES blood pressure measurements and health interviews. A person was considered to have hypertension if he or she had systolic blood pressure ≥130 mm Hg or diastolic blood pressure ≥80 mm Hg, if he or she said “yes” to taking antihypertensive medication, or if the person was told on 2 occasions that he or she had hypertension. NHANES indicates National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES 2013 to 2016.5

Chart 8-5. Extent of awareness, treatment, and control of high blood pressure by race/ethnicity and sex, United States (NHANES, 2013–2016). Hypertension is defined in terms of NHANES blood pressure measurements and health interviews. A person was considered to have hypertension if he or she had systolic blood pressure ≥130 mm Hg or diastolic blood pressure ≥80 mm Hg, if he or she said “yes” to taking antihypertensive medication, or if the person was told on 2 occasions that he or she had hypertension. NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 2013 to 2016.5
Mortality
(See Table 8-1)
Using data from the NVSS, in 2017,74 there were 90 098 deaths primarily attributable to HBP (Table 8-1). The 2017 age-adjusted death rate primarily attributable to HBP was 23.0 per 100 000. Age-adjusted death rates attributable to HBP (per 100 000) in 2017 were 23.0 for NH white males, 54.1 for NH black males, 21.8 for Hispanic males, 16.4 for NH Asian/Pacific Islander males, 30.1 for NH American Indian/Alaska Native males, 18.6 for NH white females, 37.8 for NH black females, 16.9 for Hispanic females, 14.7 for NH Asian/Pacific Islander females, and 19.7 for NH American Indian/Alaska Native females (unpublished NHLBI tabulation using CDC WONDER75).
From 2007 to 2017, the death rate attributable to HBP increased 25.7%, and the actual number of deaths attributable to HBP rose 56.1%. During this 10-year period, in NH whites, the HBP age-adjusted death rate increased 34.0%, whereas the actual number of deaths attributable to HBP increased 54.9%. In NH blacks, the HBP death rate increased 1.8%, whereas the actual number of deaths attributable to HBP increased 37.3%. In Hispanics, the HBP death rate increased 17.7%, and the actual number of deaths attributable to HBP increased 105.0% (unpublished NHLBI tabulation using CDC WONDER75).
When any mention of HBP was present, the overall age-adjusted death rate in 2017 was 120.6 per 100 000. Death rates were 132.9 for NH white males, 224.9 for NH black males, 91.3 for NH Asian or Pacific Islander males, 167.3 for NH American Indian or Alaska Native males (underestimated because of underreporting), and 120.8 for Hispanic males. In females, rates were 99.8 for NH white females, 155.3 for NH black females, 69.5 for NH Asian or Pacific Islander females, 114.8 for NH American Indian or Alaska Native females (underestimated because of underreporting), and 88.6 for Hispanic females (unpublished NHLBI tabulation using CDC WONDER75).
The elimination of hypertension could reduce CVD mortality by 30.4% among males and 38.0% among females.76 The elimination of hypertension is projected to have a larger impact on CVD mortality than the elimination of all other risk factors among females and all except smoking among males.76
Among US adults meeting the eligibility criteria for SPRINT, SBP treatment to a treatment goal of <120 mm Hg versus <140 mm Hg has been projected to prevent ≈107 500 deaths per year (95% CI, 93 300–121 200).77
In a cohort of 63 910 adult participants in the Spanish Ambulatory Blood Pressure Registry conducted from 2004 to 2014, masked hypertension had the largest HR for all-cause mortality versus sustained normotension (2.83 [95% CI, 2.12–3.79]), compared with 1.80 (95% CI, 1.41–2.31) for sustained hypertension and 1.79 (95% CI, 1.38–2.32) for white-coat hypertension.78
Complications
In a meta-analysis that included 95 772 US females and 30 555 US males, each 10-mm Hg higher SBP was associated with an effect size (eg, RR or HR) for CVD of 1.25 (95% CI, 1.18–1.32) among females and 1.15 (95% CI, 1.11–1.19) among males. Among 65 806 females and 92 515 males in this meta-analysis, the RR for CVD mortality associated with 10-mm Hg higher SBP was 1.16 (95% CI, 1.10–1.23) among females and 1.17 (95% CI, 1.12–1.22) among males.79
In a study of >1 million adults with hypertension, the lifetime risk of CVD at 30 years of age was 63.3% compared with 46.1% for those without hypertension. Those with hypertension developed CVD 5.0 years earlier than their counterparts without hypertension.80 The largest lifetime risk differences between people with versus without hypertension were for angina, MI, and stroke. At 60 years of age, the lifetime risk for CVD was 60.2% for those with hypertension and 44.6% for their counterparts without hypertension.
In a sample of 4851 adults 18 to 30 years of age at baseline from the CARDIA cohort, for those who developed hypertension before 40 years of age, incident CVD rates were 3.15 (95% CI, 2.47–4.02) for those with stage 1 hypertension (untreated SBP 130–139 mm Hg or DBP 80–89 mm Hg) per 1000 person-years and 8.04 (95% CI, 6.45–10.03) for those with stage 2 hypertension (≥140/90 mm Hg or taking antihypertensive medication) per 1000 person-years over the median follow-up of ≈19 years.81
In a cohort of older US adults, both isolated systolic hypertension and systolic-diastolic hypertension were associated with an increased risk for HF (multivariable-adjusted HR, 1.86 [95% CI, 1.51–2.30] and HR, 1.73 [95% CI, 1.24–2.42], respectively) compared with participants without hypertension.82
In a meta-analysis of 12 prospective studies (N=2 170 265), participants with a history of hypertension were more likely to develop kidney cancer (RR, 1.67 [95% CI, 1.46–1.90]).83
Among 17 312 participants with hypertension, nondipping BP was associated with an HR for CVD of 1.40 (95% CI, 1.20–1.63).84
In the JHS, a cohort composed exclusively of blacks, masked hypertension was associated with an HR for CVD of 2.49 (95% CI, 1.26–4.93).85
A meta-analysis (23 cohorts with 20 445 participants) showed that white- coat hypertension is associated with an increased risk for CVD among untreated individuals (adjusted HR, 1.38 [95% CI, 1.15–1.65]) but not among treated individuals (HR, 1.16 [95% CI, 0.91–1.49]).86
Among adults with established CKD, apparent treatment-resistant hypertension has been associated with increased risk for CVD (HR, 1.38 [95% CI, 1.22–1.56]), renal outcomes including a 50% decline in eGFR or ESRD (HR, 1.28 [95% CI, 1.11–1.46]), HF (HR, 1.66 [95% CI, 1.38–2.00]), and all-cause mortality (HR, 1.24 [95% CI, 1.06–1.45]).9
In an international case-control study (n=13 447 cases of stroke and n=13 472 control subjects), a previous history of hypertension or SBP/DBP ≥140/90 mm Hg was associated with an OR for stroke of 2.98 (95% CI, 2.72–3.28). The PAR for stroke accounted for by hypertension was 47.9%.87
Among adults 45 years of age without HF, HF-free survival was shorter among those with versus without hypertension, respectively, in males (30.4 versus 34.3 years), females (33.5 versus 37.6 years), blacks (33.2 versus 37.3 years), and whites (31.9 versus 36.3 years).88
In prospective follow-up of the REGARDS, MESA, and JHS cohorts (N=31 856), 63.0% (95% CI, 54.9%–71.1%) of the 2584 incident CVD events occurred in participants with SBP <140 and DBP <90 mm Hg.89
Over a median follow-up of 18.8 years in 4851 adults from the CARDIA cohort, among those who developed hypertension before 40 years of age, incident CVD rates were 2.74 (95% CI, 1.78–4.20) for those with elevated BP or prehypertension (untreated SBP 130–139 mm Hg or DBP 80–89 mm Hg) per 1000 person-years compared with 1.37 (95% CI, 1.07–1.75), 2.74 (95% CI, 1.78–4.20) among those who retained normal BP through 40 years of age.81
Higher SBP explains ≈50% of the excess stroke risk among blacks compared with whites.90
Healthcare Utilization: Hospital Discharges/Ambulatory Care Visits
(See Table 8-1)
Beginning in 2016, a code for hypertensive crisis (ICD-10-CM I16) was added to the HCUP inpatient database. For 2016, hypertensive crisis is included in the total number of inpatient hospital stays for HBP. From 2006 to 2016, the number of inpatient discharges from short-stay hospitals with HBP as the principal diagnosis was 292 000 and 486 000, respectively. The number of discharges with any listing of HBP increased from 13 851 000 to 16 676 000 (Table 8-1).
In 2016, there were 63 000 principal diagnosis discharges for essential hypertension (HCUP,91 unpublished NHLBI tabulation).
In 2016, there were 11 612 000 all-listed discharges for essential hypertension (HCUP,91 unpublished NHLBI tabulation).
In 2016, 32 779 000 of 883 725 000 physician office visits had a primary diagnosis of essential hypertension (ICD-9-CM 401; NAMCS,92 unpublished NHLBI tabulation). A total of 1 016 000 of 145 591 000 ED visits in 2016 and 3 743 000 of 125 721 000 hospital outpatient visits in 2011 were for essential hypertension (NHAMCS,93 unpublished NHLBI tabulation).
Among REGARDS study participants ≥65 years of age with hypertension, compared with those without apparent treatment-resistant hypertension, participants with apparent treatment-resistant hypertension and uncontrolled BP had more primary care visits (2.77 versus 2.27 per year) and more cardiologist visits (0.50 versus 0.35 per year). In this same study, there were no statistically significant differences in laboratory testing for end-organ damage or secondary causes of hypertension among participants with apparent treatment-resistant hypertension and uncontrolled BP (72.4%), apparent treatment-resistant hypertension and controlled BP (76.5%), or hypertension but no apparent treatment-resistant hypertension (71.8%).94
Cost
(See Table 8-1)
The estimated direct and indirect cost of HBP for 2014 to 2015 (annual average) was $55.9 billion (Table 8-1).
From 2003 to 2014, the annual mean additional medical cost for a person with hypertension was $1920 compared with a person without hypertension, according to data from MEPS.95
Using data from MEPS for 2011 to 2014, among individuals with a diagnosis code for hypertension who were ≥18 years of age (N=26 049), the mean annual costs of hypertension ranged from $3914 (95% CI, $3456–$4372) for those with no comorbidities to $13 920 (95% CI, $13 166–$14 674) for those with ≥3 comorbidities.96
Adjusted to 2012 US dollars, the monetary savings and QALYs gained with lifetime treatment were $7387 and 1.14 for white males, $7796 and 0.89 for white females, $8400 and 1.66 for black males, and $10 249 and 1.79 for black females, respectively.97
Projections show that by 2035, the total direct costs of HBP could increase to an estimated $220.9 billion (based on methodology described in Heidenreich et al98).99
According to IMS Health’s National Prescription Audit, the number of prescriptions for antihypertensive medication increased from 614 million to 653 million between 2010 and 2014. The 653 million antihypertensive prescriptions filled in 2014 cost $28.81 billion.100
Global Burden
(See Chart 8-6)
In 2010, HBP was 1 of the 5 leading risk factors for the burden of disease (years of life lost and DALYs) in all regions with the exception of Western sub-Saharan Africa.101
In a meta-analysis of population-studies conducted in Africa, the prevalence of hypertension was 55.2% among adults ≥55 years of age.102
In a systematic review, a higher percentage of hypertension guidelines developed in high-income countries used high-quality systematic reviews of relevant evidence than did those developed in low- and middle-income countries (63.5% versus 10%).103
On the basis of data from 135 population-based studies (N=968 419 adults from 90 countries), it was estimated that 31.1% (95% CI, 30.0%–32.2%) of the world adult population had hypertension in 2010. The prevalence was 28.5% (95% CI, 27.3%–29.7%) in high-income countries and 31.5% (95% CI, 30.2%–32.9%) in low-middle-income countries. It was also estimated that 1.39 billion adults worldwide had hypertension in 2010 (349 million in high-income countries and 1.04 billion in low- and middle-income countries).104
The GBD 2017 Study used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories. Age-standardized mortality rates attributable to high SBP are generally lower in high-income countries (Chart 8-6).105
In 2015, the prevalence of SBP ≥140 mm Hg was estimated to be 20 526 per 100 000. This represents an increase from 17 307 per 100 000 in 1990.106 Also, the prevalence of SBP 110 to 115 mm Hg or higher increased from 73 119 per 100 000 to 81 373 per 100 000 between 1990 and 2015. There were 3.47 billion adults worldwide with SBP of 110 to 115 mm Hg or higher in 2015. Of this group, 874 million had SBP ≥140 mm Hg.106
It has been estimated that 7.834 million deaths and 143.037 million DALYs in 2015 could be attributed to SBP ≥140 mm Hg.106 In addition, 10.7 million deaths and 211 million DALYs in 2015 could be attributed to SBP of 110 to 115 mm Hg or higher.106
Between 1990 and 2015, the number of deaths related to SBP ≥140 mm Hg did not increase in high-income countries (from 2.197 to 1.956 million deaths) but did increase in high-middle-income (from 1.288 to 2.176 million deaths), middle-income (from 1.044 to 2.253 million deaths), low-middle-income (from 0.512 to 1.151 million deaths), and low-income (from 0.146 to 0.293 million deaths) countries.106
Among ≈1.7 million participants from the Chinese mainland 35 to 75 years of age from 2014 to 2017, the age- and sex-standardized prevalence of hypertension was 37.2%.107
In a meta-analysis of 25 studies (N=54 196 participants 2–19 years of age) conducted in Africa, the pooled prevalence of SBP or DBP ≥95th percentile was 5.5% and the pooled prevalence of SBP or DBP ≥90th percentile was 12.7%. The prevalence of SBP/DBP ≥95th percentile was 30.8% among children with obesity versus 5.5% among normal-weight children.108
Among 12 971 Turkish adults who completed the Chronic Diseases and Risk Factors Survey, a nationwide study, the age-adjusted prevalence of hypertension in 2011 was 27.1%; 65% of participants were aware they had hypertension, 59% were treated, and 30% had SBP/DBP <140/90 mm Hg.109

Chart 8-6. Age-standardized global mortality rates attributable to high systolic blood pressure (SBP) per 100 000, both sexes, 2017. Age-standardized mortality rates attributable to high SBP are generally lower in high-income countries. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.105 Printed with permission. Copyright © 2018, University of Washington.
| ACC | American College of Cardiology |
| ACE | angiotensin-converting enzyme |
| AHA | American Heart Association |
| ARIC | Atherosclerosis Risk in Communities |
| AUC | area under the curve |
| BMI | body mass index |
| BP | blood pressure |
| BRFSS | Behavioral Risk Factor Surveillance System |
| CARDIA | Coronary Artery Risk Development in Young Adults |
| CDC | Centers for Disease Control and Prevention |
| CDC WONDER | Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research |
| CI | confidence interval |
| CKD | chronic kidney disease |
| CVD | cardiovascular disease |
| CVH | cardiovascular health |
| DALY | disability-adjusted life-year |
| DBP | diastolic blood pressure |
| DM | diabetes mellitus |
| ED | emergency department |
| eGFR | estimated glomerular filtration rate |
| ESRD | end-stage renal disease |
| GBD | Global Burden of Disease |
| GRS | genetic risk score(s) |
| GWAS | genome-wide association study |
| HBP | high blood pressure |
| HCHS/SOL | Hispanic Community Health Study/Study of Latinos |
| HCUP | Healthcare Cost and Utilization Project |
| HF | heart failure |
| HIV | human immunodeficiency virus |
| HR | hazard ratio |
| ICD-9 | International Classification of Diseases, 9th Revision |
| ICD-9-CM | International Classification of Diseases, 9th Revision, Clinical Modification |
| ICD-10 | International Classification of Diseases, 10th Revision |
| ICD-10-CM | International Classification of Diseases, 10th Revision, Clinical Modification |
| IDACO | International Database on Ambulatory Blood Pressure Monitoring in Relation to Cardiovascular Outcomes |
| JHS | Jackson Heart Study |
| MEPS | Medical Expenditure Panel Survey |
| MESA | Multi-Ethnic Study of Atherosclerosis |
| MET | metabolic equivalent |
| MI | myocardial infarction |
| NAMCS | National Ambulatory Medical Care Survey |
| NH | non-Hispanic |
| NHAMCS | National Hospital Ambulatory Medical Care Survey |
| NHANES | National Health and Nutrition Examination Survey |
| NHIS | National Health Interview Survey |
| NHLBI | National Heart, Lung, and Blood Institute |
| NVSS | National Vital Statistics System |
| OR | odds ratio |
| OSA | obstructive sleep apnea |
| PA | physical activity |
| PAF | population attributable fraction |
| PAR | population attributable risk |
| QALY | quality-adjusted life-year |
| RCT | randomized controlled trial |
| REGARDS | Reasons for Geographic and Racial Differences in Stroke |
| RR | relative risk |
| SBP | systolic blood pressure |
| SD | standard deviation |
| SES | socioeconomic status |
| SPRINT | Systolic Blood Pressure Intervention Trial |
| SSB | sugar-sweetened beverage |
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9. Diabetes Mellitus
ICD-9 250; ICD-10 E10 to E11. See Tables 9-1 and 9-2 and Charts 9-1 through 9-10
DM is a heterogeneous mix of health conditions characterized by glucose dysregulation. In the United States, the most common forms are type 2 DM, which affects 90% to 95% of those with DM,1 and type 1 DM, which constitutes 5% to 10% of DM.2 DM is diagnosed based on FPG ≥126 mg/dL, 2-hour postchallenge glucose ≥200 mg/dL during an oral glucose tolerance test, random glucose ≥200 mg/dL with presentation of hyperglycemia symptoms, or HbA1c ≥6.5%.3 DM is a major risk factor for CVD, including CHD and stroke.4 The AHA has identified untreated FPG levels of <100 mg/dL for children and adults as 1 of the 7 components of ideal CVH.5
| Population Group | Prevalence of Diagnosed DM, 2013–2016: Age ≥20 y | Prevalence of Undiagnosed DM, 2013–2016: Age ≥20 y | Prevalence of Prediabetes, 2013–2016: Age ≥20 y | Incidence of Diagnosed DM, 2015: Age ≥18 y* | Mortality, 2017: All Ages† | Hospital Discharges, 2016: All Ages | Cost, 2017‡ |
|---|---|---|---|---|---|---|---|
| Both sexes | 26 000 000 (9.8%) | 9 400 000 (3.7%) | 91 800 000 (37.6%) | 1 500 000 | 83 564 | 580 000 | $327 Billion |
| Males | 13 700 000 (10.9%) | 5 500 000 (4.6%) | 51 700 000 (44.0%) | … | 46 302 (55.4%)§ | 319 000 | … |
| Females | 12 300 000 (8.9%) | 3 900 000 (2.8%) | 40 100 000 (31.3%) | … | 37 262 (44.6%)§ | 261 000 | … |
| NH white males | 9.4% | 4.7% | 43.7% | … | 31 343 | … | … |
| NH white females | 7.3% | 2.6% | 32.2% | … | 23 773 | … | … |
| NH black males | 14.7% | 1.7% | 31.9% | … | 7494 | … | … |
| NH black females | 13.4% | 3.3% | 24.0% | … | 7304 | … | … |
| Hispanic males | 15.1% | 6.3% | 48.1% | … | 5054 | … | … |
| Hispanic females | 14.1% | 4.0% | 31.7% | … | 4162 | … | … |
| NH Asian males | 12.8% | 6.1% | 47.1% | … | 1612 | … | … |
| NH Asian females | 9.9% | 2.1% | 29.4% | … | 1435 | … | … |
| NH American Indian or Alaska Native | … | … | … | … | 1114 | … | … |
Prevalence
Youth
Approximately 193 000 people <20 years of age were diagnosed with DM in 2015.1
During 2001 to 2009, the prevalence of type 1 DM increased 30% from 1.48 per 1000 youths to 1.93 per 1000 youths.6
— Among youths with type 1 DM, 22.1% are overweight and 12.6% are obese.7
Type 2 DM, a disease usually diagnosed in adults ≥40 years of age, can be diagnosed among people <20 years of age. Between 2001 and 2009, the prevalence of type 2 DM in youths increased by 30.5%.6
— Among youths with type 2 DM, 10.4% are overweight and 79.4% are obese.7
Among US adolescents 12 to 19 years of age in 2005 to 2014, the prevalence of DM was 0.8% (95% CI, 0.6%–1.1%). Of those with DM, 28.5% (95% CI, 16.4%–44.8%) were undiagnosed.8
Among US adolescents 12 to 19 years of age in 2005 to 2014, the prevalence of prediabetes was 17.7% (95% CI, 15.8%–19.8%).8 Males were more likely to have prediabetes than females (22.0% [95% CI, 19.5%–24.7%] versus 13.2% [95% CI, 10.4%–16.7%]). Also, the prevalence of prediabetes was higher in NH blacks (21.0% [95% CI, 17.7%–24.7%]) and Hispanics (22.9% [95% CI, 19.9%–26.3%]) than in NH white participants (15.1% [95% CI, 12.3%–18.6%]).8
Adults
(See Table 9-1 and Charts 9-1 through 9-5)
On the basis of data from NHANES 2013 to 2016,9 an estimated 26 million adults have diagnosed DM, 9.4 million adults (3.7%) have undiagnosed DM, and 91.8 million adults (37.6%) have prediabetes. The prevalence of prediabetes and DM differs by sex and race/ethnicity (Table 9-1).
After adjustment for population age differences, NHANES 2013 to 20169 data for people ≥20 years of age indicate that the prevalence of diagnosed DM was 9.4% in NH white males and 7.3% in NH white females, 14.7% in NH black males and 13.4% in NH black females, 15.1% in Hispanic males and 14.1% in Hispanic females, and 12.8% in NH Asian males and 9.9% in NH Asian females (Table 9-1 and Chart 9-1).
On the basis of 2015 data from the Indian Health Service, the age-adjusted prevalence of diagnosed DM among American Indians/Alaska Natives was 14.9% for males and 15.3% for females.1
On the basis of NHANES 2013 to 20169 data, the age-adjusted prevalence of diagnosed DM in adults ≥20 years of age varies by race/ethnicity and years of education. NH white adults with more than a high school education had the lowest prevalence (7.6%), and Hispanic adults with a high school education had the highest prevalence (17.7%; Chart 9-2).
In the prospective, multicenter, population-based HCHS/SOL, 16 415 adults of Hispanic/Latino descent 18 to 74 years of age were enrolled from 4 US metropolitan areas from 2008 to 2011. The prevalence of DM varied for adults with different Hispanic backgrounds. DM prevalence ranged from 10.2% in South Americans to 13.4% in Cubans, 17.7% in Central Americans, 18.0% in Dominicans and Puerto Ricans, and 18.3% in Mexicans.10
Among foreign-born participants of the US NHANES 1999 to 2012, the prevalence of DM increased with duration of time spent in the United States and was 6.1%, 9.3%, 11.1%, and 20.0% among those in the United States for <1, 1 to 9, 10 to 19, and ≥20 years, respectively.11
Using NHANES 2011 to 2014 data, NH blacks (OR, 2.53 [95% CI, 1.71–3.73]), Asians (OR, 6.16 [95% CI, 3.76–10.08]), and Hispanics (OR, 1.88 [95% CI, 1.19–2.99]) were more likely to have undiagnosed DM than NH whites.12
The prevalence of diagnosed DM in adults was higher for both males and females in the NHANES 2013 to 2016 data than in the NHANES 1988 to 1994 data. Males had a higher prevalence of both diagnosed DM and undiagnosed DM than females in 2013 to 2016. Prevalence of diagnosed and undiagnosed DM increased for both males and females between study periods (Chart 9-3). During this time period, 2 DM diagnostic changes occurred: the threshold definition for diagnosed DM was lowered from ≥140 mg/dL to ≥126 mg/dL in 1997,13 and HbA1c ≥6.5% was added as a diagnostic test in 2010.3
Geographic variations in DM prevalence have been reported in the United States.
— Across counties in the United States during 1999 to 2012, the prevalence of diagnosed DM ranged from 5.6% to 20.4%, the prevalence of undiagnosed DM ranged from 3.2% to 6.8%, and the prevalence of total DM ranged from 8.8% to 26.4%.14 The prevalence of diagnosed DM was highest in the Deep South, near the Texas-Mexico border, and in counties with Native American reservations and was lowest in counties in the upper Midwest and parts of Alaska and New England.
— Using state-level data from BRFSS15 2017, Mississippi had the highest age-adjusted prevalence of diagnosed DM (12.9%) and Montana had the lowest prevalence (6.7%). The age-adjusted prevalence of diagnosed DM was higher among the US territories of Guam (15.8%) and Puerto Rico (15.0%; Chart 9-4).15
— Using data from the REGARDS study, the median (range) predicted prevalence of DM was 14% (10%–20%) among whites and 31% (28%–41%) among blacks.16 DM was most prevalent in the west and central Southeast among whites (Louisiana, Arkansas, Mississippi, Alabama, Tennessee, and southern Kentucky, as well as parts of North Carolina and South Carolina).
The age-adjusted prevalence of diagnosed DM and undiagnosed DM increased from 5.0% and 3.5%, respectively, in 1999 to 2000 to 7.8% and 4.4%, respectively, in 2009 to 2010.17 The prevalence of diagnosed DM increased among NH blacks and whites over this time period.
The prevalence of diagnosed DM in adults was higher for NH black, NH white, and Hispanic adults in NHANES 1999 to 2010 than in NHANES 1988 to 1994. Prevalence of undiagnosed DM increased slightly between studies (Chart 9-5).18

Chart 9-1. Age-adjusted prevalence of diagnosed diabetes mellitus in US adults ≥20 years of age by race/ethnicity and sex (NHANES, 2013–2016). NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 2013 to 2016.9

Chart 9-2. Age-adjusted prevalence of diagnosed diabetes mellitus in US adults ≥20 years of age by race/ethnicity and years of education (NHANES, 2013–2016). NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 2013 to 2016.9

Chart 9-3. Trends in diabetes mellitus prevalence in US adults ≥20 years of age by sex (NHANES, 1988–1994 and 2013–2016). The definition of diabetes mellitus changed in 1997 (from glucose ≥140 mg/dL to ≥126 mg/dL). NHANES indicates National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 1988 to 1994 and 2013 to 2016.9

Chart 9-4. Age-adjusted percentage of adults with diagnosed diabetes mellitus, US states and territories, 2017. Reprinted image has been altered to remove background colors and page headers/footers. Source: Reprinted from Behavioral Risk Factor Surveillance System Prevalence and Trends Data.15

Chart 9-5. Trends in the prevalence of diagnosed and undiagnosed diabetes mellitus (calibrated hemoglobin A1c levels >6.5%), by racial/ethnic group, 1988 to 1994, 1999 to 2004, and 2005 to 2010. Data from US adults ≥20 years of age in NHANES 1988 to 1994, 1999 to 2004, and 2005 to 2010. NHANES indicates National Health and Nutrition Examination Survey. Source: From Annals of Internal Medicine, Selvin et al.18 Copyright © 2014, American College of Physicians. All rights reserved. Reprinted with the permission of American College of Physicians, Inc.
Incidence
Youth
During 2011 to 2012, an estimated 17 900 people <20 years of age in the United States were diagnosed with incident type 1 DM, and 5300 individuals 10 to 19 years of age were newly diagnosed with type 2 DM annually.1
In the SEARCH study, the incidence rate of type 1 DM increased by 1.4% annually (from 19.5 to 21.7 cases per 100 000 youths per year in 2003 to 2012).19 The increase was larger for males than for females and for Hispanics and Asian or Pacific Islanders than for other ethnic groups. Also, the incidence of type 2 DM increased by 7.1% annually (from 9.0 to 12.5 cases per 100 000 youths per year from 2003 to 2012). The annual increase was larger among females than males and among NH blacks, Hispanics, Asian or Pacific Islanders, and Native Americans compared with NH whites.
Projecting disease burden for the US population <20 years of age by 2050, the number of youths with type 1 DM is expected to increase from 166 018 to 203 382, and the number with type 2 DM will increase from 20 203 to 30 111. Less conservative modeling projects the number of youths with type 1 DM at 587 488 and those with type 2 DM at 84 131 by 2050.20
Adults
(See Table 9-1)
Approximately 1.5 million US adults ≥18 years of age were diagnosed with incident DM in 2015 (Table 9-1).1
In the CARDIA study, the risk of DM was higher for black females than white females (HR, 2.86 [95% CI, 2.19–3.72]) and for black males than white males (HR, 1.67 [95% CI, 1.28–2.17]) after adjustment for age and field center.21
Risk Factors for Developing DM
In MESA, the incidence rate of DM per 1000 person-years associated with having 0, 1, 2, 3, 4, and 5 to 6 ideal CVH factors was 21.8, 18.6, 13.0, 11.2, 4.7, and 3.6, respectively.22 Lower DM risk was associated with more ideal CVH factors for Asians, Hispanics, NH blacks, and NH whites. Ideal CVH factors included TC, BP, dietary intake, tobacco use, PA, and BMI.
In CARDIA, black males and females were more likely to develop DM than white males and females (for males: HR, 1.67 [95% CI, 1.28–2.17]; for females: HR 2.86, [95% CI, 2.19–3.72]) in sex-stratified analyses. Adjustment for FPG, BMI, WC, SBP, use of antihypertensive medications, triglycerides to HDL ratio, and parental history of DM explained the higher incidence of DM observed for black adults compared with white adults, respectively, over 30 years of follow-up.21
In a meta-analysis, each 1-SD higher BMI in childhood was associated with an increased risk for developing DM as an adult (pooled OR, 1.23 [95% CI, 1.10–1.37] for children ≤6 years of age; 1.78 [95% CI, 1.51–2.10] for children 7 to 11 years of age; and 1.70 [95% CI, 1.30–2.22] for those 12 to 18 years of age).23
Compared with birth weight of 3.63 to 4.5 kg, low birth weight (<2.72 kg) increased the risk of type 2 DM (OR, 2.15 [95% CI, 1.54–3.00]), with 47% of this association mediated by insulin resistance.24
Of the 20.9 million new cases of DM predicted to occur over 10 years in the United States, 1.8 million could be attributable to consumption of SSBs. A meta-analysis showed that each 1 serving per day higher consumption of SSBs was associated with an 18% increased risk for DM.25
In a meta-analysis, 600 to 3999, 4000 to 7999, and ≥8000 MET min/wk of PA versus <600 MET min/wk were associated with a decreased risk for developing DM of 0.86 (95% CI, 0.82–0.90), 0.75 (95% CI, 0.70–0.80), and 0.72 (95% CI, 0.68–0.77), respectively.26
In the CARDIA study, higher cardiorespiratory fitness was associated with lower risk for incident prediabetes/DM (difference of 1 MET: HR, 0.99898 [95% CI, 0.99861–0.99940]; P<0.01), which persisted after adjustment for covariates.27
Systematic reviews have found an association between sedentary time and DM even after adjustment for PA.28,29 For example, Biswas et al28 analyzed 5 studies and found that higher sedentary time was associated with elevated risk of DM (RR, 1.91 [95% CI, 1.64–2.22]).
A systematic review found higher type 2 DM risk or prevalence was associated with living in an urban versus rural area (OR, 1.40 [95% CI, 1.22–1.61]), whereas higher neighborhood walkability was associated with lower risk or prevalence (OR, 0.79 [95% CI, 0.72–0.87]).30
In NHANES 2007 to 2014, the prevalence of gestational DM was 7.6%, with 19.7% having a subsequent diagnosis of DM. Age-standardized prevalence of gestational DM was highest among Hispanic females (9.3%) and lower among NH white adults (7.0%) and NH black adults (6.9%).31
In the Nurses’ Health Study II, the risk of DM was increased for females with a history of gestational hypertension (HR, 1.65 [95% CI, 1.42–1.91]) or preeclampsia (HR, 1.75 [95% CI, 1.58–1.93]) during first pregnancy compared with females with normotension.32
Risk Prediction
Several risk prediction algorithms for type 2 DM have been developed.33–36 In 2017, an updated version of the QDiabetes risk prediction algorithm was published. The best performing model explained 63.3% of the variation in the time of diagnosis of type 2 DM, with a C statistic of 0.89.37
Risk prediction algorithms for CVD among individuals with DM have also been developed.38,39 Recent analyses of the performance of these risk scores found moderate performance, with C statistics ranging from 0.66 to 0.73.38–40 The QRISK3 score has been reported to have C statistics of 0.86 to 0.87.36
The TIMI risk score for secondary prevention performed moderately well among adults with type 2 DM and high CVD risk. The C statistic was 0.71 (95% CI, 0.69–0.73) for CVD death and 0.66 (95% CI, 0.64–0.67) for a composite end point of CVD death, MI, or stroke.39
Family History and Genetics
DM is heritable; twin or family studies have demonstrated a range of heritability estimates from 30% to 70% depending on age of onset.41,42 In the FHS, having a parent or sibling with DM conferred a 3.4 times increased risk of DM, which increased to 6.1 if both parents were affected.43 On the basis of data from NHANES 2009 to 2014, individuals with DM had an adjusted prevalence ratio for family history of DM of 4.27 (95% CI, 3.57–5.12) compared with individuals without DM or prediabetes.44
There are monogenic forms of DM, such as maturity-onset DM of the young. In the TODAY study of overweight and obese children and adolescents with type 2 DM, 4.5% of individuals were found to have monogenic DM.45
The majority of DM is a complex disease characterized by multiple genetic variants with gene-gene and gene-environment interactions. Genome-wide genetic studies of common DM conducted in large sample sizes through meta-analyses have identified >100 genetic variants associated with DM, with the most consistent being a common intronic variant in the TCF7L2 (transcription factor 7 like 2) gene.46–49
Other risk loci for DM identified from GWASs include variants in the genes SLC30A8 and HHEX (related to β-cell development or function) and in the NAT2 (N-acetyltransferase 2) gene, associated with insulin sensitivity.48,50
GWASs in non-European ethnicities have also identified significant risk loci for DM, including variants in the gene KCNQ1 (identified from a GWAS in Japanese individuals and replicated in other ethnicities).48,51 Transethnic analyses have identified genetic variants that are specific to certain ethnicities, for example, within the PEPD gene (specific to East Asian ancestry) and KLF14 gene (specific to European ancestry).46,47
Lifestyle appears to overcome risk conferred by a polygenic risk score composed of a combination of these common variants. In a study of the UK Biobank, genetic composition and combined health behaviors had a log-additive effect on the risk of developing DM, but ideal lifestyle returned the risk of incident DM toward the referent (low genetic risk) group in both the intermediate- and high-genetic-risk groups.52
Genetic variants associated with traits that are risk factors for DM have themselves been shown to associate with DM. For example, in a genome-wide study in the UK Biobank, polygenic risk scores associated with body fat distribution were associated with a higher risk of DM.53 However, the utility of clinical genetic testing for common type 2 DM is currently unclear.
In the ACCORD trial, 2 genetic markers were identified with excess CVD mortality in the intensive treatment arm. A GRS has been developed that includes these genetic markers and was found to be associated with the effect of intensive glycemic treatment of cardiovascular outcomes.54
Novel genes that harbor rare variants associated with common DM have been identified, with the strongest being for a variant in the gene CCND2 (encoding a protein that helps regulate the cell cycle) that reduces the risk of DM by half.55
Inactivation of rare variants in the ANGPTL4 (angiopoietin-like 4) gene, which leads to loss of the gene’s ability to inhibit lipoprotein lipase, has been associated with reduced DM risk.56
Type 1 DM is also heritable. Early genetic studies identified the role of the MHC (major histocompatibility complex) gene in this disease, with the greatest contributor being the human leukocyte antigen region, estimated to contribute to ≈50% of the genetic risk.57
A GRS composed of 9 type 1 DM–associated risk variants has been shown to be able to discriminate type 1 DM from type 2 DM (AUC 0.87), which could be clinically useful given the increasing prevalence of obesity in young adults.58
There may exist shared genetic architectures of DM-related diseases. For example, there are shared genes between polycystic ovarian syndrome and DM; another study found that a DM-associated GRS was also associated with FPG levels in pregnancy59; and a recent GWAS in latent autoimmune DM in adults found overlap of many genetic signals with type 1 and type 2 DM.60
The risk of complications from DM is also heritable. For example, diabetic kidney disease shows familial clustering, with diabetic siblings of patients with diabetic kidney disease having a 2-fold increased risk of also developing diabetic kidney disease.61 Genetic variants have also been identified that appear to increase the risk of CAD or dyslipidemia in patients with DM62,63 or be protective against diabetic retinopathy in some groups.64
Prevention
Among adults without DM in NHANES 2007 to 2012, 37.8% met the moderate-intensity PA goal of ≥150 min/wk and 58.6% met the weight loss or maintenance goal for DM prevention. Adults with prediabetes were less likely to meet the PA and weight goals than adults with normal glucose levels.65
In 2015, 33.9% of US adults ≥18 years of age had prediabetes, defined as FPG 100 to 125 mg/dL or HbA1c 5.7% to 6.4%.1 The prevalence of prediabetes increased with age and was higher for males (36.6%) than females (29.3%).1
In NHANES 2011 to 2014 data, among adults with prediabetes, 36.6% had hypertension, 51.2% had dyslipidemia, 24.3% smoked, 7.7% had albuminuria, and 4.6% had reduced eGFR.66
Among adults ≥20 years of age with overweight or obesity from 4 integrated health systems in the United States, 47.2% had prediabetes in 2012 to 2013.67
In the Diabetes Prevention Program of adults with prediabetes (defined as 2-hour postchallenge glucose of 140–199 mg/dL), the absolute risk reduction for DM was 20% for those adherent to the lifestyle modification intervention and 9% for those adherent to the metformin intervention compared with placebo over a median 3-year follow-up. Metformin was effective among those with higher predicted risk at baseline, whereas lifestyle intervention was effective regardless of baseline predicted risk.68
Awareness, Treatment, and Control
(See Chart 9-6)
On the basis of NHANES 2013 to 2016 data for adults with DM, 20.9% had their DM treated and controlled, 45.2% had their DM treated but uncontrolled, 9.2% were aware they had DM but were not treated, and 24.7% were undiagnosed and not treated (Chart 9-6).
The awareness of prediabetes is low, with only 11.6% of adults with prediabetes reporting being told they have prediabetes by a healthcare professional.1
From 2004 through 2011 in the TODAY study, less than half of children (41.1% of Hispanic and 31.5% of NH black children) with recent-onset type 2 DM maintained durable glycemic control with metformin monotherapy, which is a higher rate of treatment failure than observed in adult cohorts.69
In a pooled analysis of ARIC, MESA, and JHS, 41.8%, 32.1%, and 41.9% of participants were at target levels for BP, LDL-C, and HbA1c, respectively; 41.1%, 26.5%, and 7.2% were at target levels for any 1, 2, or all 3 factors, respectively. Having 1, 2, and 3 factors at goal was associated with 36%, 52%, and 62%, respectively, lower risk of CVD events compared with participants with no risk factors at goal.70
In NHANES 2007 to 2010 data, 52.5% of adults with DM had an HbA1c <7.0%, 51.1% achieved a BP <130/80 mm Hg, 56.2% had an LDL-C <100 mg/dL, and 18.8% had reached all 3 treatment targets. Compared with NH whites, Mexican Americans were less likely to meet HbA1c and LDL-C goals, and NH blacks were less likely to meet BP and LDL-C goals.71 Additionally, 22.3% of adults with DM reported being current smokers.72
In NHANES 2011 to 2016, 50.4% of adults with DM who were taking antihypertensive medications did not meet BP treatment goals according to both the 2017 Hypertension Clinical Practice Guidelines and the American Diabetes Association standards of medical care.73
In NHANES 2011 to 2016, 83.4% of adults with DM had an HbA1c test in the past year. Testing rates were higher for individuals with health insurance (86.6%) than for those without health insurance (55.9%).74
Using data from BRFSS 2013, individuals with private insurance were more likely than those without insurance to have had HbA1c testing (OR, 2.60 [95% CI, 2.02–3.35]), a foot examination (OR, 1.72 [95% CI, 1.32–2.25]), or an eye examination (OR, 2.01 [95% CI, 1.56–2.58]) in the past year.75
In the SEARCH study (Washington and South Carolina sites), the prevalence of food insecurity among individuals with type 1 DM was 19.5%. Youth and young adults from food-insecure households were more likely to have an HbA1c >9.0% (OR, 2.37 [95% CI, 1.10–5.09]).76
Among young adults with type 2 DM in the SEARCH study, those who transferred from pediatric care to an adult care provider or no care provider were more likely to have an HbA1c >9% (OR, 4.5 [95% CI, 1.8–11.2] for transfer to adult care provider and OR, 4.6 [95% CI, 1.4–14.6] for transfer to no care provider).77
Among HCHS/SOL study participants with DM, 43.0% had HbA1c <7.0%, 48.7% had BP <130/80 mm Hg, 36.6% had LDL-C <100 mg/dL, and 8.4% had reached all 3 treatment targets.78
— HCHS/SOL participants in the lowest versus highest tertile of sedentary time were more likely to have controlled their HbA1c to <7% (OR, 1.76 [95% CI, 1.10–2.82]) and their triglycerides to <150 mg/dL (OR, 2.16 [95% CI, 1.36–3.46]).79
According to NHANES 2007 to 2012, 17% of US adults with DM met the criteria for major depression or subsyndromal symptomatic depression. This represents 3.7 million US adults with these conditions.80
From NHANES 2003 to 2012 data, 52% of adults with DM were taking cholesterol-lowering medications.81
In the AHA’s GWTG Program, patients with ACS and DM were less likely to have LDL-C checked or a statin prescribed than patients with ACS but without DM.82
In the IMPROVE-IT trial, adults with DM randomized to ezetimibe plus statin versus placebo plus statin had a lower risk of the composite end point of CVD death, CHD, and stroke (HR, 0.85 [95% CI, 0.78–0.94]).83
In MEPS, 70% (95% CI, 68%–71%), 67% (95% CI, 66%–69%), and 68% (95% CI, 66%–71%) of US adults with DM received appropriate DM care (HbA1c measurement, foot examination, and an eye examination) in 2002, 2007, and 2013, respectively84; however, only 39.6% of adults with DM reported receiving dilated eye examinations annually.85
Among Medicare Advantage patients with DM from 2006 to 2013, use of metformin increased from 47.6% to 53.5%, use of dipeptidyl peptidase 4 inhibitors increased from 0.5% to 14.9%, insulin use increased from 17.1% to 23.0%, use of sulfonylureas decreased from 38.8% to 30.8%, and thiazolidinedione use decreased from 28.5% to 5.6%.86
The ASCEND trial used a factorial design to examine the effect of aspirin and omega-3 fatty acid supplementation on CVD risk among individuals with DM and no history of CVD. Over a mean follow-up of 7.4 years, the CVD event rate was lower among those in the aspirin group than those in the placebo group (RR, 0.88 [95% CI, 0.79–0.97]), but there was also a higher rate of major bleeding events (RR, 1.29 [95% CI, 1.09–1.52]), such that the absolute benefits were largely counterbalanced by the increased bleeding risk.87 Furthermore, omega-3 fatty acid supplementation did not reduce CVD risk compared with placebo (RR, 0.97 [95% CI, 0.87–1.08]).88
The Steno-2 study of 7.8 years of intensified, multifactorial treatment for individuals in Denmark with type 2 DM and microalbuminuria found that 21.2 years after the start of the study, the intensive treatment intervention group had decreased mortality (HR, 0.55 [95% CI, 0.36–0.83]), decreased rate of CVD events (HR, 0.55 [95% CI, 0.39–0.77]), decreased rate of macroalbuminuria (HR, 0.52 [95% CI, 0.32–0.84)], and decreased rate of HF hospitalizations (HR, 0.30 [95% CI, 0.14–0.64]) compared with the conventional therapy group.89,90

Chart 9-6. Awareness, treatment, and control of diabetes mellitus in US adults ≥20 years of age (NHANES, 2013–2016). NHANES indicates National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 2013 to 2016.9
Mortality
(See Table 9-1)
DM was listed as the underlying cause of mortality for 83 564 people (46 302 males and 37 262 females) in the United States in 2017 (Table 9-1).91
The 2017 overall age-adjusted death rate attributable to DM was 21.5 per 100 000. For males, the age-adjusted death rates per 100 000 population were 24.0 for NH whites, 46.6 for NH blacks, 31.3 for Hispanics, 20.1 for NH Asian/Pacific Islanders, and 55.0 for NH American Indian/Alaska Natives. For females, the age-adjusted death rates per 100 000 population were 14.6 for NH whites, 32.8 for NH blacks, 20.9 for Hispanics, 13.7 for NH Asian/Pacific Islanders, and 38.3 for NH American Indian/Alaska Natives (unpublished NHLBI tabulation using CDC WONDER92).
In a study of NHIS 1997 to 2009 participants followed up through 2011, DM was the underlying cause for 3.3% of deaths and a contributing cause for 10.8% of deaths. The PAF for death associated with DM was 11.5%. Although DM was more often cited as an underlying and contributing cause of death for NH blacks and Hispanics than for NH whites, the PAF was similar in each racial/ethnic group.93
In a collaborative meta-analysis of 980 793 individuals from 68 prospective studies, DM was associated with all-cause mortality among both males (RR, 1.59 [95% CI, 1.54–1.65]) and females (RR, 2.00 [95% CI, 1.90–2.11]).94
Among NHIS participants enrolled in 2000 to 2009 and followed up through 2011, males and females with diagnosed DM had 1.56 and 1.69 times as high risk of all-cause mortality as those without diagnosed DM (HR, 1.56 [95% CI, 1.49–1.64] and 1.69 [95% CI, 1.61–1.78], respectively).95
In the Swedish National Diabetes Register, there was a significant decline in all-cause mortality from 1998 to 2014 among individuals with type 1 DM (HR, 0.71 [95% CI, 0.66–0.78]), but this decline was not statistically different from the decline observed among individuals without DM (HR, 0.77 [95% CI, 0.72–0.83]). In contrast, the decline in all-cause mortality from 1998 to 2014 among individuals with type 2 DM (HR, 0.79 [95% CI, 0.78–0.80]) was less than the decline observed among individuals without DM (HR, 0.69 [95% CI, 0.68–0.70]).96
In the Swedish National Diabetes Register, compared with individuals without DM, the adjusted HR for all-cause mortality for individuals with type 1 DM who met all risk factor targets was 1.31 (95% CI, 0.93–1.85), whereas the HR for individuals with type 1 DM who met no risk factor targets was 7.33 (95% CI, 5.08–10.57).97 Individuals with type 2 DM who met all risk factor targets (HbA1c, LDL-C, BP, urine ACR, and nonsmoker) had similar risks of death, MI, and stroke as those without DM.98
The association of new-onset type 2 DM and all-cause mortality exhibited a U-shaped relationship by BMI, with the strongest associations observed among those with BMI ≥40 kg/m2 (HR, 1.37 [95% CI, 1.11–1.71] for short-term mortality risk within 5 years and HR, 2.00 [95% CI, 1.58–2.54] for long-term mortality risk >5 years).99
In the NHIS from 1985 to 2014, there was a decrease in major CVD deaths, with 25% greater percentage reduction among adults with DM than among adults without DM.100
The leading cause of death among patients with type 1 DM is CVD, which accounted for 22% of deaths among those in the Allegheny County, PA, type 1 DM registry, followed by renal (20%) and infectious (18%) causes.101
Age at diagnosis is an important factor in mortality rates among individuals with type 1 DM. In the Swedish National Diabetes Register, those who developed type 1 DM before 10 years of age experienced a loss of 17.7 life-years (95% CI, 14.5–20.4) for females and 14.2 life-years (95% CI, 12.1–18.2) for males compared with those without type 1 DM.102
Complications
(See Chart 9-7)
Microvascular Complications
Among those ≤21 years of age with newly diagnosed DM in a US managed care network, 20% of youth with type 1 DM and 7.2% of youth with type 2 DM developed diabetic retinopathy over a median follow-up of 3 years.103
Among American Indian and Alaska Native individuals with DM using primary care clinics of the US Indian Health Service, tribal, and urban Indian healthcare facilities, 17.7% had nonproliferative diabetic retinopathy, 2.3% had proliferative diabetic retinopathy, and 2.3% had diabetic macular edema.104
On the basis of analyses of data from the NIS, the USRDS, and the US NVSS, between 1995 and 2015 (Chart 9-7), substantial declines have been observed in the age-standardized rates of hospitalization for lower-extremity amputation (32.4% decline), incident DM-related ESRD (39.0% decline), and mortality attributable to hyperglycemic crisis (34.2% decline) among those with diagnosed DM.105
Among adults with DM in NHANES 2007 to 2012, the overall age-adjusted prevalence of CKD was 40.2% in 2007 to 2008, 36.9% in 2009 to 2010, and 37.6% in 2011 to 2012.106 The prevalence of CKD was 58.7% in US adults with DM ≥65 years of age, 25.7% in those <65 years of age, 43.5% in NH blacks and Mexican Americans, and 38.7% in NH whites.
Using the Kidney Disease Improving Global Outcomes classification for CKD among adults with type 2 DM in NHANES 2007 to 2014, the prevalence of stage 3a CKD (mildly to moderately decreased kidney function) was 10.4% (95% CI, 9.1%–11.7%), stage 3b CKD (moderately to severely decreased) was 5.4% (95% CI, 4.5%–6.4%), stage 4 CKD (severely decreased) was 1.8% (95% CI, 1.3%–2.4%), and stage 5 CKD (kidney failure) was 0.4% (95% CI, 0.2%–0.7%).107
The prevalence of any diabetic kidney disease, defined as persistent albuminuria, persistent reduced eGFR, or both, did not significantly change from the period 1988 to 1994 (28.4% [95% CI, 23.8%–32.9%]) to 2009 to 2014 (26.2% [95% CI, 22.6%–29.9%]). Persistence was calculated based on elevated values obtained during both the mobile examination and home collection sample on a subset of NHANES participants. However, the prevalence of albuminuria decreased from 20.8% (95% CI, 16.3%–25.3%) to 15.9% (95% CI, 12.7%–19.0%) and the prevalence of reduced eGFR increased from 9.2% (95% CI, 6.2%–12.2%) to 14.1% (95% CI, 11.3%–17.0%) over this time period.108

Chart 9-7. Trends in age-standardized rates of complications among US adults ≥18 years of age from 1995 to 2015. Data in (A) include the population with diabetes and (B) include the general population (with or without diabetes). Age adjustment is to the 2000 US standard population using age groups <45, 45 to 64, 65 to 74, and ≥75 years of age. ESRD indicates end-stage renal disease. *Hospitalization rates; data from the National Inpatient Sample of the Agency for Healthcare Research and Quality. †DM-related ESRD; data from the United States Renal Data System. ‡Data from the Centers for Disease Control and Prevention’s National Vital Statistics System. §Hyperglycemic crisis and ESRD rates are for all ages. Source: Centers for Disease Control and Prevention Diabetes Atlas105 using data sources listed in the symbol notes.
CVD Complications
Among NHIS participants enrolled in 2000 to 2009 and followed up through 2011, DM was associated with increased risk for CVD mortality for both males and females.95
In the TECOS trial of adults with type 2 DM and ASCVD, females with DM had a lower risk of MI (HR, 0.70 [95% CI, 0.55–0.90]) and stroke (HR, 0.52 [95% CI, 0.38–0.71]) than males with DM.109
On the basis of analyses of data from the NHIS, between 1995 and 2015, the rate of hospitalizations for IHD declined 67.8% and the rate of hospitalization for stroke declined 37.9% among patients with DM (Chart 9-7).110
The HRs of CHD events comparing participants with DM only, DM and prevalent CHD, and neither DM nor prevalent CHD with those with prevalent CHD were 0.65 (95% CI, 0.54–0.77), 1.54 (95% CI, 1.30–1.83), and 0.41 (95% CI, 0.35–0.47), respectively, after adjustment for demographics and risk factors.111 Compared with participants who had prevalent CHD, the HR of CHD events for participants with severe DM was 0.88 (95% CI, 0.72–1.09).
A 1-SD increase in glucose variability increased the risk of CVD (HR, 1.11 [95% CI, 1.01–1.23] for coefficient of variation and HR, 1.14 [95% CI, 1.04–1.25] for average real variability) in the Veterans Affairs Diabetes Trial after adjustment for risk factors and mean glucose.112
In a prospective cohort study of individuals with childhood-onset type 1 DM, a 1% increase in HbA1c was associated with a 1.26-fold increase in incident CVD (95% CI, 1.07–1.45).113
In a meta-analysis of 19 studies, DM was not associated with an increased risk for VTE (pooled RR, 1.10 [95% CI, 0.94–1.29]).114
Compared with those with normal glucose, carotid-femoral PWV was 95.8 cm/s (95% CI, 69.4–122.1 cm/s) and 21.3 cm/s (95% CI, −0.8 to 43.4 cm/s) higher for participants with DM and prediabetes, respectively.115 A similar pattern was present for brachial-ankle PWV.
In MESA, 63% of participants with DM had a CAC score >0 compared with 48% of those without DM.116
In CARDIA, a longer duration of DM was associated with CAC presence (per 5-year longer duration: HR, 1.15 [95% CI, 1.06–1.25]) and worse cardiac function, including early diastolic relaxation and higher diastolic filling pressure.117
In a nationwide Danish registry, the adjusted IRRs for AF comparing people with and without DM were 2.34 (95% CI, 1.52–3.60), 1.52 (95% CI, 1.47–1.56), 1.20 (95% CI, 1.18–1.23), and 0.99 (95% CI; 0.97–1.01) for adults 18 to 39, 40 to 64, 65 to 74, and 75 to 100 years of age, respectively.118
In an analysis of NHANES 2001 to 2010, the prevalence of AP among participants with CHD was similar for adults with and without DM (49% and 46%, respectively).119
DM increases the risk of HF and adversely affects outcomes among patients with HF.
— DM alone qualifies for the most recent ACC/AHA diagnostic criteria for stages A and B HF, a classification of patients without HF but at notably high risk for its development.120
— In a meta-analysis of 10 prospective cohort studies, the HR for HF per 1-mmol/L (≈18 mg/dL) increase in FPG level was 1.11 (95% CI, 1.04–1.17), which suggests an independent and continuous positive association between FPG and HF.121
— Post hoc analysis of data from the EVEREST randomized trial of patients hospitalized with decompensated systolic HF demonstrated that DM increased the risk of the composite outcome of cardiovascular mortality and HF hospitalization (HR, 1.17 [95% CI, 1.04–1.31]) over a median 9.9 months of follow-up.122
— The association between glycemia and outcomes has been mixed in patients with HF, and there is insufficient evidence to recommend specific glucose treatment goals in patients hospitalized with HF.123
Hypoglycemia
Hypoglycemia is a major factor that limits glycemic control in DM. In 2010, among Medicare beneficiaries with DM, hospitalizations for hypoglycemia and hyperglycemia occurred at a rate of 612 and 367 per 100 000 person-years, respectively.124
In the Veterans Affairs Diabetes Trial, severe hypoglycemia within the prior 3 months was associated with an increased risk of a CVD event (HR, 1.9 [95% CI, 1.06–3.52]), CVD mortality (HR 3.7 [95% CI 1.3–10.4]), and all-cause mortality (HR, 2.4 [95% CI, 1.1–5.1)].125
In the LEADER trial, patients with type 2 DM who experienced a severe hypoglycemic event had an increased risk of MACE (HR, 2.2 [95% CI, 1.6–3.0]) and CVD death (HR, 3.7 [95% CI, 2.6–5.4]).126 Similarly, in the EXAMINE trial, severe hypoglycemia was associated with an increased risk of MACE (HR, 2.42 [95% CI, 1.27–4.60]).127
In ARIC, severe hypoglycemia was associated with an increased risk of CHD (HR, 2.02 [95% CI, 1.27–3.20]), all-cause mortality (HR, 1.73 [95% CI, 1.38–2.17]), cardiovascular mortality (HR, 1.64 [95% CI, 1.15–2.34]), and cancer mortality (HR, 2.49 [95% CI, 1.46–4.24]).128
In a post hoc analysis of the TECOS trial of adults with type 2 DM and ASCVD, nonfatal MI and nonfatal stroke increased the risk of severe hypoglycemia (HR, 2.31 [95% CI, 1.39–3.82] for MI and HR, 2.07 [95% CI, 1.01–4.23] for stroke) after adjustment for clinical factors.129
Severe hypoglycemia is more common with increasing age, with use of insulin or sulfonylureas, and in those with impaired renal function, type 1 DM, and prior severe hypoglycemia.130 Higher rates of hypoglycemia have also been reported in NH blacks compared with NH whites.131
Using data from the Optum Labs Data Warehouse, 6419 index hospitalizations for hypoglycemia were identified among individuals with DM from 2009 to 2014. The 30-day readmission after these index hospitalizations was 10%, with the majority of these readmissions being for other primary causes and only 12% for recurrent hypoglycemia.132
Healthcare Utilization
(See Table 9-1)
In 2016, there were 580 000 principal diagnosis discharges for DM (HCUP,133 unpublished NHLBI tabulation; Table 9-1).
Among Medicare beneficiaries with type 2 DM enrolled in Medicare Advantage prescription drug plans hospitalized between 2012 and 2014, there was a 17.1% 30-day readmission rate.134 Using data from the Optum Labs Data Warehouse, individuals with type 2 DM hospitalized between 2009 and 2014 had a 10.8% 30-day readmission rate.135
According to the 2014 NIS, the rate of hospitalization among adults with DM was 327.2 per 1000 people with DM for any cause (7.2 million discharges), 70.4 per 1000 people with DM for major CVD (1.5 million discharges), 5.0 per 1000 people with DM for lower-extremity amputation (108 000 discharges), and 7.7 per 1000 people with DM for diabetic ketoacidosis (168 000 discharges).1
According to the 2014 NEDS, the rate of ED visits was 648.9 per 1000 people with DM for any cause (14.2 million visits), 11.2 per 1000 people with DM for hypoglycemia (245 000 visits), and 9.5 per 1000 people with DM for hyperglycemia (207 000 visits).1
Among participants in the ARIC study without a prior diagnosis of DM, hospitalization rates were 163 (95% CI, 158–169), 217 (95% CI, 206–228), and 254 (95% CI, 226–281) per 1000 person-years with HbA1c <5.7%, 5.7% to <6.5%, and ≥6.5%, respectively. Among those with diagnosed DM, the hospitalization rates were 340 (95% CI, 297–384) and 504 (95% CI, 462–547) for participants with HbA1c <7.0% and ≥7.0%, respectively.136
Cost
(See Table 9-1)
In 2017, the cost of DM was estimated at $327 billion, up 26% from 2012, accounting for 1 in 4 healthcare dollars.137 Of these costs, $237 billion were direct medical costs and $90 billion resulted from reduced productivity. Medical costs for patients with DM were 2.3 times higher than for people without DM, with an average medical expenditure of $16 752 per year for people with DM, of which $9601 was attributed to DM.137
Informal care is estimated to cost $1192 to $1321 annually per person with DM.138
Using 2001 to 2013 MarketScan data, the per capita total excess medical expenditure for individuals with DM in the first 10 years after diagnosis is $50 445.139
In 2014, the cost for DM-related preventable hospitalizations was $5.9 billion. Between 2001 and 2014, this cost increased annually by 1.6%, of which 25% was attributable to an increase in the cost per hospitalization and 75% was attributable to an increase in the number of hospitalizations.140 The DM-related preventable hospitalization rate has decreased slightly140 or stayed stable.141
A systematic review estimated that CVD costs account for 20% to 49% of the total direct costs of DM care.142
Global Burden of DM
(See Table 9-2 and Charts 9-8 through 9-10)
The GBD 2017 Study used bayesian meta-regression tools and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories.143
— The prevalence of DM increased 129.7% for males and 120.9% for females between 1990 and 2017. Overall, 245.5 million males and 230.5 million females worldwide have DM (Table 9-2).
— Age-standardized mortality rates attributable to high FPG are generally lower in high income countries (Chart 9-8).
— Age-standardized mortality attributable to DM is highest in Oceania, Southern and sub-Saharan Africa, Southeast Asia, and parts of Central and Tropical Latin America (Chart 9-9).
— The age-standardized prevalence of DM is highest in Oceania (Chart 9–10).
According to the IDF Atlas, the global prevalence of DM was 451 million (95% CI, 367–585 million) for adults 18 to 99 years of age in 2017 and is projected to increase to 693 million (95% CI, 522–903 million) by 2045.144 The IDF Atlas global prevalence estimate did not include all ages and used a different methodology than the GBD prevalence estimate reported here.
The global economic burden of DM was $1.3 trillion in 2015. It is estimated to increase to $2.1 to 2.5 trillion by 2030.145
| Both Sexes Combined | Males | Females | ||||
|---|---|---|---|---|---|---|
| Death (95% UI) | Prevalence (95% UI) | Death (95% UI) | Prevalence (95% UI) | Death (95% UI) | Prevalence (95% UI) | |
| Total number (millions) | 1.4 (1.3 to 1.4) | 476.0 (436.6 to 522.8) | 0.7 (0.6 to 0.7) | 245.5 (225.2 to 269.4) | 0.7 (0.7 to 0.7) | 230.5 (211.2 to 252.8) |
| Percent change total number 1990 to 2017 | 125.5 (116.9 to 132.4) | 125.4 (116.9 to 135.6) | 141.9 (133.3 to 151.1) | 129.7 (121.0 to 140.3) | 112.2 (101.5 to 120.7) | 120.9 (112.2 to 130.9) |
| Percent change total number 2007 to 2017 | 34.7 (32.2 to 37.3) | 29.6 (24.7 to 35.0) | 35.7 (32.8 to 38.8) | 29.3 (24.3 to 35.0) | 33.8 (30.1 to 37.5) | 29.8 (24.6 to 35.4) |
| Rate per 100 000 | 17.5 (17.1 to 17.9) | 5886.9 (5403.6 to 6458.5) | 18.6 (18.1 to 19.0) | 6261.0 (5750.2 to 6867.1) | 16.6 (16.1 to 17.2) | 5527.6 (5062.4 to 6058.0) |
| Percent change rate 1990 to 2017 | 11.6 (7.4 to 14.9) | 24.2 (19.6 to 29.5) | 17.0 (13.1 to 21.2) | 26.4 (21.6 to 31.8) | 6.4 (1.1 to 10.7) | 22.0 (17.3 to 27.2) |
| Percent change rate 2007 to 2017 | 1.2 (−0.7 to 3.1) | 3.9 (0.0 to 8.2) | 1.0 (−1.1 to 3.3) | 4.0 (−0.2 to 8.4) | 0.9 (−1.8 to 3.7) | 3.8 (−0.4 to 8.0) |

Chart 9-8. Age-standardized global mortality rates attributable to high fasting plasma glucose (FPG) per 100 000, both sexes, 2017. Age-standardized mortality rates attributable to high FPG are generally lower in high-income countries. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.143 Printed with permission. Copyright © 2018, University of Washington.

Chart 9-9. Age-standardized global mortality rates attributable to diabetes mellitus (DM) per 100 000, both sexes, 2017. Age-standardized mortality attributable to DM is highest in Oceania, Southern and sub-Saharan Africa, Southeast Asia, and parts of Central and Tropical Latin America. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.143 Printed with permission. Copyright © 2018, University of Washington.

Chart 9-10. Age-standardized global prevalence rates of diabetes mellitus (DM) per 100 000, both sexes, 2017. The age-standardized prevalence of DM is highest in Oceania.Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.143 Printed with permission. Copyright © 2018, University of Washington.
| ACC | American College of Cardiology |
| ACCORD | Action to Control Cardiovascular Risk in Diabetes |
| ACR | albumin-to-creatinine ratio |
| ACS | acute coronary syndrome |
| AF | atrial fibrillation |
| AHA | American Heart Association |
| AP | angina pectoris |
| ARIC | Atherosclerosis Risk in Communities |
| ASCEND | A Study of Cardiovascular Events in Diabetes |
| ASCVD | atherosclerotic cardiovascular disease |
| AUC | area under the curve |
| BMI | body mass index |
| BP | blood pressure |
| BRFSS | Behavioral Risk Factor Surveillance System |
| CAC | coronary artery calcification |
| CAD | coronary artery disease |
| CARDIA | Coronary Artery Risk Development in Young Adults |
| CDC WONDER | Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research |
| CHD | coronary heart disease |
| CI | confidence interval |
| CKD | chronic kidney disease |
| CVD | cardiovascular disease |
| CVH | cardiovascular health |
| DM | diabetes mellitus |
| ED | emergency department |
| eGFR | estimated glomerular filtration rate |
| ESRD | end-stage renal disease |
| EVEREST | Efficacy of Vasopressin Antagonism in Heart Failure Outcome Study With Tolvaptan |
| EXAMINE | Examination of Cardiovascular Outcomes With Alogliptin Versus Standard of Care |
| FHS | Framingham Heart Study |
| FPG | fasting plasma glucose |
| GBD | Global Burden of Disease |
| GRS | genetic risk score |
| GWAS | genome-wide association study |
| GWTG | Get With The Guidelines |
| HbA1c | hemoglobin A1c (glycosylated hemoglobin) |
| HCHS/SOL | Hispanic Community Health Study/Study of Latinos |
| HCUP | Healthcare Cost and Utilization Project |
| HDL | high-density lipoprotein |
| HF | heart failure |
| HR | hazard ratio |
| ICD-9 | International Classification of Diseases, 9th Revision |
| ICD-10 | International Classification of Diseases, 10th Revision |
| IDF | International Diabetes Federation |
| IHD | ischemic heart disease |
| IMPROVE-IT | Improved Reduction of Outcomes: Vytorin Efficacy International Trial |
| IRR | incidence rate ratio |
| JHS | Jackson Heart Study |
| LDL-C | low-density lipoprotein cholesterol |
| LEADER | Liraglutide Effect and Action in Diabetes: Evaluation of Cardiovascular Outcome Results |
| MACE | major adverse cardiovascular events |
| MEPS | Medical Expenditure Panel Survey |
| MESA | Multi-Ethnic Study of Atherosclerosis |
| MET | metabolic equivalent |
| MI | myocardial infarction |
| NEDS | Nationwide Emergency Department Sample |
| NH | non-Hispanic |
| NHANES | National Health and Nutrition Examination Survey |
| NHIS | National Health Interview Survey |
| NHLBI | National Heart, Lung, and Blood Institute |
| NIS | National (Nationwide) Inpatient Sample |
| NVSS | National Vital Statistics System |
| OR | odds ratio |
| PA | physical activity |
| PAF | population attributable fraction |
| PWV | pulse-wave velocity |
| REGARDS | Reasons for Geographic and Racial Differences in Stroke |
| RR | relative risk |
| SBP | systolic blood pressure |
| SD | standard deviation |
| SEARCH | SEARCH for Diabetes in Youth |
| SSB | sugar-sweetened beverage |
| TC | total cholesterol |
| TECOS | Trial Evaluating Cardiovascular Outcomes with Sitagliptin |
| TIMI | Thrombolysis in Myocardial Infarction |
| TODAY | Treatment Options for Type 2 Diabetes in Adolescents and Youth |
| UI | uncertainty interval |
| USRDS | United States Renal Data System |
| VTE | venous thromboembolism |
| WC | waist circumference |
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10. Metabolic Syndrome
Definition
MetS is a multicomponent risk factor for CVD and type 2 DM that reflects the clustering of individual cardiometabolic risk factors related to abdominal obesity and insulin resistance. MetS is a useful entity for communicating the nature of lifestyle-related cardiometabolic risk to both patients and clinicians. Although multiple definitions for MetS have been proposed, the IDF, NHLBI, AHA, and others recommended a harmonized definition for MetS based on the presence of any 3 of the following 5 risk factors1:
— FPG ≥100 mg/dL or undergoing drug treatment for elevated glucose
— HDL-C <40 mg/dL in males or <50 mg/dL in females or undergoing drug treatment for reduced HDL-C
— Triglycerides ≥150 mg/dL or undergoing drug treatment for elevated triglycerides
— WC >102 cm in males or >88 cm in females for people of most ancestries living in the United States. Ethnicity- and country-specific thresholds can be used for diagnosis in other groups, particularly Asians and individuals of non-European ancestry who have predominantly resided outside the United States.
— SBP ≥130 mm Hg or DBP ≥85 mm Hg or undergoing drug treatment for hypertension, or antihypertensive drug treatment in a patient with a history of hypertension
Several adverse health conditions are related to MetS but are not part of its clinical definition. These include NAFLD, sexual/reproductive dysfunction (erectile dysfunction in males and polycystic ovarian syndrome in females), OSA, certain forms of cancer, and possibly osteoarthritis, as well as a general proinflammatory and prothrombotic state.2
Type 2 DM, defined as FPG ≥126 mg/dL, random or 2-hour postchallenge glucose ≥200 mg/dL, HbA1c ≥6.5%, or taking hypoglycemic medication, is a separate clinical diagnosis distinct from MetS; however, many of those with type 2 DM will also have MetS.

Chart 10-1. Prevalence of metabolic syndrome by sex and US region among adolescents 12 to 19 years of age (NHANES, 1999–2014). NHANES indicates National Health and Nutrition Examination Survey. Source: Data derived from DeBoer et al.3
Prevalence
Youth
(See Chart 10-1)
On the basis of NHANES 1999 to 2014, the prevalence of MetS in adolescents 12 to 19 years of age in the United States varied by geographic region. MetS prevalence was lower in the Northeast (6.25% [95% CI, 4.14%–8.36%]) and West (6.31% [95% CI, 4.73%–7.89%]) regions and higher in the South (7.57% [95% CI, 5.80%–9.33%]) and Midwest (11.42% [95% CI, 8.11%–14.72%]). Prevalence was higher in adolescent males versus females across all regions (Chart 10-1).3
In HCHS/SOL Youth, the prevalence of MetS among children 10 to 16 years of age varied according to the clinical definition used, with only 1 participant being classified as having MetS by all 3 clinical definitions.4
Although MetS categorization is generally unstable at younger ages, a single grouping of cardiometabolic risk factors (ie, abdominal obesity, insulin resistance, dyslipidemia, and elevated BP) was identified in a confirmatory factor analysis and shown to be present across the age spectrum from children to adults.5 However, a separate confirmatory factor analysis in HCHS/SOL Youth showed that SBP and FPG did not cluster with other MetS components.4
Uncertainty remains concerning the definition of the obesity component of MetS in the pediatric population because it is age dependent. Therefore, use of BMI percentiles6 and waist-height ratio7 has been recommended. Using CDC and FitnessGram standards for pediatric obesity, the prevalence of MetS in obese youth ranges from 19% to 35%.6
Adults
(See Chart 10-2)
The following estimates include many who also have DM, in addition to those with MetS without DM:

Chart 10-2. Age-standardized prevalence of metabolic syndrome by age and sex in Hispanics/Latinos in HCHS/SOL, United States, 2008 to 2011. Values were weighted for survey design and nonresponse and were age standardized to the population described by the 2010 US census. HCHS/SOL indicates Hispanic Community Health Study/Study of Latinos. Source: Data derived from Heiss et al.10
On the basis of NHANES 2007 to 2014, the overall prevalence of MetS was 34.3% and was similar for males (35.3%) and females (33.3%).8 The prevalence of MetS increased with age, from 19.3% among people 20 to 39 years of age to 37.7% for people 40 to 59 years of age and 54.9% among people ≥60 years of age.
In a meta-analysis of 26 609 young adults (18–30 years of age) across 34 studies, the prevalence of MetS was 4.8% to 7% depending on the definition used.9
In HCHS/SOL, the overall prevalence of MetS among Hispanics/Latinos living in the United States was 34% among males and 36% among females (Chart 10-2).10 MetS prevalence increased with age, with the highest prevalence in females 70 to 74 years of age (Chart 10-2). In males and females, the lowest prevalence of MetS was observed among South Americans (27%). In males, the highest prevalence was observed in Cubans (35%), and in females, the highest prevalence was observed among Puerto Ricans (41%; Chart 10-2).
Among blacks in the JHS, the overall prevalence of MetS was 34%, and it was higher in females than in males (40% versus 27%, respectively).11
The prevalence of MetS has been noted to be high in individuals with certain conditions, including schizophrenia spectrum disorders12; use of atypical antipsychotic drugs13; prior solid organ transplants14,15; prior hematopoietic cell transplantation16,17; HIV infection18; prior treatment for blood cancers17,19; systemic inflammatory disorders such as psoriasis,20 systemic lupus erythematosus,21 and rheumatoid arthritis22; multiple sclerosis23; well-controlled type 1 DM24; hypopituitarism25; prior gestational DM26; prior pregnancy-induced hypertension27; cerebral palsy28; war-related bilateral lower-limb amputation29 or spinal cord injury30 in veterans; and select professions, including law enforcement31 and firefighters.32
Secular Trends
Youth
(See Chart 10-3)
In NHANES 1999 to 2012, the prevalence of MetS decreased among youth 12 to 19 years of age. This was most evident when considering a MetS severity Z score (slope=−0.015; P=0.030). During this period, levels of HDL-C increased and triglycerides decreased along with decreased consumption of carbohydrates and increased unsaturated fat intake (Chart 10-3).33

Chart 10-3. Prevalence of MetS in US youth (NHANES, 1999–2012). ATP III indicates Adult Treatment Panel III; BMI, body mass index; Carbs, carbohydrates; HDL, high-density lipoprotein; MetS, metabolic syndrome; and NHANES, National Health and Nutrition Examination Survey. Source: Reproduced with permission from Lee et al.33 Copyright © 2016, by the American Academy of Pediatrics.
Adults
(See Charts 10-4 through 10-6)
Secular trends in MetS differ based on the definition used. Using the harmonized MetS criteria, the prevalence of MetS increased from 25.3% in NHANES 1988 to 1994 to 34.2% in NHANES 2007 to 2012.34 Although the prevalence of MetS increased for each race-sex group from NHANES 1999 to 2006 to NHANES 2007 to 2012, NH black males had the greatest increase (55%) across the entire study period from NHANES 1998 to 1994 to NHANES 2007 to 2012, whereas Mexican American females had the smallest (2% increase; Chart 10-4). In contrast, using ATP III criteria, the prevalence of MetS was stable overall in NHANES 2003 to 2014.35 Additionally, the prevalence of MetS remained stable in both men and women in NHANES 2007 to 2014 (Chart 10-5).
The prevalence of MetS is affected by changes in the prevalence of its individual components. In NHANES 2007 to 2014, elevated triglycerides and elevated FPG decreased, whereas low HDL remained stable for males and females (Chart 10-5). In contrast, abdominal adiposity increased for females, and elevated BP increased overall (Chart 10-5).8,35
In the ARIC study (1987–1998), prevalence of MetS increased from 33% to 50% over the mean 10-year follow-up, with differences by age and sex.36 The prevalence of MetS was lower in black males than in white males at all time points and for all ages across the study. Black females had higher prevalence of MetS than white females at baseline and subsequent time points for all ages except for those >60 years of age (Chart 10-6).

Chart 10-4. Prevalence of metabolic syndrome among US adults (NHANES, 1998–2012). Metabolic syndrome was defined using the criteria agreed to jointly by the International Diabetes Federation; the National Heart, Lung, and Blood Institute; the American Heart Association; the World Heart Federation; the International Atherosclerosis Society; and the International Association for the Study of Obesity. NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey. Source: Data derived from Moore et al.34

Chart 10-5. Sex-stratified trends in the age-adjusted weighted prevalence of metabolic syndrome and its components among US adults (NHANES, 2007–2014). HDL indicates high-density lipoprotein; and NHANES, National Health and Nutrition Examination Survey. *P for trend <0.05. **P for trend=0.05, after adjustment for age, sex, and race, as appropriate. Source: Reprinted from Shin et al8 with permission from Elsevier. Copyright © 2018, Elsevier.

Chart 10-6. Ten-year progression of metabolic syndrome in the ARIC study, stratified by age, sex, and race/ethnicity, United States, 1987 to 1998.A, African-American females; (B) white females; (C) white males; (D) African-American males. Data obtained from visit 1 (1987–1989), visit 2 (1990–1992), visit 3 (1993–1995), and visit 4 (1996–1998). ARIC indicates Atherosclerosis Risk in Communities. Source: Data derived from Vishnu et al.36
Risk Factors
Youth
In the PREMA Study, independent predictors of MetS from childhood to adolescence were low birth weight, small head circumference, and a parent with overweight or obesity.37 When all 3 of these predictors were present, the sensitivity and specificity of identifying MetS was 91% and 98%, respectively, in both the derivation and validation cohorts.
In an RCT of an intervention to promote longer duration of exclusive breastfeeding in mother-child pairs, the risk of childhood MetS after 11.5 years of follow-up was increased among boys in the intervention group (OR, 1.49 [95% CI, 1.01–2.22]) but not girls (OR, 0.94 [95% CI, 0.63–1.42]) in the intervention group compared with control groups.38
In NHANES 2007 to 2010, higher exposure to secondhand smoke was associated with prevalent MetS (OR, 5.4 [95% CI, 1.7–16.9]) among adolescents 12 to 19 years of age. Additionally, higher secondhand smoke exposure interacted with low exposure to certain nutrients (vitamin E and omega-3 PUFAs) to increase the odds of MetS.39
Daily intake of added sugar >186 g/d was associated with prevalent MetS (OR, 8.4 [95% CI, 4.7–12.1]) among adolescents 12 to 19 years of age in NHANES 2005 to 2012.40
Adults
There is a bidirectional association between MetS and depression. In prospective studies, depression increases the risk of MetS (OR, 1.49 [95% CI, 1.19–1.87]), and MetS increases the risk of depression (OR, 1.52 [95% CI, 1.20–1.91]).41
In prospective or retrospective cohort studies, numerous factors have been reported as being directly associated with incident MetS, defined by 1 of the major definitions, including age,42 inability to understand or read food labels,43 smoking,44,45 parental smoking,46 low levels of PA,47 and physical fitness.48
Dietary habits are also associated with incident MetS, including a Western diet49 and consumption or intake of soft drinks,50 diet soda,51 energy-dense beverages,52 SSBs,53 fructose,54 magnesium,55,56 energy,57 carbohydrates,58 total fat,59 meats (total, red, and processed but not white meat),60 and fried foods.51 Additionally, skipping breakfast61 and a problematic relationship to eating and food62 are risk factors.
Other risk factors for incident MetS include parental history of DM,59 pediatric MetS,59 obesity or BMI,63,64 childhood obesity,65 childhood MetS,66 intra-abdominal fat,67 gain in weight or BMI,57 weight fluctuation,68 and heart rate.69
Blood biomarkers associated with incident MetS include homeostasis model assessment,70 fasting insulin,71 2-hour insulin,71 proinsulin,71 oxidized LDL-C,72,73 HDL particle concentration,74 LDL particle concentration,74,75 lipoprotein-associated phospholipase A2,76 uric acid,77–79 γ-glutamyltransferase,80,81 alanine transaminase,80 plasminogen activator inhibitor-1,73 fibroblast growth factor 21,82 aldosterone,83 leptin,84 ferritin,85 CRP,86 adipocyte–fatty acid binding protein,87 testosterone and sex hormone–binding globulin,88,89 matrix metalloproteinase 9,90 serum free triiodothyronine,91 active periodontitis,92,93 use of protease inhibitors in HIV-infected patients,94 and urinary bisphenol A levels.95
In a pooled population of 117 020 patients from 20 studies who were followed up for a median of 5 years (range, 3–14.7 years), NAFLD was associated with an increased risk of incident MetS when using alanine aminotransferase (RR, 1.80 [95% CI, 1.72–1.89] for highest versus lowest quartile or quintile), γ-glutamyltransferase (RR, 1.98 [95% CI, 1.89–2.07] for highest versus lowest quartile or quintile), or ultrasonography (RR, 3.22 [95% CI, 3.05–3.41]) to assess NAFLD.80
In a meta-analysis that included 76 699 participants and 13 871 incident cases of MetS, there was a negative linear relationship between leisure-time PA and development of MetS.96 For every increase of 10 MET h/wk (approximately equal to 150 minutes of moderate PA per week), risk of MetS was reduced by 10% (RR, 0.90 [95% CI, 0.86–0.94]).
Prior studies have reported higher MetS incidence among individuals with lower educational attainment, lower SES,97,98 more experiences of everyday discrimination,99 and long-term work stress.100
The following factors have been reported as being inversely associated with incident MetS, defined by 1 of the major definitions, in prospective or retrospective cohort studies: muscular strength,101 increased PA or physical fitness,102,103 aerobic training,104 cardiorespiratory fitness (eg, maximal oxygen uptake),105 and living at geographically higher elevation.106
Dietary habits are also inversely associated with incident MetS, including alcohol use,107 fiber intake,108,109 consumption of fruits and vegetables,110 white fish intake,111 Mediterranean diet,112,113 dairy consumption (particularly yogurt and low-fat dairy products),51,114 consumption of fermented milk with Lactobacillus plantarum,115 consumption of animal or fat protein,116 hot tea consumption (but not sugar-sweetened iced tea),117 coffee consumption,118 vitamin D intake,119 intake of tree nuts,120 walnut intake,121 avocado intake,122 intake of long-chain omega-3 PUFAs,123 potassium intake,124 and ability to interpret nutrition labels.43
Blood biomarkers that are inversely associated with incident MetS include insulin sensitivity,71 ratio of aspartate aminotransferase to alanine aminotransferase,125 total testosterone,67,71,126 serum 25-hydroxyvitamin D,127 sex hormone–binding globulin,67,71,126 and Δ5-desaturase activity.128
In cross-sectional studies, prevalent MetS is associated with a high-salt diet129; a high dietary inflammatory index130; stress131; proinflammatory cytokines such as IL-6 and tumor necrosis factor-α73; low cardiorespiratory fitness132; sarcopenia in middle aged and older nonobese adults133; cancer antigen 19-9132,134; erythrocyte parameters135 such as hemoglobin level and red blood cell distribution width; excessive dietary calcium (>1200 mg/d) in males136; inadequate energy intake among patients undergoing dialysis137; blood parameters such as hemoglobin, platelet, and white blood cell counts138; and OSA.139
In cross-sectional studies, increased standing,140 “weekend warrior” and regular PA patterns,141 handgrip strength,142 a vegetarian diet,143 subclinical hypothyroidism in males,144 muscle mass to visceral fat ratio in college students,145 marijuana use,146 total antioxidant capacity from diet and dietary supplements,147 organic food consumption,148 anti-inflammatory cytokines (IL-10),73 ghrelin,73 adiponectin,73 and antioxidant factors (paraoxonase-1)73 were inversely associated with prevalent MetS. In NHANES 2003 to 2008, high neighborhood racial/ethnic diversity149 was associated with a lower MetS prevalence (OR, 0.71 [95% CI, 0.52–0.96]) after adjustment for neighborhood-level poverty and individual factors.
Subclinical Disease
(See Chart 10-6)
In the ARIC study (1987–1998), using a sex- and race/ethnicity-specific MetS severity score, 76% of ARIC participants progressed over a mean 10-year follow-up, with faster progression observed in younger participants and in females (Chart 10-6).36
Isolated MetS, which could be considered an earlier form of overt MetS, has been defined as those with ≥3 MetS components but without overt hypertension and DM. In a population-based random sample of 2042 residents of Olmsted County, MN, those with isolated MetS had a higher incidence of hypertension, DM, diastolic dysfunction, and reduced renal function (GFR <60 mL/min) compared with healthy control subjects (P<0.05).150
Genetics and Family History
Several pleiotropic variants of genes of apolipoproteins (APOE, APOC1, APOC3, and APOA5), Wnt signaling pathway (TCF7L2), lipoproteins (LPL, CETP), mitochondrial proteins (TOMM40), gene transcription regulation (PROX1), cell proliferation (DUSP9), cAMP signaling (ADCY5), and oxidative LDL metabolism (COLEC12), as well as expression of liver-specific genes (HNF1A), have been identified across various racial/ethnic populations that could explain some of the correlated architecture of MetS traits.151–154
The minor G allele of the atrial natriuretic peptide genetic variant rs5068, which is associated with higher levels of circulating atrial natriuretic peptide, has been associated with lower prevalence of MetS in whites and blacks.155
SNPs of inflammatory genes (encoding IL-6, IL-1β, and IL-10) and plasma fatty acids, as well as interactions among these SNPs, are differentially associated with odds of MetS.156
Prevention and Awareness of MetS
Identification and treatment of MetS aligns with the AHA 2020 Impact Goal,156a with emphasis on PA, healthy diet, and healthy weight for attainment of ideal BP, serum cholesterol, and FPG levels. Monitoring the prevalence of MetS is a secondary metric in the 2020 Impact Goal. Identification of MetS represents a call to action for the healthcare provider and patient to address underlying lifestyle-related risk factors. A multidisciplinary team of healthcare professionals is desirable to adequately address these multiple issues in patients with MetS.3
Despite the high prevalence of MetS, the public’s recognition of MetS is limited.4 Communicating with patients about MetS and its clinical assessment may increase risk perception and motivation toward a healthier behavior.5
Morbidity and Mortality
Adults
MetS is associated with CVD morbidity and mortality. A meta-analysis of 87 studies comprising 951 083 subjects showed MetS increased the risk of CVD (summary RR, 2.35 [95% CI, 2.02–2.73]), with significant increased risks (RRs ranging from 1.6 to 2.9) for all-cause mortality, CVD mortality, MI, and stroke, even for those with MetS without DM.157
The cardiovascular risk associated with MetS varies on the basis of the combination of MetS components present. Of all possible ways to have 3 MetS components, the combination of central obesity, elevated BP, and hyperglycemia conferred the greatest risk for CVD (HR, 2.36 [95% CI, 1.54–3.61]) and mortality (HR, 3.09 [95% CI, 1.93–4.94]) in the Framingham Offspring Study.64
In a meta-analysis of 20 prospective cohort studies that included 57 202 adults ≥60 years of age, MetS was associated with increased risk of all-cause mortality (RR, 1.20 [95% CI, 1.05–1.38] for males and RR, 1.22 [95% CI, 1.02–1.44] for females) and CVD mortality (RR, 1.29 [95% CI, 1.09–1.53] for males and RR, 1.20 [95% CI, 0.91–1.60] for females).158 There was significant heterogeneity across the studies (all-cause mortality, I2=55.9%, P=0.001; CVD mortality, I2=58.1%, P=0.008). In subgroup analyses, the association of MetS with CVD and all-cause mortality varied by geographic location, sample size, definition of MetS, and adjustment for frailty.
The impact of MetS on mortality has been shown to be modified by objective sleep duration.159 In data from the Penn State Adult Cohort, a prospective population-based study of sleep disorders, objectively measured short sleep duration (<6 hours) was associated with increased all-cause mortality (HR, 1.99 [95% CI, 1.53–2.59]) and CVD mortality (HR, 2.10 [95% CI, 1.39–3.16]), whereas sleep ≥6 hours was not associated with increased all-cause mortality (HR, 1.29 [95% CI, 0.89–1.87]) or CVD mortality (HR, 1.49 [95% CI, 0.75–2.97]) among participants with MetS.
In the INTERHEART case-control study of 26 903 subjects from 52 countries, MetS was associated with an increased risk of MI, both according to the WHO (OR, 2.69 [95% CI, 2.45–2.95]) and the IDF (OR, 2.20 [95% CI, 2.03–2.38]) definitions, with a PAR of 14.5% (95% CI, 12.7%–16.3%) and 16.8% (95% CI, 14.8%–18.8%), respectively, and associations that were similar across all regions and ethnic groups. In addition, the presence of ≥3 risk factors with above-threshold values was associated with increased risk of MI (OR, 1.50 [95% CI, 1.24–1.81]) compared with having <3 risk factors with above-threshold values. Similar results were observed when the IDF definition was used.160
In the Three-City Study, among 7612 participants ≥65 years of age who were followed up for 5.2 years, MetS was associated with increased total CHD (HR, 1.78 [95% CI, 1.39–2.28]) and fatal CHD (HR, 2.40 [95% CI, 1.41–4.09]); however, MetS was not associated with CHD beyond its individual risk components.161
Among 3414 patients with stable CVD and atherogenic dyslipidemia who were treated intensively with statins in the AIM-HIGH trial, neither the presence of MetS or the number of MetS components was associated with cardiovascular outcomes, including coronary events, ischemic stroke, nonfatal MI, CAD death, or the composite end point.162
Using the 36 cohorts represented in the MORGAM Project, the risk of CVD in MetS declined with greater age in females but not males.163
It is estimated that 13.3% to 44% of the excess CVD mortality in the United States, compared with other countries such as Japan, is explained by MetS or MetS–related existing CVD.164
MetS is associated with risk of stroke.165 In a meta-analysis of 16 studies including 116 496 participants who were initially free of CVD, those with MetS had an increased risk of stroke (pooled RR, 1.70 [95% CI, 1.49–1.95]) compared with those without MetS. The magnitude of the effect was stronger among females (RR, 1.83 [95% CI, 1.31–2.56]) than males (RR, 1.47 [95% CI, 1.22–1.78]). Finally, those with MetS had the highest risk for ischemic stroke (RR, 2.12 [95% CI, 1.46–3.08]) rather than hemorrhagic stroke (RR, 1.48 [95% CI, 0.98–2.24]).
In the ARIC study, among 13 168 participants with a median follow-up of 23.6 years, MetS was independently associated with an increased risk of SCD (adjusted HR, 1.70 [95% CI, 1.37–2.12]; P<0.001).166 The risk of SCD varied according to the number of MetS components (HR, 1.31 per 1 additional component of the MetS [95% CI, 1.19–1.44]; P<0.001), independent of race or sex.
Complications
Youth
Among 771 participants 6 to 19 years of age from the NHLBI’s Lipid Research Clinics Princeton Prevalence Study and the Princeton Follow-up Study, the risk of CVD was substantially higher among those with MetS than among those without MetS (OR, 14.6 [95% CI, 4.8–45.3]) who were followed up for 25 years.167
In an International Childhood Cardiovascular Cohort Consortium that included 5803 participants in 4 cohort studies (Cardiovascular Risk in Young Finns, Bogalusa Heart Study, Princeton Lipid Research Study, and Minnesota Insulin Study) with a mean follow-up period of 22.3 years, childhood MetS and overweight were associated with a >2.4-fold risk for adult MetS from 5 years of age onward.66 The risk for type 2 DM was increased beginning at 8 years of age (RR, 2.6 [95% CI, 1.4–6.8]) based on international cutoff values for definition of childhood MetS. Risk of carotid IMT was increased beginning at 11 years of age (RR, 2.44 [95% CI, 1.55–3.55]) using the same definition.
Among 1757 youths from the Bogalusa Heart Study and the Cardiovascular Risk in Young Finns Study, those with MetS in youth and adulthood were at 3.4 times increased risk of high carotid IMT and 12.2 times increased risk of type 2 DM in adulthood as those without MetS at either time. Adults whose MetS had resolved after their youth did not have an increased risk of having high IMT or type 2 DM.63
In the Princeton Lipid Research Cohort Study, MetS severity scores during childhood were lowest among those who never developed CVD and were proportionally higher progressing from those who developed early CVD (mean 38 years of age) to those who developed CVD later in life (mean 50 years of age).168 MetS severity score was also strongly associated with early onset of DM.169
MetS score, based on the number of components of MetS, was associated with biomarkers of inflammation, endothelial damage, and CVD risk in a separate cohort of 677 prepubertal children.170
Adults
MetS and Subclinical CVD
MetS has also been associated with incident AF,171 recurrent AF after ablation,172 HF,173 and PAD.174
In MESA, among 6603 people 45 to 84 years of age (1686 [25%] with MetS without DM and 881 [13%] with DM), subclinical atherosclerosis assessed by CAC was more severe in people with MetS and DM than in those without these conditions, and the extent of CAC was a strong predictor of CHD and CVD events in these groups.175 There appears to be a synergistic relationship between MetS, NAFLD, and prevalence of CAC,176,177 as well as a synergistic relationship with smoking.178 Furthermore, the progression of CAC was greater in people with MetS and DM than in those without, and progression of CAC predicted future CVD event risk both in those with MetS and in those with DM.179 In MESA, the prevalence of thoracic calcification was 33% for people with MetS compared with 38% for those with DM (with and without MetS) and 24% of those with neither DM nor MetS.180
In the DESIR cohort, MetS was associated with an unfavorable hemodynamic profile, including increased brachial central pulse pressure and increased pulse-pressure amplification, compared with similar individuals with isolated hypertension but without MetS.181 In MESA, MetS was associated with major and minor electrocardiographic abnormalities, although this varied by sex.182 MetS is associated with reduced heart rate variability and altered cardiac autonomic modulation in adolescents.183
Individuals with MetS have a higher degree of endothelial dysfunction than individuals with a similar burden of traditional cardiovascular risk factors.184 Furthermore, individuals with both MetS and DM have demonstrated increased microvascular and macrovascular dysfunction.185 MetS is associated with increased thrombosis, including increased resistance to aspirin186 and clopidogrel loading.187
In a meta-analysis of 8 population-based studies that included 19 696 patients (22.2% with MetS), MetS was associated with higher carotid IMT (standard mean difference 0.28±0.06 [95% CI, 0.16–0.40]; P=0.00003) and higher prevalence of carotid plaques than in individuals without MetS (pooled OR, 1.61 [95% CI, 1.29–2.01]; P<0.0001).188
In modern imaging studies using echocardiography, MRI, cardiac CT, and positron emission tomography, MetS has been shown to be closely related to increased epicardial adipose tissues,189 regional neck fat distribution,190 increased visceral fat in other locations,191 increased ascending aortic diameter,192 high-risk coronary plaque features including increased necrotic core,193 impaired coronary flow reserve,194 abnormal indices of LV strain,195,196 LV diastolic dysfunction,197 LV dysynchrony,198 and subclinical RV dysfunction.199
MetS and Non-CVD Complications
In data from ARIC and JHS, MetS was associated with an increased risk of DM (HR, 4.36 [95% CI, 3.83–4.97]), although the association was attenuated after adjustment for the individual components of the MetS.200 However, use of a continuous sex- and race-specific MetS severity Z score was associated with an increased risk of DM independent of individual MetS components, with increases in this score over time conferring additional risk for DM.
In RENIS-T6, MetS was associated with a mean 0.30 mL/min per year (95% CI, 0.02–0.58 mL/min per year) faster decline in GFR than in individuals without MetS.201
MetS is also associated with cancer (in particular, breast, endometrial, prostate, pancreatic, hepatic, colorectal, and renal),202,203 as well as gastroenteropancreatic neuroendocrine tumors.204 MetS is linked to poorer cancer outcomes, including increased risk of recurrence and overall mortality.203,205 In a meta-analysis of 24 studies that included 132 589 males with prostate cancer (17.4% with MetS), MetS was associated with worse oncological outcomes, including biochemical recurrence and more aggressive tumor features.206 Among 94 555 females free of cancer at baseline in the prospective NIH-AARP cohort, MetS was associated with increased risk of breast cancer mortality (HR, 1.73 [95% CI, 1.09–2.75]), particularly among postmenopausal females (HR, 2.07 [95% CI, 1.32–3.25]).207
In data obtained from HCUP, hospitalized patients with a diagnosis of MetS and cancer had significantly increased odds of adverse health outcomes, including increased postsurgical complications (OR, 1.20 [95% CI, 1.03–1.39] and OR, 1.22 [95% CI, 1.09–1.37] for breast and prostate cancer, respectively).208
In 25 038 black and white participants from the REGARDS study, MetS was associated with increased risk of cancer-related mortality (HR, 1.22 [95% CI, 1.03–1.45]).202 For those with all 5 MetS components present, the risk of cancer mortality was 59% higher than for those without a MetS component present (HR, 1.59 [95% CI, 1.01–2.51]).
In NHANES III, MetS was associated with total cancer mortality (HR, 1.33 [95% CI, 1.04–1.70]) and breast cancer mortality (HR, 2.1 [95% CI, 1.09–4.11]).209
MetS was associated with a higher incidence of hepatocellular carcinoma in males (RR, 1.75 [95% CI, 1.28–2.38]) but not in females (RR, 1.18 [95% CI, 0.76–1.84]).210
NAFLD, a spectrum of liver disease that ranges from isolated fatty liver to fatty liver plus inflammation (nonalcoholic steatohepatitis), is hypothesized to represent the hepatic manifestation of MetS. On the basis of data from NHANES 2011 to 2014, the overall prevalence of NAFLD among US adults was 21.9%.211 The global prevalence of NAFLD is estimated at 25.2%.212 In a prospective study of 4401 Japanese adults 21 to 80 years of age who were free of NAFLD at baseline, the presence of MetS increased the risk for NAFLD in both males (OR, 4.00 [95% CI, 2.63–6.08]) and females (OR, 11.20 [95% CI, 4.85–25.87]).213 In cross-sectional studies, an increase in the number of MetS components was associated with underlying nonalcoholic steatohepatitis and advanced fibrosis in NAFLD.211,214
MetS is also associated with erectile dysfunction.215 In MESA, the prevalence of erectile dysfunction among participants 55 to 65 years of age with MetS was 16% compared with 10% in their counterparts without MetS (P<0.001).215
MetS has been associated with cirrhosis216 and cognitive decline,217 and possibly with VTE218 and incident asthma.219
Among 725 Chinese adults ≥90 years of age, MetS was associated with prevalent disability in activities of daily living (OR, 1.65 [95% CI, 1.10–3.21]) and instrumental activities of daily living (OR, 2.09 [95% CI, 1.17–4.32]).220
Cost and Healthcare Utilization
MetS is associated with increased healthcare use and healthcare-related costs among individuals with and without DM. Overall, healthcare costs increase by ≈24% for each additional MetS component present.221
The presence of MetS increases the risk for postoperative complications, including prolonged hospital stay and risk for blood transfusion, surgical site infection, and respiratory failure, across various surgical populations.208,222,223
Global Burden of MetS
(See Chart 10-7)
MetS is becoming hyperendemic around the world. Published evidence has described the prevalence of MetS in Canada,224 Latin America,225 India,226–230 Bangladesh,231 Iran,232,233 Nigeria,234 South Africa,235 Ecuador,236 Nigeria,237 and Vietnam,238 as well as many other countries.
On the basis of data from NIPPON DATA (1990–2005), the age-adjusted prevalence of MetS in a Japanese population was 19.3%.164 In a partially representative Chinese population, the 2009 age-adjusted prevalence of MetS in China was 21.3%,239 whereas in northwest China, the prevalence for 2010 was 15.1%,240 and in 2018, the prevalence in Chinese adults in Hong Kong was 14.1%.241
In a report from BioSHaRE, which harmonizes modern data from 10 different population-based cohorts in 7 European countries, the age-adjusted prevalence of MetS in obese subjects ranged from 24% to 65% in females and from ≈43% to ≈78% in males. In the obese population, the prevalence of MetS far exceeded the prevalence of MHO, which had a prevalence of 7% to 28% in females and 2% to 19% in males. The prevalence of MetS varied considerably by European country in the BioSHaRE consortium (Chart 10-7).242
The prevalence of MetS has been reported to be low (14.6%) in a population-representative study in France (the French Nutrition and Health Survey, 2006–2007) compared with other industrialized countries.243
In a systematic review of 10 Brazilian studies, the weighted mean prevalence of MetS in Brazil was 29.6%.244
In a meta-analysis of 10 191 subjects across 6 studies, the prevalence of MetS in Argentina was 27.5% (95% CI, 21.3%–34.1%), and prevalence was higher in males than in females (29.4% versus 27.4%; P=0.02).245
In a report from a representative survey of the northern state of Nuevo León, Mexico, the prevalence of MetS in adults (≥16 years of age) for 2011 to 2012 was 54.8%. In obese adults, the prevalence reached 73.8%. The prevalence in adult North Mexican females (60.4%) was higher than in adult North Mexican males (48.9%).246 Among older Mexican adults (≥65 years of age), the prevalence was 72.9% (75.7% in males; 70.4% in females).247
MetS is highly prevalent in modern indigenous populations, notably in Brazil and Australia. The prevalence of MetS was estimated to be 41.5% in indigenous groups in Brazil,244,246 33.0% in Australian Aborigines, and 50.3% in Torres Strait Islanders.248
In a meta-analysis of cross-sectional studies that assessed the prevalence of MetS in Middle Eastern countries, the pooled prevalence estimate for MetS was 25% (95% CI, 0.252–0.257). Prevalence ranged from a low of 2.2% up to 60% depending on the time frame, country studied, and definition of MetS used. There was high heterogeneity among the 59 included studies.249

Chart 10-7. Age-standardized prevalence of MetS and MHO among obese (body mass index ≥30 kg/m2) people in different European cohorts, 1995 to 2012 (global data). Data are shown for males (A) and females (B). CHRIS indicates Collaborative Health Research in South Tyrol Study; DILGOM, Dietary, Lifestyle, and Genetics Determinants of Obesity and Metabolic Syndrome; EGCUT, Estonian Genome Center of the University of Tartu; HUNT2, Nord-Trøndelag Health Study; KORA, Cooperative Health Research in the Region of Augsburg; MetS, metabolic syndrome; MHO, metabolically healthy obesity; MICROS, Microisolates in South Tyrol Study; NCDS, National Child Development Study; NL, the Netherlands; and PREVEND, Prevention of Renal and Vascular End-Stage Disease. Source: Reprinted from van Vliet-Ostaptchouk et al.242 Copyright © 2014, van Vliet-Ostaptchouk et al; licensee BioMed Central Ltd. This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly credited.
| AF | atrial fibrillation |
| AHA | American Heart Association |
| AIM-HIGH | Atherothrombosis Intervention in Metabolic Syndrome With Low HDL/High Triglycerides and Impact on Global Health Outcomes |
| ARIC | Atherosclerosis Risk in Communities |
| ATP III | Adult Treatment Panel III |
| BioSHaRE | Biobank Standardization and Harmonization for Research Excellence in the European Union |
| BMI | body mass index |
| BP | blood pressure |
| CAC | coronary artery calcification |
| CAD | coronary artery disease |
| cAMP | cyclic adenosine monophosphate |
| Carbs | carbohydrates |
| CDC | Centers for Disease Control and Prevention |
| CHD | coronary heart disease |
| CHRIS | Collaborative Health Research in South Tyrol Study |
| CI | confidence interval |
| CRP | C-reactive protein |
| CT | computed tomography |
| CVD | cardiovascular disease |
| DBP | diastolic blood pressure |
| DESIR | Data from an Epidemiological Study on the Insulin Resistance Syndrome |
| DILGOM | Dietary, Lifestyle, and Genetics Determinants of Obesity and Metabolic Syndrome |
| DM | diabetes mellitus |
| EGCUT | Estonian Genome Center of the University of Tartu |
| FPG | fasting plasma glucose |
| GFR | glomerular filtration rate |
| HbA1c | hemoglobin A1c (glycosylated hemoglobin) |
| HCHS/SOL | Hispanic Community Health Study/Study of Latinos |
| HCUP | Healthcare Cost and Utilization Project |
| HDL | high-density lipoprotein |
| HDL-C | high-density lipoprotein cholesterol |
| HF | heart failure |
| HIV | human immunodeficiency virus |
| HR | hazard ratio |
| HUNT2 | Nord-Trøndelag Health Study |
| IDF | International Diabetes Federation |
| IL | interleukin |
| IMT | intima-media thickness |
| JHS | Jackson Heart Study |
| KORA | Cooperative Health Research in the Region of Augsburg |
| LDL | low-density lipoprotein |
| LDL-C | low-density lipoprotein cholesterol |
| LV | left ventricular |
| MESA | Multi-Ethnic Study of Atherosclerosis |
| MET | metabolic equivalent |
| MetS | metabolic syndrome |
| MHO | metabolically healthy obesity |
| MI | myocardial infarction |
| MICROS | Microisolates in South Tyrol Study |
| MORGAM | MONICA [Monitoring Trends and Determinants in Cardiovascular Disease], Risk, Genetics, Archiving and Monograph Project |
| MRI | magnetic resonance imaging |
| NAFLD | nonalcoholic fatty liver disease |
| NCDS | National Child Development Study |
| NH | non-Hispanic |
| NHANES | National Health and Nutrition Examination Survey |
| NHLBI | National Heart, Lung, and Blood Institute |
| NIH-AARP | National Institutes of Health–American Association of Retired Persons |
| NIPPON DATA | National Integrated Project for Prospective Observation of Noncommunicable Disease and Its Trends in Aged |
| NL | The Netherlands |
| OR | odds ratio |
| OSA | obstructive sleep apnea |
| PA | physical activity |
| PAD | peripheral artery disease |
| PAR | population attributable risk |
| PREMA | Prediction of Metabolic Syndrome in Adolescence |
| PREVEND | Prevention of Renal and Vascular End-Stage Disease |
| PUFA | polyunsaturated fatty acid |
| RCT | randomized controlled trial |
| REGARDS | Reasons for Geographic and Racial Differences in Stroke |
| RENIS-T6 | Renal Iohexol-Clearance Survey in Tromsø 6 |
| RR | relative risk |
| RV | right ventricular |
| SBP | systolic blood pressure |
| SCD | sudden cardiac death |
| SES | socioeconomic status |
| SNP | single-nucleotide polymorphism |
| SSB | sugar-sweetened beverage |
| VTE | venous thromboembolism |
| WC | waist circumference |
| WHO | World Health Organization |
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11. Kidney Disease
ICD-10 N18.0. See Charts 11-1 through 11-10
Definition
(See Chart 11-1)
CKD, defined as reduced GFR (<60 mL·min−1·1.73 m−2), excess urinary albumin excretion (≥30 mg/d or mg/gCr), or both, is a serious health condition and a worldwide public health problem that is associated with poor outcomes and a high cost to the US healthcare system.1

Chart 11-1. Percentage of NHANES participants within the KDIGO 2012 prognosis of chronic kidney disease by GFR and albuminuria categories, United States, 2013 to 2016. Green=low risk; Yellow=moderately high risk; Orange=high risk; Red=very high risk. GFR indicates glomerular filtration rate; KDIGO, Kidney Disease: Improving Global Outcomes; and NHANES, National Health and Nutrition Examination Survey. Source: Reprinted from 2018 United States Renal Data System Annual Data Report, volume 1, Table 1.1,1 using NHANES 2013 to 2016.
GFR is usually estimated from the serum creatinine level using equations that account for age, sex, and race.
The spot urine ACR is recommended as a measure of urine albumin excretion.
CKD is characterized by eGFR category (G1–G5) and albuminuria category (A1–A3), as well as cause of CKD (Chart 11-1).2
ESRD is defined as severe CKD requiring long-term renal replacement treatment such as hemodialysis, peritoneal dialysis, or kidney transplantation.1 ESRD is an extremely high-risk population for cardiovascular morbidity and mortality.
Prevalence
(See Charts 11-1 through 11-3)
Using data from NHANES 2013 to 2016, the USRDS has estimated the prevalence of CKD by eGFR and albuminuria categories as shown in Chart 11-1. The overall prevalence of CKD (eGFR <60 mL·min−1·1.73 m−2 or ACR ≥30 mg/g; shown in yellow, orange, and red in Chart 11-1) in 2013 to 2016 was 14.8%.1
The prevalence of CKD increases substantially with age, as follows1:
— 6.3% for those 20 to 39 years of age
— 10.4% for those 40 to 59 years of age
— 32.2% for those ≥60 years of age
From 2001 to 2016, the prevalence of ACR ≥30 mg/g was higher but prevalence of eGFR <60 mL·min−1·1.73 m−2 was lower among NH blacks than NH whites.1
At the end of 2016, the unadjusted prevalence of ESRD estimated from cases reported to the CMS in the United States was 2161 per million (0.22%).1
The prevalence of ESRD varies regionally across the United States (Chart 11-2), mirroring the prevalence of traditional risk factors such as DM or hypertension.
ESRD prevalence is highest in Native Hawaiians/Pacific Islanders compared with other races, and prevalence is higher among Hispanics than among NH individuals (Chart 11-3).

Chart 11-2. Map of the standardized prevalence (per million) of end-stage renal disease by health service area, United States, 2012 to 2016. **Standardized for age, sex, and race. The standard population was the US population in 2011. Four health service areas were suppressed because the ratio of crude rate to standardized rate or standardized rate to crude rate was >3. Values for cells with ≤10 patients are suppressed. Source: Reprinted from 2018 United States Renal Data System Annual Data Report, volume 2, Figure 1.10.1

Chart 11-3. Temporal trends in end-stage renal disease, by race and Hispanic ethnicity, United States, 2000 to 2016.A, Standardized* incidence rate (per million); (B) standardized* prevalence of end-stage renal disease. Af Am indicates African American; AI/AN, American Indian or Alaska Native; NH, non-Hispanic; and PI, Pacific Islander. *Standardized for age and sex; the ethnicity analysis is further adjusted for race. The standard population was the US population in 2011. Source: Reprinted from 2018 United States Renal Data System Annual Data Report, volume 2, Figures 1.5 to 1.6 and 1.12 to 1.13.1
Incidence
(See Chart 11-3)
For US adults 30 to 49 years of age, 50 to 64 years of age, and ≥65 years of age without CKD, the residual lifetime incidences of CKD are projected to be 54%, 52%, and 42%, respectively, in the CKD Health Policy Model simulation based on 1999 to 2010 NHANES data.3
The incidence of ESRD is higher among blacks than whites (Chart 11-3),1 a disparity that persists even after controlling for major ESRD risk factors and that might be explained in part by the higher prevalence of albuminuria and APOL1 in this population.4
Secular Trends
(See Chart 11-3)
According to NHANES data, the prevalence of CKD (eGFR 15–59 mL·min−1·1.73 m−2) in the United States increased slowly over time until 2003 to 2004 because of an aging population and higher prevalence of risk factors, but the prevalence plateaued from 2004 to 2012.5
The prevalence of ESRD increased across most races and ethnicities from 2000 to 2016 primarily because of improved survival, whereas the incidence rate appeared to stabilize or decrease slightly (Chart 11-3).1
Risk Factors
(See Charts 11-4 and 11-5)
Many traditional CVD risk factors are also risk factors for CKD, including older age, male sex, hypertension, DM, smoking, and family history of CVD (Chart 11-4). In NHANES 2013 to 2016, the prevalence of CKD was 31% in adults ≥20 years of age with HBP and 37% in adults with DM. Among adults with obesity (BMI >30 kg/m2), nearly 17% had CKD.1
Even early stages of elevated BP and stage 1 hypertension as defined by the 2017 Hypertension Clinical Practice Guidelines (SBP of 120–139 mm Hg or DBP of 80–89 mm Hg) were associated with incident decreased eGFR (<60 mL·min−1·1.73 m−2) in a meta-analysis of observational cohorts (RR, 1.19 [95% CI, 1.07–1.33] over a mean follow-up of 6.5 years).6
OSA is associated with CKD and CKD progression independent of BMI and other traditional risk factors.7
Zip code–level poverty is associated with ≈25% higher ESRD incidence after accounting for age, sex, and race/ethnicity, and this association appears to be getting stronger over time (2005–2010 versus 1995–2004).8
Importantly, cardiovascular fitness and healthy lifestyles are associated with decreased risk and progression of CKD.9–11 For example, having more of the AHA’s Life’s Simple 7 ideal health factors was associated with progressively lower risk of incident CKD in the ARIC study (Chart 11-5).

Chart 11-4. Adjusted odds ratios of chronic kidney disease (CKD) in NHANES participants by risk factor, United States, 2001 to 2016. CKD was defined as presence of estimated glomerular filtration rate (eGFR) <60 mL·min−1·1.73 m−2, urine albumin-to-creatinine ratio (ACR) ≥30 mg/g, and either eGFR <60 mL·min−1·1.73 m−2 or ACR ≥30 mg/g for each of the comorbid conditions. Adjusted for age, sex, and race; single-sample estimates of eGFR and ACR; eGFR calculated with the CKD-EPI equation. Whisker lines indicate 95% CIs. BMI indicates body mass index; CKD-EPI, Chronic Kidney Disease Epidemiology Collaboration; CVD, cardiovascular disease; DM, diabetes mellitus; HTN, hypertension; NHANES, National Health and Nutrition Examination Survey; and SR, self-report. Source: Reprinted from 2018 United States Renal Data System Annual Data Report, volume 1, Figure 1.6,1 using NHANES 2001 to 2004, 2005 to 2008, 2009 to 2012, and 2013 to 2016.

Chart 11-5. Relationship of the AHA’s Life’s Simple 7 health factors and risk of incident CKD. Hazard ratio adjusted for age, sex, race, and baseline estimated glomerular filtration rate. Error bars represent the 95% CI. AHA indicates American Heart Association; and CKD, chronic kidney disease. Source: Reprinted from Rebholz et al.11 Copyright © 2016, The Authors. Published on behalf of the American Heart Association, Inc., by Wiley Blackwell. This is an open access article under the terms of the Creative Commons Attribution-NonCommercial License, which permits use, distribution and reproduction in any medium, provided the original work is properly cited and is not used for commercial purposes.
Social Determinants of CKD
A recent meta-analysis of 43 studies examining associations between socioeconomic indicators (income, education, and occupation) found that lower SES, particularly income, was associated with a higher prevalence of CKD and faster progression to ESRD.12 This association was observed in higher- versus lower- or middle-income countries and was more pronounced in the United States relative to Europe.
In a cross-sectional analysis of 9126 lower-income participants from NHANES 2003 to 2008, food insecurity (ie, the inability to acquire nutritional foods) was associated with a 67% higher odds of age-adjusted prevalent CKD in those with DM and a 37% higher odds of age-adjusted prevalent CKD in those with hypertension. A similar analysis in 1239 participants in the HANDLS study revealed a marginally significant higher odds of CKD in the full cohort, with no evidence of stronger associations in individuals with DM or hypertension.13
In the HCHS/SOL, lower language acculturation was associated with CKD among older subjects (>65 years); however, among subjects with CKD, acculturation measures were not associated with hypertension or DM control.14
In a study of 1620 participants from HANDLS with preserved baseline kidney function, self-reported experiences of discrimination were associated with lower kidney function assessed via GFR, and associations were particularly pronounced for black females relative to white females, black males, and NH white males.15
Genetics/Family History
Several hundred loci have been implicated in monogenic CKD.16,17
GWASs have revealed several candidate loci for CKD phenotypes, including GFR, albuminuria, kidney injury, and diabetic kidney disease.18–22
Race differences in CKD prevalence might be attributable to differences in genetic risk. The APOL1 gene has been well studied as a kidney disease locus in individuals of African ancestry.19 SNPs in APOL1 that are present in individuals of African ancestry but absent in other racial groups might have been subject to positive selection, conferring protection against trypanosome infection but leading to increased risk of renal disease, potentially through disruption of mitochondrial function.18
Although certain variants of APOL1 increase risk, this only explains a portion of the disparity in ESRD risk between blacks and nonblacks.19 For example, eGFR decline was faster even for black subjects with low-risk APOL1 status (0 or 1 allele) than for whites in CARDIA; this difference was attenuated by adjustment for SES and traditional risk factors.20
Despite associations with kidney risk, APOL1 does not appear to be associated with overall risk for CVD among blacks with hypertension-attributed CKD,21 and it is not associated with coronary calcification, carotid IMT, or LV mass among middle-aged black adults in CARDIA.23
Awareness
Awareness of CKD status in NHANES 2013 to 2016 was particularly low, ranging from 2% to 5% for early-stage CKD to 57% for more advanced CKD (eGFR 15–29 mL·min−1·1.73 m−2).1
Complications
In an analysis of GBD 2002 to 2016 data, DALYs attributable to CKD increased by 52.6%, and death attributable to CKD increased by 58.3%. The burden was most pronounced in the Southern United States, with much of the increase in CKD DALYs attributable to increased metabolic risks, aging of the population, and population growth. Age-standardized CKD DALY rates increased by 18.6% over the same time period.24
Cost
In 2016, Medicare spent >$79 billion caring for people with CKD and $35 billion for ESRD, which is 23% of all Medicare fee-for-service spending.1
Global Burden of Kidney Disease
(See Charts 11-6 and 11-7)
The GBD 2017 Study used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories.25
— In 2017, the total estimated prevalence of CKD was 698 million people (95% UI, 649–752 million), a 27% increase since 2007.
— Age-standardized prevalence of CKD is highest in Eastern Europe, South Asia, sub-Saharan Africa, Latin America, and Oceania (Chart 11-6).
— Oceania and Mexico had the highest age-standardized mortality rates attributable to CKD in 2017 (Chart 11-7).

Chart 11-6. Age-standardized global prevalence rates for chronic kidney disease (CKD) per 100 000, both sexes, 2017. Age-standardized prevalence of CKD is highest in Eastern Europe, South Asia, sub-Saharan Africa, Latin America, and Oceania. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.25 Printed with permission. Copyright © 2018, University of Washington.

Chart 11-7. Age-standardized global mortality rates for chronic kidney disease (CKD) per 100 000, both sexes, 2017. Oceania and Mexico have the highest age-standardized mortality rates attributable to CKD in 2017. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.25 Printed with permission. Copyright © 2018, University of Washington.
Kidney Disease and CVD
Impact of CKD on CVD Outcomes
CKD is a risk factor for incident and recurrent CHD events, stroke, HF, VTE, and AF and is considered to be a risk-enhancing factor for the purposes of recommending primary prevention therapies such as statins or aggressive BP control.26–31
The association of reduced eGFR with cardiovascular risk is generally similar across age, race, and sex subgroups,32 although albuminuria tends to be a stronger risk factor for females than for males and for older (>65 years of age) versus younger people.30
The addition of eGFR or albuminuria improves CVD prediction beyond traditional risk factors used in risk equations.30
A recent meta-analysis of 21 cohort studies of 27 465 individuals with CKD found that nontraditional risk factors such as serum albumin, phosphate, urate, and hemoglobin are associated with CVD risk in this population.33
Prevalence of CVD Among People With CKD
(See Charts 11-8 and 11-9)
People with CKD, as well as those with ESRD, have an extremely high prevalence of comorbid CVDs ranging from IHD and HF to arrhythmias and VTE (Charts 11-8 and 11-9).
Nearly two-thirds (64.5%) of CKD patients 66 years of age or older have CVD, compared with approximately one-third (32.4%) of patients without CKD in this age group.1
The prevalence of CVD in ESRD patients differs by treatment modality. Approximately 71% of ESRD patients on hemodialysis have any CVD, whereas 58% of peritoneal dialysis patients and 41% of transplant patients have any CVD (Chart 11-9).

Chart 11-8. Prevalence of CVD in US patients with or without CKD, 2016. Special analyses, Medicare 5% sample. AF indicates atrial fibrillation; AMI, acute myocardial infarction; CAD, coronary artery disease; CKD, chronic kidney disease; CVA, cerebrovascular accident; CVD, cardiovascular disease; HF, heart failure; PAD, peripheral arterial disease; PE, pulmonary embolism; SCA, sudden cardiac arrest; TIA, transient ischemic attack; VA, ventricular arrhythmia; VHD, valvular heart disease; and VTE, venous thromboembolism. Source: 2018 United States Renal Data System Annual Data Report, volume 1, Figure 4.11

Chart 11-9. Prevalence of CVD in US patients with end-stage renal disease (ESRD) by treatment modality, 2016. Point prevalent hemodialysis, peritoneal dialysis, and transplant patients ≥22 years of age who were continuously enrolled in Medicare Parts A and B, and with Medicare as primary payer from January 1, 2016, to December 31, 2016, and for whom the ESRD service date was at least 90 days before January 1, 2016. AF indicates atrial fibrillation; AMI, acute myocardial infarction; CAD, coronary artery disease; CVA, cerebrovascular accident; CVD, cardiovascular disease; HF, heart failure; PAD, peripheral arterial disease; PE, pulmonary embolism; SCA, sudden cardiac arrest; TIA, transient ischemic attack; VA, ventricular arrhythmia; VHD, valvular heart disease; and VTE, venous thromboembolism. Source: 2018 United States Renal Data System Annual Data Report, volume 2, Figure 8.1.1
Incidence of CVD Events Among People With CKD
In 3 community-based cohort studies (JHS, CHS, and MESA), absolute incidence rates for HF, CHD, and stroke for participants with versus without CKD were 22 versus 6.2 (per 1000 person-years) for HF, 24.5 versus 8.4 for CHD, and 13.4 versus 4.8 for stroke.34
Both eGFR and albuminuria appear to more strongly predict HF events than CHD or stroke events.30
GFR predicts stroke risk but is not as strongly associated as albuminuria. In 4 community-based cohorts, lower eGFR (45 versus 95 mL·min−1·1.73 m−2) was associated with an increased risk for ischemic stroke (HR, 1.30 [95% CI, 1.01–1.68]) but not hemorrhagic stroke (HR, 0.92 [95% CI, 0.47–1.81]). Albuminuria (ACR of 300 versus 5 mg/g) was associated with both ischemic and hemorrhagic stroke (HR, 1.62 [95% CI, 1.27–2.07] and 2.57 [95% CI, 1.37–4.83], respectively).35 In a meta-analysis of 83 studies of >30 000 strokes, there were linear relationships of both eGFR and albuminuria with stroke regardless of stroke subtype.29 Among people with CKD, proteinuria but not eGFR independently predicted stroke risk.36
In one study of people with CKD 50 to 79 years of age, the ACC/AHA pooled cohort risk equations appeared to be well calibrated (Hosmer-Lemeshow χ2=2.7, P=0.45), with moderately good discrimination (C index, 0.71 [95% CI, 0.65–0.77]) for ASCVD events.37
Females with CKD appear to have higher risk of incident PAD than males, particularly at younger ages.38
A patient-level pooled analysis of randomized trials explored the effect of CKD on prognosis for females who undergo PCI.39 Creatinine clearance <45 mL/min was an independent risk factor for 3-year MACE (adjusted HR, 1.56) and all-cause mortality (adjusted HR, 2.67).
Despite higher overall event rates than NH whites, NH blacks with CKD have similar (or possibly lower) rates of ASCVD events, HF events, and death after adjustment for demographic factors, baseline kidney function, and cardiovascular risk factors.40 However, the risk of HF associated with CKD might be greater for blacks and Hispanics than for whites.34
Clinically significant bradyarrhythmias appear to be more common than ventricular arrhythmias among hemodialysis patients and are highest in the immediate hours before dialysis sessions.41
Prevention and Treatment of CVD in People With CKD
One potential explanation for the higher CVD event rate in people with CKD is the low uptake of standard therapies. Furthermore, people with advanced CKD and ESRD are often excluded from clinical trials of cardiovascular drugs and devices,42,43 although recent observational data from large registries can provide insight into the risks and benefits in this population.
In a nationwide US cohort that included 4726 participants with CKD, only 2366 (50%) self-reported taking statins, whereas an additional 1984 participants (42%) met recommendations for statin treatment according to the 2013 ACC/AHA guideline on treatment of blood cholesterol but did not report using statins.37
Rates of stress testing among Medicare beneficiaries declined from 2008 to 2012, but rates were 5% to 15% higher for those with CKD and ESRD than for those without CKD.44
In a study of >12 000 people undergoing hemodialysis in the USRDS who had AF, only 15% initiated warfarin therapy within 30 days, and 70% discontinued use within 1 year.45
Low eGFR is an indication for reduced dosing of non–vitamin K antagonist oral anticoagulant drugs. Among nearly 15 000 US Air Force patients prescribed non–vitamin K antagonist oral anticoagulant drugs in an administrative database, 1473 had a renal indication for reduced dosing, and 43% of these were potentially overdosed. Potential overdosing was associated with increased risk of major bleeding (HR, 2.9 [95% CI, 1.07–4.46]).46
In a study of 17 910 patients undergoing angiography for stable IHD in Alberta, Canada, those with kidney disease were less likely to be revascularized for angiographically significant (>70%) coronary stenoses (OR, 0.52 [95% CI, 0.35–0.79] for ESRD compared to no CKD; OR, 0.80 [95% CI, 0.71–0.89] for mild-moderate CKD compared to no CKD).47
For patients undergoing TAVR in the United Kingdom, eGFR <45 mL·min−1·1.73 m−2 was associated with higher odds of in-hospital (adjusted OR, 1.45 [95% CI, 1.03–2.05]) and longer-term (adjusted OR, 1.36 [95% CI, 1.17–1.58]) mortality compared with higher eGFR.48 Somewhat higher odds of in-hospital mortality after TAVR were seen for those with ESRD compared with all others in the NIS 2011 to 2014 (adjusted OR, 2.21 [95% CI, 1.81–2.69]).49
For patients with eGFR <60 but >15 mL·min−1·1.73 m−2 undergoing TAVR in the TVT registry, approximately one-third will die and 1 in 6 will require dialysis within a year.50
Among patients being treated with hemodialysis who were hospitalized for PAD, the number of endovascular procedures increased nearly 3-fold and the number of surgical procedures dropped by more than two-thirds from 2000 to 2012.51 Among patients who underwent lower-extremity bypass surgery in the USRDS 2006 to 2011, females with ESRD were less likely than males with ESRD to receive an autogenous vein graft. Among those who received a prosthetic graft, acute graft failure was higher for females.52
Mortality Attributable to CVD Among People With CKD
(See Chart 11-10)
CVD is a leading cause of death for people with CKD. Mortality risk depends not only on eGFR but also on category of albuminuria (Chart 11-10). The adjusted RR of all-cause mortality and cardiovascular mortality is highest in those with eGFR 15 to 30 mL·min−1·1.73 m−2 and those with ACR >300 mg/g.2
For patients with severe valvular heart disease, CKD is a particularly strong risk factor for mortality. In the Duke University Echocardiography Database (1999–2013), 5-year survival was substantially lower for CKD than for non-CKD patients (42% versus 67% for severe aortic stenosis and 37% versus 65% for severe MR, CKD versus non-CKD, respectively).53
Elevated levels of the alternative glomerular filtration marker cystatin C have been associated with increased risk for CVD and all-cause mortality in studies from a broad range of cohorts.
— Cystatin C levels predict ASCVD, HF, all-cause mortality, and cardiovascular death in the FHS after accounting for clinical cardiovascular risk factors.54
— Cystatin C–based eGFR was a stronger predictor of HF than creatinine-based eGFR among patients with CKD in the Chronic Renal Insufficiency Cohort study.55
— Strengthened associations with outcomes (relative to creatinine or creatinine-based eGFR) might be explained in part by non-GFR determinants of cystatin C such as chronic inflammation.56

Chart 11-10. Adjusted relative risk (RR) of clinical outcomes in the US general population according to KDIGO 2012 categories of chronic kidney disease.A, All-cause mortality and (B) cardiovascular mortality, categorized by eGFR and albuminuria category. Data are derived from categorical meta-analysis of population cohorts. Pooled RRs are expressed relative to the reference (Ref) cell. Colors represent the ranking of the adjusted RRs (green=low risk; yellow=moderate risk; orange=high risk; red=very high risk). ACR indicates urine albumin-to-creatinine ratio; eGFR, estimated glomerular filtration rate; and KDIGO, Kidney Disease: Improving Global Outcomes. Source: Modified from Levey et al2 with permission from the International Society of Nephrology. Copyright © 2011, International Society of Nephrology.
Costs of CVD in People With CKD
In 2015, admissions for CVD accounted for 27% of all inpatient spending for ESRD patients.1
In SHARP, a study of patients in Europe, North America, and Australasia, nonfatal major cardiovascular events were associated with £6133 (95% CI, £5608–£6658) higher costs for ESRD patients on dialysis and £4350 (95% CI, £3819–£4880) for other CKD patients in the year of the event (compared with years before the event).57
Worse preoperative creatinine clearance was associated with higher total costs of CABG from 2000 to 2012 in the STS database ($1250 per 10 mL/min lower clearance).58
Footnote
Disclosure: A portion of the data reported has been supplied by the USRDS.1 The interpretation and reporting of these data are the responsibility of the authors and in no way should be seen as an official policy or interpretation of the US government.
| ACC | American College of Cardiology |
| ACR | albumin-to-creatinine ratio |
| AF | atrial fibrillation |
| Af Am | African American |
| AHA | American Heart Association |
| AI/AN | American Indian or Alaska Native |
| AMI | acute myocardial infarction |
| ARIC | Atherosclerosis Risk in Communities |
| ASCVD | atherosclerotic cardiovascular disease |
| BMI | body mass index |
| BP | blood pressure |
| CABG | coronary artery bypass graft surgery |
| CAD | coronary artery disease |
| CARDIA | Coronary Artery Risk Development in Young Adults |
| CHD | coronary heart disease |
| CHS | Cardiovascular Health Study |
| CI | confidence interval |
| CKD | chronic kidney disease |
| CKD-EPI | Chronic Kidney Disease Epidemiology Collaboration |
| CMS | Centers for Medicare & Medicaid Services |
| CVA | cerebrovascular accident |
| CVD | cardiovascular disease |
| DALY | disability-adjusted life-year |
| DBP | diastolic blood pressure |
| DM | diabetes mellitus |
| eGFR | estimated glomerular filtration rate |
| ESRD | end-stage renal disease |
| FHS | Framingham Heart Study |
| GBD | Global Burden of Disease |
| GFR | glomerular filtration rate |
| GWAS | genome-wide association study |
| HANDLS | Health Aging in Neighborhoods of Diversity Across the Life Span |
| HBP | high blood pressure |
| HCHS/SOL | Hispanic Community Health Study/Study of Latinos |
| HF | heart failure |
| HR | hazard ratio |
| HTN | hypertension |
| ICD-10 | International Classification of Diseases, 10th Revision |
| IHD | ischemic heart disease |
| IMT | intima-media thickness |
| JHS | Jackson Heart Study |
| KDIGO | Kidney Disease: Improving Global Outcomes |
| LV | left ventricular |
| MACE | major adverse cardiovascular events |
| MESA | Multi-Ethnic Study of Atherosclerosis |
| MR | mitral regurgitation |
| NH | non-Hispanic |
| NHANES | National Health and Nutrition Examination Survey |
| NIS | National (Nationwide) Inpatient Sample |
| OR | odds ratio |
| OSA | obstructive sleep apnea |
| PAD | peripheral arterial/artery disease |
| PCI | percutaneous coronary intervention |
| PE | pulmonary embolism |
| PI | Pacific Islander |
| RR | relative risk |
| SBP | systolic blood pressure |
| SCA | sudden cardiac arrest |
| SES | socioeconomic status |
| SHARP | Study of Heart and Renal Protection |
| SNP | single-nucleotide polymorphism |
| SR | self-report |
| STS | Society of Thoracic Surgeons |
| TAVR | transcatheter aortic valve replacement |
| TIA | transient ischemic attack |
| TVT | Transcatheter Valve Therapy |
| UI | uncertainty interval |
| USRDS | United States Renal Data System |
| VA | ventricular arrhythmia |
| VHD | valvular heart disease |
| VTE | venous thromboembolism |
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12. Sleep
Sleep can be characterized in many different ways, including quantity of sleep (sleep duration), quality of sleep, or the presence of a sleep disorder, such as insomnia or OSA. All of these characteristics of sleep have been associated with CVD and stroke.

Chart 12-1. Prevalence of inadequate sleep (<7 hours) in US adults by age and sex, 2015 to 2016. Percentages are adjusted for complex sampling design. Source: Unpublished tabulation using National Health and Nutrition Examination Survey, 2015 to 2016.4
Prevalence
(See Charts 12-1 through 12-4)
The American Academy of Sleep Medicine and the Sleep Research Society published a consensus statement recommending that adults obtain ≥7 hours of sleep per night to promote optimal health.1 The American Academy of Sleep Medicine and Sleep Research Society also published guidelines for pediatric populations: infants 4 to 12 months old should sleep 12 to 16 hours per day; children 1 to 2 years of age should sleep 11 to 14 hours per day; children 3 to 5 years of age should sleep 10 to 13 hours per day; children 6 to 12 years of age should sleep 9 to 12 hours per day; and adolescents 13 to 18 years of age should sleep 8 to 10 hours per day.2
The CDC analyzed data from the 2014 BRFSS to determine the age-adjusted prevalence of a healthy sleep duration (≥7 hours) in the United States and found that 11.8% of people reported a sleep duration ≤5 hours, 23.0% reported 6 hours, 29.5% reported 7 hours, 27.7% reported 8 hours, 4.4% reported 9 hours, and 3.6% reported ≥10 hours. Overall, 65.2% met the recommended sleep duration of ≥7 hours.3
Analysis of NHANES data (2015–2016) indicated that the proportion of adults getting inadequate sleep (<7 hours) was 19.6%. Younger people were more likely to report sleeping <7 hours, and males were more likely to report sleeping <7 hours at all ages (Chart 12-1).4
The prevalence of inadequate sleep (<7 hours) varied by state or territory: in 2014, the lowest prevalence was seen in South Dakota (28.4%), Colorado (28.5%), and Minnesota (29.2%), and the highest was found in Guam (48.6%), Hawaii (43.6%), and Kentucky (39.4%).5
Prevalence of OSA varies by sex. On the basis of data from the Wisconsin Cohort Study, OSA prevalence estimates among 30- to 70-year-old subjects in the United States in 2007 to 2010 were 33.9% among males and 17.4% among females for AHI ≥5 (mild to severe OSA).6 Prevalence estimates of moderate to severe OSA (AHI ≥15) were 13.0% for males and 5.6% for females. These estimates are higher than estimates for 1988 to 1994 from the same study, which were 26.4% in males and 13.2% in females for mild to severe OSA.6
In a Canadian study of 100 adult patients with AF (70 males, 30 females) with no history of OSA who underwent home sleep testing, 85% had mild to severe OSA (AHI >5), and it was more common in males (91% versus 70% in females, P=0.006).7
A systematic review estimated the prevalence of OSA in cerebrovascular disease in 3242 patients who had either cerebral infarction, TIA, ischemic stroke, or hemorrhagic stroke and found that the pooled prevalence of OSA defined as AHI >10 events/h was 62% (95% CI, 55%–69%), and the pooled prevalence of severe OSA (AHI >30) was 30% (95% CI, 23%–37%).8
The BRFSS asked respondents, “Over the last 2 weeks, how many days have you had trouble falling asleep or staying asleep or sleeping too much?” and 52% responded zero (never), 27% responded 1 to 6 days, and 21% responded 7 to 14 days (unpublished tabulation using BRFSS,9 2017). Females were more likely to report having sleep problems on 7 to 14 of the past 14 days than males at all ages (Chart 12-2).
Females have a greater risk of insomnia than males. For example, a meta-analysis of 31 studies reported an RR of 1.41 (95% CI, 1.28–1.55) comparing females to males.10 Furthermore, sex differences increased with age and were largest in those ≥65 years of age.10

Chart 12-2. Prevalence of reporting sleep problems ≥7 days of 14 days in US adults by sex and age, 2017. Percentages are adjusted for complex sampling design. Survey question was, “Over the last 2 weeks, how many days have you had trouble falling asleep or staying asleep or sleeping too much?” Source: Unpublished tabulation using Behavioral Risk Factor Surveillance Survey, 2017.9
Children/Adolescents
National poll data indicated that 63.3% of children 6 to 11 years of age and 56.7% of children 12 to 17 years of age obtained sufficient sleep, whereas 47.2% of children 6 to 11 years of age and 38.5% of children 12 to 17 years of age had excellent sleep quality.11
The estimated prevalence of snoring in pediatric populations (as reported by the parent) is 7.5%, whereas the prevalence of sleep-disordered breathing using diagnostic testing is likely between 1% and 4% (varies depending on definitions and methodologies used).12
Adults: Young, Middle-Aged, and Old
Older adults are more likely to report adequate sleep. Age-specific and age-adjusted percentages of adults who reported adequate sleep (≥7 hours per 24-hour period) were as follows: 67.8% for 18- to 24-year-old adults, 62.1% for 25- to 34-year-old adults, 61.7% for 35- to 44-year-old adults, 62.7% for 45- to 64-year-old adults, and 73.7% for adults ≥65 years of age.3
Prevalence of OSA is higher among older adults. The prevalence of mild to severe OSA (AHI ≥5) was 26.6% for 30- to 49-year-old males and 43.2% for 50- to 70-year-old males, whereas it was 8.7% for 30- to 49-year-old females and 27.8% for 50- to 70-year-old females.6
Risk Factors
Risk factors for short sleep duration include smoking (OR, 0.63 [95% CI, 0.51–0.79] for ex-smokers and OR, 0.68 [95% CI, 0.53–0.85] for never-smokers versus smokers), physical inactivity (OR, 1.48 [95% CI, 1.15–1.86] for no PA versus PA), poor diet (OR, 0.93 [95% CI, 0.91–0.95] per point on nutrient adequacy scale), obesity (OR, 1.39 [95% CI, 1.17–1.65] for BMI ≥30 versus <25 kg/m2), fair/poor subjective health (OR, 1.93 [95% CI, 1.63–2.32] versus excellent, very good, and good combined), and depressive symptoms (OR, 2.80 [95% CI, 2.01–3.90] for ≥10 versus <10 on the Patient Health Questionnaire).13
Characteristics associated with trouble sleeping include not being married (OR, 1.16 [95% CI, 1.01–1.36], not married versus married), smoking (OR, 0.39 [95% CI, 0.36–0.43] for never-smoker versus current smoker), no alcohol consumption (OR, 0.39 [95% CI, 0.36–0.43] for alcohol consumption versus no consumption), obesity (OR, 1.25 [95% CI, 1.02–1.54] for BMI ≥30 versus <25 kg/m2), fair/poor subjective health (OR, 1.97 [95% CI, 1.60–2.41] versus excellent/very good/good), and depressive symptoms (OR, 4.71 [95% CI, 3.60–6.17] for ≥10 versus <10 on the Patient Health Questionnaire).13
Predictors of moderate to severe OSA (AHI ≥15) among a sample of 852 blacks were male sex (OR, 2.67 [95% CI, 1.87–3.80]), larger BMI (OR, 2.06 per SD [95% CI, 1.71–2.47]), larger neck circumference (OR, 1.55 per SD [95% CI, 1.18–2.05]), and habitual snoring (OR, 1.94 [95% CI, 1.37–2.75]).14
National data indicate that the following characteristics are associated with increased risk of incident diagnosed insomnia: >45 years of age (HR, 1.69 [95% CI, 1.40–2.03] for 45–64 years of age and HR, 2.11 [95% CI, 1.63–2.73] for ≥65 years) versus 18 to 44 years of age, high school degree (HR, 1.44 [95% CI, 1.18–1.75]) versus college or more, underweight (HR, 1.37 [95% CI, 1.06–1.77]) versus normal weight, greater comorbidities based on Charlson comorbidity index (HR, 1.69 [95% CI, 1.45–1.98] for a score of 1 or 2 and HR, 1.76 [95% CI, 1.32–2.36] for a score ≥3), ever having smoked (HR, 1.45 [95% CI, 1.20–1.76]) versus never having smoked, and physical inactivity (HR, 1.22 [95% CI, 1.06–1.42]) versus PA.15 The following are associated with reduced risk of incident diagnosed insomnia: male sex (HR, 0.57 [95% CI, 0.48–0.69]) and having never been married (HR, 0.73 [95% CI, 0.59–0.90]) versus being married or cohabitating.15
Social Determinants
Race/Ethnicity and Sleep
(See Charts 12-3 and 12-4)
Data from the CDC indicated that the age-adjusted prevalence of healthy sleep duration was lower among Native Hawaiians/Pacific Islanders (53.7%), NH blacks (54.2%), multiracial NH people (53.6%), and American Indians/Alaska Natives (59.6%) compared with NH whites (66.8%), Hispanics (65.5%), and Asians (62.5%).3
The Chicago Area Sleep Study used wrist activity monitoring and showed an adjusted mean sleep duration of 6.7 hours for blacks, 6.8 hours for Asians, 6.9 hours for Hispanic/Latinos, and 7.5 hours for whites.16 This study also observed lower sleep quality in blacks and Hispanic/Latinos compared with whites.
In NHANES 2015 to 2016, NH blacks had the highest percentage of respondents reporting sleeping <7 hours per night (32.1%), followed by other Hispanics (26.5%) and Mexican Americans (20.8%), whereas NH whites had the lowest percentage (16.3%) of respondents reporting sleeping <7 hours (Chart 12-3).
In BRFSS 2017, people of NH other race/ethnicity and NH American Indians/Alaskan Natives had the highest percentages of respondents indicating sleep problems ≥7 of 14 days (32.3% and 24.4%, respectively) whereas NH Asians and Hispanics had the lowest percentages (13.3% and 17.4%, respectively; Chart 12-4).
In a sample of blacks from the JHS, the prevalence of moderate to severe OSA (AHI ≥15) was 23.6%.14 In a sample of 14 440 Hispanic/Latino adults, the age-adjusted prevalence of moderate to severe OSA (AHI ≥15) was 9.8%.17

Chart 12-3. Prevalence of inadequate sleep (<7 hours) by race/ethnicity, United States, 2015 to 2016. Percentages are adjusted for complex sampling design. NH indicates non-Hispanic. Source: Unpublished tabulation using National Health and Nutrition Examination Survey, 2015 to 2016.4

Chart 12-4. Prevalence of reporting sleep problems ≥7 days of 14 days in US adults by race/ethnicity, 2017. Percentages are adjusted for complex sampling design. Survey question was, “Over the last 2 weeks, how many days have you had trouble falling asleep or staying asleep or sleeping too much?” NH indicates non-Hispanic. Source: Unpublished tabulation using Behavioral Risk Factor Surveillance Survey, 2017.9
Other Social Determinants of Sleep
In addition to race/ethnicity, social characteristics associated with short sleep duration include lower education (OR, 1.47 [95% CI, 1.19–1.78] for less than high school versus greater than high school), not being married (OR, 1.43 [95% CI, 1.25–1.67] for not married versus married), and poverty (OR, 1.54 [95% CI, 1.27–1.85] for poverty/income ratio <1 versus ≥2).13
Among Native Hawaiians and Pacific Islanders from the NHIS, low neighborhood social cohesion was associated with increased odds of short sleep duration (OR, 1.53 [95% CI, 1.10–2.13]). Neighborhood social cohesion was not associated with trouble falling or staying asleep or feeling well rested.18
Data from the WHO’s longitudinal Study on Global Ageing and Adult Health from 6 countries (Mexico, Ghana, South Africa, India, China, and Russia) collected in 2007 to 2010 indicated that participants who felt safe in their neighborhoods were less likely to report short sleep in Ghana (OR, 0.44 [95% CI, 0.33–0.58]) and China (OR, 0.72 [95% CI, 0.60–0.87]). Neighborhood safety was also associated with reduced likelihood of insomnia in China (OR, 0.22 [95% CI, 0.13–0.37]), Ghana (OR, 0.52 [95% CI, 0.37–0.71]), Russia (OR, 0.59 [95% CI, 0.43–0.81]), and India (OR, 0.73 [95% CI, 0.62–0.87]).19
Family History and Genetics
Genetic factors may influence sleep either directly by controlling sleep disorders or indirectly through modulation of risk factors such as obesity.
Heritability of sleep behaviors varies but is estimated to be ≈40%.20 Genetic studies have identified variants associated with OSA.21 Data suggest genetic control of interindividual variability in circadian rhythms, with variants in clock genes such as CRY1 and CRY2 being of particular interest.22,23 Several variants have been found to associate with chronotype, insomnia, and sleep duration in the UK Biobank, with evidence for shared genetics between insomnia and cardiometabolic traits.24–26
Awareness, Treatment, and Control
OSA is often undiagnosed. One study examined the prevalence of undiagnosed OSA in surgical patients and found that 661 of 2778 patients (23.8%) screened had high risk of having OSA, and 81% had not been previously diagnosed with OSA. Of these patients, 207 had a home sleep test, and OSA was confirmed in 170 (82.1%).27
A meta-analysis of 8 studies found that all-cause mortality (HR, 0.66 [95% CI, 0.59–0.73]) and cardiovascular mortality (HR, 0.37 [95% CI, 0.16–0.54]) were significantly lower in CPAP-treated patients than in untreated patients.28
An RCT enrolled people 45 to 75 years of age with moderate to severe OSA without excessive daytime sleepiness and who also had coronary or cerebrovascular disease to compare CPAP plus usual care to usual care alone.29 A total of 2687 patients were included in this secondary prevention trial and followed up for an average of 3.7 years. No statistically significant difference was observed for a composite of primary end points (HR, 1.10 [95% CI, 0.91–1.32]), including death attributable to cardiovascular causes, MI, stroke, or hospitalization for HF, UA, or TIA.
A retrospective chart review of 75 pediatric patients (7–17 years of age) referred to a sleep clinic for snoring compared 6-month change in BP between 3 groups (25 patients in each): snorers without OSA (AHI <1), with OSA but no treatment (AHI >1), and with OSA with CPAP treatment. SBP was higher at baseline in the 2 OSA groups (P<0.05) but decreased in the CPAP-treated group over 6 months (median change, −5 mm Hg [25th–75th percentile, −19 to 0 mm Hg]), whereas SBP increased in the untreated OSA group (median change, 4 mm Hg [25th–75th percentile: 0 to 10 mm Hg]). DBP did not differ between groups at baseline, nor did the 6-month change in DBP differ between groups.30
Mortality
A meta-analysis of 43 studies indicated that both short sleep (<7 hours per night; RR, 1.13 [95% CI, 1.10–1.17]) and long sleep (>8 hours per night; RR, 1.35 [95% CI, 1.29–1.41]) were associated with a greater risk of all-cause mortality.31
A prospective cohort study found that the association between sleep duration and mortality varied with age.32 Among adults <65 years of age, short sleep duration (≤5 hours per night) and long sleep duration (≥8 hours per night) were both associated with increased mortality risk (HR, 1.37 [95% CI, 1.09–1.71] and HR, 1.27 [95% CI, 1.08–1.48], respectively). Sleep duration was not significantly associated with mortality in adults ≥65 years of age.
Data from NHANES 2005 to 2008 indicated that long sleep duration (>8 hours per night) was associated with an increased risk of all-cause mortality in the full sample (HR, 1.90 [95% CI, 1.38–2.60]), among males (HR, 1.48 [95% CI, 1.05–2.09]), among females (HR, 2.32 [95% CI, 1.48–3.61]), and among those ≥65 years of age (HR, 1.80 [95% CI, 1.30–2.50]) but not among those <65 years of age.13 No statistically significant associations were observed between short sleep (<7 hours per night) and all-cause mortality in this analysis.
A meta-analysis of 137 prospective cohort studies with a total of 5 134 036 participants found that long sleep duration (cutoff varied by study) was associated with increased mortality risk (RR, 1.39 [95% CI, 1.31–1.47]).33
A meta-analysis of 27 cohort studies found that mild OSA (HR, 1.19 [95% CI, 0.86–1.65]), moderate OSA (HR, 1.28 [95% CI, 0.96–1.69]), and severe OSA (HR, 2.13 [95% CI, 1.68–2.68]) were associated with all-cause mortality in a dose-response fashion. Only severe OSA was associated with cardiovascular mortality (HR, 2.73 [95% CI, 1.94–3.85]).28
A study of US males found that insomnia symptoms were associated with increased risk of all-cause mortality. Specifically, mortality risk was higher for males who reported difficulty initiating sleep (HR, 1.25 [95% CI, 1.04–1.50]) and nonrestorative sleep (HR, 1.24 [95% CI, 1.05–1.46]).34
A study among males and females 21 to 75 years of age found that compared with those who never reported insomnia symptoms, those who reported persistent insomnia symptoms at 2 time points ≈5 years apart had an increased risk of all-cause mortality (HR, 1.58 [95% CI, 1.02–2.45]), but those who reported insomnia at only 1 time point did not.35
Complications
Short sleep duration has been associated with several cardiovascular and metabolic health outcomes, including prevalent obesity (OR, 1.55 [95% CI, 1.43–1.68]),36 incident obesity (OR, 1.45 [95% CI, 1.25–1.67]),37 incident DM (OR, 1.28 [95% CI, 1.03–1.60]),38 CHD morbidity or mortality (RR, 1.48 [95% CI, 1.22–1.80]),39 and stroke (RR, 1.15 [95% CI, 1.00–1.31]).39
Long duration of sleep was also associated with a greater risk of CHD morbidity or mortality (RR, 1.38 [95% CI, 1.15–1.66]), stroke (RR, 1.65 [95% CI, 1.45–1.87]), and total CVD (RR, 1.41 [95% CI, 1.19–1.68]).39
A meta-analysis examined sleep duration and total CVD (26 articles), CHD (22 articles), and stroke (16 articles).31 Short sleep (<7 hours per night) was associated with total CVD (RR, 1.14 [95% CI, 1.09–1.20]) and CHD (RR, 1.22 [95% CI, 1.13–1.31]) but not with stroke (RR, 1.09 [95% CI, 0.99–1.19]). Long sleep duration was associated with total CVD (RR, 1.36 [95% CI, 1.26–1.48]), CHD (RR, 1.21 [95% CI, 1.12–1.30]), and stroke (RR, 1.45 [95% CI, 1.30–1.62]).
Insomnia symptoms have also been associated with incident DM, including difficulty falling asleep (OR, 1.57 [95% CI, 1.25–1.97]) and difficulty staying asleep (OR, 1.84 [95% CI, 1.39–2.43]).38
The deepest stage of non–rapid-eye movement sleep, also called slow-wave sleep, is thought to be a restorative stage of sleep. In the Sleep Heart Health Study, which used in-home polysomnography to characterize sleep, it was found that participants with a lower proportion of slow-wave sleep had significantly greater odds of incident hypertension (quartile 1 versus quartile 3; OR, 1.69 [95% CI, 1.21–2.36]).40
A meta-analysis of 15 prospective studies observed a significant association between the presence of OSA and the risk of cerebrovascular disease (HR, 1.94 [95% CI, 1.31–2.89]).41
A prospective observational study enrolled patients with suspected metabolic disorders and possible OSA and examined incident major adverse cardiovascular and cerebrovascular events. A significant elevated risk of major adverse cardiovascular and cerebrovascular events was observed for patients with moderate OSA (HR, 3.85 [95% CI, 1.07–13.88] versus no OSA) and severe OSA (HR, 3.54 [95% CI, 1.03–12.22] versus no OSA). Using CPAP for ≥4 hours per night ≥5 days per week was not significantly associated with major adverse cardiovascular and cerebrovascular events (HR, 1.44 [95% CI, 0.80–2.59] versus less frequent or no CPAP use).42
A meta-analysis analyzed data from 9 cohort studies with 2755 participants that described the association between OSA and MACE after PCI with stenting and found that OSA was associated with a significantly increased risk of MACE (pooled RR, 1.96 [95% CI, 1.36–2.81]).43
Among patients with AMI, the presence of moderate to severe OSA is associated with a greater likelihood of an NSTEMI versus STEMI (OR, 1.59 [95% CI, 1.07–2.37]), and the prevalence of NSTEMI is highest among those with severe OSA: 18.3% for no OSA, 35.4% for mild OSA, 33.9% for moderate OSA, and 41.6% for severe OSA.44
Central sleep apnea was associated with increased odds of incident AF (OR, 3.00 [95% CI, 1.40–6.44] for central apnea index ≥5 vs <5), but OSA was not associated with incident AF.45
Costs
Analysis of direct and indirect costs related to inadequate sleep in Australia suggested that the approximate cost for a population the size of the United States would be over $585 billion for 2016 to 2017.46
Global Burden
A recent analysis of the global prevalence and burden of OSA estimated that 936 million (95% CI, 903–970 million) men and women 30 to 69 years of age have mild to severe OSA (AHI ≥5), and 425 million (95% CI, 399–450 million) have moderate to severe OSA (AHI ≥15) globally. The prevalence was highest in China, followed by the United States, Brazil, and India.47
| AF | atrial fibrillation |
| AHI | apnea-hypopnea index |
| AMI | acute myocardial infarction |
| BMI | body mass index |
| BP | blood pressure |
| BRFSS | Behavioral Risk Factor Surveillance System |
| CDC | Centers for Disease Control and Prevention |
| CHD | coronary heart disease |
| CI | confidence interval |
| CPAP | continuous positive airway pressure |
| CVD | cardiovascular disease |
| DBP | diastolic blood pressure |
| DM | diabetes mellitus |
| HF | heart failure |
| HR | hazard ratio |
| JHS | Jackson Heart Study |
| MACE | major adverse cardiovascular events |
| MI | myocardial infarction |
| NH | non-Hispanic |
| NHANES | National Health and Nutrition Examination Survey |
| NHIS | National Health Interview Survey |
| NSTEMI | non–ST-segment–elevation myocardial infarction |
| OR | odds ratio |
| OSA | obstructive sleep apnea |
| PA | physical activity |
| PCI | percutaneous coronary intervention |
| RCT | randomized controlled trial |
| RR | relative risk |
| SBP | systolic blood pressure |
| SD | standard deviation |
| STEMI | ST-segment–elevation myocardial infarction |
| TIA | transient ischemic attack |
| UA | unstable angina |
| WHO | World Health Organization |
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13. Total Cardiovascular Diseases
ICD-9 390 to 459; ICD-10 I00 to I99. See Tables 13-1 through 13-3 and Charts 13-1 through 13-21
Prevalence
(See Table 13-1 and Chart 13-1)
On the basis of NHANES 2013 to 2016 data,1 the prevalence of CVD (comprising CHD, HF, stroke, and hypertension) in adults ≥20 years of age is 48.0% overall (121.5 million in 2016) and increases with age in both males and females. CVD prevalence excluding hypertension (CHD, HF, and stroke only) is 9.0% overall (24.3 million in 2016; Table 13-1). Chart 13-1 presents the prevalence breakdown of CVD by age and sex, with and without hypertension.
On the basis of the 2017 NHIS2:
— The age-adjusted prevalence of all types of HD was 10.6%; the corresponding age-adjusted prevalence of HD among whites, blacks, Hispanics, and Asians was 11.0%, 9.7%, 7.4%, and 6.1%, respectively.
— The age-adjusted prevalence of HD, CAD, hypertension, and stroke was higher in men (11.8%, 7.2%, 26.0%, and 3.3%, respectively) than women (9.5%, 4.2%, 23.1%, and 2.5%, respectively).
— The population of individuals with a bachelor’s degree or higher had lower prevalence of HD, CHD, hypertension, and stroke than individuals with lower levels of education.
— Unemployed individuals who had previously worked had higher age-adjusted prevalence of HD (14.0%), CAD (7.9%), hypertension (29.4%), and stroke (4.7%) than individuals who were either employed (8.3%, 4.1%, 22.0%, and 1.6%, respectively) or those who were not employed and had never worked (8.9%, 5.2%, 24.5%, and 4.5%, respectively).
The AHA’s 2020 Impact Goals are to improve the CVH of all Americans by 20% while reducing deaths attributable to CVDs and stroke by 20%.3
| Population Group | Total CVD Prevalence,* 2013–2016: Age ≥20 y | Prevalence, 2013–2016: Age ≥20 y† | Mortality, 2017: All Ages‡ | Hospital Discharges, 2016: All Ages | Cost, 2014–2015 |
|---|---|---|---|---|---|
| Both sexes | 121 500 000 (48.0%) | 24 300 000 (9.0%) | 859 125 | 4 840 000 | $351.2 Billion |
| Males | 61 500 000 (51.2%) | 12 300 000 (9.6%) | 440 460 (51.3%)§ | 2 629 000 | $224.7 Billion |
| Females | 60 000 000 (44.7%) | 12 000 000 (8.4%) | 418 665 (48.7%)§ | 2 211 000 | $126.5 Billion |
| NH white males | 50.6% | 9.7% | 340 026 | … | … |
| NH white females | 43.4% | 8.1% | 326 447 | … | … |
| NH black males | 60.1% | 10.7% | 54 780 | … | … |
| NH black females | 57.1% | 10.5% | 52 528 | … | … |
| Hispanic males | 49.0% | 7.8% | 29 366 | … | … |
| Hispanic females | 42.6% | 8.0% | 25 309 | … | … |
| NH Asian males | 47.4% | 6.5% | 11 891‖ | … | … |
| NH Asian females | 37.2% | 4.6% | 11 242‖ | … | … |
| NH American Indian/Alaska Native | … | … | 4554 | … | … |

Chart 13-1. Prevalence of cardiovascular disease in US adults ≥20 years of age, by age and sex (NHANES, 2013–2016), with and without hypertension. These data include coronary heart disease, heart failure, stroke, and with and without hypertension. NHANES indicates National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 2013 to 2016.1
Risk Factors
A recent study using the GBD methodology examined the burden of CVD among US states and found that a large proportion of CVD is attributable to (in decreasing order of contribution) dietary risks, high SBP, high BMI, high TC level, high FPG level, tobacco smoking, and low levels of PA.4
It is estimated that 47% of all Americans have at least 1 of the 3 well-established key risk factors for CVD, which are HBP, high cholesterol, and smoking.5
In 2005, HBP was the most important single preventable risk factor for cardiovascular mortality in the United States and was responsible for an estimated 395 000 (95% CI, 372 000–414 000) cardiovascular deaths (45% of all cardiovascular deaths). Additional risk factors for cardiovascular mortality were overweight/obesity, physical inactivity, high LDL-C, smoking, high dietary salt, high dietary trans fatty acids, and low dietary omega-3 fatty acids.6
When added to traditional CVD risk factors, nontraditional CVD risk factors such as CKD, SBP variability, migraine, severe mental illness, systemic lupus erythematosus, use of corticosteroid or antipsychotic medications, or erectile dysfunction improved CVD prediction by the United Kingdom–based QRISK score.7
In Nurses’ Health Study participants, compared with a more typical reproductive lifespan and age at first menarche, early age at menopause (<40 years of age) was associated with a 32% higher CVD risk; extremely early age at menarche (≤10 years of age) was associated with a 22% higher CVD risk.8
People living with HIV are more likely to experience CVD before 60 years of age than uninfected people. Cumulative lifetime CVD risk in people living with HIV (65% for males, 44% for females) is higher than in the general population and similar to that of people living with DM (67% for males, 57% for females).9
Patients living with type 1 DM are at increased risk of early CVD. In participants in the Pittsburgh Epidemiology of Diabetes Complications Study with type 1 DM who were 40 to 44 years of age at baseline, mean absolute 10-year CVD risk was 14.8%. Mean absolute 10-year CVD risk was 6.3% in those 30 to 39 years of age.10
Neighborhood-level socioeconomic deprivation was associated with greater risk of CVD mortality in older males in Britain, independent of individual social class or risk factors.11 Similar findings have been reported among older adults in the United States.12
Air pollution, as defined by increased ambient exposure to particulate matter (particles with median aerodynamic diameter <2.5 μm), is associated with elevated HBP, poor endothelial function, incident CVD events, and all-cause mortality and accounts in part for the racial differences in all-cause mortality and incident CVD.13
Social Determinants and Between-Group Disparities in CVD Risk Factors
CVD risk factor levels vary among counties and states within the continental United States. Within-state differences in the county prevalence of uncontrolled hypertension were as high as 7.8 percentage points in 2009.14
There are significant state-level variations in poor CVH in the United States that are explained in part by individual and state-level factors such as policies, food, and PA environments.15
Data from the CDC’s Vital and Health Statistics 2008 to 2010 showed that smokers with family incomes below the poverty level were more than twice as likely as adults in the highest family income group to be current smokers (29.2% versus 13.9%, respectively).16
The US IMPACT Food Policy Model, a computer simulation model, projected that a national policy combining a 30% fruit and vegetable subsidy targeted to low-income Supplemental Nutrition Assistance Program recipients and a population-wide 10% price reduction in fruits and vegetables in the remaining population could prevent ≈230 000 deaths by 2030 and reduce the socioeconomic disparity in CVD mortality by 6%.17
Analysis of >14 000 middle-aged participants in the ARIC study sponsored by the NHLBI showed that ≈90% of CVD events in black participants, compared with ≈65% in white participants, appeared to be explained by elevated or borderline risk factors. Furthermore, the prevalence of individuals with elevated risk factors was higher among black participants; after accounting for education and known CVD risk factors, the incidence of CVD was identical in black and white participants. Although organizational and social barriers to primary prevention do exist, the primary prevention of elevated risk factors might substantially impact the future incidence of CVD, and these beneficial effects would likely be applicable not only for white but also for black participants.18
A study of nearly 1500 participants in MESA found that Hispanics with hypertension, hypercholesterolemia, or DM who spoke Spanish at home (as a proxy of lower levels of acculturation) or had spent less than half a year in the United States had higher SBP, LDL-C, and FPG, respectively, than Hispanics who were preferential English speakers and who had lived a longer period of time in the United States.19
Findings from >15 000 Hispanics of diverse backgrounds demonstrated that a sizeable proportion of both males and females had major CVD risk factors, with higher prevalence among Puerto Rican subgroups and those with lower SES and a higher level of acculturation.20
Although traditional cardiovascular risk factors are generally similar for males and females, there are several female-specific risk factors, such as disorders of pregnancy, adverse pregnancy outcomes, and menopause.21
Genetics and Family History
(See Table 13-2)
A family history of CVD increases risk of CVD, with the largest increase in risk if the family member’s CVD was premature (Table 13-2).
A reported family history of premature parental CHD is associated with incident MI or CHD in offspring. In FHS, the occurrence of a validated premature atherosclerotic CVD event in either a parent22 or a sibling23 was associated with an ≈2-fold elevated risk for CVD, independent of other traditional risk factors. Addition of a family history of premature CVD to a model that contained traditional risk factors provided improved prognostic value in FHS.22
The association of a family history of CVD with increased risk of CVD appears to be present across ethnic subgroups.24,25
Family history is also associated with subtypes of CVD, including HF,26 stroke,27 AF,28 and thoracic aortic disease.29
Estimates of familial clustering of CVD are likely underestimated by self-report; in the multigenerational FHS, only 75% of participants with a documented parental history of a heart attack before 55 years of age reported that history when asked.30
The AHA has published a comprehensive scientific statement on the role of genetics and genomics for the prevention and treatment of CVD.31
| OR (95% CI) | |
|---|---|
| No family history | 1.00 |
| One parent with heart attack ≥50 y of age | 1.67 (1.55–1.81) |
| One parent with heart attack <50 y of age | 2.36 (1.89–2.95) |
| Both parents with heart attack ≥50 y of age | 2.90 (2.30–3.66) |
| Both parents with heart attack, one <50 y of age | 3.26 (1.72–6.18) |
| Both parents with heart attack, both <50 y of age | 6.56 (1.39–30.95) |
Prevention
(See Chapter 2 for more detailed statistics regarding healthy lifestyle and low risk factor levels.)
A study of the decrease in US deaths attributable to CHD from 1980 to 2000 suggested that ≈47% of the decrease was attributable to increased use of evidence-based medical therapies for secondary prevention and 44% to changes in risk factors in the population attributable to lifestyle and environmental changes.32
Approximately 80% of CVDs can be prevented through not smoking, eating a healthy diet, engaging in PA, maintaining a healthy weight, and controlling HBP, DM, and elevated lipid levels. The presence of a greater number of optimal CVH metrics is associated with a graded and significantly lower risk of total and CVD mortality.33
During more than 5 million person-years of follow-up combined in the Nurses’ Health Studies and Health Professionals Follow-Up Study, regular consumption of peanuts and tree nuts (≥2 times weekly) or walnuts (≥1 time weekly) was associated with a 13% to 19% lower risk of total CVD.34
Seventeen-year mortality data from the NHANES II Mortality Follow-up Study indicated that the RR for fatal CHD was 51% lower for males and 71% lower for females with none of the 3 major risk factors (hypertension, current smoking, and elevated TC [≥240 mg/dL]) than for those with ≥1 risk factor. If all 3 major risk factors had not occurred, it is hypothesized that 64% of all CHD deaths among females and 45% of CHD deaths among males could have been avoided.35
Data from the Cardiovascular Lifetime Risk Pooling Project, which involved 18 cohort studies and combined data on 257 384 people (both black and white males and females), indicate that at 45 years of age, participants with optimal risk factor profiles had a substantially lower lifetime risk of CVD events than those with 1 major risk factor (1.4% versus 39.6% among males; 4.1% versus 20.2% among females). Having ≥2 major risk factors further increased lifetime risk to 49.5% in males and 30.7% in females.36
In another study, FHS investigators conducted follow-up of 2531 males and females who were examined between 40 and 50 years of age and observed their overall rates of survival and survival free of CVD to 85 years of age and beyond. Low levels of the major risk factors in middle age were associated with overall survival and morbidity-free survival to ≥85 years of age.37
In young adults 18 to 30 years of age in the CARDIA study and without clinical risk factors, a Healthy Heart Score combining self-reported information on modifiable lifestyle factors including smoking status, alcohol intake, and healthful dietary pattern predicted risk for early ASCVD (before 55 years of age).38
Data from NHANES 2005 to 2010 showed that only 8.8% of adults complied with ≥6 heart-healthy behaviors. Of the 7 factors studied, healthy diet was the least likely to be achieved (only 22% of adults with a healthy diet).33
In the United States, higher whole grain consumption was associated with lower CVD mortality, independent of other dietary and lifestyle factors. Every serving (28 g/d) of whole grain consumption was associated with a 9% (95% CI, 4%–13%) lower CVD mortality.39
Awareness of Warning Signs and Risk Factors for CVD
Surveys conducted every 3 years since 1997 by the AHA to evaluate trends in females’ awareness, knowledge, and perceptions related to CVD found most recently (in 2012) that awareness of HD as the leading cause of death among females was 56%, compared with 30% in 1997 (P<0.05). Awareness among black and Hispanic females in 2012 was similar to that of white females in 1997; however, awareness rates in 2012 among black and Hispanic females remained below that of white females. Awareness of heart attack signs remained low for all racial/ethnic and age groups surveyed during the same time.40
Mortality
(See Tables 13-1 and 13-3 and Charts 13-2 through 13-18)
ICD-10 I00 to I99 for CVD; C00 to C97 for cancer; C33 to C34 for lung cancer; C50 for breast cancer; J40 to J47 for CLRD; G30 for Alzheimer disease; E10 to E14 for DM; and V01 to X59 and Y85 to Y86 for accidents.
Deaths attributable to diseases of the heart and CVD in the United States increased steadily during the 1900s to the 1980s and declined into the 2010s (Charts 13-2 and 13-3).
CHD (42.6%) is the leading cause of CVD death in the United States, followed by stroke (17.0%), HBP (10.5%), HF (9.4%), diseases of the arteries (2.9%), and other minor CVD causes combined (17.6%; Chart 13-4).
The age-adjusted death rate attributable to CVD decreased from 258.2 per 100 000 population in 2007 to 219.4 per 100 000 in 2017, which amounts to a 15.0% decrease (unpublished NHLBI tabulation using CDC WONDER41).
There was a decrease in life expectancy disparity between white and black males. In 1980, the disparity in life expectancy between the 2 groups was 7 years; however, in 2016, when the life expectancies were 76.4 and 72 years, respectively, the disparity was only 4 years.42
On the basis of these national CVD mortality data, the Million Hearts 2022 Initiative focuses on preventing a combined 1 million heart attacks, strokes, and other cardiovascular events43:
— In 2016, >1000 deaths caused by heart attack, stroke, or other cardiovascular events occurred daily.
— 2.2 million hospitalizations and 415 480 deaths occurred in 2016.
— In addition, 33% of the life-changing cardiovascular events occurred in adults 35 to 64 years of age. This age group accounted for 775 000 hospitalization and 75 000 deaths attributable to cardiovascular events.
— The mortality rate in NH blacks was 211.6 per 100 000, which was the highest compared with all other racial and ethnic groups.
— There is remarkable geographic variation in the life-changing cardiovascular events, with the highest rates being evident in the Southeastern and Midwestern regions of the United States.
— The lowest CVD event rates (comprising deaths, hospitalizations, and ED visits) were in Utah (805.7), Wyoming (828.9), and Vermont (840.6), whereas the highest were noted in Washington, DC (2048.2), Tennessee (1551.6), and Kentucky (1510.3).
On the basis of 2017 mortality data (unpublished NHLBI tabulation using the NVSS44):
— CVD currently claims more lives each year than cancer and chronic lung disease combined (Chart 13-5). In 2017, 365 914 people died of CHD, the most common type of HD.
— In 2017, 2 813 503 resident deaths were registered in the United States, which exceeds the 2016 figure by 69 255 deaths. Ten leading causes accounted for 74% of all registered deaths. The 10 leading causes of death in 2017 were the same as in 2016; these include HD (No. 1), cancer (No. 2), unintentional injuries (No. 3), CLRDs (No. 4), stroke (No. 5), Alzheimer disease (No. 6), DM (No. 7), influenza and pneumonia (No. 8), kidney disease (No. 9), and suicide (No. 10). Seven of the 10 leading causes of death had an increase in age-adjusted death rates. The age-adjusted rate increased 4.2% for unintentional injuries, 2.3% for Alzheimer disease, 3.7% for suicide, 2.4% for DM, 5.9% for influenza and pneumonia, 0.7% for CLRD, and 0.8% for stroke. The age-adjusted death rates decreased 2.1% for cancer but did not change appreciably for HD or kidney disease.
HD accounted for 647 457 of the total 859 125 CVD deaths in 2017 (unpublished NHLBI tabulation using NVSS44). The number of CVD deaths for both sexes and by age category is shown in Chart 13-6. The number of CVD deaths was 440 460 for males and 418 665 for females (Charts 13-7 and 13-8). The number was 340 026 for NH white males, 54 780 for NH black males, 29 366 for Hispanic males, 11 891 for NH Asian and Pacific Islander males, 326 447 for NH white females, 52 528 for NH black females, 25 309 for Hispanic females, and 11 242 for NH Asian and Pacific Islander females (percentage of total deaths by race/ethnicity is presented in Charts 13-9 through 13-12). Among other causes of death, cancer accounted for 599 108 deaths; chronic lung disease, 160 201; accidents, 169 936; and Alzheimer disease, 121 404 (Chart 13-5).
The number of CVD deaths for all males and females in the United States declined from 1980 to 2010 but increased in recent years (Chart 13-13). The difference in age-adjusted death rates for HD also narrowed among US racial and ethnic groups between 1999 and 2017. Nonetheless, there was a decrease in the rate of decline in overall age-adjusted HD death rate in recent years, and differences in death rates persisted among major US racial/ethnic groups. In 1999, there were 337.4 deaths per 100 000 people among NH blacks compared with 156.5 among NH Asians or Pacific Islanders. In 2017, the death rates per 100 000 people for these 2 groups were 208.0 and 85.5, respectively, thus preserving the >2-fold difference in death rates observed in 1999.42
The age-adjusted death rates per 100 000 population for CVD, CHD, and stroke differ by US state (Chart 13-14; Table 13-3) and globally (Charts 13-15 through 13-18).
CVD death rates also vary among US counties. In 2014, the ratio between counties at the 90th and 10th percentiles was 2.0 for IHD (119.1 versus 235.7 deaths per 100 000 people) and 1.7 for cerebrovascular disease (40.3 versus 68.1 deaths per 100 000 people). For other CVD causes, the ratio ranged from 1.4 (aortic aneurysm: 3.5 versus 5.1 deaths per 100 000 people) to 4.2 (hypertensive HD: 4.3 versus 17.9 deaths per 100 000 people).45 A region of higher CVD mortality extends from southeastern Oklahoma along the Mississippi River Valley to eastern Kentucky.45
| State | CVD | CHD | Stroke | ||||||
|---|---|---|---|---|---|---|---|---|---|
| Rank | Death Rate | % Change, 2005–2007 to 2015–2017 | Rank | Death Rate | % Change, 2005–2007 to 2015–2017 | Rank | Death Rate | % Change, 2005–2007 to 2015–2017 | |
| Alabama | 51 | 295.3 | −17.4 | 19 | 86.6 | −31.1 | 51 | 51.3 | −18.4 |
| Alaska | 12 | 195.0 | −15.5 | 10 | 77.5 | −14.1 | 25 | 37.0 | −30.3 |
| Arizona | 7 | 188.9 | −24.2 | 26 | 89.6 | −34.9 | 7 | 30.4 | −27.8 |
| Arkansas | 49 | 287.2 | −14.2 | 52 | 136.8 | −22.1 | 47 | 45.4 | −26.5 |
| California | 16 | 199.9 | −27.9 | 24 | 88.8 | −39.5 | 24 | 36.9 | −28.5 |
| Colorado | 3 | 175.7 | −22.1 | 3 | 66.3 | −33.7 | 20 | 35.3 | −18.2 |
| Connecticut | 6 | 185.8 | −21.3 | 9 | 76.8 | −34.3 | 3 | 27.5 | −27.0 |
| Delaware | 30 | 218.0 | −23.4 | 32 | 96.2 | −35.5 | 43 | 42.4 | −7.1 |
| District of Columbia | 43 | 254.8 | −23.9 | 45 | 110.0 | −39.4 | 28 | 37.5 | −8.2 |
| Florida | 17 | 200.0 | −22.6 | 28 | 92.9 | −35.9 | 29 | 37.7 | −11.0 |
| Georgia | 39 | 241.5 | −23.0 | 8 | 75.5 | −36.2 | 46 | 44.4 | −21.9 |
| Hawaii | 5 | 179.0 | −20.7 | 2 | 65.6 | −24.8 | 23 | 36.7 | −25.5 |
| Idaho | 27 | 210.2 | −17.9 | 18 | 85.3 | −27.9 | 26 | 37.4 | −31.8 |
| Illinois | 32 | 221.7 | −22.3 | 20 | 87.0 | −37.6 | 33 | 38.4 | −22.5 |
| Indiana | 38 | 240.2 | −20.8 | 37 | 101.9 | −29.9 | 37 | 39.6 | −23.3 |
| Iowa | 28 | 213.7 | −19.6 | 40 | 103.6 | −28.9 | 12 | 32.8 | −30.5 |
| Kansas | 33 | 221.9 | −17.1 | 27 | 89.6 | −27.7 | 32 | 38.3 | −22.4 |
| Kentucky | 44 | 256.0 | −21.0 | 41 | 104.4 | −32.8 | 38 | 40.2 | −24.2 |
| Louisiana | 48 | 274.3 | −17.3 | 35 | 99.5 | −31.9 | 50 | 46.5 | −19.9 |
| Maine | 15 | 198.2 | −19.9 | 13 | 79.8 | −31.2 | 18 | 34.9 | −26.7 |
| Maryland | 34 | 222.2 | −21.2 | 30 | 94.7 | −35.9 | 36 | 39.3 | −19.6 |
| Massachusetts | 4 | 177.5 | −24.7 | 6 | 71.7 | −33.8 | 4 | 27.6 | −30.2 |
| Michigan | 42 | 254.4 | −17.0 | 47 | 117.4 | −26.6 | 35 | 38.6 | −21.4 |
| Minnesota | 2 | 165.0 | −20.2 | 1 | 59.9 | −31.3 | 13 | 32.9 | −23.2 |
| Mississippi | 52 | 308.6 | −19.1 | 43 | 106.4 | −33.5 | 52 | 51.4 | −12.5 |
| Missouri | 41 | 250.7 | −19.5 | 44 | 108.5 | −31.6 | 39 | 40.8 | −23.3 |
| Montana | 23 | 204.3 | −14.2 | 17 | 84.7 | −16.4 | 15 | 34.0 | −24.8 |
| Nebraska | 19 | 200.8 | −19.0 | 11 | 77.5 | −24.7 | 11 | 32.7 | −28.4 |
| Nevada | 45 | 256.4 | −18.7 | 46 | 112.8 | −12.4 | 22 | 36.3 | −25.5 |
| New Hampshire | 9 | 191.7 | −24.0 | 15 | 82.4 | −36.9 | 6 | 28.0 | −29.7 |
| New Jersey | 26 | 209.0 | −22.4 | 29 | 94.1 | −36.6 | 9 | 30.6 | −19.6 |
| New Mexico | 13 | 196.2 | −19.5 | 33 | 97.1 | −22.5 | 17 | 34.3 | −14.6 |
| New York | 31 | 219.2 | −25.3 | 48 | 120.4 | −36.7 | 1 | 25.4 | −18.9 |
| North Carolina | 29 | 217.8 | −24.1 | 22 | 87.8 | −33.9 | 45 | 43.6 | −24.6 |
| North Dakota | 11 | 193.6 | −20.8 | 16 | 83.7 | −35.9 | 14 | 33.9 | −31.4 |
| Ohio | 40 | 247.3 | −18.4 | 42 | 104.8 | −33.2 | 40 | 41.4 | −18.3 |
| Oklahoma | 50 | 294.6 | −17.5 | 51 | 135.7 | −28.9 | 44 | 42.7 | −27.7 |
| Oregon | 10 | 191.8 | −22.6 | 4 | 66.8 | −35.5 | 34 | 38.4 | −31.5 |
| Pennsylvania | 36 | 228.2 | −21.4 | 34 | 98.4 | −32.8 | 27 | 37.4 | −20.6 |
| Puerto Rico | 1 | 157.6 | −29.2 | 7 | 73.5 | −36.5 | 2 | 26.6 | −33.6 |
| Rhode Island | 14 | 198.1 | −27.0 | 39 | 102.2 | −41.0 | 5 | 27.8 | −28.3 |
| South Carolina | 37 | 237.1 | −20.2 | 23 | 88.6 | −30.8 | 49 | 45.6 | −24.3 |
| South Dakota | 22 | 204.0 | −19.0 | 38 | 102.0 | −27.6 | 19 | 35.3 | −25.8 |
| Tennessee | 47 | 266.1 | −20.0 | 50 | 125.8 | −28.6 | 48 | 45.6 | −24.9 |
| Texas | 35 | 226.5 | −21.8 | 31 | 95.3 | −34.8 | 41 | 42.0 | −20.8 |
| Utah | 20 | 201.7 | −12.7 | 5 | 67.4 | −21.0 | 30 | 37.8 | −13.7 |
| Vermont | 21 | 202.1 | −15.7 | 36 | 101.6 | −20.0 | 10 | 31.5 | −19.7 |
| Virginia | 24 | 205.5 | −25.3 | 14 | 79.9 | −34.0 | 31 | 37.9 | −29.4 |
| Washington | 8 | 189.1 | −23.8 | 12 | 78.6 | −35.4 | 21 | 35.7 | −28.8 |
| West Virginia | 46 | 258.1 | −22.1 | 49 | 124.5 | −28.6 | 42 | 42.4 | −16.4 |
| Wisconsin | 25 | 206.1 | −19.5 | 21 | 87.3 | −27.3 | 16 | 34.1 | −27.2 |
| Wyoming | 18 | 200.3 | −19.2 | 25 | 89.1 | −23.5 | 8 | 30.5 | −31.2 |
| Total United States | 220.5 | −22.1 | 94.8 | −33.9 | 37.5 | −22.5 | |||

Chart 13-2. Deaths attributable to diseases of the heart, United States, 1900 to 2017. See Glossary (Chapter 28) for an explanation of “diseases of the heart.” In the years 1900 to 1920, the International Classification of Diseases codes were 77 to 80; for 1925, 87 to 90; for 1930 to 1945, 90 to 95; for 1950 to 1960, 402 to 404 and 410 to 443; for 1965, 402 to 404 and 410 to 443; for 1970 to 1975, 390 to 398 and 404 to 429; for 1980 to 1995, 390 to 398, 402, and 404 to 429; and for 2000 to 2014, I00 to I09, I11, I13, and I20 to I51. Before 1933, data are for a death registration area and not the entire United States. In 1900, only 10 states were included in the death registration area, and this increased over the years, so part of the increase in numbers of deaths is attributable to an increase in the number of states. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using National Vital Statistics System.44

Chart 13-3. Deaths attributable to cardiovascular disease (CVD), United States, 1900 to 2017. CVD (International Classification of Diseases, 10th Revision codes I00–I99) does not include congenital heart disease. Before 1933, data are for a death registration area and not the entire United States. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using National Vital Statistics System.44

Chart 13-4. Percentage breakdown of deaths attributable to cardiovascular disease (CVD), United States, 2017. Total may not add to 100 because of rounding. Coronary heart disease includes International Classification of Diseases, 10th Revision (ICD-10) codes I20 to I25; stroke, I60 to I69; heart failure (HF), I50; high blood pressure, I10 to I13 and I15; diseases of the arteries, I70 to I78; and other, all remaining ICD-I0 I categories. *Not a true underlying cause. HF appeared among the multiple causes of death on 41% of death certificates on which CVD is listed as the underlying cause. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using National Vital Statistics System, 2017.44

Chart 13-5. CVD and other major causes of death for all US males and females, 2017. Diseases included CVD (International Classification of Diseases, 10th Revision codes I00–I99); cancer (C00–C97); accidents (V01–X59 and Y85–Y86); CLRD (J40–J47); diabetes mellitus (E10–E14); and Alzheimer disease (G30). CLRD indicates chronic lower respiratory disease; and CVD, cardiovascular disease. Source: Unpublished National Heart, Lung, and Blood Institute using National Vital Statistics System, 2017.44

Chart 13-6. CVD and other major causes of death: all ages, <85 years of age, and ≥85 years of age, United States, 2017. Deaths among both sexes. Deaths with age not stated are not included in the totals. Accidents includes International Classification of Diseases, 10th Revision codes V01 to X59, Y85, and Y86; Alzheimer disease, G30; CLRD, J40 to J47; cancer, C00 to C97; other CVD, I10, I12, I15, and I70 to I99; stroke, I60 to I69; and heart disease, I00 to I09, I11, I13, and I20 to I51. CLRD indicates chronic lower respiratory disease; and CVD, cardiovascular disease. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using National Vital Statistics System, 2017.44

Chart 13-7. CVD and other major causes of death in US males: all ages, <85 years of age, and ≥85 years of age, 2017. Accidents includes International Classification of Diseases, 10th Revision codes V01 to X59, Y85, and Y86; Alzheimer disease, G30; CLRD, J40 to J47; cancer, C00 to C97; other CVD, I10, I12, I15, and I70 to I99; stroke, I60 to I69; and heart disease, I00 to I09, I11, I13, and I20 to I51. CLRD indicates chronic lower respiratory disease; and CVD, cardiovascular disease. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using National Vital Statistics System, 2017.44

Chart 13-8. CVD and other major causes of death in US females: all ages, <85 years of age, and ≥85 years of age, 2017. Accidents includes International Classification of Diseases, 10th Revision codes V01 to X59, Y85, and Y86; Alzheimer disease, G30; CLRD, J40 to J47; cancer, C00 to C97; other CVD, I10, I12, I15, and I70 to I99; stroke, I60 to I69; and heart disease, I00 to I09, I11, I13, and I20 to I51. CLRD indicates chronic lower respiratory disease; and CVD, cardiovascular disease. Source: Unpublished National Heart, Lung, and Blood Institute using National Vital Statistics System, 2017.44

Chart 13-9. CVD and other major causes of death for NH white males and females, United States, 2017. Diseases included CVD (International Classification of Diseases, 10th Revision codes I00–I99); cancer (C00–C97); CLRD (J40–J47); accidents (V01–X59 andY85–Y86); Alzheimer disease (G30); and diabetes mellitus (E10–E14). CLRD indicates chronic lower respiratory disease; CVD, cardiovascular disease; and NH, non-Hispanic. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using National Vital Statistics System, 2017.44

Chart 13-10. CVD and other major causes of death for NH black males and females, United States, 2017. Diseases included CVD (International Classification of Diseases, 10th Revision codes I00–I99); cancer (C00–C97); CLRD (J40–J47); accidents (V01–X59, Y85, and Y86); assault (homicide) (U01 and U02, X85–Y09, Y87.1); and diabetes mellitus (E10–E14). CLRD indicates chronic lower respiratory disease; CVD, cardiovascular disease; and NH, non-Hispanic. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using National Vital Statistics System, 2017.44

Chart 13-11. CVD and other major causes of death for Hispanic or Latino males and females, United States, 2017. Number of deaths shown may be lower than actual because of underreporting in this population. Diseases included CVD (International Classification of Diseases, 10th Revision codes I00–I99); cancer (C00–C97); accidents (V01–X59 and Y85–Y86); diabetes mellitus (E10–E14); Alzheimer disease (G30); and chronic liver disease (K70, K73, and K74). CVD indicates cardiovascular disease. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using National Vital Statistics System, 2017.44

Chart 13-12. CVD and other major causes of death for NH Asian or Pacific Islander males and females, United States, 2017. “Asian or Pacific Islander” is a heterogeneous category that includes people at high CVD risk (eg, South Asian) and people at low CVD risk (eg, Japanese). More specific data on these groups are not available. Number of deaths shown may be lower than actual because of underreporting in this population. Diseases included: CVD (International Classification of Diseases, 10th Revision codes I00 –I99); cancer (C00–C97); accidents (V01–X59, Y85, and Y86); diabetes mellitus (E10–E14); Alzheimer disease (G30); and influenza and pneumonia (J09–J18). CVD indicates cardiovascular disease; and NH, non-Hispanic. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using National Vital Statistics System, 2017.44

Chart 13-13. Cardiovascular disease (CVD) mortality trends for US males and females, 1980 to 2017. CVD excludes congenital cardiovascular defects (International Classification of Diseases, 10th Revision [ICD-10] codes I00–I99). The overall comparability for CVD between the International Classification of Diseases, 9th Revision (1979–1998) and ICD-10 (1999–2015) is 0.9962. No comparability ratios were applied. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using National Vital Statistics System.44

Chart 13-14. US maps corresponding to the state age-adjusted death rates per 100 000 population for cardiovascular disease, coronary heart disease, and stroke (including the District of Columbia), 2017. Source: American Heart Association maps from unpublished National Heart, Lung, and Blood Institute tabulation using National Vital Statistics System, 2017.44

Chart 13-15. Death rates for cardiovascular disease (CVD) in selected countries for adults 35 to 74 years of age, 2015 to 2017. Rates are adjusted to the European Standard population. International Classification of Diseases, 10th Revision codes are I00 to I99 for CVD. *Number in parentheses indicates year of most recent data available (where 16 is 2016 and 17 is 2017). Source: Unpublished National Heart, Lung, and Blood Institute tabulation using World Health Organization Mortality Database.61

Chart 13-16. Death rates for coronary heart disease (CHD) in selected countries for adults 35 to 74 years of age, 2015 to 2017. Rates are adjusted to the European Standard population. International Classification of Diseases, 10th Revision codes are I20 to I25 for CHD. *Number in parentheses indicates year of most recent data available (where 16 is 2016 and 17 is 2017). Source: Unpublished National Heart, Lung, and Blood Institute tabulation using World Health Organization Mortality Database.61

Chart 13-17. Death rates for stroke in selected countries for adults 35 to 74 years of age, 2015 to 2017. Rates are adjusted to the European Standard population. International Classification of Diseases, 10th Revision codes are I60 to I69 for stroke. *Number in parentheses indicates year of most recent data available (where 16 is 2016 and 17 is 2017). Source: Unpublished National Heart, Lung, and Blood Institute tabulation using World Health Organization Mortality Database.61

Chart 13-18. Death rates for all causes in selected countries for adults 35 to 74 years of age, 2015 to 2017. Rates are adjusted to the European Standard population. International Classification of Diseases, 10th Revision codes are A00 to Y89 for all causes. *Number in parentheses indicates year of most recent data available (where 16 is 2016 and 17 is 2017). Source: Unpublished National Heart, Lung, and Blood Institute tabulation using World Health Organization Mortality Database.61
Healthcare Utilization: Hospital Discharges/Ambulatory Care Visits
(See Table 13-1 and Chart 13-19)
In the decade between 2005 and 2015, 2 trends were observed in overall access to CVD care attributable to cost. In the first half of this interval (2005 to 2010), there was increased difficulty with accessing medical care because of cost, whereas in the second half (2010 to 2015), the difficulty decreased. In 2015, poor access because of cost affected 1 in every 10 adults in the United States, and regional differences were observed, with the greatest difficulties reported in the South.42
From 2006 to 2016, the number of inpatient discharges from short-stay hospitals with CVD as the principal diagnosis decreased from 5 899 000 to 4 840 000 (Table 13-1). Readers comparing data across years should note that beginning October 1, 2015, a transition was made from ICD-9 to ICD-10. This should be kept in consideration because coding changes could affect some statistics, especially when comparisons are made across these years. CVD principal diagnosis discharges in 2016 comprised 2 629 000 males and 2 211 000 females (unpublished NHLBI tabulation using HCUP,46 2016).
From 1993 to 2016, the number of hospital discharges for CVD in the United States increased in the first decade and then began to decline in the second decade (Chart 13-19).
In 2016, there were 72 128 000 physician office visits with a primary diagnosis of CVD (unpublished NHLBI tabulation using NAMCS,47 2016). In 2016, there were 4 774 000 ED visits with a primary diagnosis of CVD (unpublished NHLBI tabulation using NHAMCS,48 2016).

Chart 13-19. Hospital discharges for cardiovascular disease, United States, 1993 to 2016. Hospital discharges include people discharged alive, dead, and “status unknown.” *Data not available for 2015. Readers comparing data across years should note that beginning October 1, 2015, a transition was made from International Classification of Diseases, 9th Revision to International Classification of Diseases, 10th Revision. This should be kept in consideration, because coding changes could affect some statistics, especially when comparisons are made across these years. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using Healthcare Cost and Utilization Project.46
Operations and Procedures
(See Chapter 25 for detailed information.)
In 2014, an estimated 7 971 000 inpatient cardiovascular operations and procedures were performed in the United States (unpublished NHLBI tabulation of HCUP46).
Costs
(See Chapter 26 for detailed information.)
In the United States, 22.2% of adults (53 316 677 people) report any disability. In 2006, 26.7% of resident adult healthcare expenditures were associated with disability care and totaled $397.8 billion.49 For people with disabilities in the United States, HD, stroke, and hypertension were among the 15 leading conditions that caused those disabilities. Disabilities were defined as difficulty with activities of daily living or instrumental activities of daily living, specific functional limitations (except vision, hearing, or speech), and limitation in ability to do housework or work at a job or business.32,50 The estimated direct and indirect cost of CVD for 2014 to 2015 was $351.2 billion (MEPS,51 unpublished NHLBI tabulation).
In 2016, the AHA estimated that by 2035, 45.1% of the US population would have some form of CVD. Total costs of CVD are expected to reach $1.1 trillion in 2035, with direct medical costs projected to reach $748.7 billion and indirect costs estimated to reach $368 billion.52
Global Burden of CVD
(See Charts 13-15 through 13-18 and Charts 13-20 and 13-21)
Death rates for CVD, CHD, stroke, and all CVD in selected countries in 2015 to 2017 are presented in Charts 13-15 through 13-18.
In 2017, ≈17.8 million (95% UI, 17.5–18.0 million) deaths were attributed to CVD globally, which amounted to an increase of 21.1% (95% UI, 19.7% –22.6%) from 2007. The age-adjusted death rate per 100 000 population was 233.1 (95% UI, 229.7–236.4), which represents a decrease of 10.3% (95% UI, −11.4% to −9.3%) from 2007. Overall, the crude prevalence of CVD was 485.6 million cases (95% UI, 468.0–505.0 million) in 2017, an increase of 28.5% (95% UI, 27.7%–29.4%) compared with 2007. However, the age-adjusted prevalence rate was 6081.6 (95% UI, 5860.8–6320.8) per 100 000, an increase of 0.2% (95% UI, −0.4% to 0.80%) from 2007.4,53
The GBD 2017 Study used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories. CVD mortality and prevalence vary widely among world regions53:
— The highest mortality rates attributable to CVD were in Eastern Europe and Central Asia (Chart 13-20).
— CVD prevalence is high in the United States, Central Europe, North Africa, and the Middle East. (Chart 13-21).
CVD is the leading global cause of death and is expected to account for >22.2 million deaths by 2030.54
In 2011, data from the World Economic Forum found that CVD represented 50% of noncommunicable disease deaths.55 CVD represents 37% of deaths of individuals <70 years of age that are attributable to noncommunicable diseases.56
In 2013, ≈70% of CVD deaths occurred in low- to middle-income countries.57 In 2016, ≈17.9 million people died of CVD, thus making it the predominant cause of death globally.56
In May 2012, during the World Health Assembly, ministers of health agreed to adopt a global target to reduce premature (30–70 years of age) noncommunicable disease mortality by 25% by 2025.58 Targets for 6 risk factors (tobacco and alcohol use, salt intake, obesity, and raised BP and glucose) were also agreed on to address this goal. It was projected that if the targets are met, premature deaths attributable to CVDs in 2025 will be reduced by 34%, with 11.4 million and 15.9 million deaths delayed or prevented in those 30 to 69 years of age and ≥70 years of age, respectively.59

Chart 13-20. Age-standardized global mortality rates of cardiovascular disease (CVD) per 100 000, both sexes, 2017. The highest mortality rates attributable to CVD are in Eastern Europe and Central Asia. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.53 Printed with permission. Copyright © 2018, University of Washington.

Chart 13-21. Age-standardized global prevalence rates of cardiovascular diseases (CVDs) per 100 000, both sexes, 2017. Age-standardized CVD prevalence is high in the United States, Central Europe, North Africa, and the Middle East. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.53 Printed with permission. Copyright © 2018, University of Washington.
| AF | atrial fibrillation |
| AHA | American Heart Association |
| ARIC | Atherosclerosis Risk in Communities |
| ASCVD | atherosclerotic cardiovascular disease |
| BMI | body mass index |
| BP | blood pressure |
| CAD | coronary artery disease |
| CARDIA | Coronary Artery Risk Development in Young Adults |
| CDC | Centers for Disease Control and Prevention |
| CDC WONDER | Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research |
| CHD | coronary heart disease |
| CI | confidence interval |
| CKD | chronic kidney disease |
| CLRD | chronic lower respiratory disease |
| CVD | cardiovascular disease |
| CVH | cardiovascular health |
| DM | diabetes mellitus |
| ED | emergency department |
| FHS | Framingham Heart Study |
| FPG | fasting plasma glucose |
| GBD | Global Burden of Disease |
| HBP | high blood pressure |
| HCUP | Healthcare Cost and Utilization Project |
| HD | heart disease |
| HF | heart failure |
| HIV | human immunodeficiency virus |
| ICD-9 | International Classification of Diseases, 9th Revision |
| ICD-10 | International Classification of Diseases, 10th Revision |
| IHD | ischemic heart disease |
| IMPACT | International Model for Policy Analysis of Agricultural Commodities and Trade |
| LDL-C | low-density lipoprotein cholesterol |
| MEPS | Medical Expenditure Panel Survey |
| MESA | Multi-Ethnic Study of Atherosclerosis |
| MI | myocardial infarction |
| NAMCS | National Ambulatory Medical Care Survey |
| NH | non-Hispanic |
| NHAMCS | National Hospital Ambulatory Medical Care Survey |
| NHANES | National Health and Nutrition Examination Survey |
| NHIS | National Health Interview Survey |
| NHLBI | National Heart, Lung, and Blood Institute |
| NVSS | National Vital Statistics System |
| OR | odds ratio |
| PA | physical activity |
| RR | relative risk |
| SBP | systolic blood pressure |
| SES | socioeconomic status |
| TC | total cholesterol |
| UI | uncertainty interval |
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14. Stroke (Cerebrovascular Disease)
ICD-9 430 to 438; ICD-10 I60 to I69. See Table 14-1 and Charts 14-1 through 14-17
Stroke Prevalence
(See Table 14-1 and Chart 14-1)
Stroke prevalence estimates may differ slightly between studies because each study selects and recruits a sample of participants to represent the target study population (eg, state, region, or country).
An estimated 7.0 million Americans ≥20 years of age self-report having had a stroke (extrapolated to 2016 by use of NHANES 2013–2016 data). Overall stroke prevalence during this period was an estimated 2.5% (Table 14-1).
Prevalence of stroke in the United States increases with advancing age in both males and females (Chart 14-1).
According to data from the 2017 BRFSS1 (unpublished NHLBI tabulation):
— Stroke prevalence in adults is 3.0% (median) in the United States, with the lowest prevalence in Wisconsin (1.9%) and the highest prevalence in Arkansas (4.5%).
The prevalence of stroke-related symptoms was found to be relatively high in a general population free of a prior diagnosis of stroke or TIA, which suggests that stroke may be underdiagnosed, that other conditions mimic stroke, or both. On the basis of data from 18 462 participants enrolled in a national cohort study, 17.8% of the population >45 years of age reported at least 1 symptom.2 Stroke symptoms were more likely among blacks than whites, among those with lower income and lower educational attainment, and among those with fair to poor perceived health status. Symptoms also were more likely in participants with higher Framingham stroke risk scores (REGARDS, NINDS).
Projections show that by 2030, an additional 3.4 million US adults ≥18 years of age, representing 3.9% of the adult population, will have had a stroke, a 20.5% increase in prevalence from 2012.3 The highest increase (29%) is projected to be in white Hispanic males.
| Population Group | Prevalence, 2013–2016: Age ≥20 y | New and Recurrent Attacks, 1999, All Ages | Mortality, 2017: All Ages* | Hospital Discharges, 2016: All Ages | Cost, 2014–2015 |
|---|---|---|---|---|---|
| Both sexes | 7 000 000 (2.5%) | 795 000 | 146 383 | 874 000 | $45.5 Billion |
| Males | 3 200 000 (2.5%) | 370 000 (46.5%)† | 61 645 (42.1%)† | 438 000 | … |
| Females | 3 800 000 (2.6%) | 425 000 (53.5%)† | 84 738 (57.9%)† | 436 000 | … |
| NH white males | 2.4% | 325 000‡ | 45 078 | … | … |
| NH white females | 2.5% | 365 000‡ | 64 960 | … | … |
| NH black males | 3.1% | 45 000‡ | 8566 | … | … |
| NH black females | 3.8% | 60 000‡ | 10 522 | … | … |
| Hispanic males | 2.0% | … | 5073 | … | … |
| Hispanic females | 2.2% | … | 5702 | … | … |
| NH Asian males | 1.1% | … | 2442§ | … | … |
| NH Asian females | 1.6% | … | 2988§ | … | … |
| NH American Indian or Alaska Native | … | … | 737 | … | … |

Chart 14-1. Prevalence of stroke by age and sex, United States (NHANES, 2013–2016). NHANES indicates National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 2013 to 2016.398
Stroke Incidence
(See Table 14-1 and Chart 14-2)
Each year, ≈795 000 people experience a new or recurrent stroke (Table 14-1). Approximately 610 000 of these are first attacks, and 185 000 are recurrent attacks (GCNKSS, NINDS, and NHLBI; GCNKSS and NINDS data for 1999 provided July 9, 2008; unpublished estimates compiled by NHLBI).
Of all strokes, 87% are ischemic, 10% are ICH, and 3% are SAH (GCNKSS, NINDS, 1999; unpublished NHLBI tabulation).
On average, every 40 seconds, someone in the United States has a stroke (AHA computation based on the latest available data).

Chart 14-2. Annual age-adjusted incidence of first-ever stroke by race, United States, 1993 to 1994, 1999, and 2005. Hospital plus out-of-hospital ascertainment. ICH indicates intracerebral hemorrhage; and SAH, subarachnoid hemorrhage. Source: Data derived from Kleindorfer et al.18
Temporal Trends
In the NIS, from 1995 to the period 2011 to 2012, rates of hospitalization for acute ischemic stroke almost doubled for males 18 to 34 and 35 to 44 years of age.4 Hospitalization rates for ICH and SAH remained stable, however, with the exception of declines among males and NH black patients 45 to 54 years of age with SAH (see Stroke in Young Adults and in the Midlife).
In the multicenter ARIC study of black and white adults, stroke incidence rates decreased from 1987 to 2011. The decreases varied across age groups but were similar across sex and race.5
Data from the BASIC Project for the time period 2000 through 2010 demonstrated that ischemic stroke rates declined significantly in people ≥60 years of age but remained largely unchanged over time in those 45 to 59 years of age.
— Rates of stroke decline did not differ significantly for NH whites and Mexican Americans overall in any age group; however, ethnic disparities in stroke rates persist between Mexican Americans and NH whites in the 45- to 59-year-old and 60- to 74-year-old age groups.6
— Data from the BASIC Project showed that the age-, sex-, and ethnicity-adjusted incidence of ICH decreased from 2000 to 2010, from an annual incidence rate of 5.21 per 10 000 (95% CI, 4.36–6.24) to 4.30 per 10 000 (95% CI, 3.21–5.76).7
Analysis of data from the FHS suggests that stroke incidence is declining over time in this largely white cohort in the northeastern United States. Data from 1950 to 1977, 1978 to 1989, and 1990 to 2004 showed that the age-adjusted incidence of first stroke per 1000 person-years in each of the 3 periods was 7.6, 6.2, and 5.3 in males and 6.2, 5.8, and 5.1 in females, respectively. Lifetime risk for incident stroke at 65 years of age decreased significantly in the latest data period compared with the first, from 19.5% to 14.5% in males and from 18.0% to 16.1% in females.8 Data from the Tromsø Study found that changes in cardiovascular risk factors accounted for 57% of the decrease in ischemic stroke incidence for the time period from 1995 to 2012.9
Despite encouraging data about declining stroke incidence, the aging population and accumulating risk factors contribute to an increasing lifetime risk of stroke. Per the GBD 2016 Lifetime Risk of Stroke Collaborators, the mean global lifetime risk of stroke increased from 22.8% in 1990 to 24.9% in 2016, a relative increase of 8.9% (95% UI, 6.2%–11.5%) after accounting for the competing risk of death attributable to any cause other than stroke.10
In a systematic review/meta-analysis of trends in ischemic stroke subtypes between 1993 and 2015, an increasing temporal trend was noted for cardioembolism in whites (2.4% annually; P=0.008) and for large artery atherosclerosis in Asians (5.7% annually, P<0.001), with a corresponding decrease in small artery occlusion in whites (−4.7% annually, P=0.001).11
Race/Ethnicity
Annual age-adjusted incidence for first-ever stroke was higher in black individuals than white individuals in data collected in 1993 to 1994, 1999, and 2005 for each of the following stroke types: ischemic stroke, ICH, and SAH (Chart 14-2).
In the national REGARDS cohort, in 27 744 participants followed up for 4.4 years (2003–2007), the overall age- and sex-adjusted black/white IRR was 1.51, but for those 45 to 54 years of age, it was 4.02, whereas for those ≥85 years of age, it was 0.86.12 Similar trends for decreasing black/white IRR with older age were seen in the GCNKSS.13
The BASIC Project (NINDS) demonstrated an increased incidence of stroke among Mexican Americans compared with NH whites in a community in southeast Texas. The crude 3-year cumulative incidence (2000–2002) was 16.8 per 1000 in Mexican Americans and 13.6 per 1000 in NH whites. Specifically, Mexican Americans had a higher cumulative incidence of ischemic stroke than NH whites at younger ages (45–59 years of age: RR, 2.04 [95% CI, 1.55–2.69]; 60–74 years of age: RR, 1.58 [95% CI, 1.31–1.91]) but not at older ages (≥75 years of age: RR, 1.12 [95% CI, 0.94–1.32]). Mexican Americans also had a higher incidence of ICH and SAH than NH whites after adjustment for age.14
The age-adjusted incidence of first ischemic stroke per 1000 was 0.88 in whites, 1.91 in blacks, and 1.49 in Hispanics according to data from NOMAS (NINDS) for 1993 to 1997. Among blacks, compared with whites, the RR of intracranial atherosclerotic stroke was 5.85 (95% CI, 1.82–18.73); extracranial atherosclerotic stroke, 3.18 (95% CI, 1.42–7.13); lacunar stroke, 3.09 (95% CI, 1.86–5.11); and cardioembolic stroke, 1.58 (95% CI, 0.99–2.52). Among Hispanics, compared with whites, the relative rate of intracranial atherosclerotic stroke was 5.00 (95% CI, 1.69–14.76); extracranial atherosclerotic stroke, 1.71 (95% CI, 0.80–3.63); lacunar stroke, 2.32 (95% CI, 1.48–3.63); and cardioembolic stroke, 1.42 (95% CI, 0.97–2.09).15
Among 4507 American Indian or Alaska Native participants without a prior stroke in the SHS from 1989 to 1992, the age- and sex-adjusted incidence of stroke through 2004 was 6.79 per 100 person-years, with 86% of incident strokes being ischemic.16
In REGARDS, the increased risk of ICH with age differed between blacks and whites: there was a 2.25-fold (95% CI, 1.63–3.12) increase per decade older age in whites but no age association of ICH risk in blacks (HR, 1.09 [95% CI, 0.70–1.68] per decade older age).17
Sex
Each year, ≈55 000 more females than males have a stroke (GCNKSS, NINDS).18
Females have a higher lifetime risk of stroke than males. In the FHS, lifetime risk of stroke among those 55 to 75 years of age was 1 in 5 for females (95% CI, 20%–21%) and ≈1 in 6 for males (95% CI, 14%–17%).19
Age-specific incidence rates are substantially lower in females than males in younger and middle-age groups, but these differences narrow so that in the oldest age groups, incidence rates in females are approximately equal to or even higher than in males.20–25
In the GCNKSS, sex-specific incidence rates between 1993 to 1994 and 2010 declined significantly for males but not for females. This trend was seen for all strokes and ischemic stroke but not for hemorrhagic stroke.26
TIA: Prevalence, Incidence, and Prognosis
In a nationwide survey of US adults, the estimated prevalence of self-reported physician-diagnosed TIA increased with age and was 2.3% overall, which translates to ≈5 million people. The true prevalence of TIA is likely to be greater, because many patients who experience neurological symptoms consistent with a TIA fail to report them to their healthcare provider.27
A 2013 survey study of nearly 600 000 people in China led to a neurologist-confirmed TIA prevalence of 1.03 per 1000 people, with a slightly higher prevalence in females (1.15) than males (0.92).28
In an Italian community-based registry (2007 to 2009), the crude TIA incidence rate was 0.52 per 1000,29 and in a population-based registry from Dijon, France (2013–2015), the incidence was 0.61 per 1000.30 In China, 2013 TIA incidence was 0.24 per 1000 person-years.28
Incidence of TIA increases with age and varies by sex and race/ethnicity. Males, blacks, and Mexican Americans have higher rates of TIA than their female and NH white counterparts.14,31 Conversely, in China, incidence was slightly higher in females (0.26 per 1000 person-years) than males (0.21).28
TIAs confer a substantial short-term risk of stroke, hospitalization for CVD events, and death. Of 1707 TIA patients evaluated in the EDs of Kaiser Permanente Northern California from 1997 to 1998, 180 (11%) experienced a stroke within 90 days, and 91 (5%) had a stroke within 2 days. Predictors of stroke included age >60 years, DM, focal symptoms of weakness or speech impairment, and symptoms that lasted >10 minutes. These factors were used to create the ABCD2 scoring system, which allows for risk stratification after TIA.32,33
Meta-analyses of cohorts of patients with TIA have shown the short-term risk of stroke after TIA to be ≈3% to 10% at 2 days and 9% to 17% at 90 days.34,35
Prognosis after TIA may have improved over time. In a nationwide study from Sweden from 2012 to 2013, patients with low-risk TIA (ABCD2 score 0–3) had a 2.5% risk of stroke during an average of 1.7 years of follow up versus a high-risk TIA group (ABCD2 score 4–7) with a 5.2% risk.36
Individuals who have a TIA and survive the initial high-risk period have a 10-year stroke risk of roughly 19% and a combined 10-year stroke, MI, or vascular death risk of 43% (4% per year).37
In the GCNKSS, the 1-year mortality rate after a TIA was 12%.31
In the community-based Oxford Vascular Study, among patients with TIA, disability levels increased from 14% (modified Rankin scale >2) before the TIA to 23% at 5 years after the TIA (P=0.002). In this same study, the 5-year risk of institutionalization after TIA was 11%.38
In a meta-analysis of 47 studies,39 it was estimated that approximately one-third of TIA patients have an acute lesion present on diffusion-weighted MRI and thus would be classified as having had a stroke under a tissue-based case definition40,41; however, substantial between-study heterogeneity was noted.
Recurrent Stroke: Incidence and Risk
Among 128 789 Medicare beneficiaries from 1999 to 2013, the incidence of recurrent stroke per 1000 person-years was 108 (95% CI, 106–111) for whites and 154 (95% CI, 147–162) for blacks. Mortality after recurrence was 16% (95% CI, 15%–18%) for whites and 21% (95% CI, 21%–22%) for blacks. Compared with whites, blacks had higher risk of 1-year recurrent stroke (adjusted HR, 1.36 [95% CI, 1.29–1.44]) but lower risk of 30-day mortality after recurrence (adjusted RR, 0.82 [95% CI, 0.73–0.93]).42
In a meta-analysis of publications through September 2017, MRI findings of multiple lesions (pooled RR, 1.7 [95% CI, 1.5–2.0]), multiple-stage lesions (pooled RR, 4.1 [95% CI, 3.1–5.5]), multiple-territory lesions (pooled RR, 2.9 [95% CI, 2.0–4.2]), chronic infarcts (pooled RR, 1.5 [95% CI, 1.2–1.9]), and isolated cortical lesions (pooled RR, 2.2 [95% CI, 1.5–3.2]) were associated with increased risk of ischemic stroke recurrence. A history of stroke or TIA was also associated with higher risk (pooled RR, 2.5 [95% CI, 2.1–3.1]). Risk of recurrence was lower for small- versus large-vessel stroke (pooled RR, 0.3 [95% CI, 0.1–0.7]) and for stroke resulting from an undetermined cause versus large-artery atherosclerosis (pooled RR, 0.5 [95% CI, 0.2–1.1]).43
Children with arterial ischemic stroke, particularly those with arteriopathy, remain at high risk for recurrent arterial ischemic stroke despite increased use of antithrombotic agents. The cumulative stroke recurrence rate was 6.8% (95% CI, 4.6%–10%) at 1 month and 12% (95% CI, 8.5%–15%) at 1 year.44 The 1-year recurrence rate was 32% (95% CI, 18%–51%) for moyamoya, 25% (95% CI, 12%–48%) for transient cerebral arteriopathy, and 19% (95% CI, 8.5%–40%) for arterial dissection.
Among 6700 patients with first-ever ischemic stroke or ICH who survived the first 28 days in the Northern Sweden MONICA stroke registry from 1995 to 2008, the cumulative risk of recurrence was 6% at 1 year, 16% at 5 years, and 25% at 10 years.45 The risk of stroke recurrence decreased 36% between 1995 to 1998 and 2004 to 2008. Approximately 62% of all recurrent strokes after ICH (63 of 101) were ischemic.
Using data for 12 392 patients 18 to 45 years of age who were hospitalized with ischemic or hemorrhagic stroke and included in the 2013 National Readmissions Database, the rate of recurrent stroke per 100 000 index hospitalizations was 1814.0 at 30 days, 2611.1 at 60 days, and 2913.3 at 90 days.46 Among patients without vascular risk factors at the index stroke (ie, hypertension, hypercholesterolemia, DM, smoking, AF/atrial flutter), rates per 100 000 hospitalizations were 1461.9 at 30 days, 2203.6 at 60 days, and 2534.9 at 90 days. DM was associated with greater risk of recurrent stroke in multivariable analyses (HR, 1.5 [95% CI, 1.22–1.84]).
Stroke Risk Factors
For prevalence and other information on any of these specific risk factors, refer to the specific risk factor chapters.
In analyses using data from the GBD Study, 91% of the stroke risk could be attributed to modifiable risk factors, such as HBP, obesity, hyperglycemia, hyperlipidemia, and renal dysfunction, and 74% could be attributed to behavioral risk factors, such as smoking, sedentary lifestyle, and an unhealthy diet.47 Globally, 29% of the risk of stroke was attributable to air pollution.
High BP
(See Chapter 8 for more information.)
The evidence-based 2017 Hypertension Clinical Practice Guidelines recommend intensive BP control for primary and secondary stroke prevention. The guideline proposes a target BP of <130/80 mm Hg.48 The recommendations are supported by an extensive evidence document accompanying the guidelines that shows consistent results from trials and meta-analyses for the lower BP target for lower stroke risks and prevention.49
In a recent meta-analysis, 9 trials showed high-strength evidence that BP control to <150/90 mm Hg reduces stroke (RR, 0.74 [95% CI, 0.65–0.84]), and 6 trials yielded low- to moderate-strength evidence that lower targets (≤140/85 mm Hg) are associated with significant decreases in stroke (RR, 0.79 [95% CI, 0.59–0.99]).50
A special report identified the highly significant global implications of the hypertension treatment and control strategies implementation on stroke risk reduction around the world.51
— There was agreement across meta-analyses that intensive BP lowering appears to be most beneficial for reduction in risk of stroke.52–54
— Median SBP declined 16 mm Hg between 1959 and 2010 for different age groups in association with large, accelerated reductions in stroke mortality.55 In a meta-analysis, there was an average decline of 41% (95% CI, 33%–48%) in stroke incidence with SBP reductions of 10 mm Hg or DBP reductions of 5 mm Hg.56
Recent analyses determined that in both SPRINT and ACCORD participants, there was no increase in stroke risk with intensive lowering of SBP to achieve mean arterial pressure values below 60 mm Hg, which suggests that stroke risks in hypertensive patients do not increase with extremely low mean arterial pressure or pulse pressure values.57
The consistent results from 3 recent additional meta-analyses58–60 indicated that SBP <130 mm Hg may be the most clinically advantageous BP target in the prevention of stroke.
Because many current hypertension treatment and control guidelines are risk based, risk prediction models include elevated BP and hypertension as key parameters in the assessment of cardiovascular and stroke risk in the determination of management protocols.61
A recent scientific statement from the AHA identified resistant hypertension, defined as above-goal elevated BP of 130/80 mm Hg in a patient despite the concurrent use of 3 antihypertensive drug classes, as being significantly associated with greater risks of adverse cardiovascular events, including stroke.62
In recent analyses of the SPS3 trial participants, survivors of lacunar stroke with high (top tertile) white matter hyperintensity burden were most likely to benefit from intensive BP control in preventing recurrent stroke.63
In a recent commentary regarding the impact of lower target BPs in hypertension management guidelines, the World Hypertension League noted that the trend in lower levels was associated with lower stroke mortality rates.64
Diabetes Mellitus
(See Chapter 9 for more information.)
DM increases ischemic stroke incidence at all ages, but this risk is most prominent (risk ratio >5) before 65 years of age in both blacks and whites. Overall, ischemic stroke patients with DM are younger and more likely to have HBP, MI, and high cholesterol than nondiabetic patients.65
The association between DM and stroke risk differs between sexes. A systematic review of 64 cohort studies representing 775 385 individuals and 12 539 strokes revealed that the pooled, fully adjusted RR of stroke associated with DM was 2.28 (95% CI, 1.93–2.69) in females and 1.83 (95% CI, 1.60–2.08) in males.66 Compared with males with DM, females with DM had a 27% greater RR for stroke when baseline differences in other major cardiovascular risk factors were taken into account (pooled ratio of RR, 1.27 [95% CI, 1.10–1.46]; I2=0%).
Prediabetes, defined as impaired glucose tolerance or a combination of impaired fasting glucose and impaired glucose tolerance, may be associated with a higher future risk of stroke, but the RRs are modest. A meta-analysis of 15 prospective cohort studies including 760 925 participants revealed that when prediabetes was defined as fasting glucose of 110 to 125 mg/dL (5 studies), the adjusted RR for stroke was 1.21 (95% CI, 1.02–1.44; P=0.03).67
DM is an independent risk factor for stroke recurrence; a meta-analysis of 18 studies involving 43 899 participants with prior stroke revealed higher stroke recurrence in patients with DM than in those without (HR, 1.45 [95% CI, 1.32–1.59]).68
In the GWTG-Stroke registry, DM was associated with a higher risk of adverse outcomes over 3 years after stroke, including all-cause mortality (adjusted HR, 1.24 [95% CI, 1.23–1.25]), all-cause hospital readmission (adjusted HR, 1.22 [95% CI, 1.21–1.23]), a composite of mortality and cardiovascular readmission (adjusted HR, 1.19 [95% CI, 1.18–1.20]), and ischemic stroke/TIA readmission (adjusted HR, 1.18 [95% CI, 1.16–1.20]).69
In a meta-analysis of 11 RCTs that included 56 161 patients with type 2 DM and 1835 stroke cases, those who were randomized to intensive glucose control did not have a reduction in stroke risk compared with those with conventional glucose control (RR, 0.94 [95% CI, 0.84–1.06]; P=0.33; I2P=0.20); however, there was a 10% reduction in all MI (RR, 0.90 [95% CI, 0.82–0.98]; P=0.02; I2P=0.20).70
A meta-analysis of 28 RCTs involving 96 765 participants with DM revealed that a decrease in SBP by 10 mm Hg was associated with a lower risk of stroke (RR from 21 studies, 0.74 [95% CI, 0.66–0.83]). Significant interactions were observed, with lower RRs (RR, 0.71 [95% CI, 0.63–0.80]) observed among trials with mean baseline SBP ≥140 mm Hg and no significant associations among trials with baseline SBP <140 mm Hg (RR, 0.90 [95% CI, 0.69–1.17]). The associations between BP lowering and stroke risk reduction were present for both the achieved SBP of <130 mm Hg and the ≥130 mm Hg groups.71
The ACCORD study showed that in patients with type 2 DM, targeting SBP to <120 mm Hg did not reduce the rate of cardiovascular events compared with subjects in whom the SBP target was <140 mm Hg, except for the end point of stroke, for which intensive therapy reduced the risk of any stroke (HR, 0.59 [95% CI, 0.39–0.89]) and nonfatal stroke (HR, 0.63 [95% CI, 0.41–0.96]).72
ONTARGET revealed that in both patients with and without DM, the adjusted risk of stroke continued to decrease down to achieved SBP values of 115 mm Hg, whereas there was no benefit for other fatal or nonfatal cardiovascular outcomes below an SBP of 130 mm Hg.73
In NOMAS, duration of DM was associated with ischemic stroke risk (adjusted HR per year with DM, 1.03 [95% CI, 1.02–1.04]).74
The ATRIA Study demonstrated that the duration of DM is a stronger predictor of ischemic stroke than glycemic control for patients with DM and AF.75 Duration of DM ≥3 years was associated with an increased rate of ischemic stroke (HR, 1.74 [95% CI, 1.10–2.76]) compared with a duration of <3 years.
Disorders of Heart Rhythm
(See Chapter 16 for more information.)
Nonvalvular AF is a powerful risk factor for stroke, independently increasing risk ≈5-fold throughout all ages. The percentage of strokes attributable to AF increases steeply from 1.5% at 50 to 59 years of age to 23.5% at 80 to 89 years of age.76,77
An analysis from the FHS demonstrated that the risk of stroke associated with AF declined by 73% in the 50 years from 1958 to 2007.78 However, analysis from the Olmsted County, MN, database suggests that AF-associated stroke risk has not changed more recently (from 2000 to 2010).79
Because AF is often asymptomatic80 and frequently undetected clinically,81 the stroke risk attributed to AF could be substantially underestimated.82 In a meta-analysis of 50 studies, AF was detected in ≈24% (95% CI, 17%–31%) of patients with embolic stroke of undetermined source, depending on duration and type of monitoring used.83
In an RCT among patients with cryptogenic stroke, the cumulative incidence of AF detected with an implantable cardiac monitor was 30% by 3 years. Approximately 80% of the first AF episodes were asymptomatic.84
Among 2580 participants ≥65 years of age with hypertension in whom a cardiac rhythm device that included an atrial lead was implanted, 35% developed subclinical tachyarrhythmias (defined as an atrial rate ≥190 beats per minute that lasted ≥6 minutes). These subclinical events were associated with a 2.5-fold increased risk of ischemic stroke or systemic embolism and a 13% PAR for stroke or systemic embolism.85
An analysis of patients from the Veterans Administration showed that among patients with device-documented AF, the presence of relatively brief amounts of AF raised the short-term risk of stroke 4- to 5-fold. This risk was highest in the initial 5 to 10 days after the episode of AF and declined rapidly after longer periods.86
Important risk factors for stroke in the setting of AF include older age, hypertension, HF, DM, previous stroke or TIA, vascular disease, renal dysfunction, and female sex.87–91 Biomarkers including high levels of troponin and BNP are associated with an increased risk of stroke in AF after adjustment for traditional vascular risk factors.92
In patients with AF who are being treated with anticoagulation, presence of persistent AF versus paroxysmal AF is associated with higher risk of stroke.93,94
Atrial flutter was associated with a lower risk of stroke than AF.95
Other cardiac arrhythmias and ECG findings associated with an increased risk of stroke include paroxysmal SVT; short, irregular SVTs without P waves; short-run atrial tachyarrhythmia (episodes of supraventricular ectopic beats <5 seconds long); PR-interval prolongation >200 ms; abnormal P-wave axis (any value outside 0° to 75° using 12-lead ECGs); elevated P-wave terminal force; and maximal P-wave area.96
High Blood Cholesterol and Other Lipids
(See Chapter 7 for more information.)
Overall, the association of each cholesterol subfraction with total stroke has shown inconsistent results, and the data are limited on associations with specific ischemic stroke subtypes.97–100 For clarity, results for different types of cholesterol (TC, subfractions) are described in this section.
In a nested case-control analysis using data from the Chinese Kadoorie Biobank prospective study of 489 762 Chinese individuals without prior stroke or HD who were not taking antithrombotic or lipid-modifying drugs (n=5475 ischemic strokes, n=4776 ICH, and n=6290 healthy controls), genetic markers predictive of LDL levels (“genetic instruments”) were associated with ischemic stroke, and HDL level inversely associated with ischemic stroke.101 Each 1.0 mmol/L increase in LDL was associated with a 14% lower risk of ICH, and this relationship held for the genetic instruments of LDL and was similar in those with and without hypertension at baseline. This analysis provides causal evidence that LDL levels are associated directly with ischemic stroke risk and inversely with hemorrhagic stroke risk.
Another mendelian randomization study of lipid genetics also suggested an increased risk of large-artery ischemic stroke with increased LDL and a lower risk of small-vessel ischemic stroke with increased HDL.102
An association between TC and ischemic stroke has otherwise been found in some prospective studies103–105 but not others.97,100,106 In the Women’s Pooling Project, which included those <55 years of age without CVD, TC was associated with an increased risk of stroke at the highest quintile (mean cholesterol 7.6 mmol/L) in black (RR, 2.58 [95% CI, 1.05–6.32]) but not white (RR, 1.47 [95% CI, 0.57–3.76]) females.98 An association of elevated TC with risk of stroke was noted to be present in those 40 to 49 years of age and 50 to 59 years of age but not in other age groups in the Prospective Studies Collaboration.99 In a meta-analysis of data from 61 cohorts, TC was only weakly associated with risk of stroke, with no significant difference between males and females.107
Elevated TC is inversely associated in multiple studies with hemorrhagic stroke. In a meta-analysis of 23 prospective cohort studies, 1 mmol higher TC was associated with a 15% lower risk of hemorrhagic stroke (HR, 0.85 [95% CI, 0.80–0.91]).108
A meta-analysis of 23 studies performed in the Asia-Pacific region showed no significant association between low HDL-C and stroke risk,109 although another meta-analysis without geographic restriction demonstrated a protective association of HDL-C with stroke.100
Data from the Honolulu Heart Program found that in Japanese males 71 to 93 years of age, low concentrations of HDL-C were associated with a future risk of thromboembolic stroke.110
A Finnish study of >58 000 individuals followed up for >20 years found an inverse association of HDL-C with the risks of total and ischemic stroke in females.97 In the CHS, higher HDL-C was associated with a lower risk of ischemic stroke in males but not in females.111
In the SHS, a possible interaction was noted between DM status and HDL-C for risk of stroke such that higher HDL-C was protective against stroke risk in patients with DM but not in those without DM.112 In a meta-analysis, no significant association was observed between HDL-C levels and risk of hemorrhagic stroke.108
Data from the Dallas Heart Study suggest that higher HDL-C efflux capacity is strongly associated with lower risk of stroke.113
In an analysis by the Emerging Risk Factors Collaboration of individual records on 302 430 people without initial vascular disease from 68 long-term prospective studies, HR for ischemic stroke was 1.12 (95% CI, 1.04–1.20) for non–HDL-C114 and 0.93 (95% CI, 0.84–1.02) for HDL-C. In the Women’s Health Study, LDL-C was associated with an increased risk of stroke,103 and LDL-C may have a stronger association for large-artery atherosclerotic subtype.115 In a pooled analysis of CHS and ARIC, low LDL C (<158.8 mg/dL) was associated with an increased risk of ICH.116
Among 13 951 patients in the Copenhagen Heart Study followed up for 33 years, increasing levels of nonfasting triglycerides were associated with increased risk of ischemic stroke in both males and females,117 although in ARIC, PHS, and SHS, there was no association.112,118,119 In the Rotterdam Study (N=9068), increasing quartiles of serum triglycerides were associated with a reduced risk of ICH.120
Smoking/Tobacco Use
(See Chapter 3 for more information.)
Current smokers have a 2 to 4 times increased risk of stroke compared with nonsmokers or those who have quit for >10 years.121 Current smoking is associated with an increased prevalence of MRI-defined brain infarcts and small subcortical brain infarcts.122
Cigarette smoking is a risk factor for ischemic stroke and SAH.121,123
Smoking is perhaps the most important modifiable risk factor in preventing SAH, with the highest PAR (38%–43%) of any SAH risk factor.124
In a large Danish cohort study, among people with AF, smoking was associated with a higher risk of ischemic stroke/arterial thromboembolism or death, even after adjustment for other traditional risk factors.125
Although some studies have reported a dose-response relationship between smoking and risk of stroke across old and young age groups,123,126 a recent meta-analysis of 141 cohort studies showed that low cigarette consumption (≈1 cigarette per day) carries a risk of developing stroke as large as 50% of that of high cigarette consumption (≈20 cigarettes per day).127 This is much higher than what would be predicted from a linear or log-linear dose-response relationship between smoking and risk of stroke.127
A meta-analysis that compared pooled data of almost 4 million smokers and nonsmokers found a similar risk of stroke associated with current smoking in females and males.128
Discontinuation of smoking has been shown to reduce stroke risk across sex, race, and age groups.126,128
Smoking may impact the effect of other stroke risk factors on stroke risk. For example, a synergistic effect on the risk of stroke appears to exist between smoking and SBP129 and oral contraceptives.130,131
Exposure to secondhand smoke, also termed passive smoking or secondhand tobacco smoke, is a risk factor for stroke.
— Meta-analyses have estimated a pooled RR of 1.25 for exposure to spousal smoking (or nearest equivalent) and risk of stroke. A dose-response relationship between exposure to secondhand smoke and stroke risk was also reported.132,133
— Data from REGARDS found that after adjustment for other stroke risk factors, the risk of overall stroke was 30% higher among nonsmokers who had secondhand smoke exposure during adulthood (95% CI, 2%–67%).134
— Data from another large-scale prospective cohort study of females in Japan showed that secondhand tobacco smoke exposure at home during adulthood was associated with an increased risk of stroke mortality in those ≥80 years of age (HR, 1.24 [95% CI, 1.05–1.46]). Overall, the increased risk was most evident for SAH (HR, 1.66 [95% CI, 1.02–2.70]) in all age groups.135
— A study using NHANES data found that individuals with a prior stroke have greater odds of having been exposed to secondhand smoke (OR, 1.46 [95% CI, 1.05–2.03]), and secondhand smoke exposure was associated with a 2-fold increase in mortality among stroke survivors compared with stroke survivors without the exposure (age-adjusted mortality rate: 96.4±20.8 versus 56.7±4.8 per 100 person-years; P=0.026).136
The FINRISK study found a strong association between current smoking and SAH compared with nonsmokers (HR, 2.77 [95% CI, 2.22–3.46]) and reported a dose-dependent and cumulative association with SAH risk that was highest in females who were heavy smokers.137
Use of smokeless tobacco is associated with an increased risk of fatal stroke.
— In recent meta-analyses of studies from Europe, North America, and Asia, adult ever-users of smokeless tobacco had a higher risk of fatal stroke (OR, 1.39 [95% CI, 1.29–1.49]).138,139
— US smokeless tobacco users had a higher risk of stroke than nonusers, but this association was not observed in Swedish smokeless tobacco users. This difference may be attributable to differences in product type and use patterns between the 2 countries.140
Microvascular damage, more specifically, widening of the venules because of smoking, may mediate the effect of smoking on the risk of ischemic stroke.141
Physical Inactivity
(See Chapter 4 for more information.)
Over a mean follow-up of 17 years, the ARIC study found a significant trend among blacks toward reduced incidence of stroke with increasing level of PA; a similar trend was observed for whites in the study, although it was not statistically significant. Data from this study showed that although the highest levels of activity were most protective, even modest levels of PA appeared to be beneficial.142
Among individuals >80 years of age in NOMAS, physical inactivity was associated with higher risk of stroke (physical inactivity versus PA: HR, 1.60 [95% CI, 1.05–2.42]).143
In the CHS, a greater amount of leisure-time PA (across quintiles, Ptrend=0.001), as well as exercise intensity (categories: high, moderate, low versus none, Ptrend<0.001), were both associated with lower risk of stroke among individuals >65 years of age. The relation between greater PA and lower risk of stroke was even observed in individuals ≥75 years of age.144 In the Cooper Center Longitudinal Study of participants who underwent evaluation at the Cooper Clinic in Dallas, TX, investigators found that cardiorespiratory fitness in midlife as measured by exercise treadmill testing was inversely associated with risk of stroke in older age, including in models that were adjusted for the interim development of stroke risk factors such as DM, hypertension, and AF.145
Similarly, a prospective study of young Swedish males demonstrated that the lowest, compared with the highest, tertiles of fitness (HR, 1.70 [95% CI, 1.50–1.93]) and muscle strength (HR, 1.39 [95% CI, 1.27–1.53]) were associated with higher risk of stroke over 42 years of follow-up.146
Several recent prospective studies found associations of PA and stroke risk in females.
— In the Million Women Study, a prospective cohort study among females in England and Scotland, over an average follow-up of 9 years, self-report of any PA at baseline was associated with reduced risk of any stroke; however, more frequent or strenuous activity was not associated with increased protection against stroke.147
— Similarly, a low level of leisure-time PA was associated with a 1.5 times higher risk of stroke and a 2.4 times higher risk of fatal stroke compared with intermediate to high levels of activity in a cohort of ≈1500 Swedish females followed up for up to 32 years.148
— In the California Teachers Study of 61 256 females with PA data, meeting AHA guidelines of moderate PA was associated with a lower risk of ischemic stroke. No association was observed between meeting AHA guidelines for strenuous activity and risk of stroke.149
— The EPIC-Heidelberg cohort included 25 000 males and females and identified stroke outcomes over a mean of 13 years of follow-up. Among females, participation in any level of PA was associated with a nearly 50% reduction in stroke risk compared with inactivity; no similar pattern was seen for males.150
A dose-response effect was seen for total number of hours spent walking per week, and increased walking time was associated with reduced risk of incident stroke among 4000 males in the British Regional Heart Study. Those reporting ≥22 hours of walking per week had one-third the risk of incident stroke as those who walked <4 hours per week. No clear association between stroke and walking speed or distance walked was seen in this study.151
Recent studies have also demonstrated a significant association between sedentary time duration and risk of CVD including stroke, independent of PA levels.152,153 In the REGARDS study, screen time >4 h/d was associated with 37% higher risk (HR, 1.37 [95% CI, 1.10–1.71]) of stroke over a 7-year follow-up.154
In a population-based study of 74 913 Japanese people 50 to 79 years of age and without histories of CVD or cancer, there was a nonlinear dose-response relationship between daily total PA and stroke risk. Individuals with moderate levels of total PA had the lowest risk of total stroke (HR, 0.83 [95% CI, 0.75–0.93]), hemorrhagic stroke (HR, 0.79 [95% CI, 0.66–0.94]), and ischemic stroke (HR, 0.79 [95% CI, 0.69–0.90]). The associations of total PA level with hemorrhagic stroke showed a U or J shape, and that with ischemic stroke showed an L shape.155
Nutrition
(See Chapter 5 for more information.)
Adherence to a Mediterranean-style diet that was higher in nuts and olive oil was associated with a reduced risk of stroke (diet with nuts: HR, 0.54 [95% CI, 0.35–0.82]; diet with olive oil: HR, 0.65 [95% CI, 0.44–0.95]; Mediterranean diets combined versus control: HR, 0.58 [95% CI, 0.42–0.82]) in an RCT conducted in Spain.156
A recent review of trials and studies concluded that diet is a major modifiable risk factor for stroke globally and a major modifiable determinant of the global burden of stroke and identified the importance of specific foods and overall food quality and dietary patterns, rather than isolated single nutrients or metrics (eg, calorie counting), in contributing to the risk and burden of stroke.157
A meta-analysis of >94 000 people with 34 817 stroke events demonstrated that eating ≥5 servings of fish per week versus eating <1 serving per week was associated with a 12% reduction in stroke risk; however, these results were not consistent across all cohort studies.158
A recent study from China provided preliminary evidence that change in salt intake was a factor in stroke risks; individuals with a moderate-decreasing salt intake trajectory had significantly lower ischemic stroke risk (adjusted HR, 0.76 [95% CI, 0.63–0.92]) than individuals with a moderate-stable salt intake trajectory.159
A Nordic diet, including fish, apples, pears, cabbages, root vegetables, rye bread, and oatmeal, was associated with a decreased risk of stroke among 55 338 males and females (HR, 0.86 [95% CI, 0.76–0.98] for high versus low diet adherence).160
A meta-analysis of case-control and prospective cohort studies and an RCT investigating the association between olive oil consumption and the risk of stroke (N=38 673 participants) revealed a reduction in stroke risk (RR, 0.74 [95% CI, 0.60–0.92]).161
A meta-analysis of 10 prospective cohort studies including 314 511 nonoverlapping individuals revealed that higher MUFA intake was not associated with risk of overall stroke (RR, 0.86 [95% CI, 0.74–1.00]) or risk of ischemic stroke (RR, 0.92 [95% CI, 0.79–1.08]) but was associated with a reduced risk of hemorrhagic stroke (RR, 0.68 [95% CI, 0.49–0.96]).162
A meta-analysis of prospective cohort studies evaluating the impact of dairy intake on CVD noted that total dairy intake and calcium from dairy were associated with an inverse summary RR estimate for stroke (0.91 [95% CI, 0.83–0.99] and 0.69 [95% CI, 0.60–0.81], respectively).163
A meta-analysis of 20 prospective cohort studies of the association between nut consumption and cardiovascular outcomes (N=467 389) revealed no association between nut consumption and stroke (2 studies; RR, 1.05 [95% CI, 0.69–1.61]) but did find an association with stroke mortality (3 studies; RR, 0.83 [95% CI, 0.69–1.00]).164
A meta-analysis of 8 prospective studies (N=410 921) revealed no significant association between consumption of refined grains and risk of stroke.165 A second meta-analysis166 of 8 prospective studies (N=468 887) revealed that a diet that contained greater amounts of legumes was not associated with a lower risk of stroke; however, a diet with greater amounts of nuts was associated with lower risk of stroke (summary RR, 0.90 [95% CI, 0.81–0.99]). Sex significantly modified the effects of nut consumption on stroke risk, and high nut intake was associated with reduced risk of stroke in females (summary RR, 0.85 [95% CI, 0.75–0.97]) but not in males (summary RR, 0.95 [95% CI, 0.82–1.11]).166
A recent meta-analysis confirmed an inverse association between potassium intake and stroke risk, with the highest category of potassium intake associated with a 13% reduced risk of stroke (RR, 0.87 [95% CI, 0.80–0.94]) in the BP-adjusted analysis.167
A meta-analysis of 8 studies (N=280 174) indicated an inverse association between flavonol intake and stroke (summary RR, 0.86 [95% CI, 0.75–0.99]). An increase in flavonol intake of 20 mg/d was associated with a 14% decrease in the risk for developing stroke (summary RR, 0.86 [95% CI, 0.77–0.96]). Subgroup analyses suggested an inverse association between highest flavonol intake and stroke risk among males (summary RR, 0.74 [95% CI, 0.56–0.97]) but not females (summary RR, 0.99 [95% CI, 0.85–1.16]).168
In a population of Chinese adults, folate therapy combined with enalapril was associated with a significant reduction in ischemic stroke risk (HR, 0.76 [95% CI, 0.64–0.91]). Although the US population is not as likely to be at risk of folate deficiency because of folate fortification of grains, this study demonstrates the importance of adequate folate levels for stroke prevention.169
In the WHI prospective cohort study (n=81 714 females for this analysis), females who consumed ≥2 artificially sweetened beverages daily, on average, had an elevated risk of all stroke (adjusted HR 1.23 [95% CI, 1.02–1.47]) and ischemic stroke (adjusted HR, 1.31 [95% CI 1.06–1.63]) compared with those who consumed <1 artificially sweetened beverage weekly, after adjusting for demographics, CVD history, risk factors, BMI, health behaviors, and overall diet quality.170
A study using data from the FHS Offspring cohort found that recent consumption and an increased cumulative intake of artificially sweetened soft drinks was associated with a higher risk of stroke, with the strongest association observed for ischemic stroke; no association was observed for sugary beverages or sugar-sweetened soft drinks.171
Kidney Disease
(See Chapter 11 for more information.)
A meta-analysis of 21 studies including >280 000 patients showed a 43% (RR, 1.43 [95% CI, 1.31–1.57]) increased incident stroke risk among patients with a GFR <60 mL·min−1·1.73 m−2.172
A meta-analysis showed that a higher albuminuria level confers greater stroke risk, providing evidence that albuminuria is strongly linked to stroke risk, and suggested that people with elevated levels of urinary albumin excretion could benefit from more intensive vascular risk reduction.173
A meta-analysis showed stroke risk increases linearly and additively with declining GFR (RR per 10 mL·min−1·1.73 m−2 decrease in GFR, 1.07 [95% CI, 1.04–1.09]) and increasing albuminuria (RR per 25 mg/mmol increase in ACR, 1.10 [95% CI, 1.01–1.20]), which indicates that CKD staging might also be a useful clinical tool to identify people who might benefit most from interventions to reduce stroke risk.174
A pooled analysis of 4 prospective community-based cohorts (ARIC, MESA, CHS, and PREVEND) including 29 595 participants showed that low eGFR (45 mL·min−1·1.73 m−2) was significantly associated with increased risk of ischemic stroke (HR, 1.30 [95% CI, 1.01–1.68]) but not hemorrhagic stroke (HR, 0.92 [95% CI, 0.47–1.81]) compared with normal GFR (95 mL·min−1·1.73 m−2). A high ACR of 300 mg/g was associated with both ischemic stroke (HR, 1.62 [95% CI, 1.27–2.07]) and hemorrhagic stroke (HR, 2.57 [95% CI, 1.37–4.83]) compared with 5 mg/g.175
Proteinuria and albuminuria are better predictors of stroke risk than eGFR in patients with kidney disease.176
Among 232 236 patients in the GWTG-Stroke registry, admission eGFR (in mL·min−1·1.73 m−2) was inversely associated with mortality and poor functional outcomes. After adjustment for potential confounders, lower eGFR was associated with increased mortality, with the highest mortality among those with eGFR <15 without dialysis (OR, 2.52 [95% CI, 2.07–3.07]) compared with eGFR ≥60. Lower eGFR was also associated with decreased likelihood of being discharged home.177
In a Chinese stroke registry, low eGFR (<60 mL·min−1·1.73 m−2) compared with eGFR ≥90 mL·min−1·1.73 m−2 was similarly associated with increased mortality among patients with and without hypertension, but there was an interaction between eGFR and hypertension for the effect on functional outcomes. In 5082 patients without hypertension, the risk of a poor functional outcome (defined as modified Rankin scale score of 3–6) was approximately twice as high for those with low eGFR (adjusted OR, 2.14 [95% CI, 1.45–3.16]). In 1378 patients with previously diagnosed hypertension, the magnitude of risk of a poor functional outcome associated with low eGFR was less (adjusted OR, 1.30 [95% CI, 1.11–1.52]; P for interaction=0.046).178
Risk Factor Issues Specific to Females
See the “Guidelines for the Prevention of Stroke in Women: A Statement for Healthcare Professionals From the American Heart Association/American Stroke Association” for more in-depth coverage of stroke risk factors unique to females.179
In a meta-analysis of 11 studies of stroke incidence published between 1990 and January 2017, the pooled crude rate of pregnancy-related stroke was 30.0 per 100 000 pregnancies (95% CI, 18.8–47.9). The crude rates per 100 000 pregnancies were 18.3 (95% CI, 11.9–28.2) for antenatal/perinatal stroke and 14.7 (95% CI, 8.3–26.1) for postpartum stroke.180
Among 80 191 parous females in the WHI Observational Study, those who reported breastfeeding for at least 1 month had a 23% lower risk of stroke than those who never breastfed (HR, 0.77 [95% CI, 0.70–0.83]). The strength of the association increased with increasing breastfeeding duration (1–6 months: HR, 0.81 [95% CI, 0.74–0.90]; 7–12 months: HR, 0.75 [95% CI, 0.66–0.85]; ≥13 months: HR, 0.74 [95% CI, 0.65–0.83]; P for trend<0.01). The strongest association was observed among NH black females (HR, 0.54 [95% CI, 0.37–0.71]).181
Although the incidence of stroke is higher in males than in females, this difference is less pronounced with increasing age and is only partially explained by established risk factors such as hypertension, smoking, and IHD that are more prevalent in males.182
In a systematic review and meta-analysis of 78 studies including >10 million participants, any hypertensive disorder during pregnancy, including gestational hypertension, preeclampsia, or eclampsia, was associated with a greater risk of ischemic stroke; late menopause (after 55 years of age) and gestational hypertension were associated with a greater risk of hemorrhagic stroke; and oophorectomy, hypertensive disorder during pregnancy, preterm delivery, and stillbirth were associated with a greater risk of any stroke.183
In the setting of AF, females have a significantly higher risk of stroke than males.184–188
In the UK Million Women Study, there was a U-shaped relationship between age at menarche and risk of incident stroke.189 Compared with females experiencing menarche at 13 years of age, both those experiencing menarche at ≤10 years of age and those experiencing menarche at ≥17 years of age had an increased risk of stroke (RR, 1.16 [95% CI, 1.09–1.24] and RR, 1.13 [95% CI, 1.03–1.24], respectively).
In a meta-analysis of 32 studies, females who experienced menopause before 45 years of age had an increased risk of stroke compared with females ≥45 years of age at menopause onset (OR, 1.23 [95% CI, 0.98–1.53]). This association was not observed for stroke mortality (OR, 0.99 [95% CI, 0.92–1.07]).190
Overall, randomized clinical trial data indicate that the use of estrogen plus progestin, as well as estrogen alone, increases stroke risk in postmenopausal, generally healthy females and provides no protection for postmenopausal females with established CHD191–194 and recent stroke or TIA.195
In a nested case-control study of the UK’s General Practice Research Database, stroke risk was not increased for users of low-dose (≤50 µg) estrogen patches (RR, 0.81 [95% CI, 0.62–1.05]) but was increased for users of high-dose (>50 µg) patches (RR, 1.89 [95% CI, 1.15–3.11]) compared with nonusers.196
Migraine with aura is associated with ischemic stroke in younger females, particularly if they smoke or use oral contraceptives. The combination of all 3 factors increases the risk ≈9-fold compared with females without any of these factors.197,198
Among people living with HIV, females had a higher incidence of stroke or TIA than males, especially at younger ages.199 Compared with HIV-uninfected females, females living with HIV had a 2-fold higher incidence of ischemic stroke.200
Sleep-Disordered Breathing and Sleep Duration
(See Chapter 12 for more information.)
Sleep-disordered breathing is associated with stroke risk. In a 2017 meta-analysis including 16 cohort studies (N=24 308 individuals), severe OSA was associated with a doubling in stroke risk (RR, 2.15 [95% CI, 1.42–3.24]). Severe OSA was independently associated with stroke risk among males, but not females, in stratified analyses. Neither mild nor moderate OSA was associated with stroke risk.201
OSA may be particularly associated with stroke occurring at the time of waking up (“wake-up stroke”). In a meta-analysis of 5 studies (N=591 patients), patients with wake-up stroke had a higher AHI than those with non–wake-up stroke, and there was an increased incidence of severe OSA in those with wake-up stroke (OR, 3.18 [95% CI, 1.27–7.93]).202
OSA is also common after stroke.194,203,204 In a 2017 meta-analysis that included 43 studies, the prevalence of OSA (AHI >10) after stroke and TIA ranged from 24% to 92%, with a pooled estimate of 59%.205 The proportion of patients with cerebrovascular disease with severe OSA (AHI >30) ranged from 8% to 64%.
In the BASIC Project, Mexican Americans had a higher prevalence of poststroke sleep-disordered breathing, defined as an AHI ≥10, than NH whites after adjustment for confounders (prevalence ratio, 1.21 [95% CI, 1.01–1.46]).203
Also in the BASIC Project, acute infarction involving the brainstem (versus no brainstem involvement) was associated with increased odds of sleep-disordered breathing, defined as an AHI ≥10, with OR 3.76 (95% CI, 1.44–9.81) after adjustment for demographics, risk factors, and stroke severity.206 In this same study, ischemic stroke subtype was not found to be associated with the presence or severity of sleep-disordered breathing.207
OSA is associated with higher poststroke mortality208–210 and worse functional outcome.211
Sleep duration is also associated with stroke risk. In a meta-analysis of 14 prospective cohort studies, long sleep, mostly defined as self-reported sleep of ≥8 to 9 hours per night, was associated with incident stroke, with an HR of 1.46 (95% CI, 1.26–1.69) after adjustment for demographics, vascular risk factors, and comorbidities.212 In another meta-analysis, short sleep, defined as sleep ≤5 to 6 hours per night, was also associated, although to a lesser magnitude, with incident stroke (HR, 1.15 [95% CI, 1.07–1.24]) after adjustment for similar factors.213
In a 2017 meta-analysis that included 20 reports related to stroke outcomes, there was an approximate U-shaped association between sleep duration and stroke risk, with the lowest risk at a sleep duration of ≈6 to 7 hours daily. Both short and long sleep duration were associated with increased stroke risk. For every hour of sleep reduction below 7 hours, after adjustment for other risk factors, the pooled RR was 1.05 (95% CI, 1.01–1.09), and for each 1-hour increment of sleep above 7 hours, the RR was 1.18 (95% CI, 1.14–1.21).214
In a meta-analysis of 10 studies, a J-shaped relationship was reported between sleep duration and stroke risk, with the lowest risk among those with a sleep duration of 6 to 7 h/d.215
Psychosocial Factors
A meta-analysis of 28 prospective cohort studies comprising 317 540 participants with a follow-up period that ranged from 2 to 29 years found that depression was associated with an increased risk of total stroke (pooled HR, 1.45 [95% CI, 1.29–1.63]), fatal stroke (pooled HR, 1.55 [95% CI, 1.25–1.93]), and ischemic stroke (pooled HR, 1.25 [95% CI, 1.11–1.40]).216
The relationship between changes in depressive symptoms and risk of first stroke was examined among 4319 participants in the CHS. Compared with participants who had persistently low depressive symptoms, those who had persistently high depressive symptoms for 2 consecutive annual assessments had an increased risk of stroke (adjusted HR, 1.65 [95% CI, 1.06–2.56]). New onset of symptoms was nonsignificantly associated with stroke risk (adjusted HR, 1.44 [95% CI, 0.97–2.14]). There was no increased stroke risk for participants whose depressive symptoms improved (HR, 1.02 [95% CI, 0.66–1.58]).217
In a meta-analysis that included 46 studies (30 on psychological factors, 13 on vocational factors, 10 on interpersonal factors, and 2 on behavioral factors), the risk of stroke increased by 39% with psychological factors (HR, 1.39 [95% CI, 1.27–1.51]), 35% with vocational factors (HR, 1.35 [95% CI, 1.20–1.51]), and 16% with interpersonal factors (HR, 1.16 [95% CI, 1.03–1.31]); there was no significant relationship with behavior factors (HR, 0.94 [95% CI, 0.20–4.31]).218
Among 13 930 patients with ischemic stroke and 28 026 control subjects in the NINDS Stroke Genetics Network, each 1-SD increase in the Psychiatric Genomics Consortium polygenic risk score for major depressive disorder was associated with a 3% increase in the odds of ischemic stroke (OR, 1.03 [95% CI, 1.00–1.05]) for those of European ancestry and an 8% increase (OR, 1.08 [95% CI, 1.04–1.13]) for those of African ancestry.219 The risk score was associated with increased odds of small-artery occlusion in both ancestry samples (European: OR, 1.08 [95% CI, 1.03–1.13]; African: OR, 1.09 [95% CI, 1.01–1.19]), cardioembolic stroke in those of European ancestry (OR, 1.04 [95% CI, 1.00–1.08]), and large-artery atherosclerosis in those of African ancestry (OR, 1.12 [95% CI, 1.01–1.25]).
Among 479 054 participants in the UK Biobank study who were followed up for a mean of 7.1 years, social isolation (HR, 1.39 [95% CI, 1.25–1.54]) and loneliness (HR, 1.36 [95% CI, 1.20–1.55]) were associated with higher risk of incident stroke in analyses adjusted for demographic characteristics. However, after adjustment for biological factors, health behaviors, depressive symptoms, socioeconomic factors, and chronic diseases, these relationships were no longer statistically significant. In fully adjusted analyses, social isolation, but not loneliness, was associated with increased risk of mortality after stroke (HR, 1.32 [95% CI, 1.08–1.61]).220
Social Determinants
Adverse work conditions, including job loss and unemployment, have been linked to stroke risk. In a cohort of 21 902 Japanese males and 19 826 females followed up for 19 years, job loss (change in job status within the first 5 years of data collection) was associated with a >50% increase in incident stroke and a >2-fold increase in stroke mortality over follow-up.221 Long work hours have also been linked to stroke. Meta-analytic findings from 24 cohort studies from the United States, Europe, and Australia revealed a dose-response relationship between working longer than 40 hours per week and incident stroke.222
In ARIC, having smaller social networks (ie, contact with fewer family members, friends, and neighbors) was linked to a 44% higher risk of incident stroke over the 18.6-year follow-up, even after controlling for demographics and other relevant risk factors.223
Findings from MESA have documented linkages between other psychosocial factors (including depressive symptoms, chronic stress, and hostility) and incident stroke, with participants in the highest- versus lowest-scoring categories having a 1.5- to >2-fold increased risk of stroke over a median follow-up of 8.5 years.224
Family History and Genetics
Ischemic stroke is a heritable disease; family history of stroke is associated with increased risk of ischemic stroke, stroke subtypes, and carotid atherosclerosis.225
In the Family Heart Study, the adjusted ORs of stroke for a positive paternal and maternal history of stroke were 2.0 and 1.4, respectively, with similar patterns seen in blacks and European Americans.226
Heritability of stroke appears to play a larger role in strokes that occur in younger people.227
Genetic factors appear to be more important in large-artery and small-vessel stroke than in cryptogenic or cardioembolic stroke.227
Genetic studies have identified genetic variants associated with risk of ischemic stroke, with distinct genetic associations228 for different stroke subtypes.
— For example, variants in the paired-like homeodomain transcription factor 2 gene (PITX2) discovered through an unbiased genome-wide approach for AF have been shown to be associated with cardioembolic stroke.229
— Variants in the HDAC9 gene have been associated with large-artery stroke, as have variants in the chromosome 9p21 locus originally identified through a genome-wide approach for CAD.230,231
The largest multiethnic GWAS of stroke conducted to date reports 32 genetic loci, including 22 not previously reported.232 These novel loci point to a major role of cardiac mechanisms beyond established sources of cardioembolism. Approximately half of the stroke genetic loci share genetic associations with other vascular traits, most notably BP. The identified loci were also enriched for targets of antithrombotic drugs, including alteplase and cilostazol.
Some genetic loci were subtype specific. For example, EDNRA and LINC01492 were exclusively associated with large-artery stroke. But shared genetic influences between stroke subtypes were also evident. For example, SH2B3 showed shared influence on large-artery and small-vessel stroke and ABO on large-artery and cardioembolic stroke; PMF1-SEMA4A has been associated with both nonlobar ICH and ischemic stroke.
A GWAS focused on small-vessel stroke from the International Stroke Consortium identified a novel association with a region on chromosome 16q24.2.233
Studies have also identified genetic loci unique to non-European ethnicity populations. For example, one study of blacks from MESA found that variants within the SERGEF gene were associated with carotid artery IMT, as well as with stroke.234
Low-frequency genetic variants (ie, allele frequency <5%) may also contribute to risk of large- and small-vessel stroke. GUCY1A3, for example, with an allele frequency in the lead SNP of 1.5%, was associated with large-vessel stroke.234 The gene encodes the α1-subunit of soluble guanylyl cyclase, which plays a role both in nitric oxide–induced vasodilation and platelet inhibition, and has been associated with early MI.
The gene GCH1, also with an allele frequency of only 1.5%, was associated with small-vessel stroke. This gene encodes GTP cyclohydrolase 1, which plays a role in endothelial nitric oxide synthase.235 Rare variants thus may account for some of the unexplained heritability in stroke risk.
Monogenic forms of ischemic stroke have much higher risk associated with the underlying genetic variant but are rare.236
— For example, cerebral autosomal dominant arteriopathy with subcortical infarcts and leukoencephalopathy (CADASIL), an autosomal dominant disease presenting with stroke, progressive cognitive impairment, and characteristic bilateral involvement of the anterior temporal white matter and external capsule, is caused by mutations in the NOTCH3 gene on chromosome 19q12.237
— Other monogenic causes of stroke include Fabry disease, sickle cell disease, homocystinuria, Marfan syndrome, vascular Ehlers-Danlos syndrome (type IV), pseudoxanthoma elasticum, retinal vasculopathy with cerebral leukodystrophy and systemic manifestations, and mitochondrial myopathy, encephalopathy, lactic acidosis, and stroke (MELAS).228
ICH also appears to have a genetic component, with heritability estimates of 34% to 74% depending on the subtype.238 A GWAS of ICH suggests that 15% of this heritability is attributable to genetic variants in the apolipoprotein E gene (APOE), and 29% is attributable to non-APOE genetic variants.238
Genetic variants that predispose to hypertension also have been associated with ICH risk.227 The other genes strongly associated with ICH are PMF1 and SLC25A44, which have been linked to ICH with small-vessel disease.239,240
Genetic predisposition to higher MCP-1/CCL2 concentrations was associated with high risk of any stroke, including associations with large-artery stroke, ischemic stroke, and cardioembolic stroke, but not small-vessel stroke or ICH, implicating inflammation in stroke pathogenesis.241
Genetic determinants of coagulation factors, including factor XI and factor VII, have been implicated in the pathogenesis of ischemic stroke.242,243
Awareness of Stroke Warning Signs and Risk Factors
Knowledge on stroke risk factors and symptoms is limited in children; stroke knowledge is lowest for those living in communities with greater economic need and sociodemographic distress and lower school performance.244
A study of CVD awareness performed by the AHA among females in the United States who were >75 years of age (N=1205) showed that low proportions of females identified severe headache (23%), unexplained dizziness (20%), and vision loss/changes (18%) as stroke warning symptoms.245
In a single-center study of 144 stroke survivors, Hispanics scored lower on a test of stroke symptoms and the appropriate response to those symptoms than NH whites (72.5% versus 79.1% of responses correct) and were less often aware of tPA as a treatment for stroke (91.5% versus 79.2%).246
In the 2009 BRFSS (N=132 604), 25% of males versus 21% of females had low stroke symptom knowledge scores (correct response to 0–4 of the 7 survey questions).247 Sudden confusion or difficulty speaking and sudden numbness or weakness of the face, arm, or leg were the most commonly correctly identified stroke symptoms, whereas sudden headache was the least; 60% of females and 58% of males incorrectly identified sudden chest pain as a stroke symptom.
In a study of patients with AF, there was a lack of knowledge about stroke subtypes, common symptoms of stroke, and the increased risk of stroke associated with AF.248 Only 68% of patients without a prior stroke history were able to identify the most common symptoms of stroke.
Stroke Mortality
(See Table 14-1 and Charts 14-3 through 14-8)
See “Factors Influencing the Decline in Stroke Mortality: A Statement From the American Heart Association/American Stroke Association”55 for more in-depth coverage of factors contributing to the decline in stroke mortality over the past several decades.

Chart 14-3. Age-adjusted death rates for stroke by sex and race/ethnicity, United States, 2017. Death rates for the American Indian or Alaska Native and Asian or Pacific Islander populations are known to be underestimated. Stroke includes International Classification of Diseases, 10th Revision codes I60 through I69 (cerebrovascular disease). Mortality for NH Asians includes Pacific Islanders. NH indicates non-Hispanic. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research.249
In 2017 (unpublished NHLBI tabulations using CDC WONDER249 and the NVSS250):
— On average, every 3 minutes 35 seconds, someone died of a stroke.
— Stroke accounted for ≈1 of every 19 deaths in the United States.
— When considered separately from other CVDs, stroke ranks fifth among all causes of death, behind diseases of the heart, cancer, CLRD, and unintentional injuries/accidents.
— The number of deaths with stroke as an underlying cause was 146 383 (Table 14-1); the age-adjusted death rate for stroke as an underlying cause of death was 37.6 per 100 000, whereas the age-adjusted rate for any mention of stroke as a cause of death was 63.3 per 100 000.
— Approximately 63% of stroke deaths occurred outside of an acute care hospital.
— In 2017, NH black males and females had higher age-adjusted death rates for stroke than NH white, NH Asian, NH Indian or Alaska Native, and Hispanic males and females in the United States (Chart 14-3).
— More females than males die of stroke each year because of a larger number of elderly females than males. Females accounted for 58% of US stroke deaths in 2017.
Conclusions about changes in stroke death rates from 2007 to 2017 are as follows249:
— The age-adjusted stroke death rate decreased 13.6% (from 43.5 per 100 000 to 37.6 per 100 000), whereas the actual number of stroke deaths increased 7.7% (from 135 952 deaths to 146 383 deaths).
— The decline in age-adjusted stroke death rates for males and females was similar (−13.0% and −14.3%, respectively).
— Crude stroke death rates declined most among people 65 to 74 years of age (−16.4%; from 91.4 to 76.4 per 100 000), 75 to 84 years of age (−18.0%; from 320.8 to 263.1 per 100 000), and ≥85 years of age (−10.6%; from 1110.7 to 993.5 per 100 000). By comparison, crude stroke death rates declined more modestly among those 25 to 34 years of age (0%; 1.3 and 1.3 per 100 000), 35 to 44 years (−12.0%; 5.0 to 4.4 per 100 000), 45 to 54 years (−15.2%; 14.5 to 12.3 per 100 000), and 55 to 64 years (−4.4%; 31.7 to 30.3 per 100 000). Despite the improvements noted since 2007, there has been a recent flattening or increase in death rates among all age groups (Charts 14-4 and 14-5).
— Age-adjusted stroke death rates declined by ≈11% or more among all racial/ethnic groups; however, in 2017, rates remained higher among NH blacks (52.7 per 100 000; change since 2007: −16.3%) than among NH whites (36.4 per 100 000; −12.7%), NH Asians/Pacific Islanders (30.3 per 100 000; −17.7%), NH American Indians/Alaska Natives (34.1 per 100 000; −16.4%), and Hispanics (31.8 per 100 000; −11.2%).
There are substantial geographic disparities in stroke mortality, with higher rates in the southeastern United States, known as the “stroke belt” (Chart 14-6). This area is usually defined to include the 8 southern states of North Carolina, South Carolina, Georgia, Tennessee, Mississippi, Alabama, Louisiana, and Arkansas. These geographic differences have existed since at least 1940, and despite some minor shifts, they persist.251 Historically, the overall average stroke mortality has been ≈30% higher in the stroke belt than in the rest of the nation and ≈40% higher in the stroke “buckle” (North Carolina, South Carolina and Georgia).55
The risk of dementia is also increased in the southeastern United States, the geographic area of excess stroke risk.252,253
More recent analyses of the geographic disparities determined that stroke risks are highest for residents of the stroke belt who were born and resided in the Southeast for the first 2 decades of their life.254
On the basis of pooled data from several large studies, the probability of death within 1 year or 5 years after a stroke was highest in individuals ≥75 years of age (Charts 14-7 and 14-8). The probability of death within 1 year of a stroke was lowest in black males 45 to 64 years of age (Chart 14-7). The probability of death within 5 years of a stroke was lowest for white males 45 to 64 years of age (Chart 14-8).
On the basis of national death statistics for the time period 1990 to 2009, stroke mortality rates among American Indian and Alaska Native people were higher than among whites for both males and females in contract health services delivery area counties in the United States and were highest in younger age groups (35–44 years of age). Stroke mortality rates and the rate ratios for American Indians/Alaska Natives to whites varied by region, with the lowest in the Southwest and the highest in Alaska. Starting in 2001, rates among American Indian/Alaska Native people decreased in all regions.255
Data from the ARIC study (1987–2011; 4 US cities) showed that the cumulative all-cause mortality rate after a stroke was 10.5% at 30 days, 21.2% at 1 year, 39.8% at 5 years, and 58.4% at the end of 24 years of follow-up. Mortality rates were higher after an incident hemorrhagic stroke (67.9%) than after ischemic stroke (57.4%). Age-adjusted mortality after an incident stroke decreased over time (absolute decrease of 8.1 deaths per 100 strokes after 10 years), which was mainly attributed to the decrease in mortality among those ≤65 years of age (absolute decrease of 14.2 deaths per 100 strokes after 10 years).5
Data from the BASIC Project showed there was no change in ICH case fatality or long-term mortality from 2000 to 2010 in a South Texas community. Yearly age-, sex-, and ethnicity-adjusted 30-day case fatality ranged from a low of 28.3% (95% CI, 19.9%–40.3%) in 2006 to 46.5% (95% CI, 35.5%–60.8%) in 2008.7
Projections of stroke mortality from 2012 to 2030 differ based on what factors are included in the forecasting.256 Conventional projections that only incorporate expected population growth and aging reveal that the number of stroke deaths in 2030 may increase by ≈50% compared with the number of stroke deaths in 2012. However, if previous stroke mortality trends are also incorporated into the forecasting, the number of stroke deaths among the entire population is projected to remain stable through 2030, with potential increases among the population ≥65 years of age. Moreover, the trend-based projection method reveals that the disparity in stroke deaths among NH blacks compared with NH whites could increase from an RR of 1.10 (95% CI, 1.08–1.13) in 2012 to 1.30 (95% CI, 0.45–2.44) in 2030.256

Chart 14-4. Crude stroke mortality rates among young US adults (25–64 years of age), 2007 to 2017. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research.249

Chart 14-5. Crude stroke mortality rates among older US adults (≥65 years of age), 2007 to 2017. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research.249

Chart 14-6. Stroke death rates, 2015 through 2017, among adults ≥35 years of age, by US county. Rates are spatially smoothed to enhance the stability of rates in counties with small populations. International Classification of Diseases, 10th Revision codes for stroke: I60 through I69. Source: National Vital Statistics System.400

Chart 14-7. Probability of death within 1 year after first stroke, United States, 1995 to 2011.* *Data years 1986 to 2011 for those who were 45 to 64 years of age because of the small number of events. Source: Unpublished National Heart, Lung, and Blood Institute (NHLBI) tabulation using pooled data from the Framingham Heart Study, Atherosclerosis Risk in Communities Study, Cardiovascular Health Study, Multi-Ethnic Study of Atherosclerosis, Coronary Artery Risk Development in Young Adults, and Jackson Heart Study of the NHLBI.

Chart 14-8. Probability of death within 5 years after first stroke, United States, 1995 to 2011.* *Data years 1986 to 2011 for those who were 45 to 64 years of age because of the small number of events. Source: Unpublished National Heart, Lung, and Blood Institute (NHLBI) tabulation using pooled data from the Framingham Heart Study, Atherosclerosis Risk in Communities Study, Cardiovascular Health Study, Multi-Ethnic Study of Atherosclerosis, Coronary Artery Risk Development in Young Adults, and Jackson Heart Study of the NHLBI.
Complications and Recovery
Recurrent stroke is common (Chart 14-9).
Stroke is a leading cause of serious long-term disability in the United States (Survey of Income and Program Participation, a survey of the US Census Bureau).257 Approximately 3% of males and 2% of females reported that they were disabled because of stroke.
In data from the NIS (2010 to 2012), among 395 411 stroke patients, 6.2% had a palliative care encounter. There was wide variability in use of palliative care, with higher use among patients who were older, female, and white; for those with hemorrhagic stroke; and for those at larger, nonprofit hospitals.258
Stroke was among the top 18 diseases contributing to years lived with disability in 2010; of these 18 causes, only the age-standardized rates for stroke increased significantly between 1990 and 2010 (P<0.05).259
Common complications after stroke include both short-term complications, such as seizures, DVT, PE, urinary infection, aspiration pneumonia, decubitus ulcers, and constipation, as well as long-term sequelae including pain syndromes, pseudobulbar affect, depression and anxiety, cognitive impairment and dementia, epilepsy, gait instability, and falls and fractures.
Among 1075 patients undergoing rehabilitation after stroke in a Polish cohort, at least 1 complication was reported by 77% of patients, and 20% experienced ≥3 complications.260 Urinary tract infection (23.2%), depression (18.9%), falls (17.9%), unstable hypertension (17.6%), and shoulder pain (14.9%) were the most common complications.
DVT and PE are well-known complications of stroke, particularly in the acute phase. The incidence of DVT is lower now than in older studies because of the use of prophylactic treatment with subcutaneous heparin and pneumatic compression boots. In the PREVAIL trial, among 1762 ischemic stroke patients unable to walk without assistance, the incidence of symptomatic DVT was ≤1% in patients treated with either enoxaparin or unfractionated heparin.261 PE occurred in only 1 of 666 patients (0.2%) treated with enoxaparin and 6 of 669 patients (1%) treated with unfractionated heparin.
The risk of VTE ranged from 16% to 30% for those with severe strokes (NIHSS score ≥14) to 8% to 14% for those with mild and moderate strokes (NIHSS score <14) in PREVAIL.
In a meta-analysis that included 7 studies, the incidence density of late-onset poststroke seizure (ie, seizure occurring at least 14 days after a stroke) was 1.12 (95% CI, 0.95–1.32) per 100 person-years.262
In the PROFESS trial, among 15 754 participants with ischemic stroke, 1665 patients (10.6%) reported new chronic poststroke pain, including 431 (2.7%) with central poststroke pain, 238 (1.5%) with peripheral neuropathic pain, 208 (1.3%) with pain from spasticity, and 136 (0.9%) with pain from shoulder subluxation.263 Chronic pain was associated with greater dependence (OR, 2.16 [95% CI, 1.82–2.56]).
Patients with stroke are at increased risk of fractures compared with those with TIA or no stroke history. In the Ontario Stroke Registry, which included 23 751 stroke and 11 240 patients with TIA, the risk of low-trauma fractures was 5.7% during the 2 years after stroke, compared with 4.8% in those with TIA and 4.1% in age- and sex-matched control subjects.264 The risk among stroke survivors compared with healthy control subjects was ≈50% higher (adjusted HR for those with stroke versus control subjects, 1.47 [95% CI, 1.35–1.60]).
Chronic insomnia occurred in 16% of stroke survivors in an Australian cohort. Insomnia was associated with depression, anxiety, disability, and failure to return to work.265
In a meta-analysis of 8 studies with data available on constipation after stroke that included 1385 participants, the pooled incidence of constipation was 48% (95% CI, 33%–63%).266
Among 190 mild to moderately disabled survivors >6 months after stroke, 40 to 84 years of age, the prevalence of sarcopenia (loss of muscle mass) ranged between 14% and 18%, which was higher than for control subjects matched on age, sex, race, and BMI.267
In CHS, among 509 participants with recovery data, prestroke walking speed and grip strength were associated with poststroke declines in both cognition and activities of daily living.268 Inflammatory biomarkers (CRP, IL-6) were associated with poststroke cognitive decline among males, and frailty was associated with decline in activities of daily living among females.
In data from 2011, 19% of Medicare patients were discharged to inpatient rehabilitation facilities, 25% were discharged to skilled nursing facilities, and 12% received home health care.269
The 30-day readmission rate for Medicare fee-for-service beneficiaries with ischemic stroke in 2006 was 14.4%.270
The 30-day hospital readmission rate after discharge from postacute rehabilitation for stroke was 12.7% among fee-for-service Medicare patients. The mean rehabilitation length of stay for stroke was 14.6 days.271
After stroke, females often have greater disability than males. For example, an analysis of community-living adults (>65 years of age) found that females were half as likely to be independent in activities of daily living after stroke, even after controlling for age, race, education, and marital status.272
A meta-analysis of >25 studies examining sex differences in long-term outcomes among stroke survivors found that females had worse functional recovery and greater long-term disability and handicap. However, confidence in these conclusions was limited by the quality of the studies and variability in the statistical approach to confounding.273
A national study of inpatient rehabilitation after first stroke found that blacks were younger, had a higher proportion of hemorrhagic stroke, and were more disabled on admission than NH whites. Compared with NH whites, blacks and Hispanics also had a poorer functional status at discharge but were more likely to be discharged to home rather than to another institution, even after adjustment for age and stroke subtype. After adjustment for the same covariates, compared with NH whites, blacks also had less improvement in functional status per inpatient day.274
Blacks were less likely to report independence in activities of daily living and instrumental activities of daily living than whites 1 year after stroke after controlling for stroke severity and comparable rehabilitation use.275
Hospital characteristics also predict functional outcomes after stroke. In an analysis of the AVAIL study, which included 2083 ischemic stroke patients enrolled from 82 US hospitals participating in GWTG-Stroke, patients treated at teaching hospitals (OR, 0.72 [95% CI, 0.54–0.96]) and certified primary stroke centers (OR, 0.69 [95% CI, 0.53–0.91]) had lower rates of 3-month death or dependence.276
In a survey among 391 stroke survivors, the vast majority (87%) reported unmet needs in at least 1 of 5 domains (activities and participation, environmental factors, body functions, postacute care, and secondary prevention).277 The greatest area of unmet need was in secondary prevention (71% of respondents). Older age, greater functional ability, and reporting that the general practitioner was the most important health professional providing care were associated with fewer unmet needs, and depression and receipt of community services after stroke were associated with more unmet needs.
Stroke also takes its toll on caregivers. In a meta-analysis of 12 studies that included 1756 caregivers, the pooled prevalence of depressive symptoms among caregivers was 40% (95% CI, 30%–51%). Symptoms of anxiety were present in 21% (95% CI, 12%–36%).278

Chart 14-9. Probability of recurrent stroke in 5 years after first stroke, United States, 1995 to 2011.* *Data years 1986 to 2011 for those who were 45 to 64 years of age because of the small number of events. Source: Unpublished National Heart, Lung, and Blood Institute (NHLBI) tabulation using pooled data from the Framingham Heart Study, Atherosclerosis Risk in Communities Study, Cardiovascular Health Study, Multi-Ethnic Study of Atherosclerosis, Coronary Artery Risk Development in Young Adults, and Jackson Heart Study of the NHLBI.
Depression
Patients with stroke are at increased risk of depression. Approximately one-third of stroke survivors develop poststroke depression, and the frequency is highest in the first year after a stroke.279 Suicidality is also increased after stroke.280
A 2014 meta-analysis involving 61 studies (N=25 488) revealed depression in 33% (95% CI, 26%–39%) of patients at 1 year after stroke, with a decline at 1 to 5 years to 25% (95% CI, 16%–33%) and to 23% (95% CI, 14%–31%) at 5 years.281
Poststroke depression is associated with higher mortality. A meta-analysis of 13 studies involving 59 598 individuals revealed a pooled OR for mortality at follow-up of 1.22 (95% CI, 1.02–1.47).282
Twelve RCTs (N=1121 subjects) suggested that antidepressant medications might be effective in treating poststroke depression, with a beneficial effect of antidepressants on remission (pooled OR for meeting criteria for depression: 0.47 [95% CI, 0.22–0.98]) and response, measured as a >50% reduction in mood scores (pooled OR, 0.22 [95% CI, 0.09–0.52]).283
A meta-analysis of 8 RCTs assessing the efficacy of preventive pharmacological interventions among 776 initially nondepressed stroke patients revealed that the likelihood of developing poststroke depression was reduced among subjects receiving active pharmacological treatment (OR, 0.34 [95% CI, 0.22–0.53]), especially after a 1-year treatment (OR, 0.31 [95% CI, 0.18–0.56]) and with the use of a selective serotonin reuptake inhibitor (OR, 0.37 [95% CI, 0.22–0.61]). All studies excluded those with aphasia or significant cognitive impairment, which limits their generalizability.284
In the multicenter AVAIL registry, among 1444 patients, depression was associated with worsening function during the first year after stroke. Those whose depression resolved were less likely to have functional decline over time than those without depression.285
Functional and Cognitive Impairment and Dementia
Functional and cognitive impairment and dementia are common after stroke, with the incidence increasing with duration of follow-up.
Data from prospective studies provide evidence that after an initial period of recovery, function, cognition, and quality of life decline over several years after stroke, even in the absence of definite new clinical strokes.286–288 In NOMAS, 210 of 3298 participants had an ischemic stroke during follow-up and had functional assessments using the Barthel index before and after stroke.288 Among those with Medicaid or no insurance, in a fully adjusted model, the slope of functional decline increased after stroke compared with before stroke (P=0.04), with a decline of 0.58 Barthel index points per year before stroke (P=0.02) and 1.94 Barthel index points after stroke (P=0.001). There was no effect among those with private insurance or Medicare.
In the REGARDS prospective cohort, 515 of 23 572 participants ≥45 years of age without baseline cognitive impairment underwent repeated cognitive testing.289 Incident stroke was associated with a short-term decline in cognitive function, as well as accelerated and persistent cognitive decline over 6 years. Participants with stroke had faster declines in global cognition and executive function, but not in new learning and verbal memory, compared with prestroke slopes, in contrast to those without stroke. The rate of incident cognitive impairment also increased compared with the prestroke rate (OR, 1.23 per year [95% CI, 1.10–1.38]).
Stroke also appears to accelerate natural age-related functional decline. In the CHS, 382 of 5888 participants (6.5%) had ischemic stroke during follow-up with ≥1 disability assessment afterward. The annual increase in disability before stroke (0.06 points on the Barthel index per year [95% CI, 0.002–0.12]) more than tripled after stroke (0.15 additional points per year [95% CI, 0.004–0.30]). Notably, the annual increase in disability before MI (0.04 points per year) did not change significantly after MI (0.02 additional points per year [95% CI, −0.07 to 0.11]).290
In a meta-analysis of 14 longitudinal studies with at least 2 assessments of cognitive function after stroke, there was a trend toward significant deterioration in cognition in stroke survivors in 8 studies, although cognitive stability was found in 3 studies and improvement in 3 studies.291 Follow-up time tended to be shorter in studies without evidence of decline.
Of 127 Swedish survivors assessed for cognition at 10 years after stroke, poststroke cognitive impairment was found in 46% using a Mini–Mental State Examination threshold of <27 and in 61% using a Montreal Cognitive Assessment threshold of <25.292
In 2 prospective studies, 11% to 23% of patients with incident lacunar stroke developed vascular dementia during 3-year follow-up.293 Vascular dementia may develop annually in 3% to 5% of patients with lacunar stroke.294
Blacks are at higher risk for dementia than whites within 5 years of ischemic stroke. In an analysis of South Carolina data from 2000 to 2012 (n=68 758 individuals with a diagnosis of ischemic stroke), black race increased risk for 5 categories of dementia after incident stroke (HR, 1.37 for Alzheimer disease to HR, 1.95 for vascular dementia).295
In a study of 90-day poststroke outcomes among ischemic stroke patients in the BASIC Project, Mexican Americans scored worse on neurological, functional, and cognitive outcomes than NH whites after multivariable adjustment.296
Stroke in Children
On the basis of pathogenic differences, pediatric strokes are typically classified as either perinatal (occurring at ≤28 days of life and including in utero strokes) or (later) childhood. Presumed perinatal strokes are diagnosed in children with no symptoms in the newborn period who present with hemiparesis or other neurological symptoms later in infancy.
The prevalence of perinatal strokes is 29 per 100 000 live births, or 1 per 3500 live births in the 1997 to 2003 Kaiser Permanente of Northern California population.297
A history of infertility, preeclampsia, prolonged rupture of membranes, and chorioamnionitis are independent maternal risk factors for perinatal arterial ischemic stroke.266 However, maternal health and pregnancies are normal in most cases.298
Diagnostic delays are more common in ischemic than hemorrhagic stroke in children, with a median time from symptom onset to diagnostic neuroimaging of 3 hours for hemorrhagic and 24 hours for ischemic stroke in a population-based study from the south of England.299
The most common cause of arterial ischemic stroke in children is a cerebral arteriopathy, found in more than half of all cases.300,301 Childhood arteriopathies are heterogeneous and can be difficult to distinguish from a partially thrombosed artery in the setting of a cardioembolic stroke; incorporation of clinical data and serial vascular imaging is important for diagnosis.302
In a retrospective population-based study in northern California, 7% of childhood ischemic strokes and 2% of childhood hemorrhagic strokes were attributable to congenital heart defects. Congenital heart defects increased a child’s risk of stroke 19-fold (OR, 19 [95% CI, 4.2–83]). The majority of children with stroke related to congenital heart defects were outpatients at the time of the stroke.303 In a single-center Australian study, infants with cyanotic congenital heart defects undergoing palliative surgery were the highest-risk group to be affected by arterial ischemic stroke during the periprocedural period; stroke occurred in 22 per 2256 cardiac surgeries (1%).304
In another study of the northern Californian population, adolescents with migraine had a 3-fold increased odds of ischemic stroke compared with those without migraine (OR, 3.4 [95% CI, 1.2–9.5]); younger children with migraine had no significant difference in stroke risk.305
In a post hoc analysis, head or neck trauma in the prior week was a strong risk factor for childhood arterial ischemic stroke (adjusted OR, 36 [95% CI, 5–281]), present in 10% of cases.306
Exposure to minor infection in the prior month was also associated with stroke and was present in one-third of cases (adjusted OR, 3.9 [95% CI, 2.0–7.4]).306 The effect of infection on pediatric stroke risk is short-lived, lasting for days; 80% of infections preceding childhood stroke are respiratory.307 A prospective study of 326 children with arterial stroke revealed that serologic evidence of acute herpesvirus infection doubled the odds of childhood arterial ischemic stroke, even after adjustment for age, race, and SES (OR, 2.2 [95% CI, 1.2–4.0]; P=0.007).308 Among 187 cases with acute and convalescent blood samples, 85 (45%) showed evidence of acute herpesvirus infection; herpes simplex virus 1 was found most often. Most infections were asymptomatic.
Thrombophilias (genetic and acquired) are risk factors for childhood stroke, with summary ORs ranging from 1.6 to 8.8 in a meta-analysis.309 In contrast, a population-based, controlled study suggested a minimal association between perinatal stroke and thrombophilia,310 and therefore, routine testing is not recommended in very young children.
In a prospective Swiss registry,311 atherosclerotic risk factors were less common in children with arterial ischemic stroke than in young adults; the most common of these factors in children was hyperlipidemia (15%). However, an analysis of the NIS suggests a low but rising prevalence of these factors among US adolescents and young adults hospitalized for ischemic stroke (1995 versus 2008).312
Compared with girls, US boys have a 25% increased risk of ischemic stroke and a 34% increased risk of ICH, whereas a study in the United Kingdom found no sex difference in childhood ischemic stroke.313 Compared with white children, black children in both the United States and United Kingdom have a >2-fold risk of stroke.314 The increased risk among blacks is not fully explained by the presence of sickle cell disease, nor is the excess risk among boys fully explained by trauma.314
The excess ischemic stroke mortality in US black children compared with white children has diminished since 1998 when the STOP trial was published, which established a method for primary stroke prevention in children with sickle cell disease.315
Among young adult survivors of childhood stroke, 37% had a normal modified Rankin score, 42% had mild deficits, 8% had moderate deficits, and 15% had severe deficits.316 Concomitant involvement of the basal ganglia, cerebral cortex, and posterior limb of the internal capsule predicts a persistent hemiparesis.317
Survivors of childhood arterial ischemic stroke have, on average, low-normal cognitive performance,318,319 with poorest performance in visual-constructive skills, short-term memory, and processing speed. Younger age at stroke and seizures, but not laterality of stroke (left versus right), predict worse cognitive outcome.319
Compared with referent children with asthma, childhood stroke survivors have greater impairments in adaptive behaviors, social adjustment, and social participation, even if their intelligence quotient is normal.320 Severity of disability after perinatal stroke correlates with maternal psychosocial outcomes such as depression and quality of life.321
Despite current treatment, at least 1 of 10 children with ischemic or hemorrhagic stroke will have a recurrence within 5 years.322,323 Among 355 children with stroke followed up prospectively as part of a multicenter study with a median follow-up of 2 years, the cumulative stroke recurrence rate was 6.8% (95% CI, 4.6%–10%) at 1 month and 12% (95% CI, 8.5%–15%) at 1 year.45 The sole predictor of recurrence was the presence of an arteriopathy, which increased the risk of recurrence 5-fold compared with an idiopathic acute ischemic stroke (HR, 5.0 [95% CI, 1.8–14]). In a retrospective cohort, with a cerebral arteriopathy, the 5-year recurrence risk was as high as 60% among children with abnormal arteries on vascular imaging.324 The recurrence risk after perinatal stroke, however, was negligible.324
Among 59 long-term survivors of pediatric brain aneurysms, 41% developed new or recurrent aneurysms during a median follow-up of 34 years; of those, one-third developed multiple aneurysms.325
More than 25% of survivors of perinatal ischemic strokes develop delayed seizures within 3 years; those with larger strokes are at higher risk.326 The cumulative risk of delayed seizures after later childhood stroke is 13% at 5 years and 30% at 10 years.327 Children with acute seizures (within 7 days of their stroke) have the highest risk for delayed seizures, >70% by 5 years after the stroke.328 Among survivors of ICH in childhood, 13% developed delayed seizures and epilepsy within 2 years.329 Elevated intracranial pressure requiring short-term intervention at the time of acute ICH is a risk factor for delayed seizures and epilepsy.
Pediatric stroke teams and stroke centers330 are developing worldwide. In a study of 124 children presenting to a children’s hospital ED with stroke symptoms where a “stroke alert” was paged, 24% had a final diagnosis of stroke, 2% were TIAs, and 14% were other neurological emergencies, which underscores the need for prompt evaluation of children with “brain attacks.”331 Implementation of a pediatric stroke clinical pathway improved time to MRI from 17 hours to 4 hours at 1 center.332
In a study of 111 pediatric stroke cases admitted to a single US children’s hospital, the median 1-year direct cost of a childhood stroke (inpatient and outpatient) was ≈$50 000, with a maximum approaching $1 000 000. More severe neurological impairment after a childhood stroke correlated with higher direct costs of a stroke at 1 year and poorer quality of life in all domains.333
A prospective study at 4 centers in the United States and Canada found that the median 1-year out-of-pocket cost incurred by the family of a child with a stroke was $4354 (maximum $38 666), which exceeded the median American household cash savings of $3650 at the time of the study and represented 6.8% of the family’s annual income.334
Stroke in Young Adults and in Midlife
Approximately 10% of all strokes occur in individuals 18 to 50 years of age.335
In the NIS, hospitalizations for acute ischemic stroke increased significantly for both males and females and for certain racial/ethnic groups among younger adults, 18 to 54 years of age.4 From 1995 to 2011 through 2012, hospitalization rates almost doubled for males 18 to 34 and 35 to 44 years of age, with a 41.5% increase among males 35 to 44 years of age from 2003 to 2004 through 2011 to 2012. Hospitalization rates for ICH and SAH remained stable, however, with the exception of declines among males and NH black patients 45 to 54 years of age with SAH.
In the NIS, the prevalence of stroke risk factors also increased from 2003 to 2004 through 2011 to 2012 among those hospitalized for stroke.4 These increases in prevalence were seen among both males and females 18 to 64 years of age. Absolute increases in prevalence were seen for hypertension (range of absolute increase 4%–11%), lipid disorders (12%–21%), DM (4%–7%), tobacco use (5%–16%), and obesity (4%–9%).
The prevalence of having 3 to 5 risk factors increased from 2003 to 2004 through 2011 to 2012, as well.4 Among males, the prevalence of ≥3 risk factors among stroke patients increased from 9% to 16% at 18 to 34 years, 19% to 35% at 35 to 44 years, 24% to 44% at 45 to 54 years, and 26% to 46% at 55 to 64 years. Among females, the prevalence of ≥3 risk factors among stroke patients increased from 6% to 13% at 18 to 34 years, 15% to 32% at 35 to 44 years, 25% to 44% at 45 to 54 years, and 27% to 48% at 55 to 65 years (P for trend <0.001).
In the 2005 GCNKSS study period, the sex-adjusted incidence rate of first-ever stroke was 48 per 100 000 (95% CI, 42–53) among whites 20 to 54 years of age compared with 128 per 100 000 (95% CI, 106–149) among blacks of the same age. Both races had a significant increase in the incidence rate from 1993 to 1994.336 Similarly, other studies suggest an increase in the incidence of stroke in young adults. According to MIDAS 29, an administrative database containing hospital records of all patients discharged from nonfederal hospitals in New Jersey with a diagnosis of CVD or an invasive cardiovascular procedure, the rate of stroke more than doubled in patients 35 to 39 years of age, from 9.5 strokes per 100 000 person-years in the period 1995 to 1999 to 23.6 strokes per 100 000 person-years from 2010 to 2014 (rate ratio, 2.47 [95% CI, 2.07–2.96]; P<0.0001).337 Rates of stroke in those 40 to 44, 45 to 49, and 50 to 54 years of age also increased significantly. Stroke rates in those >55 years of age decreased during these time periods.
Vascular risk factors are common among stroke patients 20 to 54 years of age. During 2005, in the biracial GCNKSS, hypertension prevalence was estimated at 52%, hyperlipidemia at 18%, DM at 20%, CHD at 12%, and current smoking at 46%.336
Over the 13-year course of the BASIC study, mean age was estimated to decrease from 74.8 to 71.3 for NH whites, whereas for Mexican Americans, mean age was estimated to decrease from 68.9 to 66.9 years after adjustment for ethnic-specific average age of the population at risk.338
In the FUTURE study, the 30-day case fatality rate among stroke patients 18 to 50 years of age was 4.5%. One-year mortality among 30-day survivors was 1.2% (95% CI, 0.0%–2.5%) for TIA, 2.4% (95% CI, 1.2%–3.7%) for ischemic stroke, and 2.9% (95% CI, 0.0%–6.8%) for ICH.339
In the FUTURE study, after a mean follow-up of 13.9 years, 44.7% of young stroke patients had poor functional outcome, defined as a modified Rankin score >2. The strongest baseline predictors of poor outcome were female sex (OR, 2.7 [95% CI, 1.5–5.0]) and baseline NIHSS score (OR, 1.1 [95% CI, 1.1–1.2] per point increase).340
Stroke in Older Adults
Stroke patients >85 years of age make up 17% of all stroke patients, and in this age group, stroke is more prevalent in females than in males.341,342
Risk factors for stroke may be different in older adults. In the population-based multiethnic NOMAS cohort, the risk effect of physical inactivity was modified by age, and there was a significant risk only in stroke patients >80 years of age.143 Also, the proportion of ischemic strokes attributable to AF increases with age and may reach 40% or higher in very elderly stroke patients.343
Very elderly patients have a higher risk-adjusted mortality,344 have greater disability,344 have longer hospitalizations,345 receive less evidence-based care,247,248 and are less likely to be discharged to their original place of residence.345,346
According to analyses from the US NIS, over the past decade, in-hospital mortality rates after stroke have declined for every age and sex group except males >84 years of age.347
Over the period from 2010 to 2050, the number of incident strokes is expected to more than double, with the majority of the increase among the elderly (≥75 years of age) and minority groups.348
A Danish stroke registry reported on 39 centenarians (87% females; age range, 100–107 years) hospitalized with acute stroke. Although they had more favorable risk profiles than other age groups (lower prevalence of previous MI, stroke, and DM), their strokes were more severe and were associated with high 1-month mortality (38.5%).349
Despite more severe outcomes, evidence-based treatments for stroke still benefit and should be offered to elderly stroke patients, including intravenous tPA,350 mechanical thrombectomy,351 and CEA.352
Organization of Stroke Care
Among hospitals participating in GWTG-Stroke from 2013 to 2015, rates of defect-free care were high for both CSCs (94.6%) and primary stroke centers (94.0%). For ED admissions, CSCs had higher rates of intravenous tPA (14.3% versus 10.3%) and endovascular thrombectomy (4.1% versus 1.0%). Door-to-tPA time was shorter for CSCs (median 52 versus 61 minutes; adjusted risk ratio, 0.92 [95% CI, 0.89–0.95]), and a greater proportion of patients at CSCs had times to tPA that were ≤60 minutes (79.7% versus 65.1%; adjusted OR, 1.48 [95% CI, 1.25–1.75]). CSCs had in-hospital mortality rates that were higher for both ED admissions (4.6% versus 3.8%; adjusted OR, 1.14 [95% CI, 1.01–1.29]) and transfers (7.7% versus 6.8%; adjusted OR, 1.17 [95% CI, 1.05–1.32]).353
A study of 36 981 patients admitted with a primary diagnosis of ICH or SAH in New Jersey between 1996 and 2012 found that patients admitted to a CSC were more likely to have neurosurgical or endovascular treatments and had lower 90-day mortality (OR, 0.93 [95% CI, 0.89–0.97]) than patients admitted to other hospitals.354
In analyses of 1 165 960 Medicare fee-for-service beneficiaries hospitalized between 2009 and 2013 for ischemic stroke, patients treated at primary stroke centers certified between 2009 and 2013 had lower in-hospital (OR, 0.89 [95% CI, 0.84–0.94]), 30-day (HR, 0.90 [95% CI, 0.89–0.91]), and 1-year (HR, 0.90 [95% CI, 0.89–0.91]) mortality than those treated at noncertified hospitals after adjustment for demographic and clinical factors.355 Hospitals certified between 2009 and 2013 also had lower in-hospital and 30-day mortality than centers certified before 2009.
Hospital Discharges and Ambulatory Care Visits
(See Table 14-1)
From 2006 to 2016, the number of inpatient discharges from short-stay hospitals with stroke as the principal diagnosis declined slightly, from 897 000 in 2006 to 874 000 in 2016 (Table 14-1).
In 2016, the average length of stay for discharges with stroke as the principal diagnosis was 6.2 days (HCUP,356 unpublished NHLBI tabulation).
In 2016, there were 590 000 ED visits with stroke as the principal diagnosis, and in 2011, there were 209 000 outpatient visits with stroke as the first-listed diagnosis (NHAMCS,357 unpublished NHLBI tabulation). In 2016, physician office visits for a first-listed diagnosis of stroke totaled 2 155 000 (NAMCS,358 unpublished NHLBI tabulation).
Age-specific acute ischemic stroke hospitalization rates from 2000 to 2010 decreased for individuals 65 to 84 years of age (−28.5%) and ≥85 years of age (−22.1%) but increased for individuals 25 to 44 years of age (43.8%) and 45 to 64 years of age (4.7%). Age-adjusted acute ischemic stroke hospitalization rates were lower in females, and females had a greater rate of decrease from 2000 to 2010 than males (−22.1% versus −17.8%, respectively).359
An analysis of the 2011 to 2012 NIS for acute ischemic stroke found that after risk adjustment, all racial/ethnic minorities except Native Americans had a significantly higher likelihood of length of stay ≥4 days than whites.360
Operations and Procedures
In 2014, an estimated 86 000 inpatient CEA procedures were performed in the United States. CEA is the most frequently performed surgical procedure to prevent stroke (HCUP,356 unpublished NHLBI tabulation).
Although rates of CEA decreased between 1997 and 2014, the use of CAS increased dramatically from 2004 to 2014 (HCUP,356 unpublished NHLBI tabulation).
In-hospital mortality for CEA decreased steadily from 1993 to 2014 (HCUP,356 unpublished NHLBI tabulation).
In a meta-analysis of cohort studies published by May 2016, the risk of procedural stroke or death after CEA was 3.44% (95% CI, 2.70%–4.23%) in symptomatic patients and 1.28% (95% CI, 0.91%–1.71%) in asymptomatic patients. After CAS, the risk of stroke or death was 4.77% (95% CI, 3.67%–5.99%) for symptomatic patients and 2.59% (95% CI, 1.77%–3.56%) for asymptomatic patients. Procedural stroke/death rates were lower in studies of CEA that completed recruitment after 2005 for both symptomatic (5.11% versus 2.68%) and asymptomatic (3.17% versus 1.50%) patients; rates for CAS did not change over time.361
In a meta-analysis of 5 RCTs comparing CEA and CAS in asymptomatic patients, there was a trend toward increased incidence of stroke or death for patients who underwent CAS versus CEA (any periprocedural stroke: RR, 1.84 [95% CI, 0.99–3.40]; periprocedural nondisabling stroke: RR, 1.95 [95% CI, 0.98–3.89]; any periprocedural stroke or death: RR, 1.72 [95% CI, 0.95–3.11]). The risk ratios were 1.24 (95% CI, 0.76–2.03) for long-term stroke and 0.92 (95% CI, 0.70–1.21) for the composite of periprocedural stroke, death, MI, or long-term ipsilateral stroke.362
In a Cochrane review that analyzed data from 6092 patients in 3 trials of CEA, surgery was associated with an increased risk of ipsilateral ischemic stroke within 5 years for patients with <30% stenosis (RR, 1.27 [95% CI, 0.80–2.01]), had no benefit for those with 30% to 49% stenosis (RR, 0.93 [95% CI, 0.62–1.38]), and reduced the risk of stroke for those with 50% to 69% stenosis (RR, 0.84 [95% CI, 0.60–1.18]) and 70% to 99% stenosis without near-occlusion (RR, 0.47 [95% CI, 0.25–0.88]); there was no benefit for patients with near-occlusions (RR, 1.03 [95% CI, 0.57–1.84]).352
A meta-analysis of 6526 patients from 5 trials with a mean follow-up of 5.3 years indicated no significant difference in the composite outcome of periprocedural death, stroke, MI, or nonperiprocedural ipsilateral stroke for patients who underwent CAS versus CEA. CAS was associated with increased odds of any periprocedural or nonperiprocedural ipsilateral stroke (OR, 1.50 [95% CI, 1.22–1.84]) and periprocedural minor stroke (OR, 2.43 [95% CI, 1.71–3.46]). CAS was associated with reduced odds of periprocedural MI (OR, 0.45 [95% CI, 0.27–0.75]), cranial nerve palsy (OR, 0.07 [95% CI, 0.04–0.14]), and the composite of death, stroke, MI, or cranial nerve palsy (OR, 0.75 [95% CI, 0.63–0.93]).363
In the Medicare population, the in-hospital stroke rate and mortality were similar for CEA and CAS.364
In the Medicare population, 30-day readmission rates and long-term risk of adverse clinical outcomes associated with CAS were similar to those for CEA after adjustment for patient- and provider-level factors.364,365
Evidence on comparative costs of CEA and CAS is mixed; whereas some studies found CAS to be associated with significantly higher costs than CEA,366 particularly among asymptomatic patients,367 and that they might be less cost-effective in general,368 CREST found that the overall cost of CAS was not different from that of CEA (US $15 055 versus US $14 816).369
Meta-analyses of 5 trials that investigated the efficacy of modern endovascular therapies for stroke (MR CLEAN, ESCAPE, SWIFT PRIME, EXTEND-IA, and REVASCAT) have provided strong evidence to support the use of thrombectomy initiated within 6 hours of stroke onset among patients with large-vessel occlusion, irrespective of patient age, NIHSS score above the thresholds for inclusion, or receipt of intravenous thrombolysis.370 Retrospective analyses of patient databases have found similar results.371
Within a large telestroke network, of 234 patients who met the inclusion criteria, 51% were transferred for mechanical thrombectomy by ambulance and 49% by helicopter; 27% underwent thrombectomy. The median actual transfer time was 132 minutes (IQR, 103–165 minutes). Longer transfer time was associated with lower rates of thrombectomy, and transfer at night rather than during the day was associated with significantly longer delay. Metrics and protocols for more efficient transfer, especially at night, could shorten transfer times.372
Cost
(See Table 14-1)
In 2014 to 2015 (average annual; MEPS,373 unpublished NHLBI tabulation):
— The direct and indirect cost of stroke in the United States was $45.5 billion (Table 14-1).
— The estimated direct medical cost of stroke was $28.0 billion. This includes hospital outpatient or office-based provider visits, hospital inpatient stays, ED visits, prescribed medicines, and home health care.
— The mean expense per patient for direct care for any type of service (including hospital inpatient stays, outpatient and office-based visits, ED visits, prescribed medicines, and home health care) in the United States was estimated at $7902.
Between 2015 and 2035, total direct medical stroke-related costs are projected to more than double, from $36.7 billion to $94.3 billion, with much of the projected increase in costs arising from those ≥80 years of age.374
The total cost of stroke in 2035 (in 2015 dollars) is projected to be $81.1 billion for NH whites, $32.2 billion for NH blacks, and $16.0 billion for Hispanics.374
Global Burden of Stroke
(See Charts 14-10 through 14-17)
Prevalence
The GBD 2017 Study used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories. In 2017375:
— Global prevalence of stroke was 104.2 million people, whereas that of ischemic stroke was 82.4 million, that of ICH was 17.9 million, and that of SAH was 9.3 million.
— Globally, there was a 16.1% increase in the ischemic stroke prevalence rate from 2007 to 2017 and a 10.1% increase from 1990 to 2017.
— Globally, there was an 8.9% decrease in the ICH prevalence rate from 2007 to 2017 and a 15.5% decrease from 1990 to 2017.
— Globally, there was a 1.0% decrease in the SAH prevalence rate from 2007 to 2017 and a 6.5% decrease from 1990 to 2017.
— Overall, age-standardized stroke prevalence rates are highest in Eastern Europe, North Africa, the Middle East, and Central and East Asia (Chart 14-10).
— Countries in Eastern Europe and Central and East Asia have the highest prevalence rates of ischemic stroke (Chart 14-11).
— The prevalence of ICH is high in East and Central Asia (Chart 14-12).
— Age-standardized prevalence of SAH is highest in Japan (Chart 14-13).

Chart 14-10. Age-standardized global prevalence rates of total stroke (all subtypes) per 100 000, both sexes, 2017. Age-standardized stroke prevalence rates are highest in Eastern Europe, North Africa, the Middle East, and Central and East Asia. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.375 Printed with permission. Copyright © 2018, University of Washington.

Chart 14-11. Age-standardized global prevalence rates of ischemic stroke per 100 000, both sexes, 2017. Countries in Eastern Europe and Central and East Asia have the highest prevalence rates of ischemic stroke. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.375 Printed with permission. Copyright © 2018, University of Washington.

Chart 14-12. Age-standardized global prevalence rates of intracerebral hemorrhage (ICH) per 100 000, both sexes, 2017. ICH prevalence rates are highest in East and Central Asia. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.375 Printed with permission. Copyright © 2018, University of Washington.

Chart 14-13. Age-standardized global prevalence rates of subarachnoid hemorrhage (SAH) per 100 000, both sexes, 2017. Age-standardized prevalence of SAH is highest in Japan. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.375 Printed with permission. Copyright © 2018, University of Washington.
Incidence
In 2010, there were an estimated 11.6 million incident ischemic strokes and 5.3 million incident hemorrhagic strokes; 63% of ischemic strokes and 80% of hemorrhagic strokes occurred in low- and middle-income countries.376
Mortality
In 2017375:
— There were 6.2 million deaths attributable to cerebrovascular disease worldwide.
— The absolute number of cerebrovascular disease deaths worldwide increased 41.4% between 1990 and 2017; however, the age-standardized death rate decreased 33.4%.
— The absolute number of cerebrovascular disease deaths worldwide increased 16.6% between 2007 and 2017; however, the age-standardized death rate for the 10-year period decreased 33.4%.
— Globally, a total of 2.7 million individuals died of ischemic stroke, 3.0 million died of ICH, and 0.4 million died of SAH.
— Several countries in Eastern Europe, Africa, and Central Asia have the highest rates of stroke mortality (Chart 14-14).
— Countries in Eastern Europe, North Africa, and Central Asia have among the highest mortality rates attributable to ischemic stroke (Chart 14-15).
— ICH mortality is highest in East and Southeast Asia (Chart 14-16).
— Mortality attributable to SAH is highest in Southeast Asia and Mongolia (Chart 14-17).
In 2010, 39.4 million DALYs were lost because of ischemic stroke and 62.8 million because of hemorrhagic stroke (64% and 86%, respectively, in low- and middle-income countries).376
In 2010, the mean age of individuals with stroke-related death in high-income countries was 80.4 years compared with 72.1 years in low- and middle-income countries.377

Chart 14-14. Age-standardized global mortality rates of total stroke (all subtypes) per 100 000, both sexes, 2017. Mortality of stroke is lowest in high income countries. Several countries in Eastern Europe, Africa, and Central Asia have the highest rates of stroke mortality. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.375 Printed with permission. Copyright © 2018, University of Washington.

Chart 14-15. Age-standardized global mortality rates of ischemic stroke per 100 000, both sexes, 2017. Countries in Eastern Europe, North Africa, and Central Asia have the highest mortality rates of ischemic stroke. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.375 Printed with permission. Copyright © 2018, University of Washington.

Chart 14-16. Age-standardized global mortality rates of intracerebral hemorrhage (ICH) per 100 000, both sexes, 2017. ICH mortality rates are highest in East and Southeast Asia. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.375 Printed with permission. Copyright © 2018, University of Washington.

Chart 14-17. Age-standardized global mortality rates of subarachnoid hemorrhage (SAH) per 100 000, both sexes, 2017. Mortality attributable to SAH is highest in Southeast Asia and Mongolia. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.375 Printed with permission. Copyright © 2018, University of Washington.
Brain Health
Like CVH, brain health can be defined both in terms of the absence of disease or the presence of a healthy state. Optimal brain health has been defined as “an optimal capacity to function adaptively in the environment.”378 This definition includes the capacity to perform all the diverse tasks for which the brain is responsible, including movement, perception, learning and memory, communication, problem solving, judgment, decision making, and emotion. Stroke and cerebrovascular disease more broadly are increasingly recognized to be important precursors to cognitive decline and dementia, indicating an absence of brain health. Conversely, measures of systemic and cerebral vascular health have been associated with healthy aging and retained cognitive function.
In a 2010 survey of 1007 Americans, 31% of respondents reported being most afraid of developing Alzheimer disease. Alzheimer disease ranked second in feared diseases, after cancer, but ahead of HD, stroke, and DM.379
In the Framingham Study, the overall lifetime risk of stroke or dementia was greater than 1 in 3,380 depending on age cohort and sex. The lifetime risk of any type of dementia, for a 65-year-old woman, was 21.7%; the lifetime risk of any type of dementia, for a 65-year-old man, was 14.3%. The lifetime risk of Alzheimer disease was 17.2% for a 65-year-old woman and 9.1% for a 65-year-old man.
In an analysis of administrative claims data of Medicare fee-for-service beneficiaries enrolled during 2011 to 2013 (and >68 years of age; n=21.6 million), the overall prevalence of a claim for a service or treatment for any dementia subtype was 14.4%.381 The most common subtype was Alzheimer disease (43.5%), followed by vascular dementia (14.5%), Lewy body dementia (5.4%), frontotemporal dementia (1.0%), and alcohol-induced dementia (0.7%). The prevalence of other types of diagnosed dementia was 0.2%.
In an analysis of the first 141 autopsies from the Rush Memory and Aging Project longitudinal cohort,382 a mixture of brain pathologies in patients with dementia was common. Among 50 individuals with dementia, 19 (38.0%) had Alzheimer disease and infarcts, 15 (30.0%) had pure Alzheimer disease, 6 (12%) had vascular dementia, and 6 (12%) had Alzheimer disease with Lewy body disease. More than 50% had multiple diagnoses. Even among those without diagnosed dementia (n=91), pathological abnormalities were common: 22 (22.4%) had pure Alzheimer disease, and 16 (17.6%) had infarcts. Only 20 individuals (14.2%) had no acute or chronic brain abnormalities. After accounting for age, those with multiple diagnoses were almost 3 times (OR, 2.8 [95% CI, 1.2–6.7]) more likely to exhibit dementia as those with 1 pathological diagnosis.
As the US population ages, the number of individuals with Alzheimer disease will increase dramatically from 2010 to 2050.383 According to a modeling study, based on estimates in a population of 10 800 participants from the Chicago Health and Aging Project in the United States, in 2010, there were 4.7 million individuals ≥65 years of age with Alzheimer disease (95% CI, 4.0–5.5 million): 0.7 million 65 to 74 years of age, 2.3 million 75 to 84 years of age, and 1.8 million ≥85 years of age. By 2050, the number of people with Alzheimer disease is projected to be 13.8 million, with 7.0 million ≥85 years of age.
Vascular disease risk factors, and particularly risk factors present in midlife, are associated with cognitive impairment, with risk of dementia overall, and with risk of Alzheimer disease.
The AHA’s ideal CVH metrics are associated with reduced cognitive decline. Among 1033 participants in NOMAS (mean age at initial cognitive assessment 72±8 years; 39% male; 65% Hispanic, 19% black, and 16% white), 3% had 0 ideal factors, 15% had 1 factor, 33% had 2 factors, 30% had 3 factors, 14% had 4 factors, 4% had 5 factors, 1% had 6 factors, and 0% had 7 factors.384 Having more ideal CVH factors was associated with less decline in neuropsychological tests of processing speed. The association was driven by nonsmoking and better glucose levels. Among those with better cognitive performance at initial assessment, ideal CVH was also associated with less decline in executive function and episodic memory testing.
Among 15 744 participants 44 to 66 years of age at baseline enrolled in the ARIC study, modifiable risk factors present at midlife for late-life dementia included smoking (HR, 1.41 [95% CI, 1.23–1.61]), DM (HR, 1.77 [95% CI, 1.53–2.04]), prehypertension (HR, 1.31 [95% CI, 1.14–1.51]), and hypertension (HR, 1.39 [95% CI, 1.22–1.59]).385 Nonmodifiable and sociodemographic risk factors for dementia included older age (HR, 8.06 [95% CI, 6.69–9.72] for participants 60–66 years of age), black race (HR, 1.36 [95% CI, 1.21–1.54]), APOE ε4 genotype (HR, 1.98 [95% CI, 1.78–2.21]), and lower educational attainment (HR, 1.61 [95% CI, 1.28–2.03] for less than a high school education).
Hypertension in midlife but not early adulthood is associated with late-life dementia risk among females. In an analysis of 5646 long-term members of the Kaiser Permanente Northern California integrated healthcare delivery system, among whom 532 individuals (9.4%) were diagnosed with dementia, mid-adulthood hypertension was associated with an increased risk of dementia among females (HR, 1.65 [95% CI, 1.25–2.18]) but not males.386 Hypertension in early adulthood was not associated with dementia.
In another analysis among members of the Kaiser Permanente Northern California healthcare delivery system who had lived in California for at least 23 years (n=7423), those who were born in a “high stroke mortality state,” defined as a state in the top quintile of stroke mortality rates (ie, Alabama, Alaska, Arkansas, Louisiana, Mississippi, Oklahoma, Tennessee, South Carolina, and West Virginia) were at increased risk of dementia in late life after adjustment for age, sex, and race (HR, 1.28 [95% CI, 1.13–1.46]).252 These results suggest that early-life behavioral and other patterning may influence late-life development of dementia.
Imaging markers and other biomarkers of Alzheimer disease are present in individuals destined to develop dementia ≥20 years before the onset of clinical symptoms.387 Evidence of beta-amyloid precedes development of tau-related neurodegeneration and hippocampal volume loss.388
Midlife vascular risk factors are associated with amyloid deposition in the brain,389 indicating Alzheimer pathology, as well as undifferentiated or vascular dementia. Among 322 nondemented participants in an ARIC positron emission tomography–amyloid imaging substudy (mean age 52 years; 58% female; 43% black), elevated midlife BMI was associated with a 2-fold increase in amyloid deposition (OR, 2.06 [95% CI, 1.16–3.65]). After adjustment for potential confounders, compared with no midlife vascular risk factors, those with 1 (OR 1.88 [95% CI, 0.95–3.72]) and 2 (OR 2.88 [95% CI, 1.46–5.69]) vascular risk factors had increased amyloid deposition. Late-life vascular risk factors were not significantly associated with late-life brain amyloid deposition.
Brain infarcts without overt clinical manifestations (silent or asymptomatic infarcts) are present in a high proportion of unselected generally healthy individuals in population-based studies using MRI, ranging from 8% of those at a mean of 64 years of age in an Austrian population390 to 28% of those at a mean age of 75 years in the CHS study.391,392
Asymptomatic infarcts are associated with progression to dementia and cognitive decline.391 Among 1015 participants 60 to 90 years of age in the Rotterdam Scan Study,393 the presence of silent brain infarcts on baseline brain MRI doubled the risk of dementia (HR, 2.26 [95% CI, 1.09–4.70]). Silent brain infarcts on the baseline MRI were also associated with worse performance on neuropsychological tests and a steeper decline in global cognitive function.
In CHS, 1919 participants had 2 MRI scans separated by 5 years, and worsening of white matter disease on a semiquantitative scale was evident in 538 participants (28%).394 Those with increased interval development of white matter burden had greater decline on modified Mini-Mental State examination and the Digit Symbol Substitution test after controlling for potential confounding factors, including occurrence of interval TIA or stroke.
A diagnosis of HF is associated with cognitive decline. Among 4864 males and females in CHS initially free of HF and stroke, 496 participants who developed incident HF had greater adjusted declines over 5 years in the Modified Mini-Mental State Examination than those without HF (10.2 points [95% CI, 8.6–11.8] versus 5.8 points [95% CI, 5.3–6.2]).395 The effect did not vary significantly by reduced versus preserved EF.
In a systematic review of racial disparities in dementia prevalence and incidence in the United States that included 114 studies, the prevalence of dementia for those ≥65 years of age ranged in black cohorts from 7.2% to 20.9%. Dementia prevalence was 6.3% in Japanese Americans, 12.9% in Caribbean Hispanic Americans, and 12.2% in Guamanian Chamorro. The annual incidence of dementia for blacks ≥65 years of age (mean 2.6%) and Caribbean Hispanic populations (mean 3.6%) was significantly higher than for Mexican American, Japanese American, and non-Latino white populations (0.8%–2.7%; P<0.001).396
Data from a nationally representative population-based longitudinal survey of US adults, the Health and Retirement Study, provides evidence that the prevalence of dementia among those ≥65 years of age declined significantly in the United States from 11.6% in 2000 to 8.8% in 2012 (P<0.001).397
| ABCD2 | Age, Blood Pressure, Clinical Features, Duration, Diabetes |
| ACC | American College of Cardiology |
| ACCORD | Action to Control Cardiovascular Risk in Diabetes |
| ACR | albumin-to-creatinine ratio |
| AF | atrial fibrillation |
| AHA | American Heart Association |
| AHI | apnea-hypopnea index |
| ARIC | Atherosclerosis Risk in Communities |
| ATRIA | Anticoagulation and Risk Factors in Atrial Fibrillation |
| AVAIL | Adherence Evaluation After Ischemic Stroke Longitudinal |
| BASIC | Brain Attack Surveillance in Corpus Christi |
| BMI | body mass index |
| BNP | B-type natriuretic peptide |
| BP | blood pressure |
| BRFSS | Behavioral Risk Factor Surveillance System |
| CAD | coronary artery disease |
| CAS | carotid artery stenting |
| CDC WONDER | Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research |
| CEA | carotid endarterectomy |
| CHD | coronary heart disease |
| CHS | Cardiovascular Health Study |
| CI | confidence interval |
| CKD | chronic kidney disease |
| CLRD | chronic lower respiratory disease |
| CREST | Carotid Revascularization Endarterectomy Versus Stenting Trial |
| CRP | C-reactive protein |
| CSC | comprehensive stroke center |
| CVD | cardiovascular disease |
| CVH | cardiovascular health |
| DALY | disability-adjusted life-year |
| DBP | diastolic blood pressure |
| DM | diabetes mellitus |
| DVT | deep vein thrombosis |
| ECG | electrocardiogram |
| ED | emergency department |
| EF | ejection fraction |
| eGFR | estimated glomerular filtration rate |
| EPIC | European Prospective Investigation Into Cancer and Nutrition |
| ESCAPE | Endovascular Treatment for Small Core and Anterior Circulation Proximal Occlusion With Emphasis on Minimizing CT to Recanalization Times |
| EXTEND-IA | Extending the Time for Thrombolysis in Emergency Neurological Deficits–Intra-Arterial |
| FHS | Framingham Heart Study |
| FINRISK | Finnish Population Survey on Risk Factors for Chronic, Noncommunicable Diseases |
| FUTURE | Follow-up of TIA and Stroke Patients and Unelucidated Risk Factor Evaluation |
| GBD | Global Burden of Disease |
| GCNKSS | Greater Cincinnati/Northern Kentucky Stroke Study |
| GFR | glomerular filtration rate |
| GWAS | genome wide association study |
| GWTG | Get With The Guidelines |
| HBP | high blood pressure |
| HCUP | Healthcare Cost and Utilization Project |
| HD | heart disease |
| HDL | high-density lipoprotein |
| HDL-C | high-density lipoprotein cholesterol |
| HF | heart failure |
| HIV | human immunodeficiency virus |
| HR | hazard ratio |
| ICD-9 | International Classification of Diseases, 9th Revision |
| ICD-10 | International Classification of Diseases, 10th Revision |
| ICH | intracerebral hemorrhage |
| IHD | ischemic heart disease |
| IL | interleukin |
| IMT | intima-media thickness |
| IQR | interquartile range |
| IRR | incidence rate ratio |
| LDL | low-density lipoprotein |
| LDL -C | low-density lipoprotein cholesterol |
| MCP-1/CCL2 | monocyte chemoattractant protein-1 |
| MEPS | Medical Expenditure Panel Survey |
| MESA | Multi-Ethnic Study of Atherosclerosis |
| MI | myocardial infarction |
| MIDAS | Myocardial Infarction Data Acquisition System |
| MONICA | Monitoring Trends and Determinants of Cardiovascular Disease |
| MR CLEAN | Multicenter Randomized Clinical Trial of Endovascular Treatment for Acute Ischemic Stroke in the Netherlands |
| MRI | magnetic resonance imaging |
| MUFA | monounsaturated fatty acid |
| NAMCS | National Ambulatory Medical Care Survey |
| NH | non-Hispanic |
| NHAMCS | National Hospital Ambulatory Medical Care Survey |
| NHANES | National Health and Nutrition Examination Survey |
| NHLBI | National Heart, Lung, and Blood Institute |
| NIHSS | National Institutes of Health Stroke Scale |
| NINDS | National Institutes of Neurological Disorders and Stroke |
| NIS | National (Nationwide) Inpatient Sample |
| NOMAS | Northern Manhattan Study |
| ONTARGET | Ongoing Telmisartan Alone and in Combination With Ramipril Global Endpoint Trial |
| OR | odds ratio |
| OSA | obstructive sleep apnea |
| PA | physical activity |
| PAR | population attributable risk |
| PE | pulmonary embolism |
| PHS | Physicians’ Health Study |
| PREVAIL | Prevention of VTE After Acute Ischemic Stroke With LMWH Enoxaparin |
| PREVEND | Prevention of Renal and Vascular End-Stage Disease |
| PROFESS | Prevention Regimen for Effectively Avoiding Second Stroke |
| RCT | randomized controlled trial |
| REGARDS | Reasons for Geographic and Racial Differences in Stroke |
| REVASCAT | Revascularization With Solitaire FR Device Versus Best Medical Therapy in the Treatment of Acute Stroke Due to Anterior Circulation Large Vessel Occlusion Presenting Within Eight Hours of Symptom Onset |
| RR | relative risk |
| SAH | subarachnoid hemorrhage |
| SBP | systolic blood pressure |
| SD | standard deviation |
| SES | socioeconomic status |
| SHS | Strong Heart Study |
| SNP | single-nucleotide polymorphism |
| SPRINT | Systolic Blood Pressure Intervention Trial |
| SPS3 | Secondary Prevention of Small Subcortical Strokes |
| STOP | Stroke Prevention Trial in Sickle Cell Anemia |
| SVT | supraventricular tachycardia |
| SWIFT PRIME | Solitaire With the Intention for Thrombectomy as Primary Endovascular Treatment |
| TC | total cholesterol |
| TIA | transient ischemic attack |
| tPA | tissue-type plasminogen activator |
| UI | uncertainty interval |
| VTE | venous thromboembolism |
| WHI | Women’s Health Initiative |
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15. Congenital Cardiovascular Defects and Kawasaki Disease
ICD-9 745 to 747; ICD-10 Q20 to Q28. See Tables 15-1 through 15-3 and Charts 15-1 through 15-7
CCDs arise from abnormal or incomplete formation of the heart and blood vessels. CCDs range in severity from minor abnormalities not requiring treatment to complex malformations, including absent, hypoplastic, or atretic portions of the heart, valves, or vessels that could require multiple surgeries and interventions, including cardiac transplantation. Thus, there is significant variability in their presentation and requirements for care that can have a significant impact on morbidity, mortality, and healthcare costs both in children and adults.1 Some types of CCDs are associated with diminished quality of life,2 on par with what is seen in other chronic pediatric health conditions,3 as well as deficits in cognitive functioning4 and neurodevelopmental outcomes.5 Health outcomes generally continue to improve for CCDs, including survival, which has led to a population shift into adulthood. There is a growing population of adults with both congenital heart defects and the more usual adult medical diagnoses,6 which adds to the management complexity of this group of patients7,8 and emphasizes the importance of specialty care by adult congenital HD specialists.9
Overall Lifespan Prevalence
(See Tables 15-1 through 15-3)
The 32nd Bethesda Conference estimated that the total number of adults living with CCDs in the United States in 2000 was 800 000.1 In 2010, the estimated prevalence of CCDs in all age groups was 2.4 million (Table 15-1). The annual birth prevalence of CCDs ranged from 2.4 to 13.7 per 1000 live births (Table 15-2). In the United States, 1 in 150 adults is expected to have some form of congenital heart defect, including minor lesions such as bicuspid aortic valve and severe CCD such as HLHS.7 The estimated prevalence of CCDs ranges from 2.5% for hypoplastic right heart syndrome to 20.1% for VSD in children and from 1.8% for TGA to 20.1% for VSD in adults (Table 15-3). In population data from Canada, the measured prevalence of CCDs in the general population was 13.11 per 1000 children and 6.12 per 1000 adults in the year 2010.10 The expected growth rates of the congenital heart defects population vary from 1% to 5% per year depending on age and the distribution of lesions.11
| Population Group | Estimated Prevalence, 2010, All Ages* | Mortality, 2017, All Ages* | Hospital Discharges, 2016, All Ages |
|---|---|---|---|
| Both sexes | 2.4 million | 2906 | 45 000 |
| Males | … | 1583 (54.5%)† | 25 000 |
| Females | … | 1323 (45.5%)† | 20 000 |
| NH white males | … | 923 | … |
| NH white females | … | 779 | … |
| NH black males | … | 273 | … |
| NH black females | … | 225 | … |
| Hispanic males | … | 301 | … |
| Hispanic females | … | 239 | … |
| NH Asian or Pacific Islander males | … | 62 | … |
| NH Asian or Pacific Islander females | … | 59 | … |
| NH American Indian or Alaska Native | … | 31 | … |
| Type of Presentation | Rate per 1000 Live Births | Estimated Number (Variable With Yearly Birth Rate) |
|---|---|---|
| Fetal loss | Unknown | Unknown |
| Invasive procedure during the first year | 2.4 | 9200 |
| Detected during first year* | 8 | 36 000 |
| Bicuspid aortic valve | 13.7 | 54 800 |
| Type | Prevalence, N | Percent of Total | ||||
|---|---|---|---|---|---|---|
| Total | Children | Adults | Total | Children | Adults | |
| Total | 994 | 463 | 526 | 100 | 100 | 100 |
| VSD† | 199 | 93 | 106 | 20.1 | 20.1 | 20.1 |
| ASD | 187 | 78 | 109 | 18.8 | 16.8 | 20.6 |
| Patent ductus arteriosus | 144 | 58 | 86 | 14.2 | 12.4 | 16.3 |
| Valvular pulmonic stenosis | 134 | 58 | 76 | 13.5 | 12.6 | 14.4 |
| Coarctation of aorta | 76 | 31 | 44 | 7.6 | 6.8 | 8.4 |
| Valvular aortic stenosis | 54 | 25 | 28 | 5.4 | 5.5 | 5.2 |
| TOF | 61 | 32 | 28 | 6.1 | 7 | 5.4 |
| AV septal defect | 31 | 18 | 13 | 3.1 | 3.9 | 2.5 |
| TGA | 26 | 17 | 9 | 2.6 | 3.6 | 1.8 |
| Hypoplastic right heart syndrome | 22 | 12 | 10 | 2.2 | 2.5 | 1.9 |
| Double-outlet RV | 9 | 9 | 0 | 0.9 | 1.9 | 0.1 |
| Single ventricle | 8 | 6 | 2 | 0.8 | 1.4 | 0.3 |
| Anomalous pulmonary venous connection | 9 | 5 | 3 | 0.9 | 1.2 | 0.6 |
| Truncus arteriosus | 9 | 6 | 2 | 0.7 | 1.3 | 0.5 |
| HLHS | 3 | 3 | 0 | 0.3 | 0.7 | 0 |
| Other | 22 | 12 | 10 | 2.1 | 2.6 | 1.9 |
Estimates of the distribution of lesions in the CCD population using available data vary based on proposed assumptions. If all those born with CCDs between 1940 and 2002 were treated, there would be ≈750 000 survivors with simple lesions, 400 000 with moderate lesions, and 180 000 with complex lesions; in addition, there would be 3.0 million people alive with bicuspid aortic valves.11 Without treatment, the number of survivors in each group would be 400 000, 220 000, and 30 000, respectively. The actual numbers surviving were projected to be between these 2 sets of estimates as of more than a decade ago.11 The most common types of defects in children are VSD, 620 000 people; ASD, 235 000 people; valvar pulmonary stenosis, 185 000 people; and patent ductus arteriosus, 173 000 people.11 The most common lesions seen in adults are ASD and TOF.12
Birth Prevalence
The incidence of disorders present before birth, such as CCDs, is generally described as the birth prevalence. The birth prevalence of CCDs is reported as 6.9 per 1000 live births in North America, 8.2 per 1000 live births in Europe, and 9.3 per 1000 live births in Asia.13 The overall birth prevalence of CCDs at the Bhabha Atomic Research Centre Hospital in Mumbai, India, from 2006 through 2011 was 13.28 per 1000 live births.14
Variations in birth prevalence rates may be related to the age at detection; major defects can be identified in the prenatal or neonatal period, but minor defects might not be detected until later in childhood or, in fact, adulthood, which makes it challenging to estimate birth prevalence and population prevalence. To distinguish more serious defects, some studies report the number of new cases of sufficient severity to result in death or an invasive procedure within the first year of life (in addition to the overall birth prevalence). Birth prevalence rates are likely to increase over time because of improved technological advancements in diagnosis and screening, particularly fetal cardiac ultrasound,15 pulse oximetry,16 and echocardiography during infancy.
Overall Birth Prevalence
(See Table 15-2)
According to population-based data from the Metropolitan Atlanta Congenital Defects Program (Atlanta, GA), a CCD occurred in 1 of every 111 to 125 births (live, still, or >20 weeks’ gestation) from 1995 to 1997 and from 1998 to 2005. Some defects showed variations by sex and racial distribution.17
According to population-based data from Alberta, Canada, there was a total birth prevalence of 12.42 per 1000 total births (live, still, or >20 weeks’ gestation).18
An estimated minimum of 40 000 infants are expected to be affected by CCDs each year in the United States. Of these, ≈25%, or 2.4 per 1000 live births, require invasive treatment in the first year of life (Table 15-2).
Birth Prevalence of Specific Defects
The National Birth Defects Prevention Network showed the average birth prevalence of 21 selected major birth defects for 13 states in the United States from 2004 to 2006. These data indicated that there are >6100 estimated annual cases of 5 CCDs: truncus arteriosus (0.07 per 1000 births), TGA (0.3 per 1000 births), TOF (0.4 per 1000 births), AV septal defect (0.47 per 1000 births), and HLHS (0.23 per 1000 births).19,20
Metropolitan Atlanta Congenital Defects Program data for specific defects at birth showed the following: VSD, 4.2 per 1000 births; ASD, 1.3 per 1000 births; valvar pulmonic stenosis, 0.6 per 1000 births; TOF, 0.5 per 1000 births; aortic coarctation, 0.4 per 1000 births; AV septal defect, 0.4 per 1000 births; and TGA (0.2 per 1000 births).17
Bicuspid aortic valve occurs in 13.7 of every 1000 people; these defects might not require treatment in infancy or childhood but could require care later in adulthood.21
Risk Factors
Numerous intrinsic and extrinsic nongenetic risk factors, as well as genetic factors, are thought to contribute to CCDs.22,23
Intrinsic risk factors for CCDs can include various genetic syndromes. Twins are at higher risk for CCDs24; one report from Kaiser Permanente data showed monochorionic twins were at particular risk (RR, 11.6 [95% CI, 9.2–14.5]).25 Known risks generally focus on maternal exposures, but a study of paternal occupational exposure documented a higher incidence of CCDs with paternal exposure to phthalates.26
Other paternal exposures that increase risk for CCDs include paternal anesthesia, which has been implicated in TOF (3.6%); sympathomimetic medication and coarctation of the aorta (5.8%); pesticides and VSDs (5.5%); and solvents and HLHS (4.6%).27
Known maternal risks include smoking28,29 during the first trimester of pregnancy, which has also been associated with a ≥30% increased risk of the following lesions in the fetus: ASD, pulmonary valvar stenosis, truncus arteriosus, TGA,30 and septal defects (particularly for heavy smokers [≥25 cigarettes daily]).31 Maternal smoking might account for 1.4% of all congenital heart defects.
Exposure to secondhand smoke has also been implicated as a risk factor.32
Air pollutants can also increase the risk of CCDs. In a retrospective review of singleton infants born in Florida from 2000 to 2009, maternal exposure during pregnancy to the air pollutant benzene was associated with an increased risk in the fetus of critical and noncritical CCDs (1.33 [95% CI, 1.07–1.65]).33
Maternal binge drinking34 is also associated with an increased risk of CCDs, and the combination of binge drinking and smoking can be particularly deleterious: Mothers who smoke and report any binge drinking in the 3 months before pregnancy are at an increased risk of giving birth to a child with a CCD (adjusted OR, 12.65).34
Maternal obesity is associated with CCDs. A meta-analysis of 14 studies of females without gestational DM showed infants born to mothers who were moderately and severely obese, respectively, had 1.1 and 1.4 times greater risk of CCDs than infants born to normal-weight mothers.35–37 The risk of TOF was 1.9 times higher among infants born to mothers with severe obesity than among infants born to normal-weight mothers.36
Maternal DM, including gestational DM, has also been associated with CCDs, both isolated (CCD[s] as the only major congenital anomaly) and multiple (CCD[s] plus ≥1 noncardiac major congenital anomalies).38,39 Pregestational DM has been associated with CCDs, specifically TOF.40
Preeclampsia is considered a risk factor for CCDs, although not critical defects.41
Folate deficiency is a well-documented risk for congenital malformations, including CCDs, and folic acid supplementation is routinely recommended during pregnancy.22 An observational study of folic acid supplementation in Hungarian females showed a decrease in the incidence of CCDs, including VSD (OR, 0.57 [95% CI, 0.45–0.73]), TOF (OR, 0.53 [95% CI, 0.17–0.94]), dextro-TGA (OR, 0.47 [95% CI, 0.26–0.86]), and ASD secundum (OR, 0.63 [95% CI, 0.40–0.98]).41 A US population–based case-control study showed an inverse relationship between folic acid use and the risk of TGA (Baltimore-Washington Infant Study, 1981–1989).42
An observational study from Quebec, Canada, of 1.3 million births from 1990 to 2005 found a 6% per year reduction in severe congenital heart defects using a time-trend analysis before and after public health measures were instituted that mandated folic acid fortification of grain and flour products in Canada.43
Maternal infections, including rubella and chlamydia, have been associated with congenital heart defects.44,45
High altitude has also been described as a risk factor for CCDs. Tibetan children living at 4200 to 4900 m had a higher prevalence of congenital heart defects (12.09 per 1000) than those living at lower altitudes of 3500 to 4100 m (4.32 per 1000); patent ductus arteriosus and ASD contributed to the increased prevalence.46
Screening
Pulse oximetry screening for CCDs was incorporated as part of the US recommended uniform screening panel for newborns in 2011 and has been endorsed by the AHA and the American Academy of Pediatrics.47 At present, all 50 states and the District of Columbia have laws or regulations mandating newborn screening for identification of previously unidentified (by fetal cardiac ultrasound) newborn CCDs,48 and several studies have demonstrated the benefit of such screening.49–51
Several key factors contribute to effective screening, including probe placement (postductal), oximetry cutoff (<95%), timing (>24 hours of life), and altitude (<2643 ft [806 m]).
If fully implemented, screening would predict identification of 1189 additional infants with critical congenital heart defects and yield 1975 false-positive results.52
A simulation model estimates that screening the entire United States for critical CCDs with pulse oximetry would uncover 875 infants (95% UI, 705–1060) who truly have nonsyndromic CCDs versus 880 (95% UI, 700–1080) false-negative screenings (no CCDs).53
It has been estimated that 29.5% (95% CI, 28.1%–31.0%) of nonsyndromic children with critical CCDs are diagnosed after 3 days and thus might benefit from pulse oximetry screening.54
A meta-analysis of 13 studies that included 229 421 newborns found pulse oximetry had a sensitivity of 76.5% (95% CI, 67.7%–83.5%) for detection of critical CCDs and a specificity of 99.9% (95% CI, 99.7%–99.9%), with a false-positive rate of 0.14% (95% CI, 0.06%–0.33%).55
A recent observational study demonstrated that statewide implementation of mandatory policies for newborn screening for critical CCDs was associated with a significant decrease (33.4% [95% CI, 10.6%–50.3%]) in infant cardiac deaths between 2007 and 2013 compared with states without such policies.56
The cost of identifying a newborn with a critical CCD has been estimated at $20 862 per newborn detected and $40 385 per life-year gained (2011 US dollars).53
Reports outside of the United States have shown similar performance of pulse oximetry screening in identifying critical CCDs,57 with a sensitivity and specificity of pulse oximetry screening for critical congenital heart defects of 100% and 99.7%, respectively.
Social Determinants
Recently, several studies have demonstrated there can be variations in CCD outcomes based on factors such as ethnicity, race, and socioeconomics.58–62
In a review of 15 533 infants with CCD born between 2004 and2013, survival among infants with univentricular CCDs was improved for those whose fathers were >35 years of age (71.6% [95% CI, 63.8%–80.3%]) compared with those who were younger (59.7% [95% CI, 54.6%–65.2%]), and factors associated with survival in biventricular CCDs included maternal education, race or ethnicity, and marital status.58
All infants undergoing cardiac intervention in England and Wales from 2005 to 2010 were identified through a national registry, and CCD incidence was shown to be higher in Asian and black ethnic groups than in the Caucasian reference population (IRR 1.5 for Asians [95% CI, 1.4–1.7] and 1.4 for blacks [95% CI, 1.3–1.6]).59
Genetics and Family History
CCDs can have a heritable component. There is a greater concordance of CCDs in monozygotic than dizygotic twins.63 Among parents with ASD or VSD, 2.6% and 3.7%, respectively, have children who are similarly affected, 21 times the estimated population frequency.64 However, the majority of CCDs occur in families with no other history of CCDs, which supports the possibility of de novo genetic events.
Large chromosomal abnormalities are associated with some CCDs. For example, aneuploidies such as trisomy 13, 18, and 21 account for 9% to 18% of CCDs.54 The specific genes responsible for CCDs that are disrupted by these abnormalities are difficult to identify. There are studies that suggest that DSCAM and COL6A contribute to Down syndrome–associated CCDs.65
Copy number variants also contribute to CCDs and have been shown to be overrepresented in larger cohorts of patients with specific forms of CCDs.66 The most common copy number variant is del22q11, which encompasses the T-box transcription factor (TBX1) gene and presents as DiGeorge syndrome and velocardiofacial syndrome. Others include del17q11, which causes William syndrome.67
Single point mutations are also a cause of CCDs and include mutations in a core group of cardiac transcription factors (NKX2.5, TBX1, TBX2, TBX3, TBX5, and MEF2),67,68 ZIC3, and the NOTCH1 gene (dominantly inherited and found in ≈5% of cases of bicuspid aortic valve) and related NOTCH signaling genes.69
Advances in whole-exome sequencing have suggested that 10% of sporadic severe cases of CCDs are caused by de novo mutations,70 particularly in chromatin-regulating genes.
Rare monogenic CCDs also exist, including monogenic forms of ASD, heterotaxy, severe mitral valve prolapse, and bicuspid aortic valve.67
Complications related to CCD may also have a genetic component; a recent whole-exome sequence study identified SOX17 as a novel candidate gene for PAH in patients with CCD patients.71
There is no exact consensus currently on the role, type, and utility of clinical genetic testing in people with CCDs,67 but it should be offered to patients with multiple congenital abnormalities or congenital syndromes (including CCD lesions associated with a high prevalence of 22q11 deletion or DiGeorge syndrome), and it can be considered in patients with a family history, in those with developmental delay, and in patients with left-sided obstructive lesions.1
The diagnostic yield for CCD genetic panels in familial, nonsyndromic cases is 31% to 46% and is even lower in nonfamilial disease.72,73 Use of whole-exome genetic testing has been shown to improve rates of detection.74
A Pediatric Cardiac Genomics Consortium has been developed to provide and better understand phenotype and genotype data from large cohorts of patients with CCDs.75
Mortality
(See Tables 15-1 and 15-4 and Charts 15-1 through 15-5)
Overall mortality attributable to CCDs:
In 2017:
— Mortality related to CCDs was 2906 deaths (Table 15-1), an 18.1% decrease from 2007 (unpublished NHLBI tabulation using NVSS76).
— CCDs (ICD-10 Q20–Q28) were the most common cause of infant deaths resulting from birth defects (ICD-10 Q00–Q99); 22.5% of infants who died of a birth defect had a heart defect (ICD-10 Q20–Q24; unpublished NHLBI tabulation using NVSS76).
— The age-adjusted death rate (deaths per 100 000 people) attributable to CCDs was 0.9, a 25.0% decrease from 2007 (unpublished NHLBI tabulation using CDC WONDER77).
According to a review of Norwegian national mortality data in live-born children with CCDs from 1994 to 2009, the all-cause mortality rate was 17.4% for children with severe congenital heart defects and 3.0% for children with milder forms of CCDs, with declining mortality rates over the analysis period related to declining operative mortality and more frequent pregnancy terminations.78
Death rates attributed to CCDs decrease as gestational age advances toward 40 weeks.79 In-hospital mortality of infants with major CCDs is independently associated with late-preterm birth (OR, 2.70 [95% CI, 1.69–4.33]) compared with delivery at later gestational ages.80,81
Similarly, postoperative mortality of infants with CCDs born near term (37 weeks) is 1.34 (95% CI, 1.05–1.71; P=0.02) higher than for those born full term, with higher complication rates and longer lengths of stay.82 The presence of CCDs substantially increases mortality of very low-birth-weight infants; in a study of very low-birth-weight infants, the mortality rate with serious congenital heart defects was 44% compared with 12.7% in very low-birth-weight infants without serious CCDs.83
Analysis of the STS Congenital Heart Surgery Database, a voluntary registry with self-reported data for a 3-year cycle (2013–2016) from 116 centers performing CCD surgery (112 based in 40 US states, 3 in Canada, and 1 in Turkey),84 showed that of 122 193 total patients who underwent an operation with analyzable data, the aggregate hospital discharge mortality rate was 3.0% (95% CI, 2.9%–3.1%).85 The mortality rate was 8.6% (95% CI, 8.2%–9.1%) for neonates, 2.8% (95% CI, 2.6%–3.0%) for infants, 1.0% (95% CI, 0.9%–1.1%) for children (>1 year to 18 years of age), and 1.5% (95% CI, 1.3%–1.8%) for adults (>18 years of age).85
Another recent analysis of mortality after CCD surgery, culled from the Pediatric Cardiac Care Consortium’s US-based multicenter data registry, demonstrated that although standardized mortality ratios continue to decrease, there remains increased mortality in CCD patients compared with the general population. The data included 35 998 patients with median follow-up of 18 years and an overall standardized mortality ratio of 8.3% (95% CI, 8.0%–8.7%).86
The Japan Congenital Cardiovascular Surgery Database reported similar surgical outcomes for congenital HD from 28 810 patients operated on between 2008 and 2012, with 2.3% and 3.5% mortality at 30 and 90 days, respectively.87
In Mexico, there were 70 741 deaths attributed to CCD during the years 2000 to 2015, with the standardized mortality rates increased from 3.3 to 4 per 100 000 individuals, and an increase in mortality rates in the age group <1 year of age from 114.4 to 146.4 per 100 000 live births.88
In population-based data from Canada, 8123 deaths occurred among 71 686 patients with CCDs followed up for nearly 1 million patient-years.7
Among 12 644 adults with CCDs followed up at a single Canadian center from 1980 to 2009, 308 patients in the study cohorts (19%) died.89
Trends in age-adjusted death rates attributable to CCD mortality showed a decline from 1999 to 2017 (Chart 15-1); this varied by race/ethnicity and sex (Charts 15-2 and 15-3).
From 1999 to 2017, there was a decline in the age-adjusted death rates attributable to CCDs in black, white, and Hispanic people (Chart 15-2), in both males and females (Chart 15-3), and in age groups 1 to 4 years, 5 to 14 years, 15 to 24 years, and ≥25 years (Chart 15-4) in the United States.
CCD-related mortality varies substantially by age, with 1- to 4-year-old children demonstrating higher mortality rates than any age group other than infants from 1999 to 2017 (Chart 15-4).
The US 2017 age-adjusted death rate (deaths per 100 000 people) attributable to CCDs was 1.01 for NH white males, 1.28 for NH black males, 0.91 for Hispanic males, 0.77 for NH white females, 1.03 for NH black females, and 0.73 for Hispanic females (Chart 15-5). Infant (<1 year of age) mortality rates were 27.4 for NH white infants, 38.6 for NH black infants, and 30.0 for Hispanic infants (unpublished NHLBI tabulation using CDC WONDER77).
Mortality after congenital heart surgery also differs between races/ethnicities, even after adjustment for access to care. One study found that a higher risk of in-hospital mortality was associated with nonwhite race (OR, 1.36 [95% CI, 1.19–1.54]) and Medicaid insurance (OR, 1.26 [95% CI, 1.09–1.46]).90 One center’s experience suggested race was independently associated with neonatal surgical outcomes only in patients with less complex CCDs.91 Another center found that a home monitoring program can reduce mortality even in this vulnerable population.92
Data from the HCUP’s Kids’ Inpatient Database from 2000, 2003, and 2006 show male children had more CCD surgeries in infancy, more high-risk surgeries, and more procedures to correct multiple cardiac defects. Female infants with high-risk CCDs had a 39% higher adjusted mortality than males.92,93 According to CDC multiple-cause death data from 1999 to 2006, sex differences in mortality over time varied with age. Between the ages of 18 and 34 years, mortality over time decreased significantly in females but not in males.94
In studies that examined trends since 1979, age-adjusted death rates declined 22% for critical CCDs95 and 39% for all CCDs,96 and deaths tended to occur at progressively older ages. Population-based data from Canada showed overall mortality decreased by 31% and the median age of death increased from 2 to 23 years between 1987 and 2005.7
Further analysis of the Kids’ Inpatient Database from 2000 to 2009 showed a decrease in HLHS stage 3 mortality by 14% and a decrease in stage 1 mortality by 6%.97 Surgical interventions are the primary treatment for reducing mortality. A Pediatric Heart Network study of 15 North American centers revealed that even in lesions associated with the highest mortality, such as HLHS, aggressive palliation can lead to an increase in the 12-month survival rate, from 64% to 74%.98
Surgical interventions are common in adults with CCDs. Mortality rates for 12 CCD procedures were examined with data from 1988 to 2003 reported in the NIS. A total of 30 250 operations were identified, which yielded a national estimate of 152 277±7875 operations. Of these, 27% were performed in patients ≥18 years of age. The overall in-hospital mortality rate for adult patients with CCDs was 4.71% (95% CI, 4.19%–5.23%), with a significant reduction in mortality observed when surgery was performed on such adult patients by pediatric versus nonpediatric heart surgeons (1.87% versus 4.84%; P<0.0001).99 For adults with CCDs, specialist care is a key determinant of mortality and morbidity. In a single-center report of 4461 adult patients with CCDs with 48 828 patient-years of follow-up, missed appointments and delay in care were predictors of mortality.100

Chart 15-1. Trends in age-adjusted death rates attributable to congenital cardiovascular defects, United States, 1999 to 2017. Source: Unpublished National Heart Lung and Blood Institute tabulation using Centers for Disease Control and Prevention Wide-ranging Online Data for Epidemiologic Research.77

Chart 15-2. Trends in age-adjusted death rates attributable to congenital cardiovascular defects by race/ethnicity, United States, 1999 to 2017. Source: Unpublished National Heart Lung and Blood Institute tabulation using Centers for Disease Control and Prevention Wide-ranging Online Data for Epidemiologic Research.77

Chart 15-3. Trends in age-adjusted death rates attributable to congenital cardiovascular defects by sex, United States, 1999 to 2017. Source: Unpublished National Heart Lung and Blood Institute tabulation using Centers for Disease Control and Prevention Wide-ranging Online Data for Epidemiologic Research.77

Chart 15-4. Trends in age-specific death rates attributable to congenital cardiovascular defects by age at death, United States, 1999 to 2017. Yr indicates year. Source: Unpublished National Heart Lung and Blood Institute tabulation using Centers for Disease Control and Prevention Wide-ranging Online Data for Epidemiologic Research.77

Chart 15-5. Age-adjusted death rates attributable to congenital cardiovascular defects, by sex and race/ethnicity, United States, 2017. NH indicates non-Hispanic. Source: Unpublished National Heart Lung and Blood Institute tabulation using Centers for Disease Control and Prevention Wide-ranging Online Data for Epidemiologic Research.77
Hospitalizations
(See Table 15-1)
In 2016, the total number of hospital discharges for CCDs for all ages was 45 000 (Table 15-1).
Hospitalization of infants with CCDs is common; one-third of patients with congenital heart defects require hospitalization during infancy,101,102 often in an ICU.
Cost
Using HCUP 2013 NIS data, one study noted that hospitalization costs for individuals of all ages with CCDs exceeded $6.1 billion in 2013, which represents 27% of all birth defect–associated hospital costs.103
Among pediatric hospitalizations (0–20 years of age) in the HCUP 2012 Kids’ Inpatient Database104:
— Pediatric hospitalizations with CCDs (4.4% of total pediatric hospitalizations) accounted for $6.6 billion in hospitalization spending (23% of total pediatric hospitalization costs).
— 26.7% of all CCD costs were attributed to critical CCDs, with the highest costs attributable to HLHS, coarctation of the aorta, and TOF.
— Median (IQR) hospital cost was $51 302 ($32 088–$100 058) in children who underwent cardiac surgery, $21 920 ($13 068–$51 609) in children who underwent cardiac catheterization, $4134 ($1771–$10 253) in children who underwent noncardiac surgery, and $23 062 ($5529–$71 887) in children admitted for medical treatments.
— The mean cost of CCDs was higher in infancy ($36 601) than in older ages and in those with critical congenital heart defects ($52 899).
Other studies confirm the high cost of HLHS. An analysis of 1941 neonates with HLHS showed a median cost of $99 070 for stage 1 palliation (Norwood or Sano procedure), $35 674 for stage 2 palliation (Glenn procedure), $36 928 for stage 3 palliation (Fontan procedure), and $289 292 for transplantation.105
Other CCD lesions, often which are either less complex or preserve a biventricular circulation, are less costly. In 2124 patients undergoing congenital heart operations between 2001 and 2007, total costs for the other surgeries were $12 761 (ASD repair), $18 834 (VSD repair), $28 223 (TOF repair), and $55 430 (arterial switch operation).106
A Canadian study published in 2017 demonstrated increasing hospitalization costs for children and adults with CCDs, particularly those with complex lesions, which appeared to be independent from inflation or length of stay.107
A recent US study evaluating cost and length of stay in neonates with HLHS revealed significant regional differences in cost, length of stay, and mortality.108
Global Burden of CCDs
(See Charts 15-6 and 15-7)
The GBD 2017 Study used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories.109 In 2017:
— Prevalence of congenital heart anomalies was an estimated 12.0 million people.
— There were 300 000 deaths attributed to congenital heart anomalies worldwide.
— Age-standardized mortality rates of congenital heart anomalies are lowest in high-income countries and several African nations (Chart 15-6).
— The age-standardized prevalence of congenital heart anomalies is highest in Central Europe (Chart 15-7).

Chart 15-6. Age-standardized global mortality rates of congenital heart anomalies per 100 000, both sexes, 2017. Age-standardized mortality rates of congenital heart anomalies are lowest in high-income countries and several African nations. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.109 Printed with permission. Copyright © 2018, University of Washington.

Chart 15-7. Age-standardized global prevalence rates of congenital heart anomalies per 100 000, both sexes, 2017. The age-standardized prevalence of congenital heart anomalies is highest in Central Europe. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.109 Printed with permission. Copyright © 2018, University of Washington.
Kawasaki Disease
ICD-9 446.1; ICD-10 M30.3.
KD is an acute inflammatory illness characterized by fever, rash, nonexudative limbal-sparing conjunctivitis, extremity changes, red lips and strawberry tongue, and a swollen lymph node. In areas where bacille Calmette-Guerin vaccination is common, the site can reactivate in KD.110 The most feared consequence of this vasculitis is coronary artery aneurysms, which can result in coronary ischemic events and other cardiovascular outcomes in the acute period or years later.111 The cause of KD is unknown, but it could be an immune response to an acute infectious illness based in part on genetic susceptibilities.112,113 This is supported by the occurrence of epidemics and variation in incidence by age, geography, and season, but also by race/ethnicity, sex, and family history.113,114 The Nationwide Longitudinal Survey in Japan has shown that breastfeeding is protective against developing KD.115
Prevalence
KD is the most common cause of acquired HD in children in the United States and other developed countries.114
Incidence
The incidence was 20.8 per 100 000 US children <5 years of age in 2006.116 This is the most recent national estimate available and is limited by reliance on weighted hospitalization data from 38 states.
Boys have a 1.5-fold higher incidence of KD than girls.116
Although KD can occur into adolescence (and rarely beyond), 76.8% of US children with KD are <5 years of age.116
Race-specific incidence rates indicate that KD is most common among Americans of Asian and Pacific Island descent (30.3 per 100 000 children <5 years of age), occurs with intermediate frequency in NH blacks (17.5 per 100 000 children <5 years of age) and Hispanics (15.7 per 100 000 children <5 years of age), and is least common in whites (12.0 per 100 000 children <5 years of age).116
There is also geographic variation in KD incidence within the United States. States with higher Asian American populations have higher rates of KD; for example, rates are 2.5-fold higher in Hawaii (50.4 per 100 000 children <5 years of age) than in the continental United States.117 Within Hawaii, the race-specific rates of KD per 100 000 children <5 years of age in 1996 to 2006 were 210.5 for Japanese, 86.9 for Native Hawaiian, 83.2 for Chinese, 64.5 for Filipino, and 13.7 for white children.117
There are seasonal variations in KD; KD is more common during the winter and early spring months, except in Hawaii, where no clear seasonal trend is seen.116,117
KD can recur. Recurrences constitute 2% to 4% of total KD cases in both the United States and Japan,118 and incidence of first recurrence among children with a history of KD has been reported as 6.5 per 1000 person-years in Japan (2007–2010) and 2.6 per 1000 person-years in Canada (2004–2014).119,120
Secular Trends
Although the incidence of KD is rising worldwide, there has been no clear secular trend in the United States, but recent data are lacking. US hospitalizations for KD were 17.5 and 20.8 per 100 000 children <5 years of age in 1997 and 2006, respectively, but the test for linear trend was not significant.116
Genetics/Family History
Approximately 1% of KD cases have a positive family history of KD. Among siblings of KD patients, the RR of KD is ≈10-fold compared with the general population (2.1% rate within 1 year of index case onset). Among identical twins, concordance is ≈13 percent.114
A variety of genetic variants have been associated with KD susceptibility or development of coronary artery lesions in KD; however, thus far these have not explained differences in incidence between ancestry groups (eg, Japanese versus European).112,121
Treatment and Control
Treatment of acute KD rests on diminishing the inflammatory response with IVIG, which clearly reduces the incidence of coronary artery aneurysms (from 25% to ≈4% for aneurysms defined by absolute dimensions).114 Aspirin is routinely used for its anti-inflammatory and antiplatelet effects, but it does not reduce the incidence of coronary artery aneurysms.
— On the basis of a Cochrane review, addition of prednisolone to the standard IVIG regimen could further reduce the incidence of coronary artery abnormalities (RR, 0.29 [95% CI, 0.18–0.46]), but the applicability of these data to non-Asian and less severe KD cases is not certain.122
— On the basis of limited data, other anti-inflammatory treatments have also been used, and several clinical trials are under way.123
— Resistance to IVIG, defined as recurrent or persistent fever ≥36 hours after completion of IVIG infusion, occurs in 10% to 20% of KD patients. Predictive models for IVIG resistance have been developed in Asian populations but have not been useful in North American patients. Treatment of IVIG resistance is currently not standardized.114
Management of established coronary artery aneurysms in the short and long term is centered on thromboprophylaxis. Successful coronary intervention for late coronary stenosis or thrombosis has been accomplished percutaneously and surgically (eg, CABG).124,125
Complications of KD
In the acute phase (up to ≈6 weeks from fever onset), several important cardiovascular complications can occur.
— KD shock syndrome, with variable contributions from myocardial dysfunction and decreased peripheral resistance, occurs in 5% to 7% of KD cases and is associated with higher risk of coronary arterial dilation, resistance to IVIG treatment, and rarely, long-term myocardial dysfunction or death.114,126
— It is estimated that even with current therapy (high-dose IVIG within the first 10 days of illness), 20% of children develop transient coronary artery dilation (Z score >2), 5% develop coronary artery aneurysms (Z score ≥2.5), and 1% develop giant aneurysms (Z score ≥10 or >8 mm).114 Estimates are complicated by variability in ascertainment method (administrative codes or research measurement), size criteria, timing (because the majority of dilated segments and approximately half of aneurysms reduce to normal dimensions over time), and therapeutic regimens in the underlying studies. In the most recent US data from 2 centers in 2004 to 2008, maximal coronary artery dimensions reached Z scores ≥2.5 in 30% of KD cases up to 12 weeks from fever onset, including medium (Z score ≥5 to <10) and giant aneurysms in ≈6% and ≈3% of KD cases, respectively.127 Risk factors for coronary artery abnormalities include younger age, male sex, late treatment, and failure to respond to initial IVIG with defervescence.127–130
— Peak KD-associated mortality occurs during the acute phase but is rare, estimated at 0% to 0.17% in older US data and 0.03% in recent data from Japan.131–133 Mortality is related to thrombosis or rupture of rapidly expanding aneurysms, or less commonly, shock or macrophage activation syndrome with multiorgan failure.114,133,134
Long term, IHD and death are related to coronary artery stenosis or thrombosis.
— Prognosis is predicted largely by coronary artery size 1 month from illness onset. In a Taiwanese study of 1073 KD cases from 1980 to 2012, coronary artery aneurysms were present in 18.3% beyond 1 month, including 11.6% with small, 4.1% with medium, and 2.5% with giant aneurysms. Among those with persistent aneurysms beyond 1 month, IHD death occurred in 2%, nonfatal AMI occurred in another 2%, and myocardial ischemia occurred in another 3%, for a total 7% ischemic event rate during 1 to 46 years of follow-up. Nearly all events occurred in those with giant aneurysms, for whom the ischemia event–free survival rates were 0.63 and 0.36 at 10 and 20 years, respectively, after KD onset.135 Findings were similar in a Japanese study of 76 patients with giant aneurysms diagnosed since 1972 and followed up through 2011 and in a Canadian study of 1356 KD patients diagnosed in 1990 to 2007 and followed up for up to 15 years.124,136
— A recent Japanese multicenter cohort study of 1006 individuals identified risk factors for 10-year incidence of coronary events (thrombosis, stenosis, obstruction, acute ischemic events, or coronary intervention).137 Significant risk factors included giant-sized aneurysm (HR, 8.9 [95% CI, 5.1–15.4]), male sex (HR, 2.8 [95% CI, 1.7–4.8]), and resistance to IVIG therapy (HR, 2.2 [95% CI, 1.4–3.6]).
— Among 261 adults <40 years of age with ACS who underwent coronary angiography for suspected myocardial ischemia in San Diego, CA, from 2005 to 2009, 5% had aneurysms consistent with late sequelae of KD.138
In 2017, US mortality attributable to KD was 5 patients for underlying mortality and 10 patients for all-cause mortality (unpublished NHLBI tabulation using CDC WONDER77).
Healthcare Utilization
In 2016, there were 6000 all-listed diagnoses hospital discharges for KD, with 4000 males and 2000 females (HCUP,139 unpublished NHLBI tabulation).
Global Burden of KD
The annual incidence of KD is highest in Japan, at 308.0 per 100 000 children <5 years of age in 2014, followed by South Korea at 194.7 per 100 000 children <5 years of age in 2014 and Taiwan at 55.9 per 100 000 in children <5 years of age for the period 2000 to 2014.133,140,141 National incidence data are lacking for China, but the most recent estimates for Shanghai are 55.5 per 100 000 children <5 years of age in 2012.142
In Japan, the cumulative incidence of KD at 10 years of age has been calculated with national survey data as >1%, at 1.5 per 100 boys and 1.2 per 100 girls for 2007 to 2010.143 Using different methodology with complete capture of cases through the national health insurance program, Taiwan recorded a cumulative incidence of 2.8% by 5 years of age in 2014.141
The incidence of KD is lower in Canada, at 19.6 per 100 000 children <5 years of age for the period 2004 to 2014, and in European countries, such as Italy with 14.7 per 100 000 children <5 years of age in 2008 to 2013, Spain with 8 per 100 000 children <5 years of age in 2004 to 2014, Germany with 7.2 per 100 000 children <5 years of age in 2011 to 2012, and the United Kingdom and Ireland with 4.6 per 100 000 children <5 years of age in 2014 to 2015.120,144–148
The incidence of KD is rising worldwide, with potential contributions from improved recognition, diagnosis of incomplete KD more often, and true increasing incidence.133,141,145,148
| ACS | acute coronary syndrome |
| AHA | American Heart Association |
| AMI | acute myocardial infarction |
| ASD | atrial septal defect |
| AV | atrioventricular |
| CABG | coronary artery bypass graft |
| CCD | congenital cardiovascular defect |
| CDC | Centers for Disease Control and Prevention |
| CDC WONDER | Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research |
| CI | confidence interval |
| DM | diabetes mellitus |
| GBD | Global Burden of Disease |
| HCUP | Healthcare Cost and Utilization Project |
| HD | heart disease |
| HLHS | hypoplastic left heart syndrome |
| HR | hazard ratio |
| ICD-9 | International Classification of Diseases, 9th Revision |
| ICD-10 | International Classification of Diseases, 10th Revision |
| ICU | intensive care unit |
| IHD | ischemic heart disease |
| IQR | interquartile range |
| IRR | incidence rate ratio |
| IVIG | intravenous immunoglobulin |
| KD | Kawasaki disease |
| NH | non-Hispanic |
| NHLBI | National Heart, Lung, and Blood Institute |
| NIS | National (Nationwide) Inpatient Sample |
| NVSS | National Vital Statistics System |
| OR | odds ratio |
| PAH | pulmonary arterial hypertension |
| RR | relative risk |
| RV | right ventricle |
| STS | Society of Thoracic Surgeons |
| TGA | transposition of the great arteries |
| TOF | tetralogy of Fallot |
| UI | uncertainty interval |
| VSD | ventricular septal defect |
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16. Disorders of Heart Rhythm
See Table 16-1 and Charts 16-1 through 16-10
Arrhythmias (Disorders of Heart Rhythm)
2017: Mortality—54 145. Any-mention mortality—558 408.
| Age Group, y | Mortality | HF | MI | Stroke | Gastrointestinal Bleeding |
|---|---|---|---|---|---|
| 67–69 | 28.8 | 11.0 | 3.3 | 5.0 | 4.4 |
| 70–74 | 32.3 | 12.1 | 3.6 | 5.7 | 4.9 |
| 75–79 | 40.1 | 13.3 | 3.9 | 6.9 | 5.9 |
| 80–84 | 52.1 | 15.1 | 4.3 | 8.1 | 6.4 |
| 85–89 | 67.0 | 15.8 | 4.4 | 8.9 | 6.6 |
| ≥90 | 84.3 | 13.7 | 3.6 | 6.9 | 5.4 |

Chart 16-1. Long-term outcomes in individuals with prolonged PR interval (>200 ms; first-degree atrioventricular block) compared with individuals with normal PR interval in the FHS, 1968 to 2007. FHS indicates Framingham Heart Study. Source: Data derived from Cheng et al.15
Bradyarrhythmias
ICD-9 426.0, 426.1, 427.81; ICD-10 I44.0 to I44.3, I49.5
2017: Mortality—1327. Any-mention mortality—7018.
2016: Hospital discharges—97 000.
Mean hospital charges: $74 846; in-hospital death rate: 1.15%; mean length of stay: 3.9 days.
AV Block
Prevalence and Incidence
In a healthy sample of participants from the ARIC study (mean age 53 years), the prevalence of first-degree AV block was 7.8% in black males, 3.0% in black females, 2.1% in white males, and 1.3% in white females.1 Lower prevalence estimates were noted in the relatively younger population (mean age 45 years) of the CARDIA study at its year 20 follow-up examination: 2.6% in black males, 1.9% in black females, 1.2% in white males, and 0.1% in white females.2
The prevalence of PR-interval prolongation was observed to be 2.1% in Finnish middle-aged adults, but the authors noted that the PR interval normalized in follow-up in 30% of these people.3
No population-based studies have reported the prevalence of second-degree AV block. On the basis of results from clinical series, Mobitz II second-degree AV block is rare in healthy individuals (≈0.003%), whereas Mobitz I (Wenckebach) is observed in 1% to 2% of healthy individuals <20 years of age, especially during sleep.4
The prevalence of third-degree AV block in the general adult population is very low. The prevalence was 0.04% in the Icelandic Reykjavik Study5 and 0.6% in a large sample of people with hypertension and without DM enrolled with Veterans Health Administration hospitals.6
In an analysis of standard 12-lead ECGs from 264 324 Brazilian primary care patients, prevalence of complete AV block was 0.05%, ranging from 0.02% in individuals 20 to <40 years of age to 0.3% in persons ≥80 years of age.7
In 122 815 recordings from 122 454 unique patients prescribed 14-day continuous single-lead electrocardiographic monitoring with the Zio patch device between 2011 and 2013, prevalence of high-grade AV block (defined as either Mobitz II or complete heart block) was 1.2% (1486 of all tracings).8
An English registry study estimated the incidence of infant complete AV block as 2.1 per 100 000 live births.9 Congenital complete heart block could be attributable to transplacental transfer of maternal anti-SSA/Ro or SSB/La antibodies.10
Risk Factors
In healthy individuals from MESA without CVD or its risk factors, PR interval was longer with advancing age, in males compared with females, and in blacks compared with whites.11
Although first-degree AV block and Mobitz type I second-degree AV block can occur in apparently healthy people, presence of Mobitz II second- or third-degree AV block usually indicates underlying HD, including CHD, and HF.4
Reversible causes of AV block include electrolyte abnormalities, drug-induced AV block, perioperative AV block attributable to hypothermia, or inflammation near the AV conduction system after surgery in this region. Some conditions may warrant pacemaker implantation because of the potential for disease progression even if the AV block reverses transiently (eg, sarcoidosis, amyloidosis, and neuromuscular diseases).12
Long sinus pauses and AV block can occur during sleep apnea. In the absence of symptoms, these abnormalities are reversible and do not require pacing.12,13
Although the majority of determinants of heart rate are acquired, there are genetic components that are associated with heart rate. For example, a GWAS has identified 21 genetic loci associated with heart rate.14
Prevention
Detection and correction of reversible causes of acquired AV block could be of potential importance in preventing symptomatic bradycardia and other complications of AV block.12
Complications
(See Chart 16-1)
In the FHS, PR-interval prolongation (>200 ms) was associated with increased risk of AF (HR, 2.06 [95% CI, 1.36–3.12]), pacemaker implantation (HR, 2.89 [95% CI, 1.83–4.57]), and all-cause mortality (HR, 1.44 [95% CI, 1.09–1.91]).15 Compared with people with a PR interval ≤200 ms, those with a PR interval >200 ms had an absolute increased risk per year of 1.0% for AF, 0.5% for pacemaker implantation, and 2.1% for death (Chart 16-1).
Decisions about the need for a pacemaker are influenced by the presence or absence of symptoms directly attributable to bradycardia and the likelihood of the arrhythmia progressing to complete heart block. Permanent pacing improves survival in patients with third-degree AV block, especially if syncope has occurred.12
In a large, prospective, regional French registry of 6662 STEMI patients (2006–2013), high-degree AV block was noted in 3.5% of individuals. In 64% of cases, high-degree AV block was present on admission. Although patients with high-degree AV block on admission or occurring during the first 24 hours of hospitalization had higher in-hospital mortality rates than patients without heart block, it was not an independent predictor of mortality after multivariable analysis (OR, 0.99 [95% CI, 0.60–1.66]).16
Little evidence exists to suggest that pacemakers improve survival in patients with isolated first-degree AV block.17 However, marked first-degree AV block (PR >300 ms) can lead to symptoms even in the absence of higher degrees of AV block, with uncontrolled studies suggesting that those patients benefit from pacemaker implantation.12,18
Sinus Node Dysfunction
Prevalence and Incidence
There are no accurate estimates of the prevalence of sinus node dysfunction in the general population.
According to a survey of members of the North American Society of Pacing and Electrophysiology, sick sinus syndrome accounted for 48% of implantations of first permanent pacemakers in the United States in 1997.19,20
Sinus node dysfunction is commonly present with other causes of bradyarrhythmias (carotid sinus hypersensitivity in 42% of patients and advanced AV conduction abnormalities in 17%).21,22
Incidence rates of sinus node dysfunction hospitalization among Medicare beneficiaries >65 years of age were 207 per 100 000 person-years in 1998. Rates increased with age and were higher in males than females and in whites than blacks.23
The incidence rate of sick sinus syndrome was 0.8 per 1000 person-years of follow-up in 2 US cohorts that included whites and blacks, ARIC and CHS.24 The incidence increased with advancing age (HR, 1.73 [95% CI, 1.47–2.05] per 5-year increment), and blacks were at 41% lower risk of sick sinus syndrome than their white counterparts (HR, 0.59 [95% CI, 0.37–0.98]). Investigators projected that in the United States, the number of new cases of sick sinus syndrome per year would rise from 78 000 in 2012 to 172 000 in 2060.24
Risk Factors
The causes of sinus node dysfunction can be classified as intrinsic (secondary to pathological conditions involving the sinus node) or extrinsic (caused by depression of sinus node function by external factors such as drugs or autonomic influences).25
Idiopathic degenerative disease is probably the most common cause of sinus node dysfunction.26
Investigators collected data from 28 different studies on atrial pacing for sinus node dysfunction that showed a median annual incidence of second- and third-degree AV block of 0.6% (range, 0%–4.5%) and an overall prevalence of 2.1% (range, 0%–11.9%). This suggests that the degenerative process also affects the specialized conduction system, although the rate of progression is slow and does not dominate the clinical course of disease.27
In the CHS and ARIC studies, factors associated with incident sick sinus syndrome included white (versus black) race, higher mean BMI, height, prevalent hypertension, lower heart rate, right bundle-branch block, N-terminal pro-BNP, cystatin C, and history of a major cardiovascular event.24
Complications
(See Chart 16-2)
The survival of patients with sinus node dysfunction appears to depend primarily on the severity of underlying cardiac disease, is not different from survival in the general population when treated with pacemaker, and is not significantly changed by type of pacemaker therapy.28–30
In a retrospective study31 of patients with sinus node dysfunction who had pacemaker therapy, mortality among those with ventricular pacing only was 63% compared with 40% among those with DDD pacing at 7-year follow-up.
In 19 893 males and females >45 years of age from the ARIC and CHS cohorts, incidence of sick sinus syndrome was associated with increased mortality (HR, 1.4 [95% CI, 1.1–1.7]), CHD (HR, 1.7 [95% CI, 1.1–2.7]), HF (HR, 2.9 [95% CI, 2.2–3.8]), stroke (HR, 1.6 [95% CI, 1.0–2.5]), AF (HR, 5.8 [95% CI, 4.4–7.5]), and pacemaker implantation (HR, 53.7 [95% CI, 42.9–67.2]).32
In a multicenter study from the Netherlands of people with bradycardia treated with pacemaker implantation, the actuarial 1-, 3-, 5-, and 7-year survival rates were 93%, 81%, 69%, and 61%, respectively. Individuals without CVD at baseline had similar survival rates as age- and sex-matched control subjects.33
With sinus node dysfunction, the incidence of sudden death is extremely low, and pacemaker implantation does not appear to alter longevity.12,34 SVT including AF was prevalent in 53% of patients with sinus node dysfunction.29
On the basis of records from the NIS, pacemaker implantation rates per million increased from 467 in 1993 to 616 in 2009, although overall use plateaued in 2001. The patients’ mean age and number of comorbidities at implantation increased over time. Total hospital charges associated with pacemaker implantation increased 45% from $53 693 in 1993 to $78 015 in 2009 (in 2011 dollars).35
On the basis of NHDS data, the escalating implantation rate was attributable to increasing implantation for isolated sinus node dysfunction; implantation for sinus node dysfunction increased by 102%, whereas implantation for all other indications did not increase (Chart 16-2).36
In 5831 participants of the MESA cohort, a heart rate <50 beats per minute was not associated with mortality or incident CVD among individuals not taking heart rate–modifying drugs compared with those with heart rate between 50 and 59 beats per minute.37

Chart 16-2. Primary indications (in thousands) for pacemaker placement between 1990 and 2002, United States (NHDS, NCHS). AV indicates atrioventricular, NCHS, National Center for Health Statistics; NHDS, National Hospital Discharge Survey. Source: Data derived from Birnie et al.36
SVT (Excluding AF and Atrial Flutter)
ICD-9 427.0; ICD-10 I47.1.
2017: Mortality—179. Any-mention mortality—1511. 2016: Hospital discharges—40 000 (18 000 male; 22 000 female).
Prevalence and Incidence
(See Chart 16-3)
Data from the Marshfield Epidemiologic Study Area in Wisconsin suggested the incidence of documented paroxysmal SVT was 35 per 100 000 person-years, whereas the prevalence was 225 per 100 000 people. The mean age at SVT onset was 57 years, and both female sex (RR, 2.0) and age ≥65 years (versus <65 years: RR, 5.3) were significant risk factors (Chart 16-3).38
A review of ED visits in US hospitals using NHAMCS data from 1993 to 2003 revealed that an estimated 550 000 visits were for SVT (0.05% of all visits [95% CI, 0.04%–0.06%]), or ≈50 000 visits per year (incidence rate of 1.8 ED visits per 10 000 person-years [95% CI, 1.4–2.3]). Of these patients, 24% (95% CI, 15%–34%) were admitted to the hospital, and 44% (95% CI, 32%–56%) were discharged without specific follow-up.39 Rates were higher in individuals ≥65 years of age than in those <65 years of age (3.9 versus 1.5 per 10 000 person-years) and lower in males than in females (1.1 versus 2.6 per 10 000 person-years).
The prevalence of SVT that is clinically undetected is likely much greater than the estimates from ED visits and electrophysiology procedures would suggest. Among 26 751 individual patients receiving a Zio Patch monitor for clinical indications, prevalence of SVT (defined as at least a single run of ≥8 beats) was 31%.40
Of 1383 participants in the Baltimore Longitudinal Study of Aging undergoing maximal exercise testing, 6% exhibited SVT during the test; increasing age was a significant risk factor. Only 16% exhibited >10 beats of SVT, and only 4% were symptomatic. Over an average of 6 years of follow-up, people with exercise-induced SVT were more likely to develop SVT or AF.41
In a study of 3554 consecutive males 17 to 21 years of age applying for a pilot’s license and 3700 symptomatic arrhythmia patients, the surface ECG revealed that the prevalence of ectopic atrial tachycardia was estimated to be 0.34% in asymptomatic applicants and 0.46% in symptomatic applicants.42

Chart 16-3. Incidence rate of paroxysmal supraventricular tachycardia per 100 000 person-years by age and sex, Marshfield Area, Wisconsin, July 1, 1991, to June 30, 1993. Source: Data derived from Orejarena et al.38
Complications
Rare cases of incessant SVT can lead to a tachycardia-induced cardiomyopathy,43 and rare cases of sudden death attributed to SVT as a trigger have been described.44
Among 2 350 328 pregnancies included in Taiwan’s national insurance database between 2001 and 2012, 769 females experienced paroxysmal SVT during pregnancy. Compared with those females without paroxysmal SVT during pregnancy, paroxysmal SVT during pregnancy was associated with a higher risk for poor maternal outcomes (severe morbidity and cesarean delivery) and poor fetal outcomes (low birth weight, preterm labor, fetal stress, and obvious fetal abnormalities).45
A California administrative database study of almost 5 million patients suggested that after the exclusion of people with diagnosed AF, SVT was associated with an adjusted doubling of the risk of stroke in follow-up (HR, 2.10 [95% CI, 1.69–2.62]). The absolute stroke rate was low, however. The cumulative stroke rate was 0.94% (95% CI, 0.76%–1.16%) over 1 year in patients with SVT versus 0.21% (95% CI, 0.21%–0.22%; P<0.001, log-rank test) in those without SVT.46
In a Swedish study of 214 patients (51% females) with paroxysmal SVT undergoing ablation, females had a longer history of symptomatic arrhythmia (16.2±14.6 versus 9.9±13.1 years), were more likely to report not being taken seriously when consulting for their symptoms (17% versus 7%), and were more symptomatic after 6 months of ablation than males.47
Specific Types
Among those presenting for invasive electrophysiological study and ablation, AV nodal reentrant tachycardia (a circuit that requires 2 AV nodal pathways) is the most common mechanism of SVT48,49 and usually represents the majority of cases (56% in one series of 1754 cases).49
AV reentrant tachycardia (an arrhythmia that requires the presence of an extranodal connection between the atria and ventricles or specialized conduction tissue) is the second most common type of SVT (27% in a study by Porter et al49), and atrial tachycardia is the third most common (17% in a series of 1754 SVT cases from Porter et al49).
In a US-based national pediatric electrophysiology registry study, AV reentrant tachycardia was the most common SVT mechanism (68%), whereas the remainder of the patients had AV nodal reentrant tachycardia (32%).50
AV reentrant tachycardia prevalence decreases with age, whereas AV nodal reentrant tachycardia and atrial tachycardia prevalence increase with advancing age.49
The majority of patients with AV reentrant tachycardia were males (55%), whereas females constituted the majority with AV nodal reentrant tachycardia (70%) or atrial tachycardia (62%) in the study by Porter et al.49
Multifocal atrial tachycardia is an arrhythmia that is commonly confused with AF and is characterized by 3 distinct P-wave morphologies, irregular R-R intervals, and a rate >100 beats per minute. It is uncommon in both children51 and adults,52 with a prevalence in hospitalized adults estimated at 0.05% to 0.32%.52 The average age of onset in adults is 72 years. Adults with multifocal atrial tachycardia have a high mortality rate, with estimates around 45%, but this is generally ascribed to the underlying condition(s).52 In a study of older ambulatory adults in Greece, the mortality in follow-up did not differ by whether or not multifocal atrial rhythms were detected on baseline ECG.53
WPW Syndrome
Prevalence
A WPW electrocardiographic pattern was observed in 0.11% of males and 0.04% of females among 47 358 ECGs from adults participating in 4 large Belgian epidemiological studies.54 In a study of 32 837 Japanese students who were required by law to receive ECGs before entering school, a WPW electrocardiographic pattern was reported in 0.07%, 0.07%, and 0.17% of elementary, junior high, and high school students, respectively.55
Complications
WPW syndrome, a diagnosis reserved for those with both ventricular preexcitation (evidence of an anterograde conducting AV accessory pathway on a 12-lead ECG) and tachyarrhythmias, deserves special attention because of the associated risk of sudden death. Sudden death is generally attributed to rapid heart rates in AF conducting down an accessory pathway and leading to VF.56
A cohort study from Intermountain Healthcare with ≈8 years of follow-up reported that rates of cardiac arrest were low and similar between WPW and control patients without WPW. In follow-up, WPW was associated with a significantly higher risk of AF (HR, 1.55 [95% CI, 1.29–1.87]); 7.0% of the WPW patients developed AF compared with 3.8% of those without WPW.57
Asymptomatic adults with ventricular preexcitation appear to be at no increased risk of sudden death compared with the general population.58,59
In a single-center prospective registry study of 2169 patients who agreed to undergo an electrophysiology study for WPW syndrome from 2005 to 2010, 1168 patients (206 asymptomatic) underwent radiofrequency ablation, none of whom had malignant arrhythmias or VF in up to 8 years of follow-up. Of those who did not receive radiofrequency ablation (n=1001; 550 asymptomatic) in follow-up, 1.5% had VF, most of whom (13 of 15) were children. The authors noted that poor prognosis was related to accessory pathway electrophysiological properties rather than patient symptoms.60
In a meta-analysis of 20 studies involving 1869 asymptomatic patients with a WPW electrocardiographic pattern followed up for a total of 11 722 person-years, the rate of sudden death in a random effects model that was used because of heterogeneity across studies was estimated to be 1.25 (95% CI, 0.57–2.19) per 1000 person-years. Risk factors for sudden death included male sex, inclusion in a study of children (<18 years of age), and inclusion in an Italian study.61
Several studies in asymptomatic children with ventricular preexcitation detected by screening suggested a benign prognosis.59,62 A referral-based registry study reported that electrophysiological testing can identify a group of asymptomatic children with a risk of sudden death or VF as high as 11% over 19 months of follow-up.63 In a pediatric hospital retrospective review of 446 children with WPW syndrome, 64% were symptomatic at presentation, and 20% had onset of symptoms during a median of 3 years of follow-up. The incidence of sudden death was 1.1 per 1000 person-years in patients without structural HD.64
AF and Atrial Flutter
Prevalence
The prevalence of AF in the United States was estimated to rise from ≈5.2 million in 2010 to 12.1 million in 2030.65
In the European Union, the prevalence of AF in adults >55 years of age was estimated to be 8.8 million (95% CI, 6.5–12.3 million) in 2010 and was projected to rise to 17.9 million in 2060 (95% CI, 13.6–23.7 million).66
Data from a California health plan suggested that compared with whites, blacks (OR, 0.49 [95% CI, 0.47–0.52]), Asians (OR, 0.68 [95% CI, 0.64–0.72]), and Hispanics (OR, 0.58 [95% CI, 0.55–0.61]) have a significantly lower adjusted prevalence of AF.67
Among Medicare patients ≥65 years of age who were diagnosed from 1993 to 2007, the prevalence of AF increased ≈5% per year, from 41.1 per 1000 beneficiaries to 85.5 per 1000 beneficiaries.68
In an analysis involving the entire South Korean population, prevalence of AF more than doubled, from 0.73% in 2006 to 1.53% in 2015, and was estimated to reach 5.81% in 2060.69
Incidence
(See Table 16-1 and Chart 16-4)
In a Medicare sample, per 1000 person-years, the age- and sex-standardized incidence of AF was 27.3 in 1993 and 28.3 in 2007, representing a 0.2% mean annual increase (P=0.02).68
Investigators from MESA estimated the age- and sex-adjusted incidence rate of hospitalized AF per 1000 person-years (95% CI) as 11.2 (9.8–12.8) in NH whites, 6.1 (4.7–7.8) in Hispanics, 5.8 (4.8–7.0) in NH blacks, and 3.9 (2.5–6.1) in Chinese.70
Data from California administrative databases were analyzed with regard to racial variation in incidence of AF. After adjustment for AF risk factors, compared with their white counterparts, lower incidence rates were found in blacks (HR, 0.84 [95% CI, 0.82–0.85]; P<0.001), Hispanics (HR, 0.78 [95% CI, 0.77–0.79]; P<0.001), and Asians (HR, 0.78 [95% CI, 0.77–0.79]; P<0.001; Chart 16-4).71
Racial variation in AF incidence is also observed in other countries. For instance, in a study of the UK Clinical Practice Research Datalink cohort ≥45 years of age, the incidence rates per 1000 person-years standardized to the UK population were 8.1 (95% CI, 8.1–8.2) in whites versus 5.4 (95% CI, 4.6–6.3) in Asians and 4.6 (95% CI, 4.0–5.3) in black patients.72
Using data from a health insurance claims database covering 5% of the United States, the incidence of AF was estimated at 1.2 million new cases in 2010 and was projected to increase to 2.6 million new cases in 2030.65
In an analysis involving the entire South Korean population, incidence of AF between 2006 and 2015 has remained flat, with an overall incidence during this period of 1.77 new cases per 1000 person-years.69

Chart 16-4. Atrial fibrillation incidence by race, 2005 to 2009. Incidence increased with advancing age among different races and sexes in California. Source: Data derived from Dewland et al.71
Lifetime Risk and Cumulative Risk
(See Chart 16-5)
In studies from FHS and the BiomarCaRE Consortium, the lifetime risk for AF in individuals of European ancestry was estimated to be ≈1 in 3.
— In the BiomarCaRE study based on 4 European community-based studies, the incidence increased after 50 years of age in males and 60 years in females, but the cumulative incidence of AF was similar, at >30%, by 90 years of age.73
— In an FHS report based on participants with DNA collected after 1980, the lifetime risk of AF after 55 years of age was 37.1%, which was influenced by both clinical and genetic risk.74 In a subsequent study from FHS, the lifetime risk of AF varied by risk factor burden. In individuals with optimal risk profile, the lifetime risk was 23.4% (95% CI, 12.8%–34.5%), whereas the risk was 33.4% (95% CI, 27.9%–38.9%) with a borderline risk profile and 38.4% (95% CI, 35.5%–41.4%) with an elevated risk profile (Chart 16-5).75
In a medical insurance database study from the Yunnan Province in China, the estimated lifetime risk of AF at 55 years of age was 21.1% (95% CI, 19.3%–23.0%) for females and 16.7% (95% CI, 15.4%–18.0%) for males.76 In a Taiwanese study, the lifetime risk of AF was estimated to be 16.9% (95% CI, 16.7%–14.2%) in males and 14.6% (95% CI, 14.4%–14.9%) in females.77
Investigators from the NHLBI-sponsored ARIC study observed that the lifetime risk of AF was 36% in white males (95% CI, 32%–38%), 30% in white females (95% CI, 26%–32%), 21% in black males (95% CI, 13%–24%), and 22% in black females (95% CI, 16%–25%).78

Chart 16-5. Lifetime risk (cumulative incidence at 95 years of age) for atrial fibrillation at different ages (through 94 years of age) by sex in the FHS, 1968 to 2014. FHS indicates Framingham Heart Study. Source: Reprinted from Staerk et al.75 Copyright © 2018, The Authors. Published on behalf of the Authors by the British Medical Group. This is an Open Access article distributed in accordance with the Creative Commons Attribution Non Commercial (CC BY-NC 4.0) license, which permits others to distribute, remix, adapt, build upon this work non-commercially, and license their derivative works on different terms, provided the original work is properly cited and the use is non-commercial. See: http://creativecommons.org/licenses/by-nc/4.0/.
Secular Trends
During 50 years of observation of the FHS (1958–1967 to 1998–2007), the age-adjusted prevalence and incidence of AF approximately quadrupled. However, when only AF that was ascertained on ECGs routinely collected in the FHS was considered, the prevalence but not the incidence increased, which suggests that part of the changing epidemiology was attributable to enhanced surveillance. Although the prevalence of most risk factors changed over time, the hazards associated with specific risk factors did not change. Hence, the PAR associated with BMI, hypertension treatment, and DM increased (consistent with increasing prevalence). Over time, the multivariable-adjusted hazards of stroke and mortality associated with AF declined by 74% and 25%, respectively.79
Between 2000 and 2010 in Olmsted County, MN, age- and sex-adjusted incidence rates and survival did not change over time.80 However, over a similar time frame in the United Kingdom (2001–2013), the incidence of nonvalvular AF in people ≥45 years of age increased modestly from 5.9 (95% CI, 5.8–6.1) to 6.9 (95% CI, 6.8–7.1) per 1000 patient-years, with the largest increase observed in those >80 years of age.72
In data from the ARIC study, the prevalence of AF in the setting of MI increased slightly, from 11% to 15%, between 1987 and 2009; however, the increased risk of death (OR, 1.47 [95% CI, 1.07–2.01]) in the year after MI accompanied by AF did not change over time.81
Between 1999 and 2013, among Medicare fee-for-service beneficiaries, rates of hospitalization for AF increased ≈1% per year. Although the median hospital length of stay, 3 days (IQR, 2.0–5.0 days), did not change, the mortality declined by 4% per year, and hospital readmissions at 30 days declined by 1% per year. During the same years, median Medicare inpatient costs per hospitalization increased substantially, from $2932 (IQR, $2232–$3870) to $4719 (IQR, $3124–$7209).82
Similar trends have been observed globally. For instance, on the basis of data from a national health insurance database, in Korea between 2006 and 2015 the prevalence of AF increased 2.10-fold, and the incidence remained flat (1.8 per 1000 person-years), whereas the mortality rate (HR, 0.70 [95% CI, 0.68–0.93]) and ischemic stroke rate (HR, 0.91 [95% CI, 0.88–0.93]) after AF declined. Investigators projected that the adult prevalence of AF would reach 5.8% in 2060.69
Risk Factors
(See Chart 16-6)
The highest PAF for AF was hypertension, followed by BMI, smoking, cardiac disease, and DM in ARIC (Chart 16-6).

Chart 16-6. Population attributable fraction of major risk factors for atrial fibrillation in the ARIC study, 1987 to 2007. ARIC indicates Atherosclerosis Risk in Communities; BMI, body mass index (in kg/m2); cardiac disease, patients with history of coronary artery disease or heart failure; and smoking, current smoker. Source: Data derived from Huxley et al.83
BP and Hypertension
Hypertension accounted for ≈22%83 of AF cases.
In MESA, the PAF of AF attributable to hypertension appeared to be higher in US NH blacks (33.1%), Chinese (46.3%), and Hispanics (43.9%) than in NH whites (22.2%).70
BMI and Obesity
In a meta-analysis of 16 studies involving >580 000 individuals, of whom ≈91 000 had obesity, AF developed in 6.3% of those who had obesity and 3.1% of those without it. Individuals with obesity had an RR of 1.51 for developing AF (95% CI, 1.35–1.68) compared with those without obesity.84
Another meta-analysis of 29 studies examined various anthropometric components in relation to incident AF. A 5 kg/m2 increment in BMI was associated with an RR of 1.28 (95% CI, 1.20–1.38) in relation to AF. The risk was nonlinear (P<0.0001), with stronger associations observed at higher BMIs, but a BMI of 22 to 24 kg/m2 was still associated with excess risk compared with a BMI of 20 kg/m2. Waist, waist-hip ratio, fat mass, and waist gain were also associated with increased risk of AF.85
A causal relationship between higher BMI and incident AF gained further support from a genetic mendelian randomization study, which observed that a BMI GRS that included 39 SNPs was associated with a higher risk of AF.86
Smoking
A meta-analysis of 29 studies from 22 publications revealed that smoking was associated with an increased risk of AF. Compared to never-smokers, the RR of current smoking was 1.32 (95% CI, 1.12–1.56), former smoking was 1.09 (95% CI, 1.00–1.18), and ever smoking was 1.21 (95% CI, 1.12–1.31). There appeared to be a dose-response relationship such that the RR per 10 cigarettes per day was 1.14 (95% CI 1.10–1.20), and the RR per 10 pack-years was 1.16 (95% CI, 1.09–1.25).87
DM and HbA1c
In a meta-analysis restricted to prospective studies, HbA1c was associated with an increased risk of AF when analyzed as a continuous (RR, 1.11 [95% CI, 1.06–1.16]) or categorical (RR, 1.09 [95% CI, 1.00–1.18]) variable.88
In a meta-analysis of observational studies (excluding a large outlier study) the RR of incident AF was 1.28 (31 cohort studies [95% CI, 1.22–1.35]) for DM and 1.20 (4 studies [95% CI, 1.03–1.39]) for prediabetes.89
A machine learning meta-analysis reported similar risks of incident AF in individuals with type 1 and type 2 DM. However, compared with males with DM (RR, 1.11 [95% CI, 1.01–1.22]), females with DM appeared to have a higher risk (RR, 1.38 [95% CI, 1.19–1.60]) of incident AF.90
Activity and Exercise
A multiracial longitudinal study from Detroit, MI, reported a dose-response relation between objectively assessed exercise capacity and lower risk of new-onset AF.91 In unadjusted analyses, the incidence rates of AF over 5 years were 3.7%, 5.0%, 9.5%, and 18.8% for >11, 10 to 11, 6 to 9, and <6 METs, respectively. Every 1-higher peak MET was associated with an adjusted 7% lower risk of AF (HR, 0.93 [95% CI, 0.92–0.94]). The protective association of fitness was observed in all subgroups examined but was particularly beneficial in obese individuals.
Whereas regular PA is associated with lower risk of AF, a meta-analysis of 9 studies supports that athletes have a higher risk of AF than the general population (OR, 2.34 [95% CI, 1.04–5.28]). However, the investigators reported substantial heterogeneity in the data, with the highest risks observed among males and individuals <60 years of age.92
Miscellaneous Risk Factors
Other consistently reported risk factors for AF include clinical and subclinical hyperthyroidism,93 CKD,94,95 and moderate96 or heavy alcohol consumption.97
In a meta-analysis of 8 studies, the sleep apnea-hypopnea syndrome was associated with an increased risk of AF after adjustment for confounders (RR, 1.40 [95% CI, 1.12–1.74]; P<0.001).98 A meta-analysis of 3 studies of sleep quality also reported an association between insomnia and increased odds of AF (OR, 1.30 [95% CI, 1.26–1.35]) of AF.99
Air pollution:
— Investigators from the Danish Diet, Cancer, and Health cohort reported that individuals with higher exposure to NO2, a traffic-related air pollutant, had higher risk of AF (adjusted IRR, 1.08 [95% CI, 1.01–1.14] per 10 μg/m3 higher 10-year time-weighted mean exposure to NO2).100
— Using the Korean National Health Insurance Service investigators similarly reported that per 10 μg/m3 increments, both fine particles (PM2.5, or those ≤2.5 μm in diameter; HR, 1.179 [95% CI, 1.176–1.183]) and coarse dust particles (PM10, or those 2.5–10 μm in diameter; HR, 1.034 [95% CI, 1.033–1.036]) were associated with incident AF.101
There is increasing research on the relation between social determinants of health and AF risk. In a study from REGARDS, involuntary unemployment was associated with increased risk of prevalent (OR, 1.60 [95% CI, 1.24–2.07]) and incident (OR, 1.54 [95% CI, 1.04–2.37]) AF.102
AF frequently occurs secondary to other comorbidities.
— In the FHS, 31% of AF was diagnosed in the context of a secondary, reversible condition. The most common triggers of AF were cardiothoracic surgery (30%), infection (23%), and AMI (18%). Paroxysmal AF in the context of a secondary precipitant frequently recurred over follow-up.103
— Sepsis is associated with an increased risk of AF. In a Medicare sample, 25.5% of patients with sepsis had AF; 18.3% of AF was preexisting, and 7.2% was newly diagnosed.104 AF occurring in the context of sepsis is associated with an increased risk of stroke and death.105
— A meta-analysis reported that new-onset AF has been observed in 10.9% of patients undergoing noncardiac general surgery.106
— AF also occurs after CABG, with a risk-adjusted incidence of 33.1%, which has not varied over time.107
Prevalence of AF is particularly elevated in adults with congenital HD.108
Risk Prediction of AF
Life’s Simple 7:
— In the biracial REGARDS study, better CVH, as classified by Life’s Simple 7, predicted decreased risk of AF similarly between sexes and in blacks and whites. Individuals with optimal CVH (score 10–14 points) had an adjusted 32% lower risk of AF (OR, 0.68 [95% CI, 0.47–0.99]).109
— The ARIC study, which includes white and black participants, also observed that patients with average (HR, 0.59 [95% CI, 0.51–0.67]) and optimal (HR, 0.38 [95% CI, 0.32–0.44]) CVH had a lower risk of incident AF. For every 1-point higher Life’s Simple 7 score, the risk of AF was 12% lower (HR, 0.88 [95% CI, 0.86–0.89]).110
ARIC,111 the FHS,112 and the WHS113 have developed risk prediction models to predict new-onset AF. Predictors of increased risk of new-onset AF include advancing age, European ancestry, body size (greater height and BMI), electrocardiographic features (LVH, left atrial enlargement), DM, BP (SBP and hypertension treatment), and presence of CVD (CHD, HF, valvular HD).
More recently, the ARIC, CHS, and FHS investigators developed and validated a risk prediction model for AF in blacks and whites, which was replicated in 2 European cohorts.114 The CHARGE-AF model has been validated in US multiethnic cohorts including Hispanics,115 in MESA,116 in a UK cohort (EPIC Norfolk),117 and in a post-CABG cohort.118
Borderline Risk Factors
Data from the ARIC study indicated that having at least 1 elevated risk factor explained 50% and having at least 1 borderline risk factor explained 6.5% of incident AF cases. The estimated overall incidence rate per 1000 person-years at a mean of 54.2 years of age was 2.19 for those with optimal risk, 3.68 for those with borderline risk, and 6.59 for those with elevated risk factors.83
Subclinical Atrial Tachyarrhythmias, Unrecognized AF, Screening for AF
Device-Detected AF
Cardiac implantable electronic devices (eg, pacemakers and defibrillators) have increased clinician awareness of the frequency of subclinical AF and atrial high-rate episodes in people without a documented history of AF.
In a meta-analysis of 28 studies including patients with pacemakers or defibrillators followed up for a mean of 22 months, new-onset device-detected atrial tachyarrhythmias were observed in 23% of patients. In 9 studies, device-detected atrial tachyarrhythmias were associated with a 2.88 (95% CI, 1.79–4.64; P<0.001) RR of thromboembolism, which was higher with longer duration (≥5 minutes RR, 3.86 versus <1 minute RR, 1.77).119
Another meta-analysis reported that high atrial rate episodes detected by cardiac implantable electronic devices were associated with higher risk of clinical AF (n=2 studies, including 2892 participants; OR, 5.7 [95% CI, 4.0–8.0]; P< 0.001) and a higher risk of stroke (n=7 studies, including 17 247 participants; OR, 2.4 [95% CI, 1.8–3.3]; P< 0.001). The annual stroke rate was 1.89 with versus 0.93/100 person-years without high atrial rate episodes.120
The temporal association of AF and stroke risk was evaluated in a case-crossover analysis among 9850 patients with cardiac implantable electronic devices enrolled in the Veterans Health Administration healthcare system. The OR for an acute ischemic stroke was the highest within a 5-day period after a qualifying AF episode, which was defined as at least 5.5 hours of AF on a given day. This estimate reduced as the period after the AF occurrence extended beyond 30 days.121
Community Screening
The prevalence of undiagnosed AF in the community is unknown. Using Medicare and commercials claims data, investigators have estimated that in 2009, ≈0.7 million (13.1%) of the ≈5.3 million AF cases in the United States were undiagnosed. Of the undiagnosed AF cases, investigators estimated 535 400 (95% CI, 331 900–804 400; 1.3%) were in individuals ≥65 years of age, and 163 500 (95% CI, 17 700–400 000; 0.09%) were in individuals 18 to 64 years of age.122
The incidence of detecting previously undiagnosed AF by screening depends on the underlying risk of AF in the population studied, the intensity and duration of screening, and the method used to detect AF.123
Methods vary in their sensitivity and specificity in the detection of undiagnosed AF, increasing from palpation, to devices such as handheld single-lead ECGs, modified BP devices, and plethysmographs.123
There has been increasing interest in the use of smart phone technology to aid in community screening.124,125
In a community-based study in Sweden (STROKESTOP), half of the population 75 to 76 years of age were invited to a stepwise screening program for AF, and 7173 participated in the screening, of whom 218 had newly diagnosed AF (3.0% [95% CI, 2.7%–3.5%]) and an additional 666 (9.3% [95% CI, 8.6%–10.0%]) had previously diagnosed AF. Of the 218 newly diagnosed AF cases, only 37 were diagnosed by initial screening electrocardiography, whereas intermittent monitoring detected 4 times as many cases. Of those individuals with newly diagnosed AF, 93% initiated treatment with oral anticoagulant drugs.126
There have been several systematic reviews regarding the effectiveness of screening to detect unknown AF.
— Lowres et al127 identified 30 separate studies that included outpatient clinics or community screening. In individuals without a prior diagnosis of AF, they observed that 1.0% (95% CI, 0.89%–1.04%) of those screened had AF (14 studies, N=67 772), whereas among those individuals ≥65 years of age, 1.4% (95% CI, 1.2%–1.6%; 8 studies, N=18 189) had AF.
— Another systematic review by Moran et al128 observed that in individuals >65 years of age, systematic screening (OR, 1.57 [95% CI, 1.08–2.26]) and opportunistic screening (OR, 1.58 [95% CI, 1.10–2.29]) were associated with enhanced detection of AF. The number needed to screen by either method was ≈170 individuals.
— A systematic review by the US Preventive Services Task Force of asymptomatic adults at least 65 years of age included 17 studies (135 300 individuals). Compared with no screening, systematic screening with ECG detected more new cases of AF (over 1 year, absolute increase from 0.6% [95% CI, 0.1%-0.9%] to 2.8% [95% CI, 0.9%-4.7%]). However, the systematic ECGs did not detect more cases than pulse palpation. Furthermore, none of the studies compared systematic screening versus usual care, and none examined health outcomes.129
At present, the detection of AF, even in an asymptomatic stage, is the basis for risk stratification for stroke and appropriate decision making on the need for anticoagulant drugs. Ongoing trials are evaluating the risks and benefits of anticoagulation among patients at high risk for stroke but without a prior history of AF. The findings from these studies will help to determine optimal strategies for subclinical AF screening and treatment.123 To date, no studies have demonstrated that AF screening reduces mortality or incidence of thromboembolic complications.
Family History and Genetics
Although unusual, early-onset lone AF has long been recognized to cluster in families.12,130 In the past decade, the heritability of AF in the community has been appreciated.
In studies from the FHS:
— Adjusted for coexistent risk factors, having at least 1 parent with AF was associated with a 1.85-fold increased risk of AF in the adult offspring (multivariable-adjusted 95% CI, 1.12–3.06; P=0.02).131
— A history of a first-degree relative with AF also was associated with an increased risk of AF (HR, 1.40 [95% CI, 1.13–1.74]). The risk was greater if the first-degree relative’s age of onset was ≤65 years (HR, 2.01 [95% CI, 1.49–2.71]) and with each additional affected first-degree relative (HR, 1.24 [95% CI, 1.05–1.46]).132 Similar findings were reported from Sweden.133
A prospectively enrolled University of Illinois at Chicago AF Registry revealed that individuals with early-onset AF in the absence of structural HD had a 3-fold adjusted odds of having a first-degree relative with AF (adjusted OR, 3.02 [95% CI, 1.82–4.95]; P<.001) compared with individuals with AF without early-onset AF. Higher odds of having a proband with AF in the setting of early-onset AF were observed in individuals of African (OR, 2.69), Hispanic (OR, 9.25), and European (OR, 2.51) descent.134
A Taiwanese population-based study reported that a history of a first-degree relative with AF was associated with a 1.92-fold (95% CI, 1.84–1.99) increased risk of newly diagnosed AF. They estimated that 19.9% of the increased risk was attributable to genetic (heritability) factors, with the remaining risk related to shared (3.5%) and nonshared (76.5%) environmental factors.135
A study from the UK Biobank estimated that the heritability of AF was 22.1% (95% CI, 15.6%–28.5%). The heritability was similar by sex and in older (>65 years) versus younger (≤65 years) people. Most of the variation was explained by common (minor allele frequency ≥5%) genetic variation.136
Racial variation in AF incidence is complex and not fully understood. One study of blacks and whites from CHS and ARIC suggested that genetic markers of European ancestry were associated with an increased risk of incident AF.137
A GWAS that included >65 000 patients with AF reported 97 AF-associated loci, 67 of which were novel in combined-ancestry analyses.138 Another recent GWAS of >1 000 000 individuals identified 111 independent genes associated with AF, many of which are near deleterious mutations that cause more serious heart defects or genes important for striated muscle function and integrity.139
Whole exome/genome sequencing studies have identified rare mutations in additional genes, including MYL4.140
Additional rare mutations identified from other studies include SCN4B and KCNA5, a conserved gene that encodes the voltage-gated Kv1.5 potassium channel; loss-of-function mutations in these genes have been shown to be associated with AF.141,142 Recently, loss-of-function variants in the titin gene have been associated with early-onset AF.143,144
Investigators in the FHS examined the lifetime risk of AF at 55 years of age using both clinical and genetic risk factors. They derived polygenic risk scores of 1000 variants (many were subthreshold hits) associated with AF in the UK Biobank. They divided participants into tertiles of clinical and genetic risk and reported that individuals within the lowest tertile of clinical and of polygenic risk had a lifetime risk of AF of 22.3% (95% CI, 15.4%–29.1%), whereas those in the highest tertile of clinical and polygenic risk had a lifetime risk of 48.2% (95% CI, 41.3%–55.1%).74
Some studies suggest that genetic markers of AF could improve risk prediction for AF over models that include clinical factors.113
GRS could also identify patients at higher risk of cardioembolic stroke145; however, the utility of clinical genetic testing for AF-related genetic variants is currently unclear.
SNPs associated with increased risk of AF are also associated with increased risk of AF recurrence after catheter ablation146 and after CABG.147
Prevention: Observational Data
Primary Prevention of AF: Observational Data
An observational prospective Swedish study revealed that individuals having bariatric surgery had a 29% lower risk (HR, 0.71 [95% CI, 0.60–0.83]; P<0.001) of developing AF in 19 years of median follow-up than matched referents.148
Secondary Prevention of AF: Observational Data
There are increasingly more data supporting the importance of risk factor modification for secondary prevention of AF recurrence and improved symptoms.
— In individuals referred for catheter ablation, those who agreed to aggressive risk factor modification had lower symptom burden in follow-up and higher adjusted AF-free survival (HR, 4.8 [95% CI, 2.0–11.4]; P<0.001).149
— The same Australian investigators reported that overweight and obese individuals with symptomatic AF who opted to participate in weight loss and aggressive risk factor management interventions had fewer hospitalizations, cardioversions, and ablation procedures than their counterparts who declined enrollment. The risk factor management group was associated with a predicted 10-year cost savings of $12 094 per patient.150
— In adjusted analyses, overweight and obese individuals with paroxysmal or persistent AF who achieved at least 10% weight loss were 6-fold more likely to be AF free (86.2% AF free; HR, 5.9 [95% CI, 3.4–10.3]; P<0.001) than those with <3% weight loss (39.6% AF free). In addition, individuals losing at least 10% weight reported fewer symptoms.151
— The same Australian group also reported that among consecutive overweight and obese patients with AF who agreed to participate in an exercise program, those who achieved less improvement in cardiorespiratory fitness (<2 METs gained) had lower AF-free survival (40%; HR, 3.9 [95% CI, 2.1–7.3]; P<0.001) than those with greater improvement in fitness (≥2 METs gained, 89% AF free).152
Treatment of OSA has been noted to decrease risk of progression to permanent AF.153 In a meta-analysis, CPAP was reported to be associated with a reduced risk of recurrent AF after ablation.154 However, there is a lack of robust randomized data supporting the role of CPAP in the primary and secondary prevention of AF in individuals with sleep-disordered breathing.
In a national outpatient registry of AF patients (ORBIT-AF), 94% had indications for guideline-based primary or secondary prevention in addition to oral anticoagulant drugs; however, only 47% received all guideline-indicated therapies, consistent with an underutilization of evidence-based preventive therapies for comorbid conditions in individuals with AF.155
Predictors of not receiving all guideline-indicated therapies included frailty, comorbid illness, geographic region, and antiarrhythmic drug therapy. Factors most strongly associated with the 17% warfarin discontinuation rate in the first year prescribed included hospitalization because of bleeding (OR, 10.9 [95% CI, 7.9–15.0]), prior catheter ablation (OR, 1.8 [95% CI, 1.4–2.4]), noncardiovascular/nonbleeding hospitalization (OR, 1.8 [95% CI, 1.4–2.2]), cardiovascular hospitalization (OR, 1.6 [95% CI, 1.3–2.0]), and permanent AF (OR, 0.25 [95% CI, 0.17–0.36]).156
A study of 2 national Canadian primary care audits similarly observed that 84.3% of individuals enrolled were eligible for at least 1 cardiovascular evidence-based therapy. The proportions receiving evidence-based therapy varied by diagnosis, at 40.8% of those with CAD, 48.9% of those with DM, 40.2% of those with HF, and 96.7% of those with hypertension.157
Prevention: Randomized Data
Primary Prevention of AF: Randomized Data
Intensive glycemic control was not found to prevent incident AF in the ACCORD study.158
In the Look AHEAD randomized trial of individuals with type 2 DM who were overweight to obese, an intensive lifestyle intervention associated with modest weight loss did not significantly affect the rate of incident AF (6.1 versus 6.7 cases per 1000 person-years of follow-up; multivariable HR, 0.99 [95% CI, 0.77–1.28]); however, AF was not prespecified as a primary or secondary outcome.159
Meta-analyses have suggested that BP lowering might be useful in prevention of AF in trials of hypertension, after MI, in HF, and after cardioversion.160,161 However, the studies were primarily secondary or post hoc analyses, the intervention duration was modest, and the results were fairly heterogeneous.
Recently, in an analysis of the EMPHASIS-HF trial, in one of many secondary outcomes, eplerenone was nominally observed to reduce the incidence of new-onset AF. However, the number of AF events was modest.162
A post hoc analysis of the PREDIMED randomized primary prevention study suggested a significant reduction in incident AF with the Mediterranean diet that included extra-virgin olive oil (HR, 0.62 [95% CI, 0.45–0.85]).163
Although heterogeneous in their findings, modest-sized short-term studies suggested that the use of statins might prevent AF; however, larger longer-term studies do not provide support for the concept that statins are effective in AF prevention.164
Secondary Prevention of AF: Randomized Data
Randomized trials of overweight or obese patients referred to an Adelaide, Australia, arrhythmia clinic for management of symptomatic paroxysmal or persistent AF demonstrated that individuals randomized to a weight loss intervention reported lower symptom burden.165
The RACE 3 study randomized individuals with early persistent AF and mild to moderate HF to conventional therapy or targeted therapy, which comprised mineralocorticoid receptor antagonists, statins, ACE inhibitors or angiotensin receptor blockers, and cardiac rehabilitation (counseling, PA, dietary counseling). At 1 year, individuals in the intervention group had higher prevalence of sinus rhythm (75%) than those in the conventional treatment group (63%; OR, 1.77 [95% CI, 1.02–3.05]; P=0.04).166
Awareness
In REGARDS, a US national biracial study, compared with whites, blacks had approximately one-third the likelihood (OR, 0.32 [95% CI, 0.20–0.52]) of being aware that they had AF.167 The REGARDS investigators also reported that compared with individuals aware of their diagnosis, individuals who were unaware of their AF had a 94% higher risk of mortality in follow-up.168
A study from Kaiser Permanente in California examined the relation between AF diagnosis (2006–2009) and self-report questionnaire data (2010). Of the >12 000 individuals with diagnosed AF, 14.5% were unaware of their diagnosis and 20.4% had inadequate health literacy. In adjusted analyses, low health literacy was associated with a lack of awareness of their AF diagnosis (literacy prevalence ratio, 0.96 [95% CI, 0.94–0.98]).169
Treatment and Control
Anticoagulation Undertreatment
Studies have demonstrated underutilization of oral anticoagulation therapy. In a meta-analysis, males and individuals with prior stroke were more likely to receive warfarin, whereas factors associated with lower use included alcohol and substance use disorder, noncompliance, warfarin contraindications, dementia, falls, both gastrointestinal and intracranial hemorrhage, renal impairment, and advancing age.170 The underutilization of anticoagulation in AF has been demonstrated to be a global problem.171
The GWTG–Stroke program conducted a retrospective analysis consisting of 1622 hospitals and 94 474 patients with acute ischemic stroke in the setting of known AF from 2012 to 2015. In that analysis, 79 008 patients (83.6%) were not receiving therapeutic anticoagulation: 13.5% had a subtherapeutic international normalized ratio, 39.9% were receiving antiplatelet treatment only, and 30.3% were not receiving any antithrombotic therapy. In adjusted analyses, versus patients receiving no antithrombotic medications, patients receiving antecedent therapeutic warfarin, non–vitamin K antagonist oral anticoagulant drugs, or antiplatelet therapy had lower odds of moderate or severe stroke (adjusted OR, 0.56 [95% CI, 0.51–0.60], 0.65 [95% CI, 0.61–0.71], and 0.88 [95% CI, 0.84–0.92], respectively) and lower in-hospital mortality.172
In the NCDR PINNACLE registry of outpatients with AF:
— Less than half of high-risk patients, defined as those with a CHA2DS2-VASc score ≥4, were receiving an oral anticoagulant prescription.173
— Between 2008 and 2014, in individuals with a CHA2DS2-VASc score >1, direct anticoagulant use increased from 0% to 24.8%, and use of warfarin decreased from 52.4% to 34.8%. Although over the time period, the prevalence of oral anticoagulation treatment increased from 52.4% to 60.7%, substantive gaps remain.174
— In the PINNACLE registry, females were significantly less likely to receive oral anticoagulant drugs at all levels of CHA2DS2-VASc scores (56.7% versus 61.3%; P<0.001).175
— The PINNACLE registry investigators also reported that receipt of warfarin versus a DOAC varied significantly by type of insurance, with military, private, and Medicare insured patients more likely to receive newer anticoagulants than individuals with Medicaid and other insurance.176
The GLORIA-AF Registry reported North American anticoagulation patterns in 3320 patients with AF between 2011 and 2014, observing that factors associated with increased likelihood of receiving indicated oral anticoagulant prescription included nonparoxysmal AF (OR, 2.02), prior stroke/TIA (OR, 2.00), specialist care (OR, 1.50), more concomitant medications (OR, 1.47), commercial insurance (OR, 1.41), and HF (OR, 1.44), whereas factors inversely related were antiplatelet drugs (OR, 0.18), prior falls (OR, 0.41), and prior bleeding (OR, 0.50).177
Disparities in Treatment
In the ORBIT AF II US-based registry study of outpatients with nontransient AF, black individuals were less likely than their white counterparts to receive DOACs if an anticoagulant was prescribed, after adjustment for socioeconomic and clinical factors, (adjusted OR, 0.73 [95% CI, 0.55–0.95]); there were no significant differences in DOAC use for AF between white and Hispanic groups. However, black and Hispanic patients were more likely than their white counterparts to receive inappropriate doses of DOACs.178
Disparities in treatment patterns have also been observed in Sweden. In adjusted analyses, compared with individuals with AF living in middle-income neighborhoods, those living in high-SES neighborhoods were more likely to be prescribed warfarin (males: OR, 1.44 [95% CI, 1.27–1.67]; females: OR, 1.19 [95% CI, 1.05–1.36]).179
Role of Coordinated Care
A systematic review and meta-analysis identified 3 studies of coordinated systems of care that included 1383 patients.180 The investigators reported that AF integrated care approaches were associated with reduced all-cause mortality (OR, 0.51 [95% CI, 0.32–0.80]; P=0.003) and cardiovascular hospitalizations (OR, 0.58 [95% CI, 0.44–0.77]; P=0.0002).
Mortality
(See Chart 16-7)
2016 ICD-9 427.3; ICD-10 I48.
In 2017, AF was the underlying cause of death in 26 077 people and was listed on 166 793 US death certificates (any-mention mortality; unpublished NHLBI tabulation using NVSS181 and CDC Wonder182).

Chart 16-7. Cumulative incidence of events in the 5 years after diagnosis of incident AF in Medicare patients in the United States, diagnosed 1999 to 2007. AF indicates atrial fibrillation. Source: Reprinted from Piccini et al231 by permission of the European Society of Cardiology. Copyright © 2013, The Authors.
The age-adjusted mortality rate from AF was 6.6 per 100 000 people in 2017 (unpublished NHLBI tabulation using CDC WONDER182).
In adjusted analyses from the FHS, AF was associated with an increased risk of death in both males (OR, 1.5 [95% CI, 1.2–1.8]) and females (OR, 1.9 [95% CI, 1.5–2.2]).183 Furthermore, there was an interaction with sex, such that AF appeared to diminish the survival advantage typically observed in females.
Although there was significant between-study heterogeneity (P<0.001), a meta-analysis confirmed that the adjusted risk of death was significantly higher in females than in males with AF (RR, 1.12 [95% CI, 1.07–1.17]).184
An observational study of Olmsted County, MN, residents with first diagnosis of AF or atrial flutter between 2000 and 2010 reported a high early mortality compared with individuals of similar age and sex; the standardized mortality ratio was 19.4 (95% CI, 17.3–21.7) in the first 30 days and 4.2 (95% CI, 3.5–5.0) for days 31 to 90. Survival within the first 90 days did not change over time (adjusted HR, 0.96 [95% CI, 0.85–1.31] for 2010 versus 2000).80
Although stroke is the most feared complication of AF, the RE-LY clinical trial reported that stroke accounted for only ≈7.0% of deaths in AF, with SCD (22.25%), progressive HF (15.1%), and noncardiovascular death (35.8%) accounting for the majority of deaths.185
AF is also associated with increased mortality in subgroups of individuals, including the following:
— Individuals with other cardiovascular conditions and procedures, including HCM,186 MI,187,188 pre-CABG,189 post-CABG187,188,190,191 (both short-term190 and long-term190,191), post–transcatheter aortic valve implantation,192 PAD,193 and stroke.194
— Individuals with AF have increased mortality with concomitant HF,195,196 including HF with preserved EF,197,198 and HF with reduced EF.197 In a meta-analysis that examined the timing of AF in relation to HF onset with regard to mortality, the risk of death associated with incident AF was higher (RR, 2.21 [95% CI, 1.96–2.49]) than with prevalent AF (RR, 1.19 [95% CI, 1.03–1.38]; Pinteraction<0.001).199
— AF is also associated with an increased risk of death in other conditions, including DM,158,200 ESRD,201 sepsis,105,202 critically ill patients in the ICU,203 after primary PCI,204 and noncardiac surgery.205
In a Medicare unadjusted analysis, blacks and Hispanics had a higher risk of death than their white counterparts with AF; however, after adjustment for comorbidities, blacks (HR, 0.95 [95% CI, 0.93–0.96]; P<0.001) and Hispanics (HR, 0.82 [95% CI, 0.80–0.84]; P<0.001) had a lower risk of death than whites with AF.206 In contrast, in the population-based ARIC study, the rate difference for all-cause mortality for individuals with versus without AF per 1000 person-years was 106.0 (95% CI, 86.0–125.9)200 in blacks, which was higher than the 55.9 (95% CI, 48.1–63.7) rate difference in mortality observed for whites.207
In a US-based study, there was substantial variation in mortality with AF in US counties from 1980 to 2014.208 Investigators estimated there were ≈22 700 (95% UI, 19 300–26 300) deaths attributable to AF in 2014 and 191 500 (95% UI, 168 000–215 300) years of life lost. In an examination of county-level data, the age-standardized AF mortality rates were 5.6 per 100 000 for the 10th percentile and 9.7 per 100 000 for the 90th percentile. The counties with age-standardized death rates greater than the 90th percentile were clustered in Oregon, California, Utah, Idaho, northeastern Montana, areas east of Kansas City, MO, and southwest West Virginia.208
In a study using the NIS for the period 2010 to 2015, adjusted in-hospital mortality in the setting of AF was higher (4.8% vs 4.3%; P=0.02) among Medicaid beneficiaries than among patients with private insurance.209
Investigators conducted multivariable cross-sectional analyses of the NIS between 2012 and 2014 and observed that patients admitted to rural hospitals had a 17% higher risk of death than those admitted to urban hospitals (OR, 1.17 [95% CI, 1.04–1.32]).210
In a Swedish study based on 75 primary care centers, an adjusted analysis of patients diagnosed with AF revealed that males living in low SES neighborhoods were 49% (HR, 1.49 [95% CI, 1.13–1.96]) more likely to die than their counterparts living in middle-income neighborhoods. The results were similar in models that additionally adjusted for anticoagulant and statin treatment (HR, 1.39 [95% CI, 1.05–1.83]).211 In another study from the same group, unmarried and divorced males and males with lower educational levels with AF had higher risk of mortality than their married and better-educated male counterparts.212
Complications
Five years after diagnosis with AF, the cumulative incidence rate of mortality, HF, MI, stroke, and gastrointestinal bleeding was higher in older age groups (80–84, 85–89, and ≥90 years of age) than in younger age groups (67–69, 70–74, and 75–79 years of age; Table 16-1).
Extracranial Systemic Embolic Events
In a Danish population-based registry of individuals 50 to 89 years of age discharged from the hospital, individuals with new-onset AF had an elevated risk of thromboembolic events to the aorta and renal mesenteric, pelvic, and peripheral arteries. The excess thromboembolic event rate was 3.6 in males and 6.3 in females per 1000 person-years of follow-up. Compared with referents in the Danish population, the RR of diagnosed extracranial embolism was 4.0 (95% CI, 3.5–4.6) in males and 5.7 (95% CI, 5.1–6.3) in females.213
Investigators pooled data from 4 large, contemporary, randomized anticoagulation trials and observed 221 systemic emboli in 91 746 person-years of follow-up. The systemic embolic event rate was 0.24 versus a stroke rate of 1.92 per 100 person-years. Compared with individuals experiencing stroke, patients experiencing systemic emboli were more likely to be females (56% versus 47%; P=0.01) but had similar mean age and CHADS2 score as those with stroke. Both stroke (RR, 6.79 [95% CI, 6.22–7.41]) and systemic emboli (RR, 4.33 [95% CI, 3.29–5.70]) were associated with an increased risk of death compared with patients with neither event.214
Stroke
(See Chart 16-7)
A systematic review of prospective studies found wide variability in stroke risk between studies and between AF patients, ranging between 0.5% and 9.3% per year.215
Before the widespread use of anticoagulant drugs, after accounting for standard stroke risk factors, AF was associated with a 4- to 5-fold increased risk of ischemic stroke. Although the RR of stroke associated with AF (≈3- to 5-fold increased risk) did not vary substantively with advancing age, the proportion of strokes attributable to AF increased significantly. In the FHS, AF accounted for ≈1.5% of strokes in individuals 50 to 59 years of age and ≈23.5% in those 80 to 89 years of age.216
AF was also an independent risk factor for ischemic stroke severity, recurrence, and mortality.194 In an observational study, at 5 years, only 39.2% (95% CI, 31.5%–46.8%) of ischemic stroke patients with AF were alive, and 21.5% (95% CI, 14.5%–31.3%) had experienced recurrent stroke.217
In Medicare analyses that were adjusted for comorbidities, blacks (HR, 1.46 [95% CI, 1.38–1.55]; P<0.001) and Hispanics (HR, 1.11 [95% CI, 1.03–1.18]; P<0.001) had a higher risk of stroke than whites with AF.206 The increased risk persisted in analyses adjusted for anticoagulant therapy status.206 Additional analyses from the Medicare registry demonstrated that the addition of black race to the CHA2DS2-VASc scoring system significantly improved the prediction of stroke events among newly diagnosed AF patients ≥65 years of age.218
In a University of Pennsylvania AF inception cohort without a history of remote stroke, compared with whites, blacks with AF were more likely to be younger and female and to have more cardiovascular risk factors. In addition, in adjusted analyses, compared with whites with AF, blacks with new-onset AF were more likely to have an ischemic stroke precede (OR, 1.37 [95% CI, 1.03–1.81]) or follow (HR, 1.67 [95% CI, 1.30–2.14]) the diagnosis of AF. The rate of ischemic stroke per year after AF diagnosis was 1.5% (95% CI, 1.3%–1.8%) in whites and 2.5% (95% CI, 2.1%–2.9%) in blacks.219
A meta-analysis that examined stroke risk by sex and presence of AF reported that AF conferred a multivariable-adjusted 2-fold stroke risk in females compared with males (RR, 1.99 [95% CI, 1.46–2.71]); however, the studies were noted to have significant heterogeneity.184
Cognition
A meta-analysis of 21 studies indicated that AF was associated with increased risk of cognitive impairment in patients with (RR, 2.70 [95% CI, 1.82–4.00]) and without (RR 1.37 [95% CI, 1.08–1.73]) a history of stroke. The risk of dementia was similarly increased (RR, 1.38 [95% CI, 1.22–1.56]).220
In individuals with AF without evidence of cognitive dysfunction or stroke from Olmsted County, MN, the cumulative rate of dementia at 1 and 5 years was 2.7% and 10.5%, respectively.221
In a multicenter study of individuals with diagnosed AF (mean age 73 years) from Switzerland, among 1390 patients without a history of stroke or TIA, clinically silent infarcts were observed in 245 patients (18%) with small noncortical infarcts and 201 (15%) with large noncortical or cortical infarcts based on brain MRIs.222 Furthermore, in adjusted analyses of all the vascular brain features, large noncortical or cortical infarcts had the strongest association with reduced Montreal Cognitive Assessment (β=−0.26 [95% CI, −0.40 to −0.13]; P<0.001), even when restricted to individuals with clinically silent infarcts.
Physical Disability and Subjective Health
AF has been associated with physical disability, poor subjective health,223,224 and diminished quality of life.225 A recent systematic review suggested that among people with AF, moderate-intensity activity improved exercise capacity and quality of life.226
Falls
In the REGARDS study, AF was significantly associated with an adjusted higher risk of falls (10%) than among those without AF (6.6%; OR, 1.22 [95% CI, 1.04–1.44]). The presence of a history of both AF and falls was associated with a significantly higher risk of mortality (per 1000 person-years: AF plus falls, 51.2; AF and no falls, 34.4; no AF and falls, 29.8; no AF and no falls, 15.6). Compared with those with neither AF nor falls, those with both conditions had an adjusted 2-fold increased risk of death (HR, 2.12 [95% CI, 1.64–2.74]).227
A systematic review and Markov decision analytic modeling report focused on people with AF ≥65 years of age noted that warfarin treatment was associated with 12.9 QALYs per patient with typical risks of stroke and falls versus 10.2 QALYs for those treated with neither warfarin nor aspirin. Of interest, sensitivity analyses of the probability of falls or stroke did not substantively influence the results.228
A Medicare study noted that patients at high risk for falls with a CHADS2 score of at least 2 who had been prescribed warfarin had a 25% lower risk (HR, 0.75 [95% CI, 0.61–0.91]; P=0.004) of a composite cardiovascular outcome (out-of-hospital death or hospitalization for stroke, MI, or hemorrhage) than those who did not receive anticoagulant drugs.229
Heart Failure
(See Chart 16-7)
AF and HF share many antecedent risk factors, and ≈40% of people with either AF or HF will develop the other condition.196
In the community, estimates of the incidence of HF in individuals with AF ranged from 3.3196 to 5.8230 per 100 person-years of follow-up. In Olmsted County, MN, in individuals with AF, per 100 person-years of follow-up, the incidence of HF with preserved EF was 3.3 (95% CI, 3.0–3.7), which was more common than HF with reduced EF (2.1 [95% CI, 1.9–2.4]).230
Among older adults with AF in Medicare, the 5-year event rate was high, with rates of death and HF exceeding those for stroke (Chart 16-7). Higher event rates after new-onset AF were associated with older age and higher mean CHADS2 score.231
Investigators examined the incidence rate of HF with systolic dysfunction versus preserved LVEF (<40% versus >50%, respectively) in a Netherlands community-based cohort study (PREVEND) by AF status. Per 1000 person-years, the incidence rate of systolic HF was 12.75 versus 1.99 for those with versus those without AF, with a multivariable-adjusted HR of AF of 5.79 (95% CI, 2.40–13.98). Corresponding numbers for preserved EF were 4.90 versus 0.85 with and without AF, with a multivariable-adjusted HR of AF of 4.80 (95% CI, 1.30–17.70).232
A meta-analysis of 9 studies reported that individuals with AF have a 5-fold increased risk of HF (RR, 4.62 [95% CI, 3.13–6.83]).233
Myocardial Infarction
(See Chart 16-7)
A meta-analysis of 16 cohort studies reported that AF was associated with a 1.54 (95% CI, 1.26–1.85) increased risk of MI in follow-up.233
In the REGARDS study in individuals with AF, the age-adjusted MI incidence rate per 1000 person-years was 12.0 (95% CI, 9.6–14.9) in those with AF compared with 6.0 (95% CI, 5.6–6.6) in those without AF.234
Both REGARDS234 and the ARIC study235 observed that the risk of MI after AF was higher in females than in males.
For individuals with AF in both REGARDS234 and the CHS,236 a higher risk of MI was observed in blacks than whites. For instance, the CHS observed that individuals with AF who were black had a higher risk of MI (HR, 3.1 [95% CI, 1.7–5.6]) than whites (HR, 1.6 [95% CI, 1.2–2.1]; Pinteraction=0.03).236
In ARIC, AF was associated with an adjusted increased risk of NSTEMI (HR, 1.80 [95% CI, 1.39–2.31]) but not STEMI (HR, 0.49 [95% CI, 0.18–0.34]; P for comparison of HR=0.004).235
Chronic Kidney Disease
In a Japanese community-based study, individuals with AF had approximately a doubling in increased risk of developing kidney dysfunction or proteinuria, even in those without baseline DM or hypertension. Per 1000 person-years of follow-up, the incidence of kidney dysfunction was 6.8 in those without and 18.2 in those with AF at baseline.237
In a Kaiser Permanente study of people with CKD, new-onset AF was associated with an adjusted 1.67-fold increased risk of developing ESRD compared with those without AF (74 versus 64 per 1000 person-years of follow-up).238
SCD and VF
In a study that examined data from 2 population-based studies, AF was associated with a doubling in the risk of SCD after accounting for baseline and time-varying confounders. In ARIC, the unadjusted incidence rate per 1000 person-years was 1.30 (95% CI, 1.14–1.47) in those without AF and 2.89 (95% CI, 2.00–4.05) in those with AF; corresponding rates in CHS were 3.82 (95% CI, 3.35–4.35) and 12.00 (95% CI, 9.45–15.25). The multivariable-adjusted HR associated with AF for sudden death was 2.47 (95% CI, 1.95–3.13).239
An increased risk of VF was observed in a community-based case-control study from the Netherlands. Individuals with ECG-documented VF during OHCA were matched with non-VF community control subjects. The prevalence of AF in the 1397 VF cases was 15.4% versus 2.6% in the community referents. Individuals with AF had an overall adjusted 3-fold increased risk of VF (adjusted OR, 3.1 [95% CI, 2.1–4.5]). The association was similar across age and sex categories and was observed in analyses of individuals without comorbidities, without AMI, and not using antiarrhythmic or QT-prolonging drugs.240
In a meta-analysis of 27 studies, AF was associated with a doubling in risk of sudden death (pooled RR, 2.02 [95% CI, 1.77–2.35]; P<0.01). When restricted to 7 studies that conducted multivariable analyses, AF remained associated with an increased risk of sudden death (pooled RR, 2.22 [95% CI, 1.59–3.09]; P<0.01).241
AF Type and Complications
A meta-analysis of 12 studies reported that compared with paroxysmal AF, nonparoxysmal AF was associated with a multivariable-adjusted increased risk of thromboembolism (HR, 1.38 [95% CI, 1.19–1.61]; P<0.001) and death (HR, 1.22 [95% CI, 1.09–1.37]; P<0.001).242
In the Canadian Registry of AF, 755 patients with paroxysmal AF were followed up for a median of 6.35 years. At 1, 5, and 10 years, 8.6%, 24.3%, and 36.3% had progressed to persistent AF. Within 10 years, >50% of the patients had progressed to persistent AF or had died.243
Atrial Flutter Versus AF
Using a 5% Medicare sample from 2008 to 2014, investigators reported the annual stroke rate to be 2.02% (95% CI, 1.99%–2.05%) in patients with AF and 1.38% (95% CI, 1.22%–1.57%) in patients with atrial flutter. After adjustment for demographics and vascular risk factors, the risk of stroke was significantly lower in patients with atrial flutter than in those with AF (HR, 0.69 [95% CI, 0.61–0.79]).244
A national Taiwanese study compared the prognosis of 175 420 patients with AF and 6239 patients with atrial flutter. Using propensity scoring, they observed that compared with atrial flutter, individuals with AF had significantly higher incidences of ischemic stroke (1.63-fold), HF hospitalization (1.70-fold), and all-cause mortality (1.08-fold).245
Hospitalizations and Ambulatory Care Visits
According to HCUP data,246 in 2016, there were 465 000 hospital discharges with AF and atrial flutter as the principal diagnosis; ≈50.4% were males (unpublished NHLBI tabulation).
— The rate per 100 000 discharges increased with advancing age, from 15.1 in those 18 to 44 years of age, 149.2 in those 45 to 64 years, and 577.5 in those 65 to 84 years, to 1158.6 in individuals ≥85 years of age; however, 53.2% of all hospital discharges for AF occurred in patients 65 to 84 years of age.
In 2016, there were 7 042 000 physician office visits and 647 000 ED visits for AF (NAMCS, NHAMCS, unpublished NHLBI tabulation).247,248
Using cross-sectional data (2006–2014) from the HCUP’s NEDS, the NIS, and the NVSS, investigators estimated that in 2014, AF listed as a primary diagnosis accounted for ≈599 790 ED visits and 453 060 hospitalizations, with a mean length of stay of 3.5 days. Including AF listed as a comorbid condition, there were ≈4 million (3.6% of total) ED visits and 3.5 million (12.0% of total) hospitalizations.249
On the basis of Medicare and MarketScan databases, annually, people with AF (37.5%) are approximately twice as likely to be hospitalized as age- and sex-matched referents (17.5%).250
Cost
(See Chart 16-8)
Investigators examined Medicare and Optum Touchstone databases (2004–2010) to estimate costs attributed to nonvalvular AF versus propensity-matched control subjects in 2014 US dollars251:
— For patients 18 to 64 years of age, average per capita medical spending was $38 861 (95% CI, $35 781–$41 950) versus $28 506 (95% CI, $28 409–$28 603) for matched patients without AF. Corresponding numbers for patients ≥65 years of age were $25 322 for those with AF (95% CI, $25 049–$25 595) versus $21 706 (95% CI, $21 563–$21 849) for matched non-AF patients.
— The authors estimated that the incremental cost of AF was $10 355 for commercially insured patients and $3616 for Medicare patients.
— Estimating that the prevalence of diagnosed versus undiagnosed nonvalvular AF, respectively, was 0.83% versus 0.07% for individuals 18 to 64 years of age and 8.8% versus 1.1% for those ≥65 years of age, the investigators estimated that the incremental cost of undiagnosed AF was $3.1 billion (95% CI, $2.7–3.7 billion).
Investigators examined Medicare and MarketScan databases (2004–2006) to estimate costs attributed to AF in 2008 US dollars (Chart 16-8)250:
— Extrapolating to the US population, it was estimated that the incremental cost of AF was ≈$26 billion, of which $6 billion was attributed to AF, $9.9 billion to other cardiovascular expenses, and $10.1 billion to noncardiovascular expenses.
— Using cross-sectional data (2006–2014) from the HCUP’s NEDS, the NIS, and the NVSS, investigators estimated that in 2014, for AF listed as a primary diagnosis, the mean charge for ED visits was ≈$4000, and the mean cost of hospitalizations was ≈$8819.249
A systematic review that examined costs of ischemic stroke in individuals with AF included 16 studies from 9 countries. In international dollars adjusted to 2015 values, they estimated that stroke-related healthcare costs were $8184, $12 895, and $41 420 for lower middle-, middle-, and high-income economies, respectively.252
Costs of AF have been estimated for many other countries. Investigators estimated that the 3-year societal costs of AF were ≈€20 403 to €26 544 per person and €219 to 295 million for Denmark as a whole.253

Chart 16-8. AF cost estimates in 2008 USD, in which AF is diagnosed in inpatient and outpatient encounters, United States, 2004 to 2006. Indirect costs are incremental costs of inpatient and outpatient visits. AF indicates atrial fibrillation; and USD, US dollars. Adapted from Kim et al.250 Copyright © 2011, American Heart Association, Inc.
Global Burden of AF
(See Charts 16-9 and 16-10)
The vast majority of research studies on the epidemiology of AF have been conducted in Europe and North America. Investigators from the GBD project noted that the global prevalence, incidence, mortality, and DALYs associated with AF increased from 1990 to 2010.254
The GBD 2017 Study used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories.255
— Total number of global deaths attributable to AF/atrial flutter was ≈300 000 in 2017 (200 000 females and 100 000 males).
— Globally, 37.6 million individuals had prevalent AF/atrial flutter in 2017 (17.8 million females and 19.8 million males).
— Age-standardized mortality attributable to AF is highest in Northern Europe and Australasia and lowest in parts of sub-Saharan Africa and Western and Central Asia (Chart 16-9).
— Age-standardized prevalence of AF is highest in Northern Europe, Central Europe, Australasia, and the United States (Chart 16-10).
Investigators conducted a prospective registry of >15 000 AF patients presenting to EDs in 47 countries. They observed substantial regional variability in annual AF mortality: South America (17%) and Africa (20%) had double the mortality rate of North America, Western Europe, and Australia (10%; P<0.001). HF deaths (30%) exceeded deaths attributable to stroke (8%).256

Chart 16-9. Age-standardized global mortality rates of atrial fibrillation (AF) and atrial flutter per 100 000, both sexes, 2017. Age-standardized mortality attributable to AF is highest in Northern Europe and Australasia and lowest in parts of sub-Saharan Africa and Western and Central Asia. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.255 Printed with permission. Copyright © 2018, University of Washington.

Chart 16-10. Age-standardized global prevalence rates of atrial fibrillation (AF) per 100 000, both sexes, 2017. Age-standardized prevalence of AF is highest in Northern Europe, Central Europe, Australasia, and the United States. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.255 Printed with permission. Copyright © 2018, University of Washington.
| ACCORD | Action to Control Cardiovascular Risk in Diabetes |
| ACE | angiotensin-converting enzyme |
| AF | atrial fibrillation |
| AMI | acute myocardial infarction |
| ARIC | Atherosclerosis Risk in Communities |
| AV | atrioventricular |
| BiomarCaRE | Biomarker for Cardiovascular Risk Assessment in Europe |
| BMI | body mass index |
| BNP | B-type natriuretic peptide |
| BP | blood pressure |
| CABG | coronary artery bypass graft |
| CAD | coronary artery disease |
| CARDIA | Coronary Artery Risk Development in Young Adults |
| CDC WONDER | Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research |
| CHA2DS2-VASc | Clinical prediction rule for estimating the risk of stroke based on congestive heart failure, hypertension, diabetes mellitus, and sex (1 point each); age ≥75 y and stroke/transient ischemic attack/thromboembolism (2 points each); plus history of vascular disease, age 65–74 y, and (female) sex category |
| CHADS2 | Clinical prediction rule for estimating the risk of stroke based on congestive heart failure, hypertension, age ≥75 y, diabetes mellitus (1 point each), and prior stroke/transient ischemic attack/thromboembolism (2 points) |
| CHARGE-AF | Cohorts for Heart and Aging Research in Genomic Epidemiology–Atrial Fibrillation |
| CHD | coronary heart disease |
| CHS | Cardiovascular Health Study |
| CI | confidence interval |
| CKD | chronic kidney disease |
| CPAP | continuous positive airway pressure |
| CVD | cardiovascular disease |
| CVH | cardiovascular health |
| DALY | disability-adjusted life-year |
| DM | diabetes mellitus |
| DNA | deoxyribonucleic acid |
| DOAC | direct oral anticoagulant |
| ECG | Electrocardiogram |
| ED | emergency department |
| EF | ejection fraction |
| EMPHASIS-HF | Eplerenone in Mild Patients Hospitalization and Survival Study in Heart Failure |
| EPIC | European Prospective Investigation Into Cancer and Nutrition |
| ESRD | end-stage renal disease |
| FHS | Framingham Heart Study |
| GBD | Global Burden of Disease |
| GLORIA-AF | Global Registry on Long-term Oral Antithrombotic Treatment in Patients with Atrial Fibrillation |
| GRS | genetic risk score |
| GWAS | genome-wide association study |
| GWTG | Get With The Guidelines |
| HbA1c | hemoglobin A1c (glycosylated hemoglobin) |
| HCM | hypertrophic cardiomyopathy |
| HCUP | Healthcare Cost and Utilization Project |
| HD | heart disease |
| HF | heart failure |
| HR | hazard ratio |
| ICD-9 | International Classification of Diseases, 9th Revision |
| ICD-10 | International Classification of Diseases, 10th Revision |
| ICU | intensive care unit |
| IQR | interquartile range |
| IRR | incidence rate ratio |
| Look AHEAD | Look: Action for Health in Diabetes |
| LVEF | left ventricular ejection fraction |
| LVH | left ventricular hypertrophy |
| MESA | Multi-Ethnic Study of Atherosclerosis |
| MET | metabolic equivalent |
| MI | myocardial infarction |
| MRI | magnetic resonance imaging |
| NAMCS | National Ambulatory Medical Care Survey |
| NCDR | National Cardiovascular Data Registry |
| NCHS | National Center for Health Statistics |
| NEDS | Nationwide Emergency Department Sample |
| NH | non-Hispanic |
| NHAMCS | National Hospital Ambulatory Medical Care Survey |
| NHDS | National Hospital Discharge Survey |
| NHLBI | National Heart, Lung, and Blood Institute |
| NIS | National (Nationwide) Inpatient Sample |
| NSTEMI | non–ST-segment–elevation myocardial infarction |
| NVSS | National Vital Statistics System |
| OHCA | out-of-hospital cardiac arrest |
| OR | odds ratio |
| ORBIT-AF | Outcomes Registry for Better Informed Treatment of Atrial Fibrillation |
| OSA | obstructive sleep apnea |
| PA | physical activity |
| PAD | peripheral artery disease |
| PAF | population attributable fraction |
| PAR | population attributable risk |
| PCI | percutaneous coronary intervention |
| PINNACLE | Practice Innovation and Clinical Excellence |
| PREDIMED | Prevención con Dieta Mediterránea |
| PREVEND | Prevention of Renal and Vascular End-Stage Disease |
| QALY | quality-adjusted life-year |
| RACE 3 | Routine vs. Aggressive Risk Factor Driven Upstream Rhythm Control for Prevention of Early Atrial Fibrillation in Heart Failure |
| REGARDS | Reasons for Geographic and Racial Differences in Stroke |
| RE-LY | Randomized Evaluation of Long-term Anticoagulant Therapy |
| RR | relative risk |
| SBP | systolic blood pressure |
| SCD | sudden cardiac death |
| SES | socioeconomic status |
| SNP | single-nucleotide polymorphism |
| STEMI | ST-segment–elevation myocardial infarction |
| STROKESTOP | Systematic ECG Screening for Atrial Fibrillation Among 75-Year-Old Subjects in the Region of Stockholm and Halland, Sweden |
| SVT | supraventricular tachycardia |
| TIA | transient ischemic attack |
| UI | uncertainty interval |
| USD | US dollars |
| VF | ventricular fibrillation |
| WHS | Women’s Health Study |
| WPW | Wolff-Parkinson-White |
References
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17. Sudden Cardiac Arrest, Ventricular Arrhythmias, and Inherited Channelopathies
See Tables 17-1 through 17-7 and Charts 17-1 through 17-4
Cardiac Arrest (Including VF and Ventricular Flutter)
ICD-9 427.4, 427.5; ICD-10 I46.0, I46.1, I46.9, I49.0.
2017: Mortality—18 835. Any-mention mortality—379 133.
Tachycardia
ICD-9 427.0, 427.1, 427.2; ICD-10 I47.1, I47.2, I47.9.
2017: Mortality—997. Any-mention mortality—8035.
Cardiac arrest is the cessation of cardiac mechanical activity, as confirmed by the absence of signs of circulation.1 An operational definition of SCA is unexpected cardiac arrest that results in attempts to restore circulation. If resuscitation attempts are unsuccessful, this situation is referred to as SCD. SCA results from many disease processes; a consensus statement by the International Liaison Committee on Resuscitation recommends categorizing cardiac arrest into events with external causes (drowning, trauma, asphyxia, electrocution, and drug overdose) or medical causes.2 Because of fundamental differences in underlying pathogenesis and the system of care, epidemiological data for OHCA and IHCA are collected and reported separately. For similar reasons, data for infants (<1 year of age), children (1–18 years of age), and adults are reported separately.
In a Swedish registry of 70 846 OHCAs from 1992 to 2014, 92% of cases had medical causes. Among nonmedical cases, trauma was the most common cause.3
Adjudication of cause of death in 179 cases of SCA in middle school, high school, college, and professional athletes from 2014 to 2016 identified a cause in 117 (65.4%): HCM (16.2%), coronary artery anomalies (13.7%), idiopathic cardiomyopathy (11.1%), autopsy-negative sudden unexplained death (6.8%), WPW syndrome (6.8%). and LQTS (6.0%).4
Incidence
(See Tables 17-1 through 17-3)
The ROC clinical trial network maintained a registry of EMS-assessed and EMS-treated OHCA in multiple regions of the United States from 2005 to 2015 (Table 17-1).
The ongoing CARES registry5 estimates the incidence of EMS-treated OHCA among individuals of any age in >1400 EMS agencies in the United States (Table 17-1).
Incidence of EMS-assessed OHCA for 2015 in people of any age is 110.8 individuals per 100 000 population (95% CI, 108.9–112.6), or 356 461 people (quasi CI, 350 349–362 252), based on extrapolation from the ROC registry of OHCA (ROC Investigators, unpublished data, July 7, 2016) to the total population of the United States (325 193 000 as of June 9, 2017).6
Incidence of EMS-treated OHCA in people of any age is 57 individuals per 100 000 population based on the 2013 CARES registry of EMS-treated OHCA and 63.8 individuals per 100 000 population based on the 2013 ROC registry.7
Incidence of EMS-treated OHCA in people of any age is 74.3 individuals per 100 000 population based on the 2018 CARES registry, with >2-fold variation between states (range, 51.6–128.3; Table 17-2).
Of the 3 686 296 hospital discharges from academic medical centers in 2012, 33 700 (0.91%) included a cardiac arrest diagnosis.8
In the NIS for 2016:
— “Cardiac arrest” or “VF/flutter” was included in 273 295 hospital discharges (rate of 84.6 per 100 000 people). For 9.5% (26 040) this was the principal diagnosis for hospital admission.
— ICD-10 codes for CPR or defibrillation were included in 286 945 hospital discharges (rate of 88.8 per 100 000 people).9
In the NEDS for 2016:
— The weighted national estimate of ED visits with a principal diagnosis of “cardiac arrest” or “VF/flutter” was 183 629 (rate of 56.8 per 100 000 people). Of these, 15.8% (29 096) were admitted to the same hospital or transferred to another hospital (Table 17-3).
— “Cardiac arrest” or “VF/flutter” was estimated at 404 691 visits among all listed diagnoses, but this larger number may include patients with cardiac arrest after hospital admission (Table 17-3).
— The weighted national estimate of ED visits including ICD-10 codes for CPR or defibrillation was 187 097 (rate of 57.9 per 100 000 people; unpublished tabulation using HCUP,9 2016).
| 2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | 2013 | 2014 | 2015 | 2016 | 2017 | 2018 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Survival to hospital discharge | |||||||||||||
| ROC | 10.2 | 10.1 | 11.9 | 10.3 | 11.1 | 11.3 | 12.4 | 11.9 | 12.7 | 12.4 | … | … | … |
| CARES | … | … | … | … | … | 10.5 | 10 | 10.6 | 10.8 | 10.6 | 10.8 | 10.5 | 10.4 |
| Survival if first rhythm shockable | |||||||||||||
| ROC | 25.9 | 29 | 33.6 | 27.8 | 30.1 | 30.9 | 34.1 | 32.7 | 33.5 | 30.2 | … | … | … |
| CARES | … | … | … | … | … | … | … | … | 29.3 | 29.1 | 29.5 | 29.3 | 29.5 |
| First rhythm shockable | |||||||||||||
| ROC | 23.7 | 21.7 | 21.9 | 20.9 | 20.8 | 21.4 | 21.7 | 20.2 | 20.8 | 21.3 | … | … | … |
| CARES | … | … | … | … | … | 23.2 | 23.1 | 23.2 | 20.4 | 20.1 | 19.8 | 18.4 | 18.4 |
| Layperson-initiated CPR | |||||||||||||
| ROC | 36.5 | 37.9 | 37.4 | 39.1 | 38.6 | 38.6 | 42.8 | 43 | 44.5 | 43.6 | … | … | … |
| CARES | … | … | … | … | … | 38 | 37.8 | 40.4 | 40.4 | 40.6 | 40.7 | 39.4 | 39.2 |
| Layperson use of AED | |||||||||||||
| ROC | 3.2 | 3.3 | 3.9 | 4.5 | 4 | 3.9 | 5.1 | 6 | 6.6 | 6.7 | … | … | … |
| CARES | … | … | … | … | … | 4.4 | 4 | 4.6 | 4.9 | 5.4 | 5.7 | 6.0 | 7.3 |
| AED shock by layperson | |||||||||||||
| ROC | 2 | 1.6 | 1.8 | 1.8 | 2 | 1.8 | 2 | 2.2 | 2.2 | 2.3 | … | … | … |
| CARES | … | … | … | … | … | 1.7 | 1.6 | 1.6 | 1.6 | 1.7 | 1.7 | 1.6 | 1.7 |
| Percent of Population Reporting Data | EMS-Treated OHCA Cases | Rate per 100 000 persons | Layperson-Initiated CPR, % | Public Use of AED, % | Survival to Hospital Discharge if Witnessed Collapse and Shockable Rhythm, % | Overall Survival to Hospital Discharge, % | |
|---|---|---|---|---|---|---|---|
| United States | 33.7 | 81 864 | 74.3 | 39.2 | 11.9 | 33.3 | 10.4 |
| Alaska | 83.2 | 410 | 66.8 | 70.7 | 14.9 | 35.1 | 12.9 |
| District of Columbia | 100.0 | 793 | 112.9 | 31.4 | 8.5 | 37.5 | 7.8 |
| Delaware | 100.0 | 1241 | 128.3 | 32.1 | 9.0 | 32.5 | 14.3 |
| Hawaii | 100.0 | 1348 | 94.9 | 47.8 | 9.9 | 33.2 | 10.7 |
| Michigan | 81.9 | 7451 | 91.0 | 37.6 | 14.5 | 29.9 | 8.4 |
| Minnesota | 85.6 | 2478 | 51.6 | 37.4 | 13.0 | 36.2 | 13.1 |
| Montana | 60.5 | 375 | 58.4 | 50.3 | 9.1 | 27.5 | 11.5 |
| North Carolina | 68.9 | 5420 | 75.7 | 36.3 | 11.8 | 34.7 | 12.5 |
| Oregon | 85.6 | 2300 | 64.1 | 55.0 | 13.3 | 39.0 | 14.5 |
| Pennsylvania | 70.4 | 7254 | 80.5 | 33.3 | 12.9 | 33.9 | 9.4 |
| Vermont | 100.0 | 507 | 81.0 | 46.2 | 9.2 | 25.6 | 11.6 |
| Washington | 84.4 | 4051 | 63.7 | 57.3 | 14.5 | 42.1 | 15.3 |
| Adult (≥18 y) | Child (1–17 y) | Infant (<1 y) | Total | Rate per 100 000 People | |
|---|---|---|---|---|---|
| Any listed diagnosis, n | 393 872 | 6510 | 3961 | 404 691 | 125.2 |
| CPR or defibrillation procedure code, n | 185 509 | 969 | 559 | 187 097 | 88.8 |
| Principal diagnosis, n | 177 052 | 3406 | 3027 | 183 629 | 56.8 |
| Died in ED, % | 77.1 | 70.0 | 80.8 | 77.0 | … |
| Transferred to another hospital, % | 5.1 | 15.0 | 8.4 | 5.3 | … |
| Admitted to same hospital, % | 10.8 | 5.2 | 2.1 | 10.5 | … |
| Died in same hospital, % | 5.6 | 2.1 | 1.9 | 5.5 | … |
| Discharged from same hospital, % | 4.9 | 2.7 | … | 5.0 | … |
OHCA: Adults
(See Table 17-4)
Incidence of EMS-assessed OHCA for 2015 in adults was 140.7 individuals per 100 000 population (95% CI, 138.3–143.1), or 347 322 adults (95% CI, 341 397–353 246) based on extrapolation from the ROC registry of OHCA to the total population of the United States (ROC Investigators, unpublished data, July 7, 2016).6
Incidence of EMS-treated OHCA in adults for 2015 was 73.0 individuals per 100 000 population (95% CI, 71.2–74.7), or 180 202 adults (95% CI, 175 759–184 399) in the ROC registry. Approximately 52% of EMS-assessed adult OHCA had resuscitation attempted (ROC Investigators, unpublished data, July 7, 2016).
In 2015, the incidence of EMS-treated OHCA in adults was 66 per 100 000. Incidence of EMS-treated OHCA with initial shockable rhythm was 13.5 per 100 000 (ROC Investigators, unpublished data, July 7, 2016).
Ten ambulance services serving almost 54 000 000 residents of England attended 28 729 EMS-treated cardiac arrests in 2014 (annual incidence 53 per 100 000 residents).10
In 2018, location of OHCA in adults was most often a home or residence (69.8%), followed by public settings (18.8%) and nursing homes (11.5%; Table 17-4). OHCA in adults was witnessed by a layperson in 37.7% of cases or by an EMS provider in 12.7% of cases. For 49.6% of cases, collapse was not witnessed.5
Initial recorded cardiac rhythm was VF or VT or shockable by an AED in 18.7% of EMS-treated OHCAs in 2018 (Table 17-4).
Of 4729 patients with STEMI in Los Angeles County, CA, from 2011 to 2014, 422 (9%) had OHCA.11
In a clinical trial of a wearable defibrillator in 2302 patients with reduced EF (<35%) after AMI, 44 patients (1.9%) had arrhythmic sudden death, 21 (0.9%) had appropriate defibrillator shock, and 86 (3.7%) had death attributable to any cause during the first 90 days.12
| OHCA | IHCA | |||
|---|---|---|---|---|
| Adults | Children | Adults | Children | |
| Survival to hospital discharge | 10.4 | 11.4 | 25.8 | 41.1 |
| Good functional status at hospital discharge | 8.2 | 9.2 | 21.2 | 14.2 |
| VF/VT/shockable | 18.7 | 7.6 | 15.3 | 9.0 |
| PEA | … | … | 53.9 | 48.4 |
| Asystole | … | … | 22.7 | 28.5 |
| Unknown | … | … | 8.1 | 14.2 |
| Public setting | 18.8 | 13.3 | … | … |
| Home | 69.8 | 86.4 | … | … |
| Nursing home | 11.5 | 0.3 | … | … |
| Arrest in ICU, operating room, or ED | … | … | 54.2 | 87.0 |
| Noncritical care area | … | … | 45.8 | 13.0 |
IHCA: Adults
(See Table 17-4)
Incidence of adult IHCA was a mean of 10.16 (SD, 26.08) per 1000 hospital admissions and 1.99 (SD, 1.57) per 1000 inpatient days in the 2018 GWTG data (GWTG–Resuscitation, unpublished data, 2019).
Incidence of IHCA was 4.0 per 1000 hospitalizations (range, 1.4–11.8 per 1000 hospitalizations) based on 2 205 123 hospitalizations at 101 Veterans Health Administration hospitals between 2008 and 2012.13
Incidence of IHCA was 1.7 per 1000 hospital admissions based on 18 069 patients with IHCA in the Swedish Register of CPR.14
Incidence of IHCA was 1.6 per 1000 hospital admissions, with a median across hospitals of 1.5 (IQR, 1.2–2.2) in the UK National Cardiac Arrest Audit database between 2011 and 2013 (144 hospitals and 22 628 patients ≥16 years of age).15
According to 2018 GWTG data, location of adult IHCA was 54.2% in the ICU, operating room, or ED and 45.8% in noncritical care areas among 26 742 events at 319 hospitals (Table 17-4).
Initial recorded cardiac rhythm was VF or VT or shockable in 15.3% of adult IHCAs in 2018 GWTG data (GWTG–Resuscitation, unpublished data, 2019; Table 17-4).
OHCA: Children
Incidence of EMS-assessed OHCA in children in 2015 was 7037 (quasi CI, 6214–7861) in the United States based on extrapolation from ROC for individuals <18 years of age (ROC Investigators, unpublished data, July 7, 2016).
In 2018, location of EMS-treated OHCA was at home for 92.1% of children ≤1 year old, 81.2% of children 1 to 12 years of age, and 75.7% of children 13 to 18 years of age in the CARES 2018 data. Location was in a public place for 7.8% of children ≤1 year old, 18.8% of children 1 to 12 years of age, and 23.1% of children 13 to 18 years of age.5
Annual incidence of pediatric OHCA was 8.7 per 100 000 population in Western Australia from 2011 to 2014.16
Sports-Related SCA/SCD
Sports-related SCA accounted for 39% of SCAs among those ≤18 years of age, 13% for those 19 to 25 years of age, and 7% for those 25 to 34 years of age in a prospective registry of 3775 SCAs in Portland, OR, between 2002 and 2015 that included 186 SCAs in young people (5–34 years of age).17
Incidence of SCA or SCD was 1 per 44 832 athlete-years for males and 1 per 237 510 athlete-years for females based on a 2007 to 2013 registry of 104 cases of SCA and SCD in high school athletes.18
Incidence of SCA during competitive sports in people 12 to 45 years of age was 0.76 per 100 000 athlete-years in a population-based registry of all paramedic responses in Toronto, Canada, from 2009 to 2014.19
Studies that included >14 million participants in long-distance or marathon running events from 1976 to 2009 reported race-related incidence of SCA or SCD ranging from 0.6 to 1.9 per 100 000 runners using various methods to ascertain events.20 Only 2 deaths were reported among 1 156 271 participants in half or full marathons in Sweden from 2007 to 2016, yielding an estimated SCD incidence of 0.24 (95% CI, 0.04–0.79) per 100 000 runners.21
In a 2007 to 2013 registry of 104 cases of SCA and SCD in high school athletes, adjudication revealed a cause of death in 50 cases (73%): idiopathic LVH or possible cardiomyopathy (26%), autopsy-negative sudden unexplained death (18%), HCM (14%), and myocarditis (14%).18
Adjudication of cause of death in 179 cases of SCA in middle school, high school, college, and professional athletes from 2014 to 2016 identified a cause in 117 (65.4%): HCM (16.2%), coronary artery anomalies (13.7%), idiopathic cardiomyopathy (11.1%), autopsy-negative sudden unexplained death (6.8%), WPW (6.8%), and LQTS (6.0%).4
Among 55 patients admitted to 8 Spanish hospitals with SCA during or within 1 hour of vigorous sport activities between 2007 and 2016, 90.9% were male, mean (SD) age was 47 (15) years, and 96.4% presented with shockable rhythm. The cause of SCA varied by age: 25% cardiomyopathy, 63% idiopathic VF, and 13% AMI for those <35 years of age; 9% cardiomyopathy, 18% idiopathic VF, 67% AMI, and 7% unknown for those ≥35 years of age.22
Preparticipation screening of 5169 middle and high-school students (mean [SD] age 13.06 [1.78] years) from 2010 to 2017 revealed high-risk cardiovascular conditions in 1.47%.23 Anatomic findings included DCM (n=11), nonobstructive HCM (n=3), and anomalous coronary artery origins (n=23). Electrocardiographic findings included WPW (n=4), prolonged QT intervals (n=34), and Brugada pattern (n=1).
IHCA: Children
(See Table 17-4)
Incidence of IHCA for children (30 days to 18 years of age) was a mean 12.66 (SD, 41.04) per 1000 admissions and 1.89 (SD, 4.99) per 1000 inpatient days for 810 events from 92 hospitals per 2018 GWTG data (GWTG–Resuscitation, unpublished data, 2019).
Of 810 events of IHCA in children (30 days to 18 years of age) at 92 hospitals, 87% occurred in the ICU, operating room, or ED and 13% in noncritical care areas per 2018 GWTG data (Table 17-4).
Incidence of IHCA was 1.8 CPR events per 100 pediatric (<18 years of age) ICU admissions (sites ranged from 0.6 to 2.3 per 100 ICU admissions) in the Collaborative Pediatric Critical Care Research Network data set of 10 078 pediatric ICU admissions from 2011 to 2013.24
In a registry of 23 cardiac ICUs in the Pediatric Critical Care Consortium that included 15 098 children between 2014 and 2016, 3.1% of children in ICUs had a cardiac arrest, with substantial variation between centers (range, 1%–5.5%), for a mean incidence of 4.8 cardiac arrests per 1000 cardiac ICU days (range, 1.1–10.4 per 1000 cardiac ICU days).25
Initial recorded cardiac arrest rhythm was VF or VT or shockable in 9.0% of 571 events at 90 hospitals in GWTG–Resuscitation in 2018 (Table 17-4).
Lifetime Risk and Cumulative Incidence
(See Table 17-5 and Chart 17-1)
SCD appeared among the multiple causes of death on 13.5% of death certificates in 2017 (379 133 of 2 813 503), which suggests that 1 of every 7.4 people in the United States died of SCD (Table 17-5). Because some people survive SCA, the lifetime risk of cardiac arrest is even higher.
In 2017, infants had a higher incidence of SCD (11.2 per 100 000) than older children (1.2–2.2 per 100 000). Among adults, risk of SCD increased exponentially with age, surpassing the risk for infants by 35 to 39 years of age (13.3 per 100 000; Chart 17-1).
Of 2656 Finnish males 42 to 60 years of age randomly selected from 1984 to 1989 and prospectively followed up until 2008, a total of 193 (7.3%) had SCD.26
| Population Group | Number of Deaths as Underlying Cause, 2017, All Ages | Number of Deaths as Any-Mention Cause, 2017, All Ages |
|---|---|---|
| Both sexes | 18 835 | 379 133 |
| Males | 10 144 | 195 227 |
| Females | 8691 | 183 906 |
| NH white males | 7623 | 140 039 |
| NH white females | 6554 | 130 378 |
| NH black males | 1748 | 26 213 |
| NH black females | 1506 | 26 815 |
| Hispanic males | 456 | 18 823 |
| Hispanic females | 355 | 17 596 |
| NH Asian/Pacific Islander males | 252 | 7913 |
| NH Asian/Pacific Islander females | 220 | 7416 |
| NH American Indian/Alaska Natives | 87 | 2502 |

Chart 17-1. Age-specific mortality rates for any mention of sudden cardiac death by age, United States, 2017. Source: Data derived from Centers for Disease Control and Prevention Wide-ranging Online Data for Epidemiologic Research database. Accessed June 7, 2018.139
Secular Trends
(See Table 17-1 and Charts 17-2 and 17-3)
Incidence of EMS-treated OHCA increased from 47 per 100 000 to 66 per 100 000 between 2008 and 2015 in the ROC Epistry (ROC Investigators, unpublished data, July 7, 2016; Table 17-1).
The annual rate of SCD among patients with HF with reduced EF has declined from 6.5% to 3.3%, based on analysis of 3583 cases of SCD among 40 195 patients enrolled in 12 clinical trials in which enrollment started between 1995 and 2010.27 This analysis estimates the current cumulative incidence of SCD in patients with HF with reduced EF is 1% by 3 months, <2% by 6 months, and 8.8% by 3 years.
Incidence of pediatric OHCA declined from 1997 to 2014 in Perth, Western Australia, particularly among children <1 year old.16
Incidence of pediatric (<16 years of age) OHCA that was EMS attended (6.7 per 100 000) or EMS treated (4.9 per 100 000) did not change from 2000 to 2016 in Victoria, Australia.28 Survival to hospital discharge increased from 9.4% to 17.7%.
Age-adjusted death rates for any mention of SCD declined from 138 per 100 000 person-years in 1999 to 97.1 per 100 000 person-years by 2017 (Chart 17-2).
Unadjusted survival to hospital discharge after EMS-treated OHCA increased from 10.2% in 2006 to 12.4% in 2015 in the ROC Epistry (Table 17-1).
Survival after IHCA increased from 28.5% to 53.8% between 2000 and 2016 and then declined to 48.7% by 2018 in GWTG data (Chart 17-3).
A national database of 120 365 adult, medical OHCAs in the Republic of Korea from 2006 to 2015 reported increases over time in layperson CPR (1.2% to 17.0%), age- and sex-adjusted survival (3.0% to 8.0%), and good functional recovery (0.9% to 5.8%).29 Layperson CPR rates increased more in the highest socioeconomic quintile (1.6% to 32.5%) than in the lowest socioeconomic quintile (1.6% to 15.3%)

Chart 17-2. Age-adjusted mortality rates for any mention of sudden cardiac death, United States, 1999 to 2017. Source: Data derived from Centers for Disease Control and Prevention Wide-ranging Online Data for Epidemiologic Research. Accessed June 7, 2018.139

Chart 17-3. Temporal trends in survival to hospital discharge after IHCA in adults and children in GWTG–Resuscitation from 2000 to 2018. GWTG indicates Get With The Guidelines; and IHCA, in-hospital cardiac arrest. Source: GWTG–Resuscitation; unpublished American Heart Association data, 2017.
Risk Factors
(See Charts 17-1 and 17-4)
SCA and SCD result from many different disease processes, each of which can have different risk factors. Among patients with OHCA resuscitated and hospitalized from 2012 to 2016, ACS and other cardiac causes accounted for the largest proportion of causes. Among patients with IHCA, respiratory failure was the most common cause (Chart 17-4).30

Chart 17-4. Detailed causes of OHCA and IHCA among patients surviving to hospital admission.A, Proportion of hospitalized patients with each cause after OHCA. B, Proportion of hospitalized patients with each cause after IHCA. Pathogenesis based on testing and evaluation in the hospital. “Other” corresponds to all other causes. IHCA, in-hospital cardiac arrest; and OHCA, out-of-hospital cardiac arrest. Source: Data derived from Chen et al.30
Age
In 2017, mortality rates for any mention of SCD decreased for those from 0 to 9 years of age, stayed stable from 10 to 14 years of age, and increased from 15 years of age onward (Chart 17-1).
Sex
According to multiple studies, females with OHCA are older, less likely to present with shockable rhythms, and less likely to collapse in public. Despite these factors that would reduce survival, females have equivalent or higher rates of survival to hospital discharge or to 30 days relative to males.31
In an EMS-based registry of 3862 OHCAs from 2013 to 2015 that includes 90% of the population of New Zealand, OHCA was more common in males (69%) than females (31%).32 Females were older, collapsed unwitnessed at home, were considered to have a noncardiac cause, presented in a nonshockable rhythm, and less often received layperson CPR. There was no difference between sexes in survival of the event or 30-day survival after adjustment for age, rhythm, location of arrest, and witnessed collapse.
In a registry that included 40 159 OHCAs from 2009 to 2012 in Singapore, Japan, Republic of Korea, Malaysia, Thailand, Taiwan, and United Arab Emirates, OHCA was more common in males (60%) than females (40%).33 Females were older, more often presented in a nonshockable rhythm, and more often received layperson CPR, but less often collapsed in public. There was no difference between sexes in survival of the event or survival to hospital discharge after adjustment for these factors.
Race
In patients with implanted defibrillators, rate of first ventricular dysrhythmia or death within 4 years was higher among black patients (42%) than whites (34%; adjusted HR, 1.60 [95% CI, 1.18–2.17]).34
A study in New York, NY, found the age-adjusted incidence of OHCA per 10 000 adults was 10.1 among blacks, 6.5 among Hispanics, and 5.8 among whites.35
Socioeconomic Factors
OHCA rates were higher in census tracts from the lowest socioeconomic quartile relative to the highest socioeconomic quartile (IRR, 1.9 [95% CI, 1.8–2.0]) in 9235 cases from the ROC Epistry (from 2006 to 2007).36
In King County, WA, SCA was more common in census tracts with more pharmacies or other medical facilities (OR 1.28 [95% CI, 1.03–1.59]).37
In a national database of 120 365 adult, medical OHCAs in the Republic of Korea from 2006 to 2015, there were differences from the lowest to highest socioeconomic quintiles for layperson CPR (5.5% to 11.4%), survival to hospital discharge (3.8% to 6.1%), and good functional recovery (1.9% to 2.9%).29
HD, Cardiac Risk Factors, and Other Comorbidities
Among 2656 Finnish males 42 to 60 years of age randomly selected from 1984 to 1989 and prospectively followed up until 2008, the hazard for SCD increased with below-median (7.9 METs) baseline cardiopulmonary fitness (HR, 1.6 [95% CI, 1.1–2.3]) and below-median (191 kcal/d) leisure-time PA (HR, 1.4 [95% CI, 1.0–2.0]).26
In a cohort of 233 970 patients from the United Kingdom, resting heart rate >90 beats per minute was associated an increased hazard of SCD or cardiac arrest as initial presentation of HD (adjusted HR, 2.71 [95% CI, 190–3.83]).38
In a cohort of 1 937 360 patients from the United Kingdom registered between 1997 and 2010, smoking was not associated with hazard of SCD or cardiac arrest as the initial presentation of HD (age-adjusted HR, 1.04 [95% CI, 0.91–1.09]), but it was associated with increased risk of unheralded death caused by CHD (age-adjusted HR, 2.70 [95% CI, 2.27–3.21]), a phenotype that may overlap with SCD.39
In a cohort of 1 937 360 patients from the United Kingdom registered between 1997 and 2010, heavy drinking (adjusted HR, 1.50 [95% CI, 1.26–1.77]) and former drinking (adjusted HR, 1.37 [95% CI, 1.12 -1.67]) were associated with increased hazard of SCD or cardiac arrest as the initial presentation of HD.40
Among 7011 patients admitted to the hospital with acute HF, the 30-day rate of SCD, SCA, or VT/VF was 1.8% (n=121).41 Events were associated with male sex (adjusted OR, 1.73 [95% CI, 1.07–2.49]), history of VT (adjusted OR, 2.11 [95% CI, 1.30–3.42]), chronic obstructive pulmonary disease (adjusted OR, 1.63 [95% CI, 1.07–2.49]), or prolonged QRS interval (adjusted OR, 1.10 [95% CI, 1.03–1.17] per 10% increase from baseline).
Analysis of 76 009 patients including 8401 with AF from 21 studies between 1991 and 2017 found that patients with AF had higher risk of incident SCD/SCA or VF/VT (RR, 2.04 [95% CI, 1.77–2.35]).42
Among 21 105 patients with AF followed up for a median of 2.8 years, SCD accounted for 31.7% of all deaths, with an incidence of 12.9 per 1000 patient-years.43
Risk of SCD in prospective cohorts who were initially free of CVD when recruited in 1987 to 1993 was associated with male sex, black race, DM, current smoking, and SBP.44
A logistic model incorporating age, sex, race, current smoking, SBP, use of antihypertensive medication, DM, serum potassium, serum albumin, HDL-C, eGFR, and QTc interval, derived in 13 677 adults, correctly stratified 10-year risk of SCD in a separate cohort of 4207 adults (C statistic, 0.820 in ARIC and 0.745 in CHS).44
A meta-analysis of 24 trials of statins in patients with HF, which included a total of 11 463 patients, concluded that statins did not reduce the risk of SCD (RR, 0.92 [95% CI, 0.70–1.21]).45
In a registry of 2119 SCAs in Portland, OR, from 2002 to 2015, prior syncope was present in 6.8% of cases, and history of syncope was associated with increased risk of SCA relative to 746 geographically matched control subjects (OR, 2.8 [95% CI, 1.68–4.85]).46
In a cohort of 5211 Finnish people >30 years of age in 2000 to 2001 followed up for a median of 13.2 years, high baseline thyroid-stimulating hormone was independently associated with greater risk of SCD (HR, 2.28 [95% CI, 1.13–4.60]).47
In a meta-analysis that included 17 studies with 118 954 subjects, presence of depression or depressive symptoms was associated with increased risk of SCD (HR, 1.62 [95% CI, 1.37–1.92]), and specifically for VT/VF (HR, 1.47 [95% CI, 1.23–1.76]).48
Risk Prediction
Prodromal Symptoms
Abnormal vital signs during the 4 hours preceding IHCA occurred in 59.4% and at least 1 severely abnormal vital sign occurred in 13.4% of 7851 patients in the 2007 to 2010 GWTG data.49
Early warning score systems using both clinical criteria and vital signs identified hospital patients with a higher risk of IHCA.50
A comparison using receiver-operator curves of early warning score accuracy for predicting risk of IHCA and other serious events for individual patients in the hospital had areas under the curve of 0.663 to 0.801.51
Among 1352 surgical patients with postoperative IHCA within 30 days, 746 (55%) had developed a postoperative complication (acute kidney injury, acute respiratory failure, DVT/PE, MI, sepsis/septic shock, stroke, transfusion) before the arrest.52
ECG Abnormalities
Among 12 241 subjects from the ARIC study, in which 346 subjects had SCD during a median follow-up of 23.6 years, prolongation of the QT interval at baseline was associated with risk of SCD (HR, 1.49 [95% CI, 1.01–2.18]), and this association was driven specifically by the T-wave onset to T-peak component of the total interval.53
In a cohort of 4176 subjects with no known HD, 687 (16.5%) had early repolarization with terminal J wave, but this pattern had no association with cardiac deaths (0.8%) over 6 years of follow-up compared with matched control subjects.54
Among 11 956 residents of rural Liaoning Province, China, who were ≥35 years of age, 1.3% had ERP, with higher prevalence in males (2.6%) than females (0.2%).55
In an Italian public health screening project, 24% of 13 016 students 16 to 19 years of age had at least 1 of the following electrocardiographic abnormalities: ventricular ectopic beats, AV block, Brugada-like ECG pattern, left anterior/posterior fascicular block, LVH/RV hypertrophy, long/short QT interval, left atrial enlargement, right atrial enlargement, short PQ interval, and ventricular pre-excitation WPW syndrome.56
Genetics and Family History Associated With SCD
Age- and sex-adjusted prevalence of electrocardiographic abnormalities associated with SCD was 0.6% to 1.1% in a sample of 7889 Spanish citizens ≥40 years of age, including Brugada syndrome in 0.13%, QTc <340 ms in 0.18%, and QTc ≥480 ms in 0.42%.57
Exome sequencing in younger (<51 years of age) decedents who died of sudden unexplained death or suspected arrhythmic death revealed likely pathogenic variants in channelopathy- or cardiomyopathy-related genes for 29% to 34% of cases.58,59 Among children with exertion-related deaths, pathogenic mutations were present in 10 of 11 decedents (91%) 1 to 10 years of age and 4 of 21 decedents (19%) 11 to 19 years of age.60
Screening of 398 first-degree relatives of 186 unexplained SCA and 212 unexplained SCD probands revealed cardiac abnormalities in 30.2%: LQTS (13%), CPVT (4%), ARVC (4%), and Brugada syndrome (3%).61
In a registry of 109 families of probands with unexplained SCD from 2007 to 2012, screening of 411 relatives revealed a diagnosis in 18% of families: LQTS (15%), Brugada syndrome (3%), and CPVT (1%).62
In a registry of families of probands with unexplained SCD before 45 years of age from 2009 to 2014, screening of 230 people from 64 families revealed a diagnosis in 25% of families: Brugada syndrome (11%), LQTS (7.8%), DCM (3.1%), and HCM (3.1%).63
Screening of 292 relatives of 56 probands with SCD revealed a diagnosis in 47 (16.1%) relatives: LQTS (12.7%), CPVT (0.3%), DCM (0.7%), ARVC (0.3%), and thoracic aortic dilation (0.3%). Among relatives completing follow-up, 3.3% had a cardiac event within 3 years and 7.2% within 5 years.64
Prevalence of genetic HD declines with increasing age according to a screening of 180 survivors of SCA, who represented 5.9% of 3037 referrals to a genetic heart rhythm clinic from 1999 to 2017.65 Among 127 adults, diagnoses included idiopathic VF (44.1%), arrhythmogenic bileaflet mitral valve (14.2%), acquired LQTS (9.4%), LQTS (7.9%), and J-wave syndromes such as Brugada (3.9%). Among 53 children, diagnoses included LQTS (28.3%), CPVT (20.8%), idiopathic VF (20.8%), HCM (5.7%), and triadin knockout syndrome (5.7%).
Genome-Wide Association Studies
GWASs on cases of arrhythmic death attempt to identify previously unidentified genetic variants and biological pathways associated with potentially lethal ventricular arrhythmias and risk of sudden death. Limitations of these studies are the small number of samples available for analysis and the heterogeneity of case definition. The number of loci uniquely associated with SCD is much smaller than for other complex diseases. For example, a recent GWAS of 3939 cases with SCA found no variants associated with SCD at genomewide significance, which suggests that common genetic variation is not a significant risk factor for SCD.66
In addition, studies do not consistently identify the same variants. A pooled analysis of case-control and cohort GWASs identified a rare (1.4% minor allele frequency) novel marker at the BAZ2B locus (bromodomain adjacent zinc finger domain 2B) that was associated with a risk of arrhythmic death (OR, 1.9 [95% CI, 1.6–2.3]), but inconsistent relationships for alleles associated with QRS and QT prolongation.67
Long-QT Syndrome
Hereditary LQTS is a genetic channelopathy characterized by prolongation of the QT interval (QTc typically >460 ms) and susceptibility to ventricular tachyarrhythmias that lead to syncope and SCD. Investigators have identified mutations in 15 genes leading to this phenotype (LQT1 through LQT15).68,69LQT1 (KCNQ1), LQT2 (KCNH2), and LQT3 (SCN5A) mutations account for the majority (≈80%) of the typed mutations. 70,71
Approximately 5% of sudden infant death syndrome and some cases of intrauterine fetal death could be attributable to LQTS.72,73
Acquired prolongation of the QT interval is common. Prevalence of prolonged QTc was 115 of 412 (27.9%) among adults admitted to an ICU from 2014 to 2016 in Brazil.74 At least 1 drug known to prolong QT interval was present in 70.4% of these cases.
Prevalence of prolonged QTc interval was 251 of 900 patients (27.9%) admitted to a cardiac care unit from 2008 to 2009.75
Prevalence of prolonged QTc interval was 50 of 712 patients (7%) admitted to a short-stay medical unit in the United Kingdom.76
Prevalence of prolonged QTc interval was 95 of 7522 patients (1.9%) with ECG in the ED from 2010 to 2011, and these prolongations were attributable individually or in combination to electrolyte disturbances (51%), QT-prolonging medical conditions (56%), or QT-prolonging medications (77%).77
Short-QT Syndrome
Prevalence and Incidence
Short-QT syndrome is an inherited mendelian condition characterized by shortening of the QT interval (typically QT <320 ms) and predisposition to AF, ventricular tachyarrhythmias, and sudden death. Mutations in 5 ion channel genes have been described (SQT1–SQT5).78
Prevalence of a QTc interval shorter than 320 ms in a population of 41 767 young, predominantly male Swiss conscripts was 0.02%,79 which was identical to prevalence from a Portugal sudden death registry.80
Prevalence of QT interval ≤320 ms in 18 825 apparently healthy people from the United Kingdom 14 to 35 years of age between 2005 and 2013 was 0.1%.81 Short QT intervals were associated with male sex and Afro-Caribbean ethnicity.
Prevalence of QT interval ≤340 ms in 99 380 unique patients ≤21 years of age at Cincinnati Children’s Hospital between 1993 and 2013 was 0.05%.82 Of these children, 15 of 45 (33%) were symptomatic.82
In an international case series of 15 centers that included 25 patients ≤21 years of age with short-QT syndrome who were followed up for 5.9 years (IQR, 4–7.1 years), 6 patients had aborted sudden death (24%) and 4 (16%) had syncope.83 Sixteen patients (84%) had a familial or personal history of cardiac arrest. A gene mutation associated with short-QT syndrome was identified in 5 of 21 probands (24%).
Brugada Syndrome
Prevalence and Incidence
Brugada syndrome is an acquired or inherited channelopathy characterized by persistent ST-segment elevation in the precordial leads (V1–V3), right bundle-branch block, and susceptibility to ventricular arrhythmias and SCD.84 Brugada syndrome is associated with mutations in at least 12 ion channel–related genes.84,85
In a meta-analysis of 24 studies, prevalence was estimated at 0.4% worldwide, with regional prevalence of 0.9%, 0.3%, and 0.2% in Asia, Europe, and North America, respectively.86 Prevalence was higher in males (0.9%) than in females (0.1%).84,87–89
Complications
Cardiac event rates for Brugada syndrome patients followed up prospectively in Northern Europe (31.9 months) and Japan (48.7 months) were similar: 8% to 10% in patients with prior aborted sudden death, 1% to 2% in those with history of syncope, and 0.5% in asymptomatic patients. Predictors of poor outcome included clinical history of syncope or ventricular tachyarrhythmias, family history of sudden death, and a spontaneous ERP on ECG.87,90,91
Among patients with Brugada syndrome, first-degree AV block, syncope, and spontaneous type 1 ST-segment elevation were independently associated with risk of sudden death or implantable cardioverter-defibrillator–appropriate therapies.92,93
Among 678 patients with Brugada syndrome from 23 centers in 14 countries, patients whose first documented arrhythmic event was SCA had a mean (SD) age of 39 (15) years, whereas patients with prophylactic defibrillator implantation first documented arrhythmic event was 46 (13) years.94
Catecholaminergic PVT
Prevalence and Incidence
CPVT is a familial condition characterized by adrenergically induced ventricular arrhythmias associated with syncope and sudden death. Arrhythmias include frequent ectopy, bidirectional VT, and PVT with exercise or catecholaminergic stimulation (such as emotion, or medicines such as isoproterenol). Mutations in genes encoding RYR2 (CPVT1) are found in the majority of patients and result in a dominant pattern of inheritance.95 Mutations in genes encoding CASQ2 (CPVT2) are found in a small minority and result in a recessive pattern of inheritance. Mutations have also been described in KCNJ2 (CPVT3), TRDN, ANK2, and CALM1.95
Prevalence of CPVT is estimated at 1:5000 to 1:10 000, but this could be an underestimate, because childhood cases were excluded.95
Analysis of 171 probands with CPVT who were <19 years of age and 65 adult relatives described clinical presentations and prevalence of genotypes.96 The presenting symptom was cardiac arrest for 28% of cases and syncope/seizure in 58%. Genetic testing of 194 subjects identified variants in RYR2 (60%), CASQ2 (5%), KCNJ2 (1%), and >1 gene in 17 cases (9%). For 23 cases (12%), no genetic variant was identified.
Complications
Risk factors for cardiac events included younger age at diagnosis and absence of β-blocker therapy. A history of aborted cardiac arrest and absence of β-blocker therapy were risk factors for fatal or near-fatal events.97
In a cohort of 34 patients with CPVT, 20.6% developed fatal cardiac events during 7.4 years of follow up.98
Incidence of SCA in children with ≥2 CPVT gene variants was 11 of 15 (73%).99 VT or exertional syncope occurred in 3 of the children (20%), and only 1 (7%) was asymptomatic.
Arrhythmogenic RV Dysplasia/Cardiomyopathy
Complications
During a median follow-up of 100 patients with arrhythmogenic RV dysplasia for 6 years, 47 patients received an implantable cardioverter-defibrillator, 29 of whom received appropriate implantable cardioverter-defibrillator shocks. At the end of follow-up, 66 patients were alive. Twenty-three patients died at study entry, and 11 died during follow-up (91% of deaths were attributable to SCA).100 Similarly, the annual mortality rate was 2.3% for 130 patients with ARVC from Paris, France, who were followed up for a mean of 8.1 years.101
In a cohort of 301 patients with ARVC from a single center in Italy, probability of a first life-threatening arrhythmic event was 14% at 5 years, 23% at 10 years, and 30% at 15 years.102
In a cohort of 502 patients with ARVC, younger patients (<50 years of age versus >50 years of age) were more likely to present with SCA (5% versus 2%) or SCD (7% versus 6%).103
Hypertrophic Cardiomyopathy
(Please refer to Chapter 20, Cardiomyopathy and Heart Failure, for statistics regarding the general epidemiology of HCM.)
Complications
Among 1436 SCA cases in individuals 5 to 59 years of age between 2002 and 2015, HCM was present in 3.2% of those 5 to 34 years of age and 2.2% of those 35 to 59 years of age. This study noted the difficulty of distinguishing HCM from secondary LVH in older patients, who were excluded from the analysis.104
Early Repolarization Syndrome
Prevalence and Incidence
There is no single electrocardiographic definition or set of criteria for ERP. Studies have used a range of criteria including ST elevation, terminal QRS slurring, terminal QRS notching, J-point elevation, J waves, and other variations. Although the Brugada ECG pattern is considered an early repolarization variant, it is generally not included in epidemiology assessments of ERP or early repolarization syndrome.105
ERP was observed in 4% to 19% of the population (more commonly in young males and in athletes) and conventionally has been considered a benign finding.105–109
In CARDIA, 18.6% of 5069 participants had early repolarization restricted to the inferior and lateral leads at baseline; by year 20, only 4.8% exhibited an ERP.109 Younger age, black race, male sex, longer exercise duration and QRS duration, and lower BMI, heart rate, QT index, and Cornell voltage were associated with the presence of baseline early repolarization. Persistence of the electrocardiographic pattern from baseline to year 20 was associated with black race (OR, 2.62 [95% CI, 1.61–4.25]), BMI (OR, 0.62 per 1 SD [95% CI, 0.40–0.94]), serum triglyceride levels (OR, 0.66 per 1 SD [95% CI, 0.45–0.98]), and QRS duration (OR, 1.68 per 1 SD [95% CI, 1.37–2.06]) at baseline.109
Complications
Shocks from an automatic implantable cardioverter-defibrillator occur more often and earlier in survivors of idiopathic VF with inferolateral early repolarization syndrome.110,111
In an analysis of the Social Insurance Institution’s Coronary Disease Study in Finland, J-point elevation was identified in 5.8% of 10 864 people.108 Those with inferior lead J-point elevation more often were male and more often were smokers; had a lower resting heart rate, lower BMI, lower BP, shorter QTc, and longer QRS duration; and were more likely to have electrocardiographic evidence of CAD. Those with lateral J-point elevation were more likely to have LVH. Before and after multivariable adjustment, subjects with J-point elevation ≥1 mm in the inferior leads (n=384) had a higher risk of cardiac death (adjusted RR, 1.28 [95% CI, 1.04–1.59]) and arrhythmic death (adjusted RR, 1.43 [95% CI, 1.06–1.94]); however, these patients did not have a significantly higher rate of all-cause mortality. Before and after multivariable adjustment, subjects with J-point elevation >2 mm (n=36) had an increased risk of cardiac death (adjusted RR, 2.98 [95% CI, 1.85–4.92]), arrhythmic death (adjusted RR, 3.94 [95% CI, 1.96–7.90]), and death of any cause (adjusted RR, 1.54 [95% CI, 1.06–2.24]).
Evidence from families with a high penetrance of the early repolarization syndrome associated with a high risk of sudden death suggests that the syndrome can be inherited in an autosomal dominant fashion.112
Premature Ventricular Contractions
In a study of 1139 older adults in the CHS without HF or systolic dysfunction studied by Holter monitor (median duration, 22.2 hours), 0.011% of all heartbeats were PVCs, and 5.5% of participants had nonsustained VT. Over follow-up, the highest quartile of ambulatory ECG PVC burden was associated with an adjusted odds of decreased LVEF (OR, 1.13 [95% CI, 1.05–1.21]) and incident HF (HR, 1.06 [95% CI, 1.02–1.09]) and death (HR, 1.04 [95% CI, 1.02–1.06]).113 Although PVC ablation has been shown to improve cardiomyopathy, the association with death may be complex, representing both a potential cause and a noncausal marker for coronary or structural HD.
Among 698 patients with cardiac resynchronization therapy, 3-year risk of VT/VF was higher in patients with >10 PVCs/h (24%) than in patients with <10 PVCs/h (8%; adjusted HR, 2.79 [95% CI, 1.69–4.58]).114
Monomorphic VT
Prevalence and Incidence
Among 2099 subjects (mean age 52 years; 52.2% male) without known CVD, exercise-induced nonsustained VT occurred in 3.7% and was not independently associated with total mortality.115
Polymorphic VT
Prevalence and Incidence
In the setting of AMI, the prevalence of PVT was 4.4%.116
Complications
In the setting of AMI, PVT is associated with increased mortality (17.8%).116
Risk Factors
PVT in the setting of a normal QT interval is most frequently seen in the context of acute ischemia or MI.117
Torsade de Pointes
Prevalence and Incidence
Among 14 756 patients exposed to QT-prolonging drugs in 36 studies, 6.3% developed QT prolongation, and 0.33% developed TdP.118
A prospective, active surveillance, Berlin-based registry of 51 hospitals observed that the annual incidence of symptomatic drug-induced QT prolongation in adults was 2.5 per million males and 4.0 per million females. The authors reported 42 potentially associated drugs, including metoclopramide, amiodarone, melperone, citalopram, and levomethadone. The mean age of patients with QT prolongation/TdP was 57±20 years, and the majority of the cases occurred in females (66%) and out of the hospital (60%).119
The prevalence of drug-induced prolongation of QT interval and TdP is 2 to 3 times higher in females than in males.120,121
Complications
In a cohort of 459 614 Medicaid and Medicaid-Medicare enrollees 30 to 75 years of age who were taking antipsychotic medications, the incidence of sudden death was 3.4 per 1000 person-years, and the incidence of ventricular arrhythmia was 35.1 per 1000 person-years.122
Risk Factors
An up-to-date list of drugs with the potential to cause TdP is available at a website maintained by the University of Arizona Center for Education and Research on Therapeutics.123
Specific risk factors for drug-induced TdP include prolonged QT interval, female sex, advanced age, bradycardia, hypokalemia, hypomagnesemia, LV systolic dysfunction, and conditions that lead to elevated plasma concentrations of causative drugs, such as kidney disease, liver disease, drug interactions, or some combination of these.121,124,125
Drug-induced TdP rarely occurs in patients without concomitant risk factors. An analysis of 144 published articles describing TdP associated with noncardiac drugs revealed that 100% of the patients had at least 1 risk factor, and 71% had at least 2 risk factors.121
Awareness and Treatment
(See Table 17-1)
Median annual CPR training rate for US counties was 2.39% (25th–75th percentiles, 0.88%–5.31%) based on training data from the AHA, the American Red Cross, and the Health & Safety Institute, the largest providers of CPR training in the United States.126 Training rates were lower in rural areas, counties with high proportions of black or Hispanic residents, and counties with lower median household income.
Prevalence of reported current training in CPR was 18% and prevalence of having CPR training at some point was 65% in a survey of 9022 people in the United States in 2015.127 The prevalence of CPR training was lower in Hispanic/Latino people, older people, people with less formal education, and lower-income groups.
Those with prior CPR training include 90% of citizens in Norway,128 68% of citizens in Victoria, Australia,129 61.1% of laypeople in the United Kingdom,130 and 49% of people in the Republic of Korea,131 according to surveys.
Laypeople with knowledge of AEDs include 69.3% of people in the United Kingdom, 66% in Philadelphia, PA, and 32.6% in the Republic of Korea.130–132 A total of 58% of Philadelphia respondents132 but only 2.1% of UK respondents130 reported that they would actually use an AED during a cardiac arrest.
A survey of 5456 households in Beijing, China, Shanghai, China, and Bangalore, India, found that 26%, 15%, and 3% of respondents, respectively, were trained in CPR.133
A survey of 501 inhabitants of Vienna, Austria, found that 52% would recognize cardiac arrest, 50% were willing to use an AED, and 33% were willing to do CPR.134
Laypeople in the United States initiated CPR in 39.2% of OHCAs in CARES 2018 data (Table 17-1).
Layperson CPR rates in Asian countries range from 10.5% to 40.9%.135
Laypeople in the United States were less likely to initiate CPR for people with OHCA in low-income black neighborhoods (OR, 0.49 [95% CI, 0.41–0.58])136 or in predominantly Hispanic neighborhoods (OR, 0.62 [95% CI, 0.44–0.89]) than in high-income white neighborhoods.137
Laypeople from Hispanic and Latino neighborhoods in Denver, CO, reported that barriers to learning or providing CPR include lack of recognition of cardiac arrest events and lack of understanding about what a cardiac arrest is and how CPR can save a life, as well as fear of becoming involved with law enforcement.138
Mortality
(See Tables 17-2 and 17-5 and Chart 17-1)
In 2017, primary-cause SCD mortality was 18 835, and any-mention SCD mortality in the United States was 379 133 (Table 17-5). The any-mention age-adjusted annual rate is 97.1 (95% CI, 96.8–97.4) SCDs per 100 000 population.139
Survival of hospitalization after cardiac arrest varied between academic medical centers and was higher in hospitals with higher cardiac arrest volume, higher surgical volume, greater availability of invasive cardiac services, and more affluent catchment areas.8
Survival after OHCA varied between US regions (4.2%–19.8%) in the ROC Epistry from 2011 to 2015.140 This variation was more marked at the level of EMS agencies (0%–28.9%) and persisted after adjustment for multiple patient, resuscitation, and hospital variables.141
Survival after EMS-treated OHCA was 10.4% in the 2018 CARES registry, with variation between states reporting data (range, 7.8%–15.3%; Table 17-2).
Of 1 452 808 death certificates from 1999 to 2015 for US residents 1 to 34 years of age, 31 492 listed SCD (2%) as the cause of death, for an SCD rate of 1.32 per 100 000 individuals.142
— SCD rate varied by age, from 0.49 per 100 000 (1–10 years) to 2.76 per 100 000 (26–34 years).
— The rate of SCD declined from 1999 to 2015, from 1.48 to 1.13 per 100 000 individuals.
Mortality rates for any mention of SCD by age are provided in Chart 17-1.
OHCA: Adults
(See Tables 17-1 and 17-6)
Survival to hospital discharge after EMS-treated OHCA was 10.4%, and survival with good functional status was 8.2% based on 73 910 cases in CARES for 2018.5
Survival to hospital discharge after EMS-treated cardiac arrest in 2018 was 10.4% for patients of any age and 10.4% for adults in the CARES registry (Tables 17-1 and 17-6).
Survival to hospital admission after EMS-treated nontraumatic OHCA in 2018 was 28.2% for all presentations, with higher survival rates in public places (40.9%) and lower survival rates in homes/residences (26.4%) and nursing homes (18.5%) in the 2018 CARES registry (Table 17-6).
Survival to hospital discharge varied between regions of the United States, being higher in the Midwest (adjusted OR, 1.16 [95% CI, 1.02–1.32]) and the South (adjusted OR, 1.24 [95% CI, 1.09–1.40]) relative to the Northeast, in 154 177 patients hospitalized after OHCA in the NIS (2002–2013).143
Survival at 1, 5, 10, and 15 years, respectively, was 92.2%, 81.4%, 70.1%, and 62.3% among 3449 patients surviving to hospital discharge after OHCA from 2000 to 2014 in Victoria, Australia.144
Patients with STEMI who had OHCA had higher in-hospital mortality (38%) than STEMI patients without OHCA (6%) in a Los Angeles, CA, registry of 4729 STEMI patients from 2011 to 2014.11
Survival to 30 days was lower for 2516 patients in nursing homes (1.7% [95% CI, 1.2%–2.2%]) than for 24 483 patients in private homes (4.9% [95% CI, 4.6%–5.2%]) in a national database in Denmark from 2001 to 2014.145
| Presenting Characteristics (N) | Survival to Hospital Admission | Survival to Hospital Discharge | Survival With Good Neurological Function (CPC 1 or 2) | In-Hospital Mortality* |
|---|---|---|---|---|
| All presentations (79 356) | 28.2 | 10.4 | 8.2 | 63.3 |
| Home/residence (55 358) | 26.4 | 8.5 | 6.6 | 67.9 |
| Nursing home (9105) | 18.5 | 4.3 | 1.9 | 76.9 |
| Public setting (14 893) | 40.9 | 21.0 | 18.1 | 48.7 |
| Unwitnessed (39 378) | 17.9 | 4.4 | 3.2 | 75.4 |
| Bystander witnessed (29 887) | 37.3 | 15.6 | 12.7 | 58.1 |
| EMS provider witnessed (10 089) | 41.7 | 17.9 | 14.3 | 57.1 |
| Shockable presenting rhythm (14 867) | 48.2 | 29.2 | 25.7 | 39.3 |
| Nonshockable presenting rhythm (64 477) | 23.6 | 6.0 | 4.1 | 74.7 |
| Layperson CPR (22 707) | 31.2 | 13.6 | 11.6 | 56.2 |
| No layperson CPR (35 706) | 24.6 | 7.3 | 5.5 | 70.5 |
Sports-Related SCA/SCD
In a population-based registry of all paramedic responses for SCA from 2009 to 2014, 43.8% of athletes with SCA during competitive sports survived to hospital discharge.19
IHCA: Adults
(See Table 17-4 and Chart 17-3)
Survival to hospital discharge was 25.8% of 26 742 adult IHCAs at 319 hospitals in GWTG 2018 data (Table 17-4, Chart 17-3). Among survivors, 82% had good functional status (cerebral performance category 1 or 2) at hospital discharge.
Unadjusted survival rate after IHCA was 18.4% in the UK National Cardiac Arrest Audit database between 2011 and 2013. Survival was 49% when the initial rhythm was shockable and 10.5% when the initial rhythm was not shockable.15
Unadjusted survival to 30 days after IHCA was 28.3% and survival to 1 year was 25.0% in 18 069 patients from 66 hospitals between 2006 and 2015 in the Swedish Register of CPR.14
Survival to hospital discharge after IHCA was lower for males than for females (adjusted OR, 0.90 [95% CI, 0.83–0.99]) in a Swedish registry of 14 933 cases of IHCA from 2007 to 2014.146
Mortality was lower among 348 368 patients with IHCA managed in teaching hospitals (55.3%) than among 376 035 managed in nonteaching hospitals (58.8%), even after adjustment for baseline patient and hospital characteristics (adjusted OR, 0.92 [95% CI, 0.90–0.94]).147
OHCA: Children
(See Table 17-7)
Survival to hospital discharge after EMS-treated nontraumatic cardiac arrest in 2015 was 13.2% (95% CI, 7.0%–19.4%) for children in the ROC Epistry (ROC Investigators, unpublished data, July 7, 2016).
Survival to hospital discharge was 6.7% for 1280 children ≤1 year old, 16.2% for 560 children 1 to 12 years of age, and 19.2% for 416 children 13 to 18 years of age in CARES 2018 data (Table 17-7).
Mortality was lower in teaching hospitals (OR, 0.57 [95% CI, 0.50–0.66), trauma centers (OR, 0.76 [95% CI, 0.67–0.86]), and urban hospitals (OR, 0.78 [95% CI, 0.63–0.97]) relative to nonteaching, nontrauma, or rural hospitals, respectively, among 42 036 presentations of children 0 to 18 years of age for cardiac or respiratory failure in the HCUP NEDS.148
In a registry including 974 children with OHCA from 2009 to 2012 in Singapore, Japan, Republic of Korea, Malaysia, Thailand, Taiwan, and United Arab Emirates, 8.6% (range, 0%–9.7%) of children survived to hospital discharge.149
| Age Group (N) | Survival to Hospital Admission | Survival to Hospital Discharge | Survival With Good Neurological Function (CPC 1 or 2) | In-Hospital Mortality* |
|---|---|---|---|---|
| <1 y (1280) | 19.2 | 6.7 | 4.9 | 65.0 |
| 1–12 y (560) | 37.9 | 16.2 | 13.2 | 57.1 |
| 13–18 y (416) | 41.1 | 19.2 | 17.1 | 53.2 |
IHCA: Children
(See Table 17-4)
Survival to hospital discharge after pulseless IHCA was 41.1% in 571 children 0 to 18 years of age and 38.2% in 159 neonates (0–30 days old) per 2018 GWTG data (Table 17-4).
Survival to hospital discharge for children with IHCA in the ICU was 45% in the Collaborative Pediatric Critical Care Research Network from 2011 to 2013.24
Complications
(See Tables 17-6 and 17-7)
Survivors of cardiac arrest experience multiple medical problems related to critical illness, including impaired consciousness and cognitive deficits (Tables 17-6 and 17-7).
Functional impairments are associated with reduced function, reduced quality of life, and shortened lifespan.150,151
Functional recovery continues over at least the first 12 months after OHCA in children and over the first 6 to 12 months after OHCA in adults.152,153
Among 366 patients discharged after IHCA in a Veterans Administration hospital between 2014 and 2015, 55 (15%) endorsed suicidal ideation during the first 12 months.154
Serial testing in a cohort of 141 people who survived hospitalization after SCA revealed severe cognitive deficits in 14 (13%), anxiety and depression in 16 (15%), posttraumatic stress symptoms in 29 (28%), and severe fatigue in 55 (52%).155 Subjective symptoms declined over time after SCA, although 10% to 22% had cognitive impairments at 12 months, with executive functioning being most affected.156
Of 141 individuals who survived hospitalization after SCA, 41 (72%) returned to work by 12 months.155
Of 287 people who survived hospitalization after OHCA, 47% had reduced participation in premorbid activities, and 27% of those who were working before the OHCA were on sick leave at 6 months.157
Of 153 survivors of OHCA 18 to 65 years of age in Paris, France, between 2000 and 2013, 96 (63%) returned to work after a mean (SD) of 714 (1013) days.158 Younger patients with a higher-level job and for whom cardiac arrest occurred in the workplace were more likely to return to work.
Of 206 patients who survived to 1 year after OHCA in Finland, 188 (91.3%) were living at home.159 Among 95 patients who were employed before the arrest, 69 (72.6%) had returned to work, whereas 23 (24.2) had stopped work specifically because of their medical condition.
Among 195 family caregivers of cardiac arrest survivors, anxiety was present in 33 caregivers (25%) and depression in 18 caregivers (14%) at 12 months.160
Among 57 437 patients discharged from the hospital after cardiac arrest identified from 2008 to 2015 Medicare claims data, unadjusted annual incidence of seizures was 1.26% (95% CI, 1.20%–1.33%), which is higher than for other Medicare patients (0.61% [95% CI, 0.61%–0.62%]).161 Cardiac arrest survivors had no increased hazard for seizures after adjustment for demographics and comorbidities (HR, 0.9 [95% CI, 0.9–1.0]).
Healthcare Utilization and Cost
In the Oregon SUDS, the estimated societal burden of SCD in the United States was 2 million years of potential life lost for males and 1.3 million years of potential life lost for females, accounting for 40% to 50% of the years of potential life lost from all cardiac disease.162
Among 138 children surviving IHCA, caregiver burden increased at baseline and at 3 and 12 months as measured by the Infant Toddler Quality of Life Questionnaire (<5 years) or the Child Health Questionnaire (children >5 years).163
Among males, estimated deaths attributable to SCD exceeded all other individual causes of death, including lung cancer, accidents, CLRD, cerebrovascular disease, DM, prostate cancer, and colorectal cancer.162
Global Burden
International comparisons of cardiac arrest epidemiology must take into account differences in case ascertainment. OHCA usually is identified through EMS systems, and regional and cultural differences in use of EMS affect results.164
A systematic review of the international epidemiology of OHCA from 1991 to 2007 included 30 studies from Europe, 24 from North America, 7 from Asia, and 6 from Australia.165 Estimated incidence per 100 000 population of EMS-assessed OHCA was 86.4 in Europe, 98.1 in North America, 52.5 in Asia, and 112.9 in Australia. Estimated incidence per 100 000 population of EMS-treated OHCA was 40.6 in Europe, 47.3 in North America, 45.9 in Asia, and 51.1 in Australia. The proportion of cases with VF was highest in Europe (35.2%) and lowest in Asia (11.2%).
A prospective data collection concerning 10 682 OHCA cases from 27 European countries in October 2014 found an incidence of 84 per 100 000 people, with CPR attempted in 19 to 104 cases per 100 000 people.166 Return of pulse occurred in 28.6% (range for countries, 9%–50%), with 10.3% (range, 1.1%–30.8%) of people on whom CPR was attempted surviving to hospital discharge or 30 days.
Western Australia reports an age- and sex-adjusted incidence of 65.9 EMS-attended cardiac arrests per 100 000 population, with resuscitation attempted in 43%.167 Survival to hospital discharge was 8.7%. Among children (<18 years of age), crude incidence was 5.6 per 100 000.16
Hospitals in Beijing, China, reported IHCA incidence of 17.5 events per 1000 admissions.168
Among 353 adults after IHCA in 6 Kenyan hospitals in 2014 to 2016, 16 (4.2%) survived to hospital discharge.169
| ACS | acute coronary syndrome |
| AED | automated external defibrillator |
| AF | atrial fibrillation |
| AHA | American Heart Association |
| AMI | acute myocardial infarction |
| ARIC | Atherosclerosis Risk in Communities |
| ARVC | arrhythmogenic right ventricular cardiomyopathy |
| AV | atrioventricular |
| BMI | body mass index |
| BP | blood pressure |
| CAD | coronary artery disease |
| CARDIA | Coronary Artery Risk Development in Young Adults |
| CARES | Cardiac Arrest Registry to Enhance Survival |
| CASQ2 | calsequestrin 2 |
| CHD | coronary heart disease |
| CHS | Cardiovascular Health Study |
| CI | confidence interval |
| CLRD | chronic lower respiratory disease |
| CPC | Cerebral Performance Index |
| CPR | cardiopulmonary resuscitation |
| CPVT | catecholaminergic polymorphic ventricular tachycardia |
| CVD | cardiovascular disease |
| DCM | dilated cardiomyopathy |
| DM | diabetes mellitus |
| DVT | deep vein thrombosis |
| ECG | electrocardiogram |
| ED | emergency department |
| EF | ejection fraction |
| eGFR | estimated glomerular filtration rate |
| EMS | emergency medical services |
| ERP | early repolarization pattern |
| GWAS | genome-wide association study |
| GWTG | Get With The Guidelines |
| HCM | hypertrophic cardiomyopathy |
| HCUP | Healthcare Cost and Utilization Project |
| HD | heart disease |
| HDL-C | high-density lipoprotein cholesterol |
| HF | heart failure |
| HR | hazard ratio |
| ICD-9 | International Classification of Diseases, 9th Revision |
| ICD-10 | International Classification of Diseases, 10th Revision |
| ICU | intensive care unit |
| IHCA | in-hospital cardiac arrest |
| IQR | interquartile range |
| IRR | incidence rate ratio |
| LQTS | long-QT syndrome |
| LV | left ventricular |
| LVEF | left ventricular ejection fraction |
| LVH | left ventricular hypertrophy |
| METs | metabolic equivalents |
| MI | myocardial infarction |
| NEDS | Nationwide Emergency Department Sample |
| NH | non-Hispanic |
| NHLBI | National Heart, Lung, and Blood Institute |
| NIS | National (Nationwide) Inpatient Sample |
| OHCA | out-of-hospital cardiac arrest |
| OR | odds ratio |
| PA | physical activity |
| PE | pulmonary embolism |
| PEA | pulseless electrical activity |
| PVC | premature ventricular contraction |
| PVT | polymorphic ventricular tachycardia |
| QTc | corrected QT interval |
| ROC | Resuscitation Outcomes Consortium |
| RR | relative risk |
| RV | right ventricular |
| RYR2 | ryanodine receptor 2 |
| SBP | systolic blood pressure |
| SCA | sudden cardiac arrest |
| SCD | sudden cardiac death |
| SD | standard deviation |
| STEMI | ST-segment–elevation myocardial infarction |
| SUDS | Sudden Unexpected Death Study |
| TdP | torsade de pointes |
| VF | ventricular fibrillation |
| VT | ventricular tachycardia |
| WPW | Wolff-Parkinson-White |
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18. Subclinical Atherosclerosis
Multiple complementary imaging modalities allow detection and quantification of atherosclerosis through its stages in different vascular beds. Early identification of subclinical atherosclerosis can guide preventive care, including lifestyle modifications and medical treatment (eg, aspirin, antihypertensive therapy, lipid-lowering therapy) to prevent clinical manifestations of atherosclerosis such as MI, stroke, or PAD. Several modalities can be used for imaging atherosclerosis, including CT of the chest for evaluation of CAC, B-mode ultrasound of the neck for evaluation of carotid artery IMT or plaque, brachial artery reactivity testing, aortic and carotid MRI, and tonometric methods of measuring vascular compliance or microvascular reactivity. Among these modalities, the role of CAC in cardiovascular risk assessment is particularly well defined. According to the 2018 Cholesterol Clinical Practice Guideline1 and the 2019 CVD Primary Prevention Clinical Practice Guidelines,2 in intermediate-risk or selected borderline-risk adults, if the decision about statin therapy remains uncertain after 10-year ASCVD risk calculation and after accounting for risk enhancers, it is reasonable to use a CAC score in the decision to withhold, postpone, or initiate statin therapy.1

Chart 18-1. Prevalence (%) of detectable coronary calcium in the CARDIA study: US adults 33 to 45 years of age (2000 to 2001).P<0.0001 across race-sex groups. CARDIA indicates Coronary Artery Risk Development in Young Adults. Source: Data derived from Loria et al.5
Coronary Artery Calcification
Background
CAC measures the burden of atherosclerosis in the coronary arteries by CT. Other components of the atherosclerotic plaque, including fatty (eg, cholesterol-rich components) and fibrotic components, often accompany CAC and can be present even in the absence of CAC.
The presence of any CAC, which indicates that at least some atherosclerotic plaque is present, is defined by an Agatston score >0. The Agatston score is calculated as a sum of scores for each calcification in a coronary artery, assigning a weighted value to the highest density of calcification and multiplying this by the area of calcification. Scores can be reported in both age, sex, and race percentile units and in absolute units; absolute CAC cutoffs offer more prognostic information across all age groups in both males and females.3 An absolute score of 1 to 99 may favor statin therapy, especially among individuals ≥55 years of age, and a score of ≥100 is a stronger indication for statin therapy, with the choice made in the context of shared decision making.1,2
Prevalence and Risk Factors
(See Charts 18-1 through 18-3)
The NHLBI’s FHS reported CAC measured in 3238 white adults in age groups ranging from <45 to ≥75 years of age.4
— Overall, 32.0% of females and 52.9% of males had prevalent CAC.
— Among participants at intermediate risk according to the FRS, 58% of females and 67% of males had prevalent CAC.
The NHLBI’s CARDIA study measured CAC in 3043 black and white adults 33 to 45 years of age (at the CARDIA year 15 examination).5
— Overall, 15.0% of males, 5.1% of females, 5.5% of those 33 to 39 years of age, and 13.3% of those 40 to 45 years of age had prevalent CAC. Overall, 1.6% of participants had an Agatston score >100.
Chart 18-1 shows the prevalence of CAC by ethnicity and sex in adults 33 to 45 years of age. The prevalence of CAC was lower in black versus white males but was similar in black versus white females at these ages.
The NHLBI’s JHS assessed the prevalence of elevated CAC in 4416 black participants (mean age 54 years; 64% females).6
— CAC >100 was noted in 14% of those without any MetS or DM, 26% of those with MetS, and 41% of those with DM.
The NHLBI’s MESA, a study of white, black, Chinese, and Hispanic adults, measured CAC in 6814 participants 45 to 84 years of age (mean 63 years), including white (n=2619), black (n=1898), Hispanic (n=1494), and Chinese (n=803) males and females.7
— The overall prevalence of CAC in these 4 ethnic groups was 70.4%, 52.1%, 56.5%, and 59.2%, respectively, among men and was 44.6%, 36.5%, 34.9%, and 41.9%, respectively, among women.
— The prevalence and 75th percentile levels of CAC were highest in white males and lowest in black and Hispanic females. Significant ethnic differences persisted after adjustment for risk factors, with the prevalence of coronary calcium being 22% lower in blacks, 15% lower in Hispanics, and 8% lower in Chinese than in whites.
Compared with MESA, the MASALA study is a community-based cohort of South Asians in the United States and on average 5 years younger than in MESA.8
— The age-adjusted prevalence of CAC was similar among white (68.8%) and South Asian (67.9%) males, with these groups having a greater prevalence of CAC than Chinese (57.8%), black (51.2%), and Hispanic (57.9%) males.
— In contrast, the age-adjusted prevalence of CAC was lower in South Asian females (36.8%) than in white females (42.6%) and females of other races/ethnicities.
Further illustrating the variability of CAC based on population and habits, a forager-horticulturalist population of 705 individuals living in the Bolivian Amazon had the lowest reported levels of CAC of any population recorded to date.9
— Overall in the population (mean age 58 years; 50% females), 85% of individuals were free from any CAC, and even in individuals >75 years of age, 65% remained free of CAC. These unique data indicate that coronary atherosclerosis can typically be avoided by maintaining a low lifetime burden of CAD risk factors.9
The prevalence of CAC varies according to baseline traditional risk factor profile. In recent studies from MESA, the prevalence of CAC in those with no lipid abnormalities was 42% versus 50% in those with 3 lipid abnormalities,10 and 32% of people in MESA with no known traditional CVD risk factors had presence of CAC versus 65% of those with 3 risk factors.11
The duration of risk factor exposure is associated with CAC, as exemplified in an analysis of exposure to DM and prediabetes in 3628 participants in CARDIA.12
— For each additional 5 years of exposure to DM and prediabetes, the adjusted HR for CAC was 1.15 (95% CI, 1.06–1.25) and 1.07 (95% CI, 1.01–1.13), respectively.
Beyond traditional cardiovascular risk factors, recent studies have identified obesity, NAFLD, and elevated Lp(a) as being associated with CAC.
— Considering 1585 participants free of CHD and free of MetS, those who were obese had a higher prevalence of CAC than individuals with a normal weight, with a prevalence ratio of 1.59 (95% CI, 1.38–1.84).13
— In a meta-analysis of 42 410 individuals, including 16 883 with NAFLD, CAC scores were higher in those with NAFLD (OR, 1.64 [95% CI, 1.42–1.89]).14
— In 937 apparently healthy asymptomatic family members of individuals with premature ASCVD, high Lp(a) levels were associated with CAC ≥100 (OR, 1.79 [95% CI, 1.13–2.83]).15
— In a cohort of 428 HIV-positive and 276 HIV-negative individuals concurrently referred for clinically indicated cardiac CT, those who were HIV positive had less calcified plaque than those who were HIV negative (adjusted OR, 0.57 [95% CI, 0.40–0.82]).16
The 10-year trends in CAC among individuals without clinical CVD in MESA were assessed (Chart 18-2).
— The mean age at the baseline examination was 67 years, with 47.4% men. Detectable CAC was evaluated in whites, African American, Hispanic, and Chinese participants, with >50% prevalence at baseline.
— Ten-year trends in CAC prevalence among the 4 racial/ethnic groups revealed a significant trend toward increased prevalence of CAC in blacks but not in any other group (Chart 18-2). Among blacks, the CAC prevalence ratio (year 10 versus baseline) was 1.27 (P<0.001 for test for trend).17
— The severity of CAC was also evaluated at baseline and 10 years (Chart 18-3). After adjustment for age, sex, ethnicity, and type of CT scanner, the proportion of participants with no CAC decreased over time from 40.7% to 32.6% (P=0.007), and the proportions increased from 29.9% to 37.0% (P=0.01) for those with a CAC score ranging from 1 to 99 and from 14.7% to 17.7% (P=0.14) for those with a CAC score of 100 to 399, whereas the proportion with a CAC score ≥400 decreased from 9.1% to 7.2% (P=0.11).

Chart 18-2. Prevalence by ethnicity of detectable CAC at baseline (2000–2002) and year 10 (2010–2012) among US adults 55 to 84 years of age without cardiovascular disease in MESA. CAC indicates coronary artery calcification; and MESA, Multi-Ethnic Study of Atherosclerosis. Source: Data derived from Bild et al.7,17

Chart 18-3. Ten-year trends in severity of coronary artery calcification in US individuals without clinical cardiovascular disease in MESA, baseline examination 2000 to 2002. Data adjusted to the average baseline age (67 years), sex (47% male), race/ethnicity (39% white, 28% African American, 21% Hispanic, and 12% Chinese), and scanner (electron-beam computed tomography vs other). MESA indicates Multi-Ethnic Study of Atherosclerosis. Source: Adapted from Bild et al.17
CAC and Incidence of ASCVD Events (CHD and Stroke)
(See Chart 18-4)
In a landmark study, the NHLBI’s MESA reported on the association of CAC scores with first CHD events over a median follow-up of 3.9 years among a population-based sample of 6722 individuals (39% white, 27% black, 22% Hispanic, and 12% Chinese).18
— Chart 18-4 shows the HRs associated with CAC scores of 1 to 100, 101 to 300, and >300 compared with those without CAC (score=0), after adjustment for standard risk factors. People with CAC scores of 1 to 100 had ≈4 times greater risk and those with CAC scores >100 were 7 to 10 times more likely to experience a coronary event than those without CAC.
— CAC provided similar predictive value for coronary events in whites, Chinese, blacks, and Hispanics (HRs ranging from 1.15–1.39 for each doubling of coronary calcium).
In a more recent MESA analysis with 12-year follow-up, machine learning was used to assess predictors of cardiovascular events.
— Among 735 variables from imaging and noninvasive tests, questionnaires, and biomarker panels, CAC emerged as the strongest predictor of CHD and ASCVD events.19
CAC was highly predictive of CHD event risk in both young and elderly MESA participants in a follow-up that extended to 8.5 years, which suggests that once CAC is known, chronological age has less importance.20
— Compared with a CAC score of 0, CAC >100 was associated with an increased multivariable-adjusted CHD event risk in the younger individuals (45–54 years of age), with an HR of 12.4 (95% CI, 5.1–30.0).
— The respective risk was similar even in the very elderly (75–84 years of age), with an HR of 12.1 (95% CI, 2.9–50.2).
The prospective Dallas Heart Study reported the prognostic value of CAC scores in a relatively younger cohort (44.4±9.0 years of age) of 2084 participants who were followed up for a median of 9 years.21
— Compared with individuals with CAC=0, those with CAC scores of 10 to 100 and >100 were associated with an HR of 3.43 (95% CI, 1.36–8.56) and 5.64 (95% CI, 2.28–13.97) for CHD events, respectively.
— The addition of CAC to the traditional risk factor model resulted in significant improvement in the C statistic (Δ=0.03; P=0.003), as well as a net correct reclassification of 22%.
In the Heinz Nixdorf Recall Study of 4180 individuals, CAC independently predicted stroke during a mean follow-up of 7.9 years.22 Cox proportional hazards regressions were used to examine CAC as a predictor of stroke in addition to established vascular risk factors (age, sex, SBP, LDL-C, HDL-C, DM, smoking, and AF).
— Study participants who had a stroke had significantly higher CAC values at baseline than the remaining participants (median 104.8 [quartile 1, 14.0; quartile 3, 482.2] versus 11.2 [quartile 1, 0; quartile 3, 106.2]; P<0.001).
— In a multivariable Cox regression, log10(CAC+1) was a stroke predictor (HR, 1.52 [95% CI, 1.19–1.92]; P=0.001) independent of traditional risk factors in low- and intermediate-risk individuals.
A recent meta-analysis that pooled data from 3 studies evaluated 13 262 asymptomatic individuals (mean age 60 years, 50% males) without apparent CVD.23
— During a mean follow-up of 7.2 years, the pooled RR of incident stroke with CAC >0 was 2.95 (95% CI, 2.18–4.01; P<0.001) compared with CAC=0.
— Furthermore, there was an increasing risk with higher CAC score (0.12% per year for CAC=0, 0.26% per year for CAC 1–99, 0.41% per year for CAC 100–399, and 0.70% per year for CAC ≥400).

Chart 18-4. HRs for CHD events associated with CAC scores: US adults 45 to 84 years of age (reference group, CAC=0) in MESA, baseline examination 2000 to 2002. Baseline examination 2000 to 2002 with median of 3.9 years of follow-up (maximum 5.3 years). All HRs P<0.0001. Major CHD events included myocardial infarction and death attributable to CHD; any CHD events included major CHD events plus definite angina or definite or probable angina followed by revascularization. CAC indicates coronary artery calcification; CHD, coronary heart disease; HR, hazard ratio; and MESA, Multi-Ethnic Study of Atherosclerosis. Source: Data derived from Detrano et al.18
CAC and Incidence of HF, AF, and Noncardiovascular Outcomes
In the Rotterdam Study, CAC independently predicted incident HF during a median follow-up of 6.8 years.24
— After adjustment for risk factors, those with severe CAC (>400) had a 4.1-fold higher risk (95% CI, 1.7–10.1) of HF than those with CAC scores of 0 to 10.
— In addition, CAC substantially improved the risk classification (net reclassification index, 34.0%).
A recent MESA analysis examining prediction of HF with preserved EF found that CAC >300 was a significant independent predictor in females (HR, 2.82 [95% CI, 1.32–6.00]) but not in males (HR, 0.91 [95% CI, 0.46–1.82]).25
In MESA, during a median follow-up of 8.5 years, after accounting for risk factors, higher CAC scores were associated with increased risk for AF (CAC=0: HR, 1.0 [referent]; CAC=1–100: HR, 1.4 [95% CI, 1.01–2.0]; CAC=101–300: HR, 1.6 [95% CI, 1.1–2.4]; CAC >300: HR, 2.1 [95% CI, 1.4–2.9]).26 The addition of CAC to a risk score yielded relative integrated discrimination improvement of 0.10 (95% CI, 0.061–0.15).
A MESA analysis also showed that a higher CAC burden was associated with noncardiovascular outcomes.27
— During a median follow-up of 10.2 years, accounting for demographics and traditional risk factors, participants with severe CAC (>400) were at an increased risk of cancer (HR, 1.53 [95% CI, 1.18–1.99]), CKD (HR, 1.70 [95% CI, 1.21–2.39]), pneumonia (HR, 1.97 [95% CI, 1.37–2.82]), chronic obstructive pulmonary disease (HR, 2.71 [95% CI, 1.60–4.57]), and hip fracture (HR, 4.29 [95% CI, 1.47–12.50]) compared with those with CAC=0.
CAC Progression and Risk
Data from 6778 people in MESA showed annual CAC progression averaged 25±65 Agatston units, and among those without CAC at baseline, a 5-U annual change in CAC was associated with HRs of 1.4 and 1.5 for total and hard CHD events, respectively.28
— Among those with CAC >0 at baseline, HRs per 100-U annual change in CAC were 1.2 and 1.3, respectively, and for those with annual progression ≥300 versus no progression, HRs were 3.8 and 6.3, respectively.
Furthermore, in MESA, CAC progression was associated with incident AF. Presence of any CAC progression (>0 per year) in the 5-year follow-up was associated with 1.55-fold higher risk for AF (95% CI, 1.10–2.19).26
— The risk of AF increased with higher levels of CAC progression: (1–100 per year: HR, 1.47 [95% CI, 1.03–2.09]; 101–300 per year: HR, 1.92 [95% CI, 1.15–3.20]; >300 per year: HR, 3.23 [95% CI, 1.48–7.05]).
In a MESA study of 2759 postmenopausal females, despite no association between sex hormones and prevalent CAC, an association emerged between sex hormones and CAC progression over a median of 4.7 years.29
— Females with higher free testosterone showed greater CAC progression (RR, 1.26 [95% CI, 1.01–1.56]), and those with higher sex hormone binding globulin had lower progression (0.80 [5% CI, 0.64–0.99]).
Social Determinants of CAC
Addressing individuals living in the rural United States, a study reported the distribution of CAC scores among 1607 (mean age 56 years; 56% females) community-dwelling asymptomatic individuals from central Appalachia.30
— Overall, 44% had a CAC score of 0, whereas the prevalence of those with mild (1–99), moderate (100–399), and severe (≥400) CAC was 29%, 15%, and 11%, respectively.
Schmidt et al31 examined the interaction of SES and a common variant in chromosome 9p21.3 in association with CAC and incident events in the Heinz Nixdorf Recall Study. In the 4116 participants in the analysis, SES was examined by education and income.
— Genotype-income interaction, but not genotype-education interaction, was observed for CAC and events.
— The lowest tertile of income had the strongest genetic effect, a 53.1% (95% CI, 30.6%–79.6%; P=1.8×10−7) increase in CAC and an HR of 1.44 (95% CI, 1.01–2.07; P=0.049) for incident coronary events per additional risk allele.
— This suggests that lower income may be a determinant of increased expression of genetic susceptibility to CAD.
Carotid IMT
Background
Carotid IMT measures the thickness of 2 layers (the intima and media) of the wall of the carotid arteries, the largest conduits of blood going to the brain. Carotid IMT is thought to be an earlier manifestation of atherosclerosis than CAC, because thickening precedes the development of frank atherosclerotic plaque. Carotid IMT methods may vary by part of the artery measured (common carotid, internal carotid, or bulb), measurement of near and far walls, and reporting of average (more common) or maximum thickness.
Carotid IMT is greater with age and in males. Thus, high-risk levels of thickening might be considered as those in the highest quartile or quintile for one’s age and sex, or ≥1 mm. Carotid ultrasound can also detect plaques and percent stenosis, although primary prevention guidelines have not recommended screening of asymptomatic people using either the presence of atherosclerotic plaque or carotid IMT to quantify atherosclerosis or predict risk.32,33
In the CHS, mean maximal common carotid IMT was 1.03±0.20 mm, and mean internal carotid IMT was 1.37±0.55 mm.34
Risk Factors
In participants in the Bogalusa Heart Study (mean age of 32±3 years), after adjustment for age, race, and sex, carotid IMT was associated significantly and positively with waist circumference, SBP, DBP, and LDL-C. Carotid IMT was inversely correlated with HDL-C levels. Participants with greater numbers of adverse risk factors (0, 1, 2, 3, or more) had stepwise increases in mean carotid IMT levels.35
Additionally, the Bogalusa Heart Study investigated the association between risk factors measured in childhood with carotid IMT measured in these young adults.36 Higher BMI and LDL-C levels measured at 4 to 7 years of age were associated with increased risk for being >75th percentile for carotid IMT in young adulthood. Higher SBP and LDL-C and lower HDL-C in young adulthood were also associated with having high carotid IMT.
A similar pattern of association between risk factors at a younger age and carotid IMT in adulthood was demonstrated in a large Finnish cohort study.37 These data highlight the importance of adverse risk factor levels in early childhood and young adulthood in the early development of atherosclerosis.
Two large, population-based prospective studies have investigated the association of carotid ultrasound findings with outcomes with shared pathogenesis of atherosclerosis.38,39
— In 1243 FHS participants (57±9 years of age; 53% females), the degree of carotid stenotic burden on carotid ultrasound was predictive of cerebral microbleeds on brain MRI, a marker of stroke and dementia. Carotid stenosis ≥25% was associated with a 2.2-fold (95% CI, 1.10–4.40) increased risk of cerebral microbleed, whereas no association was noted with carotid IMT.38
— Among 13 197 individuals 45 to 64 years of age (26% blacks, 56% females) followed up for a median of 22.7 years, mean carotid IMT in the fourth quartile (≥0.81 mm) versus first quartile (<0.62) was significantly associated with ESRD.39
Recent evidence suggests that sleep patterns and duration, which are associated with CVD, are associated with subclinical atherosclerosis.40 In nearly 4000 asymptomatic middle-aged individuals in the PESA Study, individuals with very short (<6 hours) sleep and highest quintile of sleep fragmentation had the greatest odds of subclinical atherosclerosis defined by carotid and femoral ultrasound imaging.40 Compared with those who slept 7 to 8 hours per night, and with adjustment for conventional risk factors, those who slept <6 hours per night had a 1.27 greater odds of noncoronary atherosclerosis.
In the Bogalusa Heart Study,35 carotid IMT was measured in 518 black and white males and females at a mean age of 32±3 years. These males and females were healthy but overweight.
— Males had significantly higher carotid IMT in all segments than females, and blacks had higher common carotid and carotid bulb IMT than whites.
Updates from an individual-participant meta-analysis involving 15 population-based cohorts worldwide that included 60 211 individuals (46 788 whites, 7200 blacks, 3816 Asians, and 2407 Hispanics) demonstrated differing associations between risk factors and burden of carotid IMT according to racial/ethnic groups.41 Specifically, the association between age and carotid IMT was weaker in blacks and Hispanics, SBP was more strongly associated with carotid IMT in Asians, and HDL-C and smoking were less associated with carotid IMT in blacks.
Among both females and males in the NHLBI’s MESA, blacks had the highest common carotid IMT, but they were similar to whites and Hispanics in internal carotid IMT. Chinese participants had the lowest carotid IMT, in particular in the internal carotid, of the 4 ethnic groups.42
In MESA, carotid IMT and CAC were found to be commonly associated, but patterns of association differed somewhat by sex and race.42
— Common and internal carotid IMT were greater in females and males who had CAC than in those who did not, regardless of ethnicity.
— Overall, CAC prevalence and scores were associated with carotid IMT, but associations were somewhat weaker in blacks than in other ethnic groups.
— In general, blacks had the thickest carotid IMT of all 4 ethnic groups, regardless of the presence of CAC.
— Common carotid IMT differed little by race/ethnicity in females with any CAC, but among females with no CAC, IMT was higher among blacks (0.86 mm) than in the other 3 groups (0.76–0.80 mm).
Social Determinants of Carotid IMT and Vascular Disease
The IMPROVE study cohort of 3703 Europeans studied the relation of SES with carotid IMT. Manual laborers had higher carotid IMT than white collar workers, a finding that was independent of sex, age groups, and education and was only partially mediated by risk factors.43
In the biracial HANDLS study of 2270 adults, interaction analyses demonstrated a race × SES effect whereby blacks with high (rather than low) SES had higher carotid IMT and PWV (aortic stiffness) than other groups, suggesting a group with greater subclinical CVD.44
In the Young Finns Study of 1813 adults 27 to 39 years of age followed up for >20 years, SES indexed to education was inversely associated with CVD risk factors including obesity, glycemic level, and smoking and was directly associated with PA.45 Individuals with higher education had lower progression in IMT in follow-up.
Risk Prediction
A study from 3 population-based cohorts (ARIC, N=13 907; MESA, N=6640; and the Rotterdam Study, N=5220) demonstrated that both a higher carotid IMT and presence of carotid plaque were independently associated with an increased risk of incident AF.46 In this study, a 1-SD increase in carotid IMT and presence of carotid plaque were associated with a meta-analyzed HR of 1.12 (95% CI, 1.08–1.16) and 1.30 (95% CI, 1.19–1.42), respectively.
The CHS reported follow-up of 4476 males and females ≥65 years of age (mean age 72 years) who were free of CVD at baseline.34 After a mean follow-up of 6.2 years, those with maximal combined carotid IMT in the highest quintile had a 4-fold greater risk for incident heart attack or stroke than those in the bottom quintile. After adjustment for other risk factors, a 3-fold greater risk for the top versus the bottom quintile remained.
In one of the largest studies to date evaluating both prediction and reclassification from carotid IMT and presence of carotid plaque, ARIC investigators found that the addition of carotid IMT and plaque to traditional risk factors improved prediction of CHD risk.47 In particular, among 13 145 participants (5682 men, 7463 women), ≈23% were reclassified by adding carotid IMT and plaque data to traditional risk factors. The area under the curve improved from 0.742 to 0.755 (95% CI for difference in adjusted area under the curve, 0.008–0.017).
In MESA, during a median follow-up of 3.3 years, an IMT rate of change of 0.5 mm per year was associated with an HR of 1.23 (95% CI, 1.02–1.48) for incident stroke.48 The upper quartile of IMT rate of change had an HR of 2.18 (95% CI, 1.07–4.46) compared with the lower 3 quartiles combined.
Despite this evidence, conflicting data have been reported on the contribution of carotid IMT to risk prediction. A consortium of 14 population-based cohorts consisting of 45 828 individuals followed up for a median of 11 years demonstrated little additive value of common carotid IMT to FRS for purposes of discrimination and reclassification of incident MI and stroke (95% CI, 2.7%–4.6%).49 The C statistics of the model with FRS alone (0.757 [95% CI, 0.749–0.764]) and with addition of common carotid IMT (0.759 [95% CI, 0.752–0.766]) were similar. The net reclassification improvement with the addition of common carotid IMT was small (0.8% [95% CI, 0.1%–1.6%]). In those at intermediate risk, the net reclassification improvement was 3.6% among all individuals.
Interestingly, the ability of carotid IMT to predict incident CVD events might also depend on how the data are modeled. In MESA, the use of an age-, sex-, and race-adjusted carotid IMT score that combined data from both the internal and common carotid artery resulted in a significant improvement in the net reclassification improvement of 4.9% (P=0.024), with a particularly higher impact in individuals with an intermediate FRS, in whom the net reclassification improvement was 11.5%.50
Among 13 590 participants in ARIC who were 45 to 64 years of age, each 1-SD increase in carotid IMT was associated with incident HF (HR, 1.20 [95% CI, 1.16–1.25]) in a 20-year follow-up after accounting for major CVD risk factors and CHD.51 Similar associations were also noted across all race and sex groups. This relationship was found to be much stronger among those without established DM.
A study from a consortium of population-based cohorts reported no added value of measurement of mean common carotid IMT in individuals with high BP for improving cardiovascular risk prediction.52 For those at intermediate risk, the addition of mean common carotid IMT to an existing cardiovascular risk score resulted in a small but statistically significant improvement in risk prediction.
In a recent study, however, carotid plaque burden measured via 3-dimensional carotid ultrasound showed promise in improving CVD risk prediction.53 The prospective BioImage Study enrolled 5808 asymptomatic US adults (mean age 69 years; 56.5% females). Carotid plaque areas from both carotid arteries were summed as the carotid plaque burden. The primary end point was the composite of MACE (cardiovascular death, MI, and ischemic stroke). After adjustment for risk factors, the HRs for MACE were 1.45 (95% CI, 0.67–3.14) and 2.36 (95% CI, 1.13–4.92) with increasing carotid plaque burden tertile. Net reclassification improved significantly with carotid plaque burden (0.23).
To date, few studies have comprehensively studied the association of carotid IMT progression with CVD outcomes. Data from a comprehensive meta-analysis of individual participant data demonstrated that common carotid artery IMT progression in people with DM ranged between −0.09 and 0.04 mm per year in a follow-up of 3.6 years; however, this change was not associated with cardiovascular outcomes.54 The HR for a 1-SD increase in common carotid artery IMT progression was 0.99 (95% CI, 0.91–1.08).
CAC, Carotid IMT, CT Angiography, and Risk Prediction
In MESA, the investigators reported on follow-up of 6779 males and females in 4 ethnic groups over 9.5 years and compared the predictive utility of carotid IMT, carotid plaque, and CAC (presence and burden).55
— CAC presence was a stronger predictor of incident CVD and CHD than carotid ultrasound measures.
— Mean IMT ≥75th percentile (for age, sex, and race) alone did not predict events. Compared with traditional risk factors, C statistics for CVD (C=0.756) and CHD (C=0.752) increased the most by the addition of CAC presence (CVD, C=0.776; CHD, C=0.784; P<0.001), followed by carotid plaque presence (CVD, C=0.760; CHD, C=0.757; P<0.05).
— Compared with risk factors (C=0.782), carotid plaque presence (C=0.787; P=0.045) but not CAC (C=0.785; P=0.438) improved prediction of stroke/TIA.
Investigators from the NHLBI’s CARDIA and MESA studies examined the burden and progression of subclinical atherosclerosis among adults <50 years of age.56 Ten-year and lifetime risks for CVD were estimated for each participant, and the participants were stratified into 3 groups of predicted CVD risk: (1) low 10-year (<10%)/low lifetime (<39%) risk; (2) low 10-year (<10%)/high lifetime (≥39%) risk; and (3) high 10-year risk (>10%). The final group had the highest burden and greatest progression of subclinical atherosclerosis. Given the young age of those studied, ≈90% of participants were at low 10-year risk, but of these, half had high predicted lifetime risk. Compared with those with low short-term/low lifetime predicted risks, those with low short-term/high lifetime predicted risk had significantly greater burden and progression of CAC and significantly greater burden of carotid IMT, even at these younger ages. These data confirm the importance of early exposure to risk factors for the onset and progression of subclinical atherosclerosis.
Although CAC and carotid ultrasound have been used more commonly in epidemiological studies, CT angiography has been examined for its potential role in detection, quantitation, and characterization of atherosclerotic coronary plaques that might make them prone to rupture, such as positive remodeling, low attenuation, and spotty calcifications.57
However, limited impact on the prediction of outcomes in asymptomatic individuals has been shown, and thus, guidelines have not recommended its use as a screening tool for assessment of cardiovascular risk in asymptomatic individuals.2,32,33,58 In the CONFIRM study, although CT angiography presence, extent, and severity of CAD improved risk prediction over traditional risk factors, no additional prognostic value for all-cause death was conferred once traditional risk factors and CAC scores were included in the model.59 In another analysis of the CONFIRM data, it was noted that coronary CT angiography only provided incremental prognostic utility for prediction of mortality and nonfatal MI for asymptomatic individuals with moderately high CAC scores, but not for those with lower or higher CAC scores.60
Genetics/Family History
There is evidence for genetic control of subclinical atherosclerosis, with several loci identified that associate with CAC and carotid artery IMT in multiethnic and racial populations.61–64 On the basis of the identified genes and variants, there are considerable shared genetic components to subclinical disease and other risk factors (such as blood lipids) and incident disease.
Recently, investigators identified 8 unique genetic loci that contribute to carotid IMT in 71 128 individuals and 1 novel locus for carotid plaque in 48 434 individuals.65 Genetic correlations with CHD and stroke using linkage disequilibrium score regression analysis were observed, which suggests the connection between genetic susceptibility to subclinical atherosclerosis and overt CVD.
Treatment: Healthy Lifestyle and Preventive Medications
A healthy lifestyle is the foundation of preventive treatment. Diets high in vegetables and fruits are associated with lower risk for CVD. PREDIMED, a small, randomized cohort study, demonstrated delayed progression of carotid IMT and carotid plaque after a median of 2.4 years in those randomized to a Mediterranean diet with nuts versus controls.66
Recently, a study examining the relation of different vegetables to carotid IMT in a cohort of older females showed that a diet high in vegetables, particularly cruciferous vegetables, was associated with lower carotid IMT.67 Consuming ≥3 servings of vegetables each day was associated with an ≈5% lower amount of carotid atherosclerosis compared with consuming <2 servings of vegetables.
SWAN examined the association of a 10-component Healthy Lifestyle Score using self-reported data regarding smoking, diet, and PA with carotid atherosclerosis in females during midlife. After 14 years of follow up, individuals with a healthier lifestyle, particularly the abstinence of smoking, had lower carotid IMT, which emphasizes the role of optimal lifestyle habits on subclinical atherosclerosis.68 Similar results of lifestyle habits including Mediterranean diet, abstinence from smoking, and moderate alcohol intake were associated with lower subclinical atherosclerosis in nearly 2000 individuals in the Spanish AWHS.69
CAC has been examined in multiple studies for its potential to identify those most likely and not likely to benefit from pharmacological treatment for the primary prevention of CVD.
A total of 950 participants from MESA who met JUPITER clinical trial entry criteria (risk factors plus LDL-C <130 mg/dL and high-sensitivity CRP ≥2 mg/L) were identified and stratified according to CAC scores of 0, 1 to 100, or >100; CHD event rates were calculated, and the NNT5 was calculated by applying the benefit found in JUPITER to the event rates found in each of these groups.70 For CHD, the predicted NNT5 was 549 for those with CAC of 0, 94 for scores of 1 to 100, and 24 for scores >100.
In a similar fashion, 2 studies extrapolated the NNT5 for LDL-C lowering by statins, applying the 30% RR reduction associated with a 1 mmol/L (39 mg/dL) reduction in LDL-C from a Cochrane meta-analysis of statin therapy in primary prevention across the spectrum of lipid abnormalities (LDL-C ≥130 mg/dL, HDL-C <40 mg/dL for males or <50 mg/dL for females, and triglycerides ≥150 mg/dL), as well as across 10-year FRS categories (0%–6%, 6%–10%, 10%–20%, and >20%).10,71
— The estimated NNT5 for preventing 1 CVD event across dyslipidemia categories in the MESA cohort ranged from 23 to 30 in those with CAC ≥100.10 The NNT5 was 30 in participants with no lipid abnormality and CAC >100, whereas it was 154 in those with 3 lipid abnormalities and CAC of 0. A very high NNT5 of 186 and 222, respectively, was estimated to prevent 1 CHD event in the absence of CAC among those with 10-year FRS of 11% to 20% and >20%. The respective estimated NNT5 was as low as 36 and 50 with the presence of a very high CAC score (>300) among those with 10-year FRS of 0% to 6% and 6% to 10%, respectively. These collective data show the utility of CAC in identifying those most likely to benefit from statin treatment across the spectrum of risk profiles with an appropriate NNT5.
— Similarly, CAC testing also identified appropriate candidates who might derive the highest benefit with aspirin therapy. In MESA, individuals with CAC ≥100 had an estimated net benefit with aspirin regardless of their traditional risk status; the estimated NNT5 was 173 for individuals classified as having <10% FRS and 92 for individuals with ≥10% FRS, and the estimated 5-year number needed to harm was 442 for a major bleed.71 Conversely, individuals with zero CAC had unfavorable estimates (estimated NNT5 of 2036 for individuals with <10% FRS and 808 for individuals with ≥10% FRS; estimated 5-year number needed to harm of 442 for a major bleed). Sex-specific and age-stratified analyses showed similar results.
A study from MESA also examined the role of CAC testing to define the target population to treat with a polypill.72 The NNT5 to prevent 1 event was estimated by applying the expected 62% CHD event reduction associated with the use of the polypill (based on TIPS). The estimated NNT5 to prevent 1 CHD event ranged from 170 to 269 for patients with CAC=0, from 58 to 79 for those with CAC scores from 1 to 100, and from 25 to 27 for those with CAC scores >100, which enabled significant reductions in the population considered for treatment with more selective use of the polypill and, as a result, avoidance of treatment of those who were unlikely to benefit.
Within the scope of the 2013 ACC/AHA guideline on the treatment of blood cholesterol, data from MESA demonstrated that among those for whom statins were recommended, 41% had CAC=0 and had 5.2 ASCVD events per 1000 person-years.73 Among 589 participants (12%) considered for moderate-intensity statin treatment, 338 (57%) had CAC=0, with an ASCVD event rate of 1.5 per 1000 person-years. Of participants eligible (recommended or considered) for statins, 44% (1316 of 2966) had CAC=0 at baseline and an observed 10-year ASCVD event rate of 4.2 per 1000 person-years. The study results highlighted that among the intermediate-risk range of 5% to 20%, nearly half (48%) had CAC=0, and their 10-year ASCVD risk was below the threshold recommended for statin therapy (4.5%).
These findings were recently confirmed in the JHS.74 Among 2812 black individuals 40 to 75 years of age without prevalent ASCVD followed up for a median of 10 years, participants who were statin eligible by the 2013 ACC/AHA guideline on the treatment of blood cholesterol experienced a 10-year ASCVD event rate of 8.1 per 1000 person-years. However, in the absence of CAC, the 10-year observed ASCVD risk was below the threshold of statin recommendation set by the guidelines, at 3.1 per 1000 person-years.
Measures of Vascular Function and Incident CVD Events
Background
Measures of arterial tonometry (stiffness) are based on the concept that pulse pressure has been shown to be an important risk factor for CVD. Arterial tonometry offers the ability to directly and noninvasively measure central PWV in the thoracic and abdominal aorta.
BP and its variability are related to CVD events. Greater home BP variability was associated with higher carotid IMT, aortic calcification, and lower ABI in 1033 Japanese males and females.75
Brachial FMD is a marker for nitric oxide release from the endothelium that can be measured by ultrasound. Impaired FMD is an early marker of CVD.
Recommendations have not been specific, however, as to which, if any, measures of vascular function might be useful for CVD risk stratification in selected patient subgroups. Because of the absence of significant prospective data relating these measures to outcomes, the guidelines do not recommend measuring either FMD or arterial stiffness for cardiovascular risk assessment in asymptomatic adults.58
Arterial Stiffness and CVD
The Rotterdam Study measured arterial stiffness in 2835 elderly participants (mean age 71 years).76 They found that as aortic PWV increased, the RR of CHD was 1.72 (second versus first tertile) and 2.45 (third versus first tertile). Results remained robust even after accounting for carotid IMT, ABI, and pulse pressure.
A study from Denmark of 1678 individuals 40 to 70 years of age found that each 1-SD increment in aortic PWV (3.4 m/s) increased CVD risk by 16% to 20%.77
The FHS studied several indices of arterial stiffness, including PWV, wave reflection, and central pulse pressure.78 Higher PWV was associated with a 48% increased risk of incident CVD events, and PWV improved CVD risk prediction (integrated discrimination improvement of 0.7%, P<0.05).
An analysis from the JHS suggested peripheral arterial tonometry is associated with LVH.79 A total of 440 black participants (mean age 59±10 years, 60% females) underwent both peripheral arterial tonometry and cardiac MRI evaluations between 2007 and 2013. Age- and sex-adjusted Pearson correlation analysis suggested that natural log-transformed LV mass index measured by MRI was negatively correlated with reactive hyperemia index (coefficient −0.114; P=0.02) after accounting for age, sex, BMI, DM, hypertension, ratio of TC and HDL-C, smoking, and history of CVD.
Evidence suggests that arterial stiffness has negative impacts on brain health across the life spectrum. In 5853 children in the Generation R study, DBP was related to nonverbal intelligence, and in 5187 adults in the Rotterdam study, cognition was linearly related to SBP, PWV, and pulse pressure, and nonlinearly with DBP.80 In the ARIC–Neurocognitive and positron emission tomography study, higher arterial stiffness measured by heart-carotid PWV was associated with greater β-amyloid deposition in the brain defined by positron emission tomography imaging, and carotid femoral PWV was associated with lower brain volumes and with higher white matter hyperintensity burden.81 FHS investigators also previously demonstrated findings of arterial stiffness with brain aging and similar brain structural abnormalities and progression of these abnormalities in regions implicated in Alzheimer disease.82–86
FMD and CVD
A recent meta-analysis assessed the relation of FMD with CVD events. Thirteen studies involving 11 516 individuals without established CVD, with a mean duration of 2 to 7.2 years and adjusted for age, sex, and risk factors, reported a multivariate RR of 0.93 (95% CI, 0.90–0.96) per 1% increase in brachial FMD.87
Comparison of Measures
In MESA, a comparison of 6 risk markers—CAC, ABI, high-sensitivity CRP, carotid IMT, brachial FMD, and family history of CHD—and their clinical utility over FRS was evaluated in 1330 intermediate-risk individuals.88 After 7.6 years of follow-up, CAC, ABI, high-sensitivity CRP, and family history were independently associated with incident CHD in multivariable analyses (HRs of 2.6, 0.79, 1.28, and 2.18, respectively), but carotid IMT and brachial FMD were not. CAC provided the highest incremental improvement over the FRS (0.784 for both CAC and FRS versus 0.623 for FRS alone), as well as the greatest net reclassification improvement (0.659).
Additionally, in MESA, the values of 12 negative markers (CAC score of 0, carotid IMT <25th percentile, absence of carotid plaque, brachial FMD >5% change, ABI >0.9 and <1.3, high-sensitivity CRP <2 mg/L, homocysteine <10 µmol/L, N-terminal pro-BNP <100 pg/mL, no microalbuminuria, no family history of CHD [any/premature], absence of MetS, and healthy lifestyle) were compared for all and hard CHD and for all CVD events over the 10-year follow-up.89 After accounting for CVD risk factors, absence of CAC had the strongest negative predictive value, with an adjusted mean diagnostic likelihood ratio of 0.41 (SD, 0.12) for all CHD and 0.54 (SD, 0.12) for CVD, followed by carotid IMT <25th percentile (diagnostic likelihood ratio, 0.65 [SD, 0.04] and 0.75 [SD, 0.04], respectively).
Similar findings were also noted in the Rotterdam Study, in which among 12 CHD risk markers, improvements in FRS predictions were most statistically and clinically significant with the addition of CAC scores.90
The pooled cohort ASCVD risk estimator was recently compared against the FRS for prediction of subclinical atherosclerosis measured by carotid IMT and vascular dysfunction measured by carotid femoral PWV, central pulse pressure, and augmentation index in a cohort of 1231 individuals free of prevalent CVD.91 Not surprisingly, given that the FRS was based on individuals of northern European descent, the pooled cohort risk equations were suggested to better identify the significance of race in subclinical atherosclerosis and vascular dysfunction.
| ABI | ankle-brachial index |
| ACC | American College of Cardiology |
| AF | atrial fibrillation |
| AHA | American Heart Association |
| ARIC | Atherosclerosis Risk in Communities |
| ASCVD | atherosclerotic cardiovascular disease |
| AWHS | Aragon Workers’ Health Study |
| BMI | body mass index |
| BNP | B-type natriuretic peptide |
| BP | blood pressure |
| CAC | coronary artery calcification |
| CAD | coronary artery disease |
| CARDIA | Coronary Artery Risk Development in Young Adults |
| CHD | coronary heart disease |
| CHS | Cardiovascular Health Study |
| CI | confidence interval |
| CKD | chronic kidney disease |
| CONFIRM | Coronary CT Angiography Evaluation for Clinical Outcomes: An International Multicenter Registry |
| CRP | C-reactive protein |
| CT | computed tomography |
| CVD | cardiovascular disease |
| DBP | diastolic blood pressure |
| DM | diabetes mellitus |
| EF | ejection fraction |
| ESRD | end-stage renal disease |
| FHS | Framingham Heart Study |
| FMD | flow-mediated dilation |
| FRS | Framingham Risk Score |
| HANDLS | Healthy Aging in Neighborhoods of Diversity Across the Life Span |
| HDL-C | high-density lipoprotein cholesterol |
| HF | heart failure |
| HIV | human immunodeficiency virus |
| HR | hazard ratio |
| IMPROVE | Carotid Intima Media Thickness (IMT) and IMT Progression as Predictors of Vascular Events in a High Risk European Population |
| IMT | intima-media thickness |
| JHS | Jackson Heart Study |
| JUPITER | Justification for the Use of Statins in Primary Prevention: An Intervention Trial Evaluating Rosuvastatin |
| LDL-C | low-density lipoprotein cholesterol |
| Lp(a) | lipoprotein(a) |
| LV | left ventricular |
| LVH | left ventricular hypertrophy |
| MACE | major adverse cardiovascular events |
| MASALA | Mediators of Atherosclerosis in South Asians Living in America |
| MESA | Multi-Ethnic Study of Atherosclerosis |
| MetS | metabolic syndrome |
| MI | myocardial infarction |
| MRI | magnetic resonance imaging |
| NAFLD | nonalcoholic fatty liver disease |
| NHLBI | National Heart, Lung, and Blood Institute |
| NNT5 | 5-year number needed to treat |
| OR | odds ratio |
| PA | physical activity |
| PAD | peripheral artery disease |
| PESA | Progression of Early Subclinical Atherosclerosis |
| PREDIMED | Prevención con Dieta Mediterránea |
| PWV | pulse-wave velocity |
| RR | relative risk |
| SBP | systolic blood pressure |
| SD | standard deviation |
| SES | socioeconomic status |
| SWAN | Study of Women’s Health Across the Nation |
| TC | total cholesterol |
| TIA | transient ischemic attack |
| TIPS | The Indian Polycap Study |
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Kavousi M, Elias-Smale S, Rutten JH, Leening MJ, Vliegenthart R, Verwoert GC, Krestin GP, Oudkerk M, de Maat MP, Leebeek FW, . Evaluation of newer risk markers for coronary heart disease risk classification: a cohort study.Ann Intern Med. 2012; 156:438–444. doi: 10.7326/0003-4819-156-6-201203200-00006CrossrefMedlineGoogle Scholar - 91.
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19. Coronary Heart Disease, Acute Coronary Syndrome, and Angina Pectoris
See Tables 19-1 through 19-3 and Charts 19-1 through 19-11
Coronary Heart Disease
ICD-9 410 to 414, 429.2; ICD-10 I20 to I25 (includes MI ICD-10 I21 to I22).
Prevalence
(See Tables 19-1 and 19-2 and Charts 19-1 through 19-4)
On the basis of data from NHANES 2013 to 2016,1 an estimated 18.2 million Americans ≥20 years of age have CHD (Table 19-1). The prevalence of CHD was higher for males than females ≥60 years of age (Chart 19-1).
Total CHD prevalence is 6.7% in US adults ≥20 years of age. CHD prevalence is 7.4% for males and 6.2% for females. CHD prevalence by sex and ethnicity is shown in Table 19-1.
On the basis of data from the 2017 NHIS, the CHD prevalence estimates are 5.6% among whites, 5.9% among blacks, 2.7% among American Indian/Alaska Natives, and 4.3% among Asians ≥18 years of age.2
According to data from NHANES 2013 to 2016 (unpublished NHLBI tabulation),1 the overall prevalence for MI is 3.0% in US adults ≥20 years of age. Males have a higher prevalence of MI than females for all age groups except 20 to 39 years (Chart 19-2). MI prevalence is 4.0% for males and 2.3% for females. MI prevalence by sex and ethnicity is shown in Table 19-1.
According to data from NHANES 2013 to 2016,1 the overall prevalence for angina is 3.6% in US adults ≥20 years of age (Table 19-2).
According to data from NHANES for the period 1988 to 2012, angina prevalence declined substantially in NH whites (from 4.0% to 2.1%) but not in NH blacks (from 4.9% to 4.4%). Angina prevalence declined in both males and females ≥65 years of age (males from 5.1% to 2.9%, females from 5.6% to 2.4%).3
Data from the BRFSS 2017 survey indicated that 4.2% of respondents had been told that they had had an MI. The highest prevalence was in West Virginia (6.0%) and the lowest was in Hawaii (2.6%; age-adjusted; Chart 19-3).4
In the same survey, 3.9% of respondents had been told that they had angina or CHD. The highest prevalence was in Puerto Rico (6.6%) and West Virginia (6.0%), and the lowest was in the District of Columbia (2.1%) and Hawaii (2.2%; age-adjusted; Chart 19-4).4
| Population Group | Prevalence, CHD, 2013–2016 Age ≥20 y | Prevalence, MI, 2013–2016 Age ≥20 y | New and Recurrent MI and Fatal CHD, 2005–2014 Age ≥35 y | New and Recurrent MI, 2005–2014 Age ≥35 y | Mortality,* CHD, 2017 All Ages | Mortality,* MI, 2017 All Ages | Hospital Discharges: CHD, 2016 All Ages |
|---|---|---|---|---|---|---|---|
| Both sexes | 18 200 000 (6.7%) | 8 400 000 (3.0%) | 1 055 000 | 805 000 | 365 914 | 110 346 | 1 045 000 |
| Males | 9 400 000 (7.4%) | 5 100 000 (4.0%) | 610 000 | 470 000 | 213 295 (58.3%)† | 64 436 (58.4%)† | 664 000 |
| Females | 8 800 000 (6.2%) | 3 300 000 (2.3%) | 445 000 | 335 000 | 152 619 (41.7%)† | 45 910 (41.6%)† | 381 000 |
| NH white males | 7.7% | 4.0% | 520 000‡ | … | 168 868 | 51 155 | … |
| NH white females | 6.1% | 2.2% | 370 000‡ | … | 119 151 | 35 720 | … |
| NH black males | 7.2% | 4.0% | 90 000‡ | … | 22 167 | 6595 | … |
| NH black females | 6.5% | 2.2% | 75 000‡ | … | 18 055 | 5458 | … |
| Hispanic males | 6.0% | 3.4% | … | … | 14 195 | 4437 | … |
| Hispanic females | 6.0% | 2.0% | … | … | 10 041 | 3113 | … |
| NH Asian males | 4.8% | 2.4% | … | … | 5721 | 1693§ | … |
| NH Asian females | 3.2% | 1.0% | … | … | 4103 | 1271§ | … |
| NH American Indian or Alaska Native | … | … | … | … | 2032 | 593 | … |
| Population Group | Prevalence, 2013–2016, Age ≥20 y | Hospital Discharges, 2016, All Ages |
|---|---|---|
| Both sexes | 9 400 000 (3.6%) | 18 000 |
| Males | 4 300 000 (3.5%) | 9000 |
| Females | 5 100 000 (3.7%) | 9000 |
| NH white males | 3.8% | … |
| NH white females | 3.8% | … |
| NH black males | 3.6% | … |
| NH black females | 3.8% | … |
| Hispanic males | 2.6% | … |
| Hispanic females | 3.6% | … |
| NH Asian or Pacific Islander males | 2.0% | … |
| NH Asian or Pacific Islander females | 1.6% | … |

Chart 19-1. Prevalence of coronary heart disease by age and sex, United States (NHANES, 2013–2016). NHANES indicates National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 2013 to 2016.1

Chart 19-2. Prevalence of myocardial infarction (MI) by age and sex, United States (NHANES, 2013–2016). MI includes people who answered “yes” to the question of ever having had a heart attack or MI. NHANES indicates National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 2013 to 2016.1

Chart 19-3. “Ever told you had a heart attack (myocardial infarction)?” Age-adjusted US prevalence by state (BRFSS Prevalence and Trends Data, 2017). BRFSS indicates Behavioral Risk Factor Surveillance System. Source: BRFSS Prevalence and Trends Data, 2017.4

Chart 19-4. “Ever told you had angina or coronary heart disease?” Age-adjusted US prevalence by state (BRFSS Prevalence and Trends Data, 2017). BRFSS indicates Behavioral Risk Factor Surveillance System. Source: BRFSS Prevalence and Trends Data, 2017.4
Incidence
(See Charts 19-5 through 19-7)
Approximately every 40 seconds, an American will have an MI (AHA computation based on incidence data from the ARIC study of the NHLBI5).
On the basis of data tabulated by NHLBI from the 2005 to 2014 ARIC study of the NHLBI5:
— This year, ≈720 000 Americans will have a new coronary event (defined as first hospitalized MI or CHD death), and ≈335 000 will have a recurrent event.
— The estimated annual incidence of MI is 605 000 new attacks and 200 000 recurrent attacks. Of these 805 000 first and recurrent events, it is estimated that 170 000 are silent.
— Average age at first MI is 65.6 years for males and 72.0 years for females.
In the REGARDS study, 37% of adjudicated MIs had a primary hospital discharge diagnosis of MI, whereas 63% had a primary hospital discharge diagnosis other than MI, which suggests that most MIs that result in hospitalization might be occurring during hospitalization for other acute illnesses.6
Self-reported income and education were associated with incident CHD (defined as definite or probable MI or acute CHD death) in the REGARDS study. Those reporting low income and low education had twice the incidence of CHD as those reporting high income and high education (10.1 versus 5.2 per 1000 person-years, respectively).7
Annual numbers for MI or fatal CHD in the NHLBI-sponsored ARIC study and the CHS stratified by age and sex are displayed in Chart 19-5. Incidence of heart attacks or fatal CHD stratified by age, race, and sex is displayed in Chart 19-6.
Incidence of MI by age, sex, and race in the NHLBI-sponsored ARIC study is displayed in Chart 19-7. Black males have a higher incidence of MI in all age groups.
HRs for incident fatal CHD were higher for black males than for white males 45 to 65 years of age (ARIC: 2.09 [95% CI, 1.42–3.06]; REGARDS: 2.11 [95% CI, 1.32–3.38]). Nonfatal CHD risk was lower (ARIC: 0.82 [95% CI, 0.64–1.05]; REGARDS: 0.94 [95% CI, 0.69–1.28]). However, after adjustment for social determinants of health and cardiovascular risk factors, black males and females have similar risk for fatal CHD but lower risk for nonfatal CHD.8
In 9498 participants in the ARIC study, whites had a higher rate of clinically recognized MI than blacks (5.04 versus 3.24 per 1000 person-years, P=0.002).9

Chart 19-5. Annual number of US adults per 1000 having diagnosed heart attack or fatal CHD by age and sex (ARIC surveillance, 2005–2014 and CHS). These data include myocardial infarction (MI) and fatal CHD but not silent MI. ARIC indicates Atherosclerosis Risk in Communities; CHD, coronary heart disease; and CHS, Cardiovascular Health Study. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using ARIC, 2005 to 20145 and CHS.115

Chart 19-6. Incidence of heart attack or fatal CHD by age, sex, and race, United States (ARIC Surveillance, 2005–2014). ARIC indicates Atherosclerosis Risk in Communities; CHD, coronary heart disease; and MI, myocardial infarction. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using ARIC, 2005 to 2014.5

Chart 19-7. Incidence of myocardial infarction by age, sex, and race, United States (ARIC Surveillance, 2005–2014). ARIC indicates Atherosclerosis Risk in Communities. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using ARIC, 2005 to 2014.5
Secular Trends
The overall body of literature suggests that the incidence of MI in the United States has declined significantly over time.10
In Olmsted County, MN, between 1995 and 2012, the population rate of MI declined 3.3% per year; however, these declines varied among types of MI, with the greatest declines occurring for prehospital fatal MI.11
Among Medicare beneficiaries between 2002 and 2011, the rates of MI hospitalization declined from 1485 to 1122 per 100 000 person-years. The rates of MI as the primary reason for hospitalization decreased over time (from 1063 to 677 per 100 000 person-years between 2002 and 2011), whereas the rates of MI as a secondary reason for hospitalization increased (from 190 to 245 per 100 000 person-years). The percentage of MIs that were attributable to a secondary diagnosis increased from 28% to 40%.12
Among Medicare beneficiaries, the rates of primary hospitalization for MI between 2002 and 2011 declined by 36.6% among NH whites (from 1057 to 670 per 100 000 person-years between 2002 and 2011) and by 26.4% among NH blacks (from 966 to 711 per 100 000 person-years between 2002 and 2011).13
Social Determinants
In an analysis of a population-based register sample of adults 40 to 60 years of age in Finland in 1995 (N=302 885) followed up until the end of 2007, MI incidence and mortality were examined in relation to living arrangements (living with a marital partner was contrasted to 3 alternatives: cohabiting with nonmarital partner, coresidence with people other than a partner, and living alone). Living arrangements were strong determinants for survival after MI independent of other sociodemographic factors. The results demonstrated greater fatality associated with living alone in males (HR, 1.50 [95% CI, 1.29–1.75]) and suggested that cohabitation in midlife might be associated with a greater fatality risk in females (HR, 2.00 [95% CI 1.26–3.17]).14
In an analysis of nationally representative longitudinal register data in Finnish adults (N = 94 501) for the period 1988 to 2010, household crowding during childhood increased the risk of MI incidence in adulthood by 16% (95% CI, 5%–29%) in males and 25% (95% CI, 3%–50%) in females. Most aspects of childhood circumstances did not strongly influence long-term fatality risk. Income and education remained associated with MI incidence when adjusted for unobserved shared family factors in siblings. Low adult socioeconomic resources remained a strong determinant of MI incidence and fatality.15
Among US adults 45 to 74 years of age in 2009 to 2013, factors accounting for the US county variation in CVD mortality included demographic composition (36% of the variation in county CVD); economic/social conditions (32%); and healthcare utilization, features of the environment, and health indicators (6%).16
Risk Prediction
The percentage of US adults with a 10-year predicted ASCVD risk (using the Pooled Cohort risk equations) ≥20% decreased from 13.0% in 1999 to 2000 to 9.4% in 2011 to 2012. The proportion of US adults with 10-year predicted ASCVD risk of 7.5% to <20% was 23.9% in 1999 to 2000 and 26.8% in 2011 to 2012.17
For adults with optimal risk factors (TC of 170 mg/dL, HDL-C of 50 mg/dL, SBP of 110 mm Hg without antihypertensive medication use, no DM, and not a smoker), 10-year CVD risk ≥7.5% will occur at 65 years of age for white males, 70 years of age for black males and females, and 75 years of age for white females.18
The ASCVD tool might overestimate risk across all strata of risk compared with external contemporary cohorts (PHS, WHS, and WHI Observational Study), as well as in reanalysis of the original validation cohorts. However, some of the subsequent analyses were not conducted in comparable populations as the original study cohorts.19
In 9066 participants 45 to 79 years of age from the REGARDS study, the observed and predicted ASCVD risk using the Pooled Cohort risk equations were similar in people with high social deprivation, although ASCVD risk was overestimated in those with low social deprivation.20
In the WHI, although the risk of ASCVD was overestimated using the Pooled Cohort risk equations, adding additional ASCVD events identified through linkage with CMS claims that were not self-reported resulted in alignment of the observed and predicted risks.21
Genetics and Family History
Family History as a Risk Factor
Among adults ≥20 years of age, 12.4% (SE, 0.5%) reported having a parent or sibling with a heart attack or angina before 50 years of age. The racial/ethnic breakdown from NHANES 2013 to 2016 is as follows (unpublished NHLBI tabulation)1:
— For NH whites, 12.2% (SE 1.0%) for males, 15.0% (SE 0.9%) for females.
— For NH blacks, 7.1% (SE 0.9%) for males, 14.0% (SE 1.3%) for females.
— For Hispanics, 7.7% (SE 0.6%) for males, 10.7% (SE 0.5%) for females.
— For NH Asians, 6.3% (SE 0.9%) for males, 4.6% (SE 0.8%) for females.
HD occurs as people age, so the prevalence of family history will vary depending on the age at which it is assessed. The breakdown of reported family history of heart attack by age of survey respondent in the US population as measured by NHANES 2013 to 2016 is as follows (unpublished NHLBI tabulation)1:
— 20 to 39 years of age, 8.5% (SE 1.0%) for males, 9.9% (SE 0.6%) for females.
— 40 to 59 years of age, 11.4% (SE 1.4%) for males, 16.9% (SE 1.2%) for females.
— 60 to 79 years of age, 13.6% (SE 1.7%) for males, 16.6% (SE 1.6%) for females.
— ≥80 years of age, 12.5% (SE 2.7%) for males, 13.6% (SE 2.6%) for females.
Family history of premature angina, MI, angioplasty, or bypass surgery increases lifetime risk by ≈50% for both HD (from 8.9% to 13.7%) and CVD mortality (from 14.1% to 21%).22
In premature ACS (≤55 years of age), a greater percentage of females (28%) than males (20%) have a family history of CAD (P=0.008). Compared with patients without a family history, patients with a family history of CAD have a higher prevalence of traditional CVD risk factors.23
Among patients with STEMI in the NIS between 2003 and 2011, those with a family history of CAD were more likely to undergo coronary intervention and had lower in-hospital mortality than patients without a family history (OR, 0.45 [95% CI, 0.43–0.47]; P<0.001).24
Genetic Predictors of CHD
For the past decades, candidate gene studies have been conducted to identify the genetic variants underlying the heritability of CHD, but very few have identified consistent, replicated, and independent genetic variants, and all have had small effect sizes.
Over the past decade, the application of GWASs to large cohorts of CHD case and control subjects has identified many consistent genetic variants associated with CHD. The total number of CAD-associated regions identified in GWASs is 73, with 15 novel CAD associations related to atherosclerosis and traditional risk factors but also highlighting the importance of key biological process in the arterial wall.25
The first GWAS identified the now most consistently replicated genetic marker for CHD and MI in European-derived populations, on chromosome 9p21.3.26 The frequency of the primary SNP is very common (50% of the white population is estimated to harbor 1 risk allele, and 23% harbors 2 risk alleles).27
— The 10-year HD risk for a 65-year-old male with 2 risk alleles at 9p21.3 and no other traditional risk factors is ≈13.2%, whereas a similar male with 0 alleles would have a 10-year risk of ≈9.2%. The 10-year HD risk for a 40-year-old female with 2 alleles and no other traditional risk factors is ≈2.4%, whereas a similar female with 0 alleles would have a 10-year risk of ≈1.7%.27
The association of SNPs with incident CHD was investigated in a large multiethnic study of multiple cohorts in the United States (including NHANES, WHI, the Multiethnic Cohort Study, CHS, ARIC, CARDIA, HCHS/SOL, and SHS). SNPs, including in 9p21, APOE, and LPL, were associated with incident CHD in individuals of European ancestry but not blacks. Effect sizes were greater for those ≤55 years of age and in females.28
More recently, genetic studies of CHD have focused on the coding regions of the genome (exons) and have identified additional genes and SNPs for CHD, including loss-of-function mutations in the angiopoietin-like 4 gene (ANGPTL4), which is an inhibitor of lipoprotein lipase. These mutations are associated with low plasma triglycerides and high HDL-C.29
In a discovery analysis of common SNPs (minor allele frequency of >5%) on an exome array, 6 new loci associated with CAD were identified, including SNPs on the KCNJ13-GIGYF2, C2, MRVI1-CTR9, LRP1, SCARB1, and CETP genes.30
In the DiscovEHR study, loss-of-function variants in the angiopoietin-like 3 gene (ANGPTL3) were less common in patients with CAD than in control subjects (0.33% versus 0.45%) and were associated with 27% lower triglyceride levels, 9% lower LDL-C, and 4% lower HDL-C.31
Protein-truncating variants at the CETP gene are associated with increased HDL-C and lower LDL-C and triglycerides. Compared with noncarriers, carriers of protein-truncating variants at CETP had a lower risk of CHD (OR, 0.70 [95% CI, 0.54–0.90]; P=5.1×10−3).32
Using a network mendelian randomization analysis, a 1-U longer genetically determined telomere length was associated with a lower risk of CHD in the CARDIoGRAM Consortium (OR, 0.79 [95% CI, 0.65–0.97]; P=0.016) and the CARDIoGRAMplusC4D 1000 Genome Consortium (OR, 0.89 [95% CI, 0.79–1.00]; P=0.052). Fasting insulin can partially mediate the association of telomere length with CHD, accounting for 18.4% of the effect of telomere length on CHD.33
Whole-genome sequencing studies, which offer a deeper and more comprehensive coverage of the genome, have recently identified 13 variants with large effects on blood lipids. Five variants within PCSK9, APOA1, ANGPTL4, and LDLR are associated with CHD.34
Clinical Utility of Genetic Markers
Recent advances have demonstrated the utility of genetics in CAD risk prediction. In 48 421 individuals enrolled in the Malmo Diet and Cancer Study and 2 primary prevention trials (JUPITER, ASCOT) and 2 secondary prevention trials of lipid lowering (CARE, PROVE IT-TIMI22), a GRS consisting of 27 variants of genetic risk for CAD improved risk prediction above models that incorporated traditional risk factors and family history.35 In the Malmo Diet and Cancer Study, application of an additional 23 SNPs known to be associated with CAD resulted in greater discrimination and reclassification (both P<0.0001).36
In the FINRISK and FHS cohorts, with a sample size of 16 082 individuals, a GRS incorporating 49 310 SNPs based on the CARDIoGRAMplusC4D Consortium data showed that the combination of GRS with the FRS improved 10-year cardiac risk prediction, particularly in those ≥60 years of age.37
Studies have also shown that patients with early-onset MI have a higher proportion of very high polygenic GRS than of FH mutations; for example, ≈2% carry a rare FH genetic mutation, whereas ≈17% have a high polygenic risk score.38
In the MI-GENES trial of intermediate-risk patients, patient knowledge of their GRS resulted in lower levels of LDL-C than in a control group managed by conventional risk factors alone, which suggests the influence of GRS in risk prevention.39
Even in individuals with high genetic risk, prevention strategies have added benefit. For example, in 4 studies across 55 685 participants, genetic and lifestyle factors were independently associated with CHD, but even in participants at high genetic risk, a favorable lifestyle was associated with a nearly 50% lower RR of CHD than was an unfavorable lifestyle.40
A novel genomic risk score for CAD including 1.7 million genetic variants was associated with increased risk of CAD in the UK Biobank (HR, 1.71 [95% CI, 1.68–1.73] per SD increase in the score). Compared with individuals in the bottom quintile of the score, the HR of CAD for those in the top quintile was 4.17 (95% CI, 3.97–4.38). However, adding the genetic score to conventional risk factors only resulted in a small increase in predictive ability (C-statistic changing from 0.670 to 0.696).41
Awareness, Treatment, Control
Awareness of Warning Signs and Risk for HD
In 2012, NH black and Hispanic females had lower awareness than white females that HD/heart attack is the leading cause of death for females.42
The percentages of females in 2012 identifying warning signs for a heart attack were as follows: pain in the chest—56%; pain that spreads to the shoulder, neck, or arm—60%; shortness of breath—38%; chest tightness—17%; nausea—18%; and fatigue—10%.42
Among online survey participants, 21% responded that their doctor had talked to them about HD risk. Rates were lower among Hispanic females (12%) than whites (22%) or blacks (22%) and increased with age from 6% (25–34 years) to 33% (≥65 years).42
Among 2009 females and 976 males <55 years of age hospitalized for MI, only 48.7% of females and 52.9% of males reported having been told they were at risk for HD or a heart problem. Also, 50.3% of females and 59.7% of males reported their healthcare provider had discussed HD and things they could do to take care of their heart.43 Data from the NHIS indicate that awareness of 5 common heart attack symptoms (jaw, neck, or back discomfort; weakness or lightheadedness; chest discomfort; arm or shoulder discomfort; and shortness of breath) increased from 39.6% in 2008 to 50.0% in 2014 and 50.2% in 2017. In 2017, knowledge of the 5 symptoms was higher in females than in males (54.4% versus 45.6%) and differed by race/ethnicity (whites, 54.8%; blacks, 43.1%; Asians, 33.5%; Hispanics, 38.9%).44
Time of Symptom Onset and Arrival at Hospital
Data from Worcester, MA, indicate that the median time from symptom onset to hospital arrival did not improve from 2001 through 2011. In 2009 to 2011, 48.9% of patients reached the hospital within 2 hours of symptom onset, compared with 45.8% in 2001 to 2003.45
A retrospective analysis of the NHAMCS data from 2004 to 2011 that reviewed 15 438 hospital visits related to ACS symptoms suggested that blacks have a 30% longer waiting time than whites, the reasons for which are unclear.46
The timing of hospital admission influences management of MI. A study of the NIS database from 2003 to 2011 indicated that admission on a weekend for NSTEMI was associated with a significantly reduced odds for coronary angiography (OR, 0.88 [95% CI, 0.89–0.90]; P<0.001) and early invasive strategy (OR, 0.48 [95% CI, 0.47–0.48]; P<0.001), resulting in greater mortality.47
Among patients hospitalized for ACS between 2001 and 2011 in the NIS, those with STEMI admitted on the weekend versus on a weekday had a 3% higher odds of in-hospital mortality.48
In a meta-analysis including 57 136 patients from 10 studies, door-to-balloon time of >90 minutes versus ≤90 minutes was associated with higher in-hospital or 30-day mortality (OR, 1.52 [95% CI, 1.40–1.65]). An increased risk of 6-month to 12-month mortality was also observed for >90 minute door-to-balloon delay in 14 261 patients from 8 studies (OR, 1.53 [95% CI, 1.13–2.06]).49
Operations and Procedures
In 2014, an estimated 480 000 percutaneous transluminal coronary angioplasties, 371 000 inpatient bypass procedures, 1 016 000 inpatient diagnostic cardiac catheterizations, 86 000 carotid endarterectomies, and 351 000 pacemaker procedures were performed for inpatients in the United States (unpublished NHLBI tabulation using HCUP50).
In an analysis of the BEST, PRECOMBAT, and SYNTAX trials comparing individuals with MI and who had left main or multivessel CAD, the outcomes of CABG versus PCI were examined. CABG was associated with a lower risk of recurrent MI and repeat revascularizations.51 In patients with multivessel CAD, CABG was associated with lower all-cause and cardiovascular mortality; however, no differences in all-cause and cardiovascular mortality between CABG and PCI were observed among patients with multivessel plus left main CAD.52
In a meta-analysis of 6 randomized trials that included 4686 patients with unprotected left main CAD, no significant differences in all-cause and cardiovascular mortality or a composite outcome of death, MI, or stroke were observed between patients treated with PCI versus CABG. However, PCI was associated with a lower risk of the composite outcome within the first 30 days of follow-up (OR, 0.62 [95% CI, 0.45–0.86]).53
In 5-year follow-up of the SYNTAX trial, greater MI-related death in PCI-treated patients was associated with the presence of DM, 3-vessel disease, or high SYNTAX scores.54
At 5 years of follow-up in the SYNTAX and BEST randomized trials, among patients with multivessel CAD involving the proximal left anterior descending coronary artery, PCI was associated with increased composite outcome of all-cause death, MI, or stroke (HR, 1.43 [95% CI, 1.05–1.95]; P=0.026), cardiovascular death (HR, 2.17 [95% CI, 1.24–3.81]; P=0.007), and major adverse cardiovascular and cerebrovascular events (HR, 1.68 [95% CI, 1.31–2.15]; P<0.001).55
In 27 840 STEMI patients transported via EMS to 744 hospitals in the ACTION registry, preactivation of the catheterization laboratory >10 minutes before hospital arrival compared with no preactivation was associated with shorter times to the catheterization laboratory (median of 17 minutes versus 28 minutes), shorter door-to-device time (median of 40 minutes versus 52 minutes), and lower in-hospital mortality (2.8% versus 3.4%; P=0.01).56
In the NIS, isolated CABG procedures decreased by 25.4% from 2007 to 2011 (326 to 243 cases per million adults), particularly at higher-volume centers. Low-volume centers were associated with greater risk of all-cause in-hospital mortality in multivariable analysis (OR, 1.39 [95% CI, 1.24–1.56]; P<0.001).57
According to the NIS, the number of PCI procedures declined by 38% between 2006 and 2011. Among patients with stable IHD, a 61% decline in PCI occurred over this time period.58
In Washington State, the overall number of PCIs decreased by 6.8% between 2010 and 2013, with a 43% decline in the number of PCIs performed for elective indications.59
Among Medicare fee-for-service beneficiaries, the total number of revascularization procedures performed peaked in 2010 and declined by >4% per year through 2012. In-hospital and 90-day mortality rates declined after CABG surgery overall, as well as among patients presenting for elective CABG or CABG after NSTEMI.60
Between 2011 and 2014, the use of femoral access declined (from 88.8% to 74.5%) and radial access increased (from 10.9% to 25.2%).61
In a meta-analysis of 13 observational studies and 3 RCTs, a transradial approach for PCI was associated with a reduction in vascular complications (OR, 0.36 [95% CI, 0.30–43]) and stroke (OR, 0.79 [95% CI, 0.64–0.97]) compared with a transfemoral approach. A transradial approach was also associated with a reduced risk of death (OR, 0.56 [95% CI, 0.45–0.69]), although this was driven by the observational studies, because no association with death was observed in the randomized trials.62
In 2014, from the CathPCI registry, median door-to-balloon time for primary PCI for STEMI was 59 minutes for patients receiving PCI in the presenting hospital and 105 minutes for patients transferred from another facility for therapy.61
The importance of adherence to optimal medical therapy was highlighted in an 8-hospital study of NSTEMI patients, in which medication nonadherence was associated with a composite outcome of all-cause mortality, nonfatal MI, and reintervention (HR, 2.79 [95% CI, 2.19–3.54]; P<0.001). In propensity-matched analysis, CABG outcomes were favorable compared with PCI in patients nonadherent to medical therapy (P=0.001), but outcomes were similar in medicine-adherent patients (P=0.574).63
Cardiac Rehabilitation
In the NCDR ACTION Registry–GWTG, cardiac rehabilitation referral after patients were admitted with a primary diagnosis of STEMI or NSTEMI increased from 72.9% to 80.7% between 2007 and 2012.64
In the NCDR between 2009 and 2012, 59% of individuals were referred to cardiac rehabilitation after PCI, with significant site-specific variation.65
In the BRFSS from 2005 to 2015, <40% of patients self-reported participation in cardiac rehabilitation after AMI. Between 2011 and 2015, patients who declared participation in cardiac rehabilitation were less likely to be female (OR, 0.76 [95% CI, 0.65–0.90]; P=0.002) or black (OR, 0.70 [95% CI, 0.53–0.93]; P=0.014); were less well educated (high school versus college graduate: OR, 0.69 [95% CI, 0.59–0.81]; P<0.001; less than high school versus college graduate: OR, 0.47 [95% CI 0.37–0.61]; P<0.001); and were more likely to be retired or self-employed (OR, 1.39 [95% CI, 1.24–1.73]; P=0.003) than patients who did not participate in cardiac rehabilitation.66
In a randomized trial in patients undergoing cardiac rehabilitation after ACS with PCI, patients receiving digital health interventions (consisting of an online and smartphone-based platform by which patients reported dietary and exercise habits and received educational information geared toward a healthy lifestyle) had more weight loss at 90 days than the control group (mean±SD of −5.1±6.5 kg versus −0.8±3.8 kg; P=0.02) and reduced cardiovascular-related rehospitalizations and ED visits at 180 days (8.1% versus 26.6%; RR, 0.30 [95% CI, 0.08–1.10]; P=0.054).67
Mortality
(See Table 19-1)
On the basis of 2017 mortality data68:
— CHD mortality was 365 914, and CHD any-mention mortality was 541 008 (Table 19-1).
— MI mortality was 110 346. MI any-mention mortality was 149 028 (Table 19-1).
From 2007 to 2017, the annual death rate attributable to CHD declined 28.1% and the actual number of deaths declined 10.0% (unpublished NHLBI tabulation using CDC WONDER69).
CHD age-adjusted death rates per 100 000 were 131.1 for NH white males, 142.2 for NH black males, and 93.9 for Hispanic males; for NH white females, the rate was 66.7; for NH black females, it was 81.8; and for Hispanic females, it was 52.4 (unpublished NHLBI tabulation using CDC WONDER69).
77% of CHD deaths occurred out of the hospital. According to US mortality data, 281 792 CHD deaths occur out of the hospital or in hospital EDs annually (unpublished NHLBI tabulation using CDC WONDER69).
The estimated average number of years of life lost because of an MI death is 16.1 (unpublished NHLBI tabulation using CDC WONDER69).
Approximately 35% of the people who experience a coronary event in a given year will die as a result of it, and ≈14% who experience an MI will die of it (unpublished NHLBI tabulation using ARIC Community Surveillance [2005–2014])5.
Life expectancy after AMI treated in hospitals with high performance on 30-day mortality measures compared with low-performing hospitals was on average between 0.74 and 1.14 years longer.70
In-hospital mortality is higher in females than in males with STEMI (7.4% versus 4.6%) and NSTEMI (4.8% versus 3.9%).71,72 Females experience longer door-to-balloon times and lower rates of guideline-directed medical therapy than males; however, a 4-step systems-based approach to minimize STEMI care variability at the Cleveland Clinic resulted in reduced sex disparities and improved care and outcomes in females.73
Among 194 071 adults who were hospitalized for an AMI in the 2009 to 2010 NIS, in-hospital mortality for those <65 years of age was higher for Hispanic females (3.7%) than for black females (3.1%) and white females (2.5%). Differences were smaller for males <65 years of age. Among older adults (≥65 years), in-hospital mortality was 8.0% for white females and between 6% and 8% for other race-sex groups.74
In a study using data from the Cooperative Cardiovascular Project, survival and life expectancy after AMI were higher in whites than in blacks (7.4% versus 5.7%). White patients living in high SES areas showed the longest life expectancy. Gaps in life expectancy between white and black patients were largest among high SES areas, with smaller differences in medium and low SES areas. These differences were attenuated but did not disappear after adjustment for patient and treatment characteristics.75
Among patients hospitalized for STEMI between 2003 and 2014 in the NIS database, lack of health insurance (OR, 1.77 [95% CI, 1.72–1.82]; P<0.001) and below-median income (OR, 1.08 [95% CI, 1.07–1.09]; P<0.001) were independent predictors of in-hospital mortality.76
Compared with nonparticipants, participants in the Supplemental Nutrition Assistance Program have twice the risk of CVD mortality, which likely reflects differences in socioeconomic, environmental, and behavioral characteristics.77
In the CRUSADE study including 22 295 patients ≥65 years of age treated for STEMI or NSTEMI at 344 hospitals in the United States between 2004 and 2006, in-hospital mortality was 7%. Mortality was 24% at 1 year, 51% at 5 years, and 65% at 8 years. Eight-year mortality was higher for NSTEMI (67%) than for STEMI (53%), although the difference was attenuated after adjustment for demographics and comorbidities (HR, 0.94 [95% CI, 0.88–1.00]).78
Among Medicare fee-for-service beneficiaries, between 1999 and 2011, the 30-day mortality rate after hospitalized MI declined by 29.4%.79
In a community-based study of Worcester, MA, the percentage of patients dying after cardiogenic shock during their hospitalization for MI declined from 47.1% in 2001 to 2003 to 28.6% in 2009 to 2011.80
Between 2001 and 2011 in the NIS, in-hospital mortality did not change for patients with STEMI with a PCI (3.40% and 3.52% in 2001 and 2011, respectively) or CABG (5.79% and 5.70% in 2001 and 2011, respectively) and increased for patients with no intervention (12.43% and 14.91% in 2001 and 2011, respectively). In-hospital mortality declined for patients with NSTEMI undergoing CABG (from 4.97% to 2.91%) or no procedure (from 8.87% to 6.26%) but did not change for patients with NSTEMI undergoing PCI (1.73% and 1.45%).81
Among US males <55 years of age, CHD mortality declined 5.5% per year between 1979 and 1989; a smaller decline was present in 1990 to 1999 (1.2% per year) and in 2000 to 2011 (1.8% per year). Among US females <55 years of age, CHD mortality declined 4.6% per year in 1979 to 1989, with no decline between 1990 and 1999 and a decline of 1.0% in 2000 to 2011.82
Taking into account past trends in CHD mortality from 1980, and considering age period and cohort effects, CHD mortality is likely to continue its decades-long decline, with a reduction in deaths by 2030 of 27%; however, race disparities will persist.83 Recent reports have suggested a slowing down of all CVD and HD mortality in recent years.84,85
Complications
In a pooled analysis of individuals after PCI in 5 RCTs, those with STEMI had a greater risk of death within the first 30 days after PCI than those with stable IHD, whereas those with NSTEMI had a greater risk of death during the entire 2 years of follow up.86
From the NCDR CathPCI registry, in 2014 the unadjusted rates of various events were as follows: acute kidney injury, 2.6% (versus 2.3% in 2011); blood transfusion, 1.4% (versus 1.9% in 2011); postprocedural stroke, 0.2% (versus 0.2% in 2011); emergency CABG surgery, 0.2% (versus 0.3% in 2011); and vascular access site injury, 1.3% (versus 1.2% in 2011).61
STEMI confers greater in-hospital risks than NSTEMI, including death (6.4% for STEMI, 3.4% for NSTEMI), cardiogenic shock (4.4% versus 1.6%, respectively), and bleeding (8.5% versus 5.5%, respectively).61 In the NCDR ACTION Registry–GWTG, a measure of neighborhood SES was associated with in-hospital deaths and major bleeding in patients with AMI. Compared with those in the highest quintile of neighborhood SES, those residing in the most disadvantaged quintile experienced higher rates of in-hospital death (OR, 1.10 [95% CI, 1.02–1.18]) and major bleeding (OR, 1.10 [95% CI, 1.05–1.15]).87
Among females with AMI, those with spontaneous coronary artery dissection had higher odds of in-hospital mortality (6.8%) than females without spontaneous coronary artery dissection (3.8%; OR, 1.87 [95% CI, 1.65–2.11]; P<0.001).88
In the NCDR ACTION Registry–GWTG, patients with STEMI or NSTEMI with nonobstructive coronary arteries (<50% stenosis) had lower in-hospital mortality than patients with obstructive CAD (1.1% versus 2.9%; P<0.001). Nonobstructive coronary arteries were more common in females than males (10.5% versus 3.4%; P<0.001), but no difference in in-hospital mortality was observed between females and males with nonobstructive coronary arteries (P=0.84).89
Patients with LV thrombosis complicating anterior STEMI had longer hospital stays, higher hospitalization-related costs, and higher risk of thromboembolic events than those without LV thrombosis (7.3% versus 2.1%; OR, 3.65 [95% CI, 1.95–6.84]; P<0.001).90
In a propensity score–matched analysis from the NIS HCUP that included discharges with MI as the principal diagnosis from 2012 to 2014, patients with delirium had higher rates of in-hospital mortality than those without delirium (10.5% versus 7.6%; RR, 1.39 [95% CI, 1.2–1.6]; P<0.001).91
Individuals with HF symptoms (NYHA functional class ≥2) within 30 days after PCI for STEMI experience increased risk of death or hospitalization for HF within 1 year compared with those without HF symptoms (HR, 3.78 [95% CI, 1.16–12.22]; P=0.03).92
On the basis of pooled data from the FHS, ARIC, CHS, MESA, CARDIA, and JHS studies of the NHLBI (1995–2012), within 1 year after a first MI (unpublished NHLBI tabulation):
— At ≥45 years of age, 18% of males and 23% of females will die.
— At 45 to 64 years of age, 3% of white males, 5% of white females, 9% of black males, and 10% of black females will die.
— At 65 to 74 years of age, 14% of white males, 18% of white females, 22% of black males, and 21% of black females will die.
— At ≥75 years of age, 27% of white males, 29% of white females, 19% of black males, and 31% of black females will die.
In part because females have MIs at older ages than males, they are more likely to die of MI within a few weeks.
Within 5 years after a first MI:
— At ≥45 years of age, 36% of males and 47% of females will die.
— At 45 to 64 years of age, 11% of white males, 17% of white females, 16% of black males, and 28% of black females will die.
— At 65 to 74 years of age, 25% of white males, 30% of white females, 33% of black males, and 44% of black females will die.
— At ≥75 years of age, 55% of white males, 60% of white females, 61% of black males, and 64% of black females will die.
Of those who have a first MI, the percentage with a recurrent MI or fatal CHD within 5 years is as follows:
— At ≥45 years of age, 17% of males and 21% of females.
— At 45 to 64 years of age, 11% of white males, 15% of white females, 22% of black males, and 32% of black females.
— At 65 to 74 years of age, 12% of white males, 17% of white females, 30% of black males, and 30% of black females.
— At ≥75 years of age, 21% of white males, 20% of white females, 45% of black males, and 20% of black females.
The percentage of people with a first MI who will have HF in 5 years is as follows:
— At ≥45 years of age, 16% of males and 22% of females.
— At 45 to 64 years of age, 6% of white males, 10% of white females, 13% of black males, and 25% of black females.
— At 65 to 74 years of age, 12% of white males, 16% of white females, 20% of black males, and 32% of black females.
— At ≥75 years of age, 25% of white males, 27% of white females, 23% of black males, and 19% of NH black females.
The percentage of people with a first MI who will have an incident stroke within 5 years is as follows:
— At ≥45 years of age, 4% of males and 7% of females.
— At ≥45 years of age, 5% of white males, 6% of white females, 4% of black males, and 10% of black females.
The median survival time (in years) after a first MI is as follows:
— At ≥45 years of age, 8.2 for males and 5.5 for females.
— At ≥45 years of age, 8.4 for white males, 5.6 for white females, 7.0 for black males, and 5.5 for black females.
The burden of rehospitalizations for AMI may be substantial: A retrospective cohort study of 78 085 Medicare beneficiaries ≥66 years of age without recent CHD history who were hospitalized for AMI in 2000 to 2010 reported that 20.6% had at least 1 rehospitalization during the 10 years after the index MI. Among patients with a CHD rehospitalization, 35.9% had ≥2 CHD rehospitalizations. Males and patients ≥85 years of age had greater rate ratios for first rehospitalization.93
A study of 3 250 194 Medicare beneficiaries admitted for PCI found that readmission rates declined slightly from 16.1% in 2000 to 15.4% in 2012. The majority of readmissions were because of chronic IHD (26.6%), HF (12%), and chest pain/angina (7.9%). A minority (<8%) of total readmissions were for AMI, UA, or cardiac arrest/cardiogenic shock.94
Rehospitalization can be influenced by clinical, psychosocial, and sociodemographic characteristics not accounted for in traditional CMS claims-based models, including prior PCI, CKD, low health literacy, lower serum sodium levels, and lack of cigarette smoking.95
In a study of 3 central Massachusetts hospitals, the 90-day rehospitalization rate declined from 31.5% in 2001 to 2003 to 27.3% in 2009 to 2011.96 Crude 30-day rehospitalization rates decreased from 20.5% in 2001 to 2003 to 15.8% in 2009 to 2011.97
Hospital Discharges and Ambulatory Care Visits
(See Table 19-1 and Chart 19-8)
From 2006 to 2016, the number of inpatient discharges from short-stay hospitals with CHD as the first-listed diagnosis decreased from 1 857 000 to 1 045 000 (Table 19-1).
From 1997 through 2016, the number of hospital discharges for CHD was higher for males than females (Chart 19-8).
In 2016, there were 11 072 000 physician office visits for CHD (unpublished NHLBI tabulation using NAMCS98). In 2016, there were 469 000 ED visits with a primary diagnosis of CHD (unpublished NHLBI tabulation using NHAMCS99).
In the NIS, the mean length of hospital stay for STEMI patients with primary PCI declined from 3.3 days in 2005 to 2.7 days in 2014; the proportion of hospitalizations with length of stay >3 days declined from 31.9% in 2005 to 16.9% in 2014.100
In the CathPCI registry, a composite of use of evidence-based medical therapies, including aspirin, P2Y12 inhibitors, and statins, was high (89.1% in 2011 and 93.5% in 2014). However, in the ACTION-GWTG registry, metrics that were shown to need improvement were defect-free care (median hospital performance rate of 78.4% in 2014), P2Y12 inhibitor use in eligible medically treated patients with AMI (56.7%), and the use of aldosterone antagonists in patients with LV systolic dysfunction and either DM or HF (12.8%).61

Chart 19-8. Hospital discharges for coronary heart disease by sex, United States (HCUP, 1997–2016). Hospital discharges include people discharged alive, dead, and status unknown. HCUP indicates Healthcare Cost and Utilization Project. *Data not available for 2015. Readers comparing data across years should note that beginning October 1, 2015, a transition was made from the 9th revision to the 10th revision of the International Classification of Diseases. This should be kept in consideration because coding changes could affect some statistics, especially when comparisons are made across these years. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using HCUP.50
Cost
The estimated direct costs of HD in 2014 to 2015 (average annual) were $109.4 billion (MEPS,101 unpublished NHLBI tabulation).
The estimated direct and indirect cost of HD in 2014 to 2015 (average annual) was $218.7 billion (MEPS,101 unpublished NHLBI tabulation).
MI ($12.1 billion) and CHD ($9.0 billion) were 2 of the 10 most expensive conditions treated in US hospitals in 2013.102
In 642 105 Medicare beneficiaries hospitalized for AMI between 2011 and 2014, 30-day episode payments averaged $22 128 but varied 2-fold across hospitals. Median costs were $20 207 in the lowest quartile versus $24 174 in the highest quartile of hospitals.103
In Medicare beneficiaries hospitalized with AMI, the 180-day expenditures increased from an average of $32 182 per person in 1999 to 2000 to $36 836 in 2008 and remained relatively stable thereafter, with expenditures of $36 668 in 2013 to 2014.104
In a multipayer administrative claims database of patients with incident inpatient PCI admissions between 2008 and 2011, post-PCI angina and chest pain were common and costly ($32 437 versus $17 913; P<0.001 at 1 year comparing those with and without angina or chest pain).105
Among Medicare beneficiaries linked to the NCDR CathPCI Registry with inpatient or outpatient PCI between July 2009 and December 2012, costs were $3502 (95% CI, $3347–$3648; P<0.001) lower for patients with same-day discharge than for those not discharged the same day. Although a minority of patients receive transradial intervention and same-day discharge (1.2%), a cost savings of $3689 (95% CI, $3486–$3902; P<0.001) was observed compared with patients with transfemoral intervention not discharged the same day.106
Global Burden
(See Table 19-3 and Charts 19-9 and 19-10)
The GBD 2017 study used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories.107 Globally, it is estimated that in 2017, 126.5 million people live with IHD, and it is more prevalent in males than in females (68.5 and 57.9 million people, respectively). The number of people with IHD increased by 74.9% from 1990 to 2017, although the age-standardized rate per 100 000 decreased 11.8% over the same time period (Table 19-3).
— IHD mortality rates are generally lower than 150 per 100 000 for most of the world but exceed 280 per 100 000 in Eastern Europe and Central Asia (Chart 19-9).
— Eastern Europe, North Africa, and the Middle East have the highest prevalence rates of IHD in the world (Chart 19-10).
| Both Sexes | Male | Female | ||||
|---|---|---|---|---|---|---|
| Deaths (95% UI) | Prevalence (95% UI) | Deaths (95% UI) | Prevalence (95% UI) | Deaths (95% UI) | Prevalence (95% UI) | |
| Total number (millions) | 8.9 (8.8 to 9.1) | 126.5(118.6 to 134.7) | 4.9 (4.8 to 5.0) | 68.5 (64.3 to 73.2) | 4.0 (3.9 to 4.1) | 57.9 (54.3 to 61.9) |
| Percent change total number 1990 to 2017 | 52.3 (49.1 to 55.0) | 74.9 (71.8 to 78.6) | 58.3 (53.9 to 62.0) | 73.6 (70.4 to 77.2) | 45.5 (41.7 to 49.0) | 76.6 (73.1 to 80.5) |
| Percent change total number 2007 to 2017 | 22.3 (20.6 to 23.8) | 24.0 (21.7 to 26.5) | 23.1 (21.1 to 25.2) | 22.8 (20.5 to 25.4) | 21.3 (19.1 to 23.4) | 25.5 (23.3 to 27.9) |
| Rate per 100 000 | 116.9 (115.1 to 119.7) | 1583.7 (1484.5 to 1691.1) | 144.4 (141.5 to 147.9) | 1835.8 (1720.7 to 1962.2) | 93.3 (91.2 to 96.1) | 1361.3 (1274.8 to 1453.4) |
| Percent change rate 2007 to 2017 | −9.7 (−11.0 to −8.7) | −5.1 (−6.8 to −3.2) | −9.0 (−10.5 to −7.6) | −6.5 (−8.3 to −4.5) | −10.8 (−12.4 to −9.2) | −3.7 (−5.4 to −1.9) |
| Percent change rate 1990 to 2017 | −30.0 (−31.3 to −28.8) | −11.8 (−13.5 to −9.9) | −27.8 (−29.7 to −26.2) | −14.3 (−16.0 to −12.5) | −33.2 (−34.9 to −31.6) | −9.8 (−11.5 to −7.8) |

Chart 19-9. Age-standardized global mortality rates of ischemic heart disease (IHD) per 100 000, both sexes, 2017. IHD mortality rates are generally lower than 150 per 100 000 for most of the world but exceed 280 per 100 000 in Eastern Europe and Central Asia. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. IHD indicates ischemic heart disease. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.107 Printed with permission. Copyright © 2018, University of Washington.

Chart 19-10. Age-standardized global prevalence rates of ischemic heart disease (IHD) per 100 000, both sexes, 2017. Eastern Europe, North Africa, and the Middle East have the highest prevalence rates of IHD. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.107 Printed with permission. Copyright © 2018, University of Washington.
Acute Coronary Syndrome
ICD-9 410, 411; ICD-10 I20.0, I21, I22.
In 2016, there were 661 000 ACS principal diagnosis discharges. Of these, an estimated 409 000 were males, and 252 000 were females. This estimate was derived by adding the principal diagnoses for MI (651 000) to those for UA (10 000; unpublished NHLBI tabulation using HCUP50).
When all listed discharge diagnoses in 2016 were included, the corresponding number of inpatient hospital discharges was 1 045 000 unique hospitalizations for ACS; 615 000 were males, and 430 000 were females. Of the total, 1 022 000 were for MI alone, and 23 000 were for UA alone (HCUP,50 unpublished NHLBI tabulation).
In a study using the NIS and the State Inpatient Databases for the year 2009, mean charge per ACS discharge was $63 578 (median $41 816). Mean charges, however, were greater for the first compared with the second admission ($71 336 versus $53 290, respectively).108
On the basis of medical, pharmacy, and disability insurance claims data from 2007 to 2010, short-term productivity losses associated with ACS were estimated at $7943 per disability claim, with long-term productivity losses of $52 473 per disability claim. ACS also resulted in substantial wage losses, from $2263 to $20 609 per disability claim for short- and long-term disability, respectively.109
According to data from the NIS, between 2001 and 2011, the use of PCI for patients with ACS declined by 15%.58
In a report from the TRACE-CORE study, persons with recurrent ACS were more likely to report anxiety, depression, higher perceived stress, and lower mental and physical quality of life; were more likely to have impaired cognition; and had lower levels of health literacy and health numeracy than individuals with a first ACS.110
In the NIS from 2012 to 2013, females with non–ST-elevation ACS treated with an early invasive strategy had lower in-hospital mortality than females treated conservatively (2.1% versus 3.8%). However, the survival advantage for invasive management was restricted to females with NSTEMI (OR, 0.52 [95% CI, 0.46–0.58]), and no differences in in-hospital survival for invasive versus conservative treatment were observed among females with UA.111
In a meta-analysis of 8 randomized trials, the risk of long-term all-cause mortality at a mean of 10.3 years of follow-up was similar for non–ST-elevation ACS patients treated with a routine strategy (coronary angiography within 24 to 96 hours of presentation) versus a selective invasive strategy (medical stabilization with or without coronary angiography in those who demonstrated evidence of ischemia on noninvasive stress test or with ongoing symptoms), at 28.5% for both strategies.112
Stable AP
ICD-9 413; ICD-10 I20.1 to I20.9.
Prevalence
(See Table 19-2 and Chart 19-11)
According to data from NHANES 2013 to 2016, the prevalence of AP among adults (≥20 years of age) is 3.6% (9.4 million adults; Table 19-2).
On the basis of NHANES 2013 to 2016, the prevalence of AP increased with age from <1% among males and females 20 to 39 years of age to >10% among males and females ≥80 years of age (Chart 19-11).
On the basis of data from NHANES in 2009 to 2012, there were an average of 3.4 million people ≥40 years of age in the United States with angina each year, compared with 4 million in 1988 to 1994. Declines in angina symptoms have occurred for NH whites but not for NH blacks.3
In Americans ≥40 years of age with health insurance, age-adjusted angina prevalence declined from 7.6% in 2001 to 2002 to 5.2% in 2011 to 2012 (P for trend<0.001), whereas in those without health insurance, there was an increase from 4.7% to 7.6% (P for trend=0.4).113
Among patients with a history of CAD (ACS, prior coronary revascularization procedure, or stable angina), 32.7% self-reported at least 1 episode of angina over the past month. Of those reporting angina, 23.3% reported daily or weekly symptoms of angina, and 56.3% of these patients with daily or weekly angina were taking at least 2 antianginal medications.114

Chart 19-11. Prevalence of angina pectoris by age and sex (NHANES, 2013–2016). Angina pectoris includes people who either answered “yes” to the question of ever having angina or angina pectoris or were diagnosed with Rose angina. NHANES indicates National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 2013 to 2016.1
| ACS | acute coronary syndrome |
| ACTION | Acute Coronary Treatment and Intervention Outcomes Network |
| AHA | American Heart Association |
| AMI | acute myocardial infarction |
| AP | angina pectoris |
| ARIC | Atherosclerosis Risk in Communities |
| ASCOT | Anglo-Scandinavian Cardiac Outcomes Trial |
| ASCVD | atherosclerotic cardiovascular disease |
| BEST | Randomized Comparison of Coronary Artery Bypass Surgery and Everolimus-Eluting Stent Implantation in the Treatment of Patients With Multivessel Coronary Artery Disease |
| BRFSS | Behavioral Risk Factor Surveillance System |
| CABG | coronary artery bypass graft |
| CAD | coronary artery disease |
| CARDIA | Coronary Artery Risk Development in Young Adults |
| CARDIoGRAM | Coronary Artery Disease Genome-Wide Replication and Meta-Analysis |
| CARDIoGRAMplusC4D | Coronary Artery Disease Genome-Wide Replication and Meta-Analysis (CARDIoGRAM) plus the Coronary Artery Disease Genetics (C4D) |
| CARE | Cholesterol and Recurrent Events |
| CDC WONDER | Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research |
| CHD | coronary heart disease |
| CHS | Cardiovascular Health Study |
| CI | confidence interval |
| CKD | chronic kidney disease |
| CMS | Centers for Medicare & Medicaid Services |
| CRUSADE | Can Rapid Risk Stratification of Unstable Angina Patient Suppress Adverse Outcomes With Early Implementation of the ACC/AHA Guidelines |
| CVD | cardiovascular disease |
| DM | diabetes mellitus |
| ED | emergency department |
| EMS | emergency medical services |
| FH | familial hypercholesterolemia |
| FHS | Framingham Heart Study |
| FINRISK | Finnish population survey on risk factors for chronic, noncommunicable diseases |
| FRS | Framingham Risk Score |
| GBD | Global Burden of Disease |
| GRS | genetic risk score |
| GWAS | genome-wide association study |
| GWTG | Get With The Guidelines |
| HCHS/SOL | Hispanic Community Health Study/Study of Latinos |
| HCUP | Healthcare Cost and Utilization Project |
| HDL-C | high-density lipoprotein cholesterol |
| HD | heart disease |
| HF | heart failure |
| HR | hazard ratio |
| ICD-9 | International Classification of Diseases, 9th Revision |
| ICD-10 | International Classification of Diseases, 10th Revision |
| IHD | ischemic heart disease |
| JHS | Jackson Heart Study |
| JUPITER | Justification for the Use of Statins in Primary Prevention: An Intervention Trial Evaluating Rosuvastatin |
| LDL-C | low-density lipoprotein cholesterol |
| LV | left ventricular |
| MEPS | Medical Expenditure Panel Survey |
| MESA | Multi-Ethnic Study of Atherosclerosis |
| MI | myocardial infarction |
| MI-GENES | Myocardial Infarction Genes Study |
| NAMCS | National Ambulatory Medical Care Survey |
| NCDR | National Cardiovascular Data Registry |
| NH | non-Hispanic |
| NHAMCS | National Hospital Ambulatory Medical Care Survey |
| NHANES | National Health and Nutrition Examination Survey |
| NHIS | National Health Interview Study |
| NHLBI | National Heart, Lung, and Blood Institute |
| NIS | National (Nationwide) Inpatient Sample |
| NSTEMI | non–ST-segment–elevation myocardial infarction |
| NYHA | New York Heart Association |
| OR | odds ratio |
| PCI | percutaneous coronary intervention |
| PHS | Physicians’ Health Study |
| PRECOMBAT | Premier of Randomized Comparison of Bypass Surgery Versus Angioplasty Using Sirolimus Stents in Patients With Left Main Coronary Artery Disease |
| PROVE IT-TIMI 22 | Pravastatin or Atorvastatin Evaluation and Infection Therapy–Thrombolysis in Myocardial Infarction 22 |
| RCT | randomized controlled trial |
| REGARDS | Reasons for Geographic and Racial Differences in Stroke |
| RR | relative risk |
| SBP | systolic blood pressure |
| SD | standard deviation |
| SE | standard error |
| SES | socioeconomic status |
| SHS | Strong Heart Study |
| SNP | single-nucleotide polymorphism |
| STEMI | ST-segment–elevation myocardial infarction |
| SYNTAX | Synergy Between PCI With Taxus and Cardiac Surgery |
| TC | total cholesterol |
| TRACE-CORE | Transitions, Risks, and Actions in Coronary Events–Center for Outcomes Research and Education |
| UA | unstable angina |
| UI | uncertainty interval |
| WHI | Women’s Health Initiative |
| WHS | Women’s Health Study |
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20. Cardiomyopathy and Heart Failure
See Tables 20-1 and 20-2 and Charts 20-1 through 20-7
Cardiomyopathy
ICD-9 425; ICD-10 I42.
2017: Mortality—21 427. Any-mention mortality—42 937.
| Both Sexes Combined | Males | Females | ||||
|---|---|---|---|---|---|---|
| Death (95% UI) | Prevalence (95% UI) | Death (95% UI) | Prevalence (95% UI) | Death (95% UI) | Prevalence (95% UI) | |
| Total number (millions) | 0.4 (0.3 to 0.4) | 5.4 (4.7 to 6.3) | 0.2 (0.2 to 0.2) | 2.7 (2.4 to 3.2) | 0.2 (0.1 to 0.2) | 2.7 (2.3 to 3.1) |
| Percent change total number, 1990 to 2017 | 54.5 (46.4 to 64.1) | 57.5 (52.5 to 63.0) | 74.9 (62.3 to 92.2) | 65.9 (60.0 to 73.1) | 33.2 (26.5 to 43.4) | 49.8 (44.7 to 55.3) |
| Percent change total number, 2007 to 2017 | 8.1 (3.8 to 18.2) | 24.5 (22.5 to 26.5) | 6.7 (0.7 to 23.9) | 26.1 (23.5 to 28.8) | 10.0 (7.0 to 14.3) | 22.8 (20.3 to 25.3) |
| Rate per 100 000 | 4.8 (4.5 to 5.0) | 68.7 (59.6 to 79.1) | 6.0 (5.2 to 6.4) | 74.0 (64.0 to 85.4) | 3.7 (3.5 to 3.9) | 63.4 (54.8 to 72.9) |
| Percent change rate, 2007 to 2017 | −16.6 (−19.8 to −9.4) | −5.8 (−7.1 to −4.5) | −15.9 (−20.3 to −2.8) | −4.2 (−6.1 to −2.5) | −17.1 (−19.3 to −14.0) | −6.9 (−8.6 to −5.2) |
| Percent change rate, 1990 to 2017 | −25.8 (−29.4 to −20.6) | −21.7 (−24.1 to −19.2) | −16.0 (−21.8 to 0.6) | −17.2 (−19.9 to −14.0) | −36.1 (−38.9 to −31.9) | −25.0 (−27.5 to −22.5) |

Chart 20-1. Temporal trends in PPCM incidence rate per 10 000 live births, United States, 2004 to 2011. PPCM incidence rate per 10 000 live births per calendar year was calculated with the numerator representing the number of women 15 to 54 years of age with PPCM in that calendar year and the denominator representing the number of live births in women 15 to 54 years of age for the same calendar year. Ptrend<0.001. Error bars represent 95% CI. PPCM indicates peripartum cardiomyopathy. Source: Reprinted from Kolte et al.8 Copyright © 2014, The Authors. Published on behalf of the American Heart Association, Inc., by Wiley Blackwell. This is an open access article under the terms of the Creative Commons Attribution-NonCommercial License, which permits use, distribution and reproduction in any medium, provided the original work is properly cited and is not used for commercial purposes.
Cardiomyopathy diagnoses account for a substantial number of inpatient and outpatient encounters annually. Using HCUP data1 for cardiomyopathy in 2016, there were 19 000 inpatient hospitalizations for which cardiomyopathy was the principal diagnosis (11 000 for men; 8 000 for women) and 994 000 where it was included among all-listed diagnoses (NHLBI unpublished tabulation).
Hypertrophic Cardiomyopathy
The prevalence of unexplained LVH has been estimated at 0.2% and up to 1.4% in the community.2
Of persons with unexplained LVH, ≈20% to 30% are likely to have a sarcomere mutation that suggests clinically expressed HCM; however, not all people with sarcomere mutations manifest clinical HCM, because of incomplete penetrance, even among members of the same family (see Family History and Genetics for more details).3
The Sarcomeric Human Cardiomyopathy Registry studied 4591 patients with HCM, contributing >24 000 person-years of follow-up, and observed ≈3-fold higher mortality risk in patients with HCM compared with similarly aged individuals in the US general population. Risk for adverse events (ie, any ventricular arrhythmia, HF, AF, stroke, or death) was highest in patients diagnosed before 40 years of age versus after 60 years of age (77% [95% CI, 72%–80%] versus 32% [95% CI, 29%–36%] cumulative incidence). Adverse events were also 2-fold higher in patients with versus without sarcomere mutations. AF and HF accounted for a substantial proportion of the adverse events, despite not typically manifesting until years to decades after initial diagnosis.4
Dilated Cardiomyopathy
Commonly recognized causes of chronic DCM are mutations in a diverse group of genes that are inherited in an autosomal dominant fashion with age-dependent penetrance and variable clinical expression (see Family History and Genetics for more details). Other causes of DCM of variable chronicity and reversibility include cardiomyopathies that can develop after an identifiable exposure such as tachyarrhythmia, stress, neurohormonal disorder, alcoholism, chemotherapy, infection, or pregnancy (see Peripartum Cardiomyopathy).5 The annual incidence of chronic idiopathic DCM has been reported as between 5 and 8 cases per 100 000, although these estimates might be low because of underrecognition, especially in light of prevalent asymptomatic LV dysfunction observed in community-based studies (see LV Function).6,7
Peripartum Cardiomyopathy
Data from the NIS databases indicate that the incidence of PPCM increased between 2004 and 2011 from 8.5 to 11.8 per 10 000 live births (Ptrend<0.001), likely related to rising average maternal age and prevalence of PPCM risk factors such as obesity, hypertension, pregnancy-related hypertension, and DM.8
The NIS data also show that maternal age has increased in all racial/ethnic groups, except Hispanics and Asians/Pacific Islanders, and across all census regions in the United States. When stratified by race/ethnicity, incidence of PPCM was lowest in Hispanics and highest in blacks. When stratified by region, incidence was lowest in the West (6.5 [95% CI, 6.3–6.7] per 10 000 live births) and highest in the South (13.1 [95% CI, 12.9–13.1] per 10 000 live births).8
In females diagnosed with PPCM, data from a prospective cohort indicate that 13% had major events (death, cardiac transplantation, or implantation of an LVAD) or persistent severe cardiomyopathy at 12 months. Black females had worse LV dysfunction at presentation and at 6 and 12 months postpartum than nonblack females.9
For a majority of females with PPCM (50%–80%), LVEF recovers to at least a near-normal range (≥50%), with many achieving this recovery within the first 6 months; however, a substantial proportion remain affected by overtly impaired cardiac function.9–12
Youth
Since 1996, the NHLBI-sponsored Pediatric Cardiomyopathy Registry has collected data on children with newly diagnosed cardiomyopathy in New England and the central Southwest (Texas, Oklahoma, and Arkansas).13
— The overall incidence of cardiomyopathy is 1.13 cases per 100 000 among children <18 years of age.
— Among children <1 year of age, the incidence is 8.34, and among children 1 to 18 years of age, it is 0.70 per 100 000.
— The annual incidence is higher in black children than in white children, in boys than in girls, and in New England (1.44 per 100 000) than in the central Southwest (0.98 per 100 000).
The estimated annual incidence of HCM in children was 4.7 per 1 million children, with higher incidence in New England than in the central Southwest region and higher incidence in boys than in girls.14 Long-term outcomes of children with HCM suggest that 9% progress to HF and 12% to SCD.15 See Chapter 16 (Disorders of Heart Rhythm) for statistics regarding sudden death in HCM.
The estimated annual incidence of DCM in children <18 years of age is 0.57 per 100 000 overall, with higher incidence in boys than girls (0.66 versus 0.47 cases per 100 000, respectively) and blacks than whites (0.98 versus 0.46 cases per 100 000, respectively). The most commonly recognized causes of DCM were myocarditis (46%) and neuromuscular disease (26%).16 The 5-year incidence rate of SCD is 3% among children <18 years of age at the time of DCM diagnosis.17
Data from the Childhood Cancer Survivor Study cohort of 14 358 survivors of childhood or adolescent cancers show that these individuals are at 6-fold increased risk for future HF,18 usually preceded by asymptomatic cardiomyopathy. This risk is especially pronounced for individuals who were treated with chest radiation or anthracycline chemotherapy and persists up to 30 years after the original cancer diagnosis.
Global Burden of Cardiomyopathy
(See Table 20-1 and Charts 20-1 through 20-3)
Chart 20-1 shows temporal trends in the incidence of PPCM in the United States.
The GBD 2017 Study used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories.19
— Between 1990 and 2017, the global number of deaths attributable to cardiomyopathy and myocarditis increased 54.5%. In 2017, the age-adjusted death rate was 4.8 per 100 000, a 25.8% decrease in the rate from 1990 (Table 20-1).
— The highest age-standardized mortality rates attributable to cardiomyopathy and myocarditis are in Eastern Europe (Chart 20-2).
— Age-standardized prevalence of cardiomyopathy and myocarditis is highest in Central Europe (Chart 20-3).

Chart 20-2. Age-standardized global mortality rates of cardiomyopathy and myocarditis per 100 000, both sexes, 2017. The highest age-standardized mortality rates attributable to cardiomyopathy and myocarditis are in Eastern Europe. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.19 Printed with permission. Copyright © 2018, University of Washington.

Chart 20-3. Age-standardized global prevalence rates of cardiomyopathy and myocarditis per 100 000, both sexes, 2017. Age-standardized prevalence of cardiomyopathy and myocarditis is highest in Central Europe. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.19 Printed with permission. Copyright © 2018, University of Washington.
Heart Failure
ICD-9 428; ICD-10 I50.
2017: Mortality—80 480. Any-mention mortality—352 119. 2016: Hospital discharges—809 000.
Prevalence
(See Table 20-2 and Chart 20-4)
Based on data from NHANES 2013 to 2016, an estimated 6.2 million Americans ≥20 years of age had HF (Table 20-2; Chart 20-4). This represents an increase from an estimated 5.7 million US adults with HF based on NHANES 2009 to 2012 (NHLBI unpublished tabulation using NHANES20).
Projections show that the prevalence of HF will increase 46% from 2012 to 2030, resulting in >8 million people ≥18 years of age with HF. Additionally, the total percentage of the population with HF is predicted to increase from 2.42% in 2012 to 2.97% in 2030.21
| Population Group | Prevalence, 2013–2016, Age ≥20 y | Incidence, 2014, Age ≥55 y | Mortality, 2017, All Ages* | Hospital Discharges, 2016, All Ages | Cost, 2012† |
|---|---|---|---|---|---|
| Both sexes | 6 200 000 (2.2%) | 1 000 000 | 80 480 | 809 000 | $30.7 billion |
| Males | 3 000 000 (2.4%) | 495 000 | 36 824 (45.8%)‡ | 415 000 | … |
| Females | 3 200 000 (2.1%) | 505 000 | 43 656 (54.2%)‡ | 394 000 | … |
| NH white males | 2.2% | 430 000§ | 30 076 | … | … |
| NH white females | 1.9% | 425 000§ | 36 004 | … | … |
| NH black males | 3.5% | 65 000§ | 4068 | … | … |
| NH black females | 3.9% | 80 000§ | 4683 | … | … |
| Hispanic males | 2.5% | … | 1820 | … | … |
| Hispanic females | 2.1% | … | 1960 | … | … |
| NH Asian males | 1.7% | … | 633‖ | … | … |
| NH Asian females | 0.7% | … | 752‖ | … | … |
| NH American Indian or Alaska Native | … | … | 339 | … | … |

Chart 20-4. Prevalence of heart failure among US adults ≥20 years of age, by sex and age (NHANES, 2013–2016). NHANES indicates National Health and Nutrition Examination Survey. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using NHANES, 2013 to 2016.20
Incidence
(See Table 20-2 and Chart 20-5)
Based on ARIC Community Surveillance data, the incidence of HF in persons ≥55 years of age was ≈1 000 000 in 2014, with a slightly higher number of new-onset cases observed in women than in men (Table 20-2) and a greater burden seen in blacks than in whites (Chart 20-5).
Data from the NHLBI-sponsored Chicago Heart Association Detection Project in Industry, ARIC, and CHS cohorts indicate that HF incidence approaches 21 per 1000 population after 65 years of age.22
Data from Kaiser Permanente indicated a 14% increase in the incidence of HF among the elderly (from the 1970s to the 1990s) along with improved HF survival, which resulted in increased HF prevalence, with both trends being more pronounced in males.23
Data from Olmsted County, MN, indicate that the age- and sex-adjusted incidence of HF declined substantially, from 315.8 per 100 000 in 2000 to 219.3 per 100 000 in 2010, with a greater rate reduction for HF with reduced EF (−45.1% [95% CI, −33.0% to −55.0%]) than for HF with preserved EF (−27.9% [95% CI, −12.9% to −40.3%]).24
In the CARDIA study, HF before 50 years of age was more common among blacks than whites. Hypertension, obesity, and systolic dysfunction were important risk factors that may be targets for prevention.25
In MESA, blacks had the highest risk of developing HF, followed by Hispanic, white, and Chinese Americans (4.6, 3.5, 2.4, and 1.0 per 1000 person-years, respectively). This higher risk reflected differences in the prevalence of hypertension, DM, and low SES.26 Blacks had the highest proportion of incident HF not preceded by clinical MI (75%).26
Data from the 2005 to 2014 community surveillance component of the ARIC study indicate that rates of hospitalizations for HF are increasing over time, apparently driven by rises in HF with preserved EF. Overall events included 50% HF with reduced EF and 39% HF with preserved EF, where the former was more common in black males and white males and the latter was most common in white females. Other events may be attributable to intermediate or recovered EF. Age-adjusted rates of HF hospitalization were highest in blacks (38 per 1000 black males, 31 per 1000 black females).27

Chart 20-5. First acute decompensated heart failure annual event rates per 1000 from ARIC Community Surveillance by sex and race, United States, 2005 to 2014. ARIC indicates Atherosclerosis Risk in Communities. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using ARIC Community Surveillance, 2005 to 2014.118
Lifetime Risk
Because most forms of HF tend to present in older age, lifetime risk for HF in the community is high with an aging population. Data from the NHLBI-sponsored Chicago Heart Association Detection Project in Industry, ARIC, and CHS cohorts indicated the following22:
— Overall, at 45 years of age through 95 years of age, lifetime risks for HF were high (20%–45%).
— Lifetime risks for HF were 30% to 42% in white males, 20% to 29% in black males, 32% to 39% in white females, and 24% to 46% in black females. The lower lifetime risk in black males appears likely to be attributable to competing risks.
— Lifetime risk for HF was higher with higher BP and BMI at all ages.
— The lifetime risk of HF occurring for people with BMI ≥30 kg/m2 was approximately double that of those with BMI <25 kg/m2.
— The lifetime risk of HF occurring for people with BP >160/90 mm Hg was 1.6 times that of those with BP <120/90 mm Hg.
Risk Factors
Traditional factors account for a considerable proportion of HF risk. Data from Olmsted County, MN, indicate that CHD, hypertension, DM, obesity, and smoking are responsible for 52% of incident HF cases in the population, with ORs or RRs and their PARs as follows28: CHD OR, 3.1 and overall PAR, 20% (highest in males, 23% versus 16% in females); cigarette smoking RR, 1.4 and PAR, 14%; hypertension RR, 1.4 and PAR, 20% (highest in females, 28% versus 13% in males); obesity RR, 2.0 and PAR, 12%; and DM OR, 2.7 and PAR, 12%.
Traditional risk factors for HF are common in the US adult population. Data from NHANES indicate that at least 1 HF risk factor is present in up to one-third of the US adult population.29
Racial disparities in risks for HF persist, as shown in the Health ABC Study, a US cohort of 2934 adults 70 to 79 years of age followed up for 7 years.30 Among blacks, a greater proportion of HF risk (68% versus 49% among whites) was attributable to modifiable risk factors, including elevated SBP, elevated fasting glucose level, CHD, LVH, and smoking. LVH was 3-fold more prevalent in blacks than in whites. CHD (PAR, 23.9% for white participants, 29.5% for black participants) and uncontrolled BP (PAR, 21.3% for white participants, 30.1% for black participants) had the highest PARs in both races.30 Hispanics carry a predominance of HF risk factors and healthcare disparities, which suggests a relatively elevated HF risk in this population as well.31
Risk factors appear to differ by HF subtype. As a group, patients with HF with preserved EF are older, are more likely to be female, and have greater prevalence of hypertension, obesity, and anemia than those with HF with reduced EF.32
Dietary and lifestyle factors also impact HF risk. Among 20 900 male physicians in the PHS, the lifetime risk of HF was higher in males with hypertension, whereas healthy lifestyle factors (normal weight, not smoking, regular PA, moderate alcohol intake, consumption of breakfast cereals, and consumption of fruits and vegetables) were related to lower risk of HF.33
In the ARIC study, greater adherence to the AHA’s Life’s Simple 7 guidelines (better profiles in smoking, BMI, PA, diet, cholesterol, BP, and glucose) was associated with a lower lifetime risk of HF, as well as more optimal echocardiographic parameters of cardiac structure and function.34
Multiple nontraditional risk factors for HF have been identified.
— In the FHS, circulating BNP, urinary ACR, elevated serum γ-glutamyl transferase, and higher levels of hematocrit were identified as risk factors for incident HF.35–37 Circulating concentrations of resistin were also associated with incident HF independent of prevalent coronary disease, obesity, insulin resistance, and inflammation.38 Circulating adiponectin concentrations were also related to incident HF, with a J-shaped relationship.39 Inflammatory markers (IL-6 and tumor necrosis factor-α), serum albumin levels, and cigarette smoking exposure additionally were associated with increased HF risk.40–42
— In the CHS, baseline cardiac high-sensitivity troponin and changes in high-sensitivity troponin levels were significantly associated with incident HF.43 Conversely, circulating individual and total omega-3 fatty acid concentrations were associated with lower incidence of HF.44
— In the ARIC study, white blood cell count, CRP, albuminuria, HbA1c among individuals without DM, cardiac troponin, PVCs, and socioeconomic position over the life course were all identified as risk factors for HF.45–50
— In MESA, plasma N-terminal pro-BNP provided incremental prognostic information beyond the traditional risk factors and the MRI-determined LV mass index for incident symptomatic HF.51
— In the FHS, measures of major organ system dysfunction (higher serum creatinine, lower ratios of forced expiratory volume in 1 second to forced vital capacity, and lower hemoglobin concentrations) were also associated with an adjusted increased risk of new-onset HF.52
LV Function
Measures of impaired systolic or diastolic LV function are common precursors to clinical HF.
— In the FHS, the prevalence of asymptomatic LV systolic dysfunction was 5% and that of diastolic dysfunction was 36%. LV systolic and diastolic dysfunction were associated with increased risk of incident HF.
— In Olmsted County, MN, diastolic dysfunction (HR, 1.81 [95% CI, 1.01–3.48]) was observed to progress with advancing age and was associated with an increased risk of incident clinical HF during 6 years of subsequent follow-up after adjustment for age, hypertension, DM, and CAD.53
— With respect to variation by race/ethnicity, presence of asymptomatic LV systolic dysfunction in MESA was higher in blacks than in whites, Chinese, and Hispanics (1.7% overall and 2.7% in blacks). After 9 years of follow-up, asymptomatic LV dysfunction was associated with increased risk of overt HF (HR, 8.69 [95% CI, 4.89–15.45]), as well as CVD and all-cause mortality.6
— In the Echocardiographic Study of Hispanic/Latinos, almost half (49.7%) of middle-aged or older Hispanics had some form of cardiac dysfunction (systolic, diastolic, or both), although fewer than 1 in 20 Hispanic/Latinos had symptomatic or clinically recognized HF.54
LV function is variably abnormal in the setting of clinically overt HF.
— GWTG-HF data from 2005 to 2010 indicate that of 110 621 patients hospitalized with HF, half had a reduced EF (<40%), 14% had an EF that was ≥40% and <50%, and 36% had an EF of ≥50%.32
— Data collected between 1985 and 2014 from 12 857 person-observations in the FHS showed that the frequency of HF with reduced EF (EF <40%) decreased over time, whereas HF with mid-range EF (40%–<50%) remained stable, and HF with preserved EF (EF ≥50%) increased over time. These findings appeared attributable to trends in risk factors, especially a decrease in prevalent CHD among people with HF.55
Family History and Genetics
HCM and familial DCM are the most common mendelian cardiomyopathies, with autosomal dominant or recessive transmission, in addition to X-linked and mitochondrial inheritance.
Familial DCM accounts for up to 50% of cases of DCM, with a prevalence of 1 in 2500, but is likely underestimated.56 Familial DCM often displays an age-dependent penetrance.57 Up to 40% of cases have an identifiable genetic cause.56
Given the heterogeneous nature of the underlying genetics, manifestation of the disease is highly variable, even in cases for which the causal mutation has been identified.58 Variants in the β-myosin heavy chain gene (MYH7) were some of the earliest to be associated with familial HCM,59,60 with >30 other genes implicated since, each accounting for <5% of cases, as reviewed elsewhere.57,61,62 The considerable variability in the penetrance and pathogenicity of specific mutations makes clinical interpretation of sequence data particularly challenging.
Missense and truncating variants in the titin gene have been linked to autosomal dominant cardiomyopathy,63 as well as to DCM, with incomplete penetrance in the general population.63 Analysis of sequence data in 7855 cardiomyopathy case subjects and >60 000 control subjects revealed the variance in penetrance of putative disease variants, which further highlights the challenges in clinical interpretation of variation in mendelian disease genes.64
Several GWASs have been conducted to identify common variations associated with cardiomyopathy and HF in the general population, albeit with modest results,57,60 highlighting a small number of putative loci, including HSPB765–67 and CACNB4.68 Given the heterogeneous multifactorial nature of common HF, identification of causal genetic loci remains a challenge.
Genetic variation within subjects with HF may determine outcomes, with a locus on chromosome 5q22 associated with mortality in HF patients.69 A large meta-analysis of >73 000 subjects identified 52 loci associated with myocardial mass.70 The clinical utility of genetic testing for variants associated with common HF and related phenotypes remains unclear.
HCM is a monogenic disorder with primarily autosomal dominant inheritance and is caused by one of hundreds of mutations in up to 18 genes that primarily encode components of the sarcomere, with mutations in MYH7 and cardiac myosin-binding protein C (MYBPC3) being the most common, with each having 40 HCM cases attributed to it.71 A mutation is identifiable in 50% to 75% of cases of familial HCM.
Clinical genetic testing is recommended for patients with DCM with significant conduction system disease or a family history of SCD, as well as in patients with a strong clinical index of suspicion for HCM. It can be considered in other forms of DCM and restrictive cardiomyopathy and in LV noncompaction.72
Genetic testing is also recommended in family members of patients with DCM, HCM, restrictive cardiomyopathy, and LV noncompaction.72
Mortality
(See Table 20-2)
Survival after the onset of HF in older adults has improved, as indicated by data from Kaiser Permanente23; however, improvements in HF survival have not been even across all demographics. Among Medicare beneficiaries, the overall 1-year HF mortality rate declined slightly from 1998 to 2008 but remained high at 29.6%, and rates of decline were uneven across states.73,74 In the NHLBI’s ARIC study, the 30-day, 1-year, and 5-year case fatality rates after hospitalization for HF were 10.4%, 22%, and 42.3%, respectively, and blacks had a greater 5-year case fatality rate than whites (P<0.05).75
Observed mortality declines have been primarily attributed to evidence-based approaches to treat HF risk factors and the implementation of treatment with ACE inhibitors, β-blockers, coronary revascularization, implantable cardioverter-defibrillators, and cardiac resynchronization therapies.76 Contemporary evidence from the GWTG-HF registry suggests that ≈47% of individuals admitted to the hospital with HF should have had initiation of ≥1 new medication on discharge; ≈24% need to start ≥1 new medication and ≈14% need to start ≥3 new medications to be in compliance with current guidelines.77
In a large Swedish registry of patients with HF with preserved EF, statins improved 1-year cardiovascular hospitalization, mortality, and cardiovascular mortality.78 Accordingly, 5-year survival of HF diagnosis after an MI in Olmsted County, MN, improved in 2001 to 2010 versus 1990 to 2000, from 54% to 61%.79
Some data suggest that improvements in survival could be leveling off over time. Data from the Rochester Epidemiology Project in Olmsted County, MN, showed improved survival after HF diagnosis between 1979 and 200080; however, 5-year mortality did not decline from 2000 to 2010 and remained high at ≈50% (52.6% overall; 24.4% for 60-year-olds and 54.4% for 80-year-olds), Importantly, mortality was more frequently ascribed to noncardiovascular causes (54.3%), and the risk of noncardiovascular death was greater in HF with preserved EF than in HF with reduced EF.24
Given improvements in HF survival overall, the number of individuals carrying a diagnosis of HF at death has increased. Mortality associated with HF is substantial, such that 1 in 8 deaths has HF mentioned on the death certificate (unpublished NHLBI tabulation).81
In 2017, HF was the underlying cause in 80 480 deaths (36 824 males and 43 656 females; Table 20-2). Table 20-2 shows the numbers of these deaths that were coded for HF as the underlying cause.
The number of underlying causes of deaths attributable to HF was 42.3% higher in 2017 (80 480) than it was in 2007 (56 565; unpublished NHLBI tabulation using NVSS81).
In 2017, the overall any-mention age-adjusted death rate for HF was 89.7 per 100 000, with variation across racial/ethnic groups: in males, the rates were 111.3 for NH whites, 118.2 for NH blacks, 46.9 for NH Asians or Pacific Islanders, 95.0 for NH American Indians or Alaska Natives, and 69.2 for Hispanics; in females, the respective rates were 80.4 for NH whites, 86.0 for NH blacks, 34.7 for NH Asians or Pacific Islanders, 80.6 for NH American Indians or Alaska Natives, and 49.7 for Hispanics (unpublished NHLBI tabulation using CDC WONDER82).
Healthcare Utilization: Hospital Discharges/Ambulatory Care Visits
(See Table 20-2 and Chart 20-6)
Hospital discharges for HF (including discharged alive, dead, and status unknown) are shown for the United States (1997–2016) by sex in Chart 20-6. Discharges for HF decreased from 2006 to 2016, with principal diagnosis discharges of 1 020 000 and 809 000, respectively (Table 20-2).
In 2016, there were 1 932 000 physician office visits with a primary diagnosis of HF (NAMCS,83 unpublished NHLBI tabulation). In 2016, there were 414 000 ED visits for HF (NHAMCS,84 NHLBI unpublished tabulation).
Among 1077 patients with HF in Olmsted County, MN, hospitalizations were common after HF diagnosis, with 83% of patients hospitalized at least once and 43% hospitalized at least 4 times. More than one-half of all hospitalizations were related to noncardiovascular causes.85
Among Medicare beneficiaries, the overall HF hospitalization rate declined substantially from 1998 to 2008 but at a lower rate for black males,74 and the temporal trend findings were uneven across states.
In the GWTG-HF Registry, only one-tenth of eligible HF patients received cardiac rehabilitation referral at discharge after hospitalization for HF.86
Among Medicare part D coverage beneficiaries, HF medication adherence (ACE inhibitors/angiotensin receptor blockers, β-blockers, and diuretic agents) after HF hospitalization discharge decreased over 2 to 4 months after discharge, followed by a plateau over the subsequent year for all 3 medication classes.87
Rates of HF rehospitalization or cardiovascular death were greatest for those previously hospitalized for HF.88
Although Hispanic patients hospitalized with HF were significantly younger than NH whites, the prevalence of DM, hypertension, and overweight/obesity was higher among them. In multivariate analysis, a 45% lower in-hospital mortality risk was observed among Hispanics with HF with preserved EF compared with NH whites but not among those with HF with reduced EF.89
On the basis of data from the community surveillance component of the ARIC study of the NHLBI90:
— The average incidence of hospitalized HF for those ≥55 years of age was 11.6 per 1000 people per year; incidence of recurrent hospitalized HF was 6.6 per 1000 people per year.
— Age-adjusted annual hospitalized HF incidence was highest for black males (15.7 per 1000), followed by black females (13.3 per 1000), white males (12.3 per 1000), and white females (9.9 per 1000).
— Of incident hospitalized HF events, 53% had HF with reduced EF and 47% had preserved EF. Black males had the highest proportion of hospitalized HF with reduced EF (70%); white females had the highest proportion of hospitalized HF with preserved EF (59%).
— Age-adjusted 28-day and 1-year case fatality after hospitalized HF was 10.4% and 29.5%, respectively, and did not differ by race or sex.
Data from the Health and Retirement Study from 1998 to 2014 show racial/ethnic differences in hospitalization trajectories over 24 months after HF diagnosis.91 Compared with NH males, Hispanic males have declines in hospitalization after initial diagnosis but then increases in hospitalizations in later stages of disease. Among females, compared with whites, blacks had significantly more hospitalizations throughout the follow-up period.
Data from Olmsted County, MN, indicate that among those with HF, hospitalizations were particularly common among males and did not differ by HF with reduced EF versus preserved EF, with 63% of hospitalizations for noncardiovascular causes. Among those with HF, hospitalization rates for cardiovascular causes did not change over time, whereas those for noncardiovascular causes increased from 2000 to 2010.24

Chart 20-6. Hospital discharges for heart failure by sex, United States, 1997 to 2016. Hospital discharges include people discharged alive, dead, and status unknown. *Data not available for 2015. Readers comparing data across years should note that beginning October 1, 2015, a transition was made from the 9th revision to the 10th revision of the International Classification of Diseases. This should be kept in consideration because coding changes could affect some statistics, especially when comparisons are made across these years. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using Healthcare Cost and Utilization Project, 1997 to 2016.1
Cost
The overall cost of HF continues to rise. See Chapter 26 (Economic Cost of Cardiovascular Disease) for further statistics.
In 2012, total cost for HF was estimated to be $30.7 billion (2010$), of which more than two-thirds was attributable to direct medical costs.21 Projections suggest that by 2030, the total cost of HF will increase by 127%, to $69.8 billion, amounting to ≈$244 for every US adult.21
Implantable cardioverter-defibrillators could be cost-effective in the guideline-recommended groups of individuals with HF with reduced EF; however, the benefit might not be as great in those with high overall mortality risk (eg, age ≥75 years, New York Heart Association functional class III, LVEF ≤20%, BNP ≥700 pg/mL, SBP ≤120 mm Hg, AF, DM, chronic lung disease, and CKD).92,93
The costs associated with treating HF comorbidities and HF exacerbations in youths are significant, totaling nearly $1 billion in inpatient costs, and may be rising. The associated cost burden of HF is anticipated to constitute a large portion of total pediatric healthcare costs.94
Open Heart Transplantation and Mechanical Circulatory Support Device Placement in the United States
(See Chart 20-7)
From September 1987 to December 2012, 40 253 people were waiting for heart transplants, with a median survival of 2.3 years; 26 943 received transplants, with median survival of 9.5 years. Life-years saved were 465 296; life-years saved per patient were 5.0.95

Chart 20-7. Device strategy at the time of implantation by year, United States, 2008 to 2017. Implantations are continuous-flow left ventricular assist devices, April 2008 to December 2017. N=18 359. Txpl indicates transplant. Source: Reprinted from Kormos et al100 with permission from The Society of Thoracic Surgeons. Copyright © 2019, The Society of Thoracic Surgeons. Published by Elsevier Inc. on behalf of International Society for Heart and Lung Transplantation.
Among other causes, heart transplant patients die of SCD at a rate of 1.3% per year, particularly those with a history of allograft vasculopathy, although other risk factors have been described in a meta-analysis of >47 000 individuals.96
According to a study based on the NIS, the outcomes after admission for HF are similar in patients with a prior history of heart transplant and those without previous transplants.97
In the MedaMACS study, from May 2013 to October 2015, 161 patients with advanced HF were included, and 47% died within 2 years of follow-up. Although survival was similar to that of patients with an LVAD in the overall INTERMACS cohort, in individuals with HF of greater severity, survival was lower in the INTERMACS cohort.98
In the ROADMAP study, among 195 patients with advanced ambulatory non–inotrope-dependent HF, only those with higher severity of HF (defined as INTERMACS profile 4) benefitted from LVAD implantation compared with optimal medical management, despite increased complications. In individuals with INTERMACS profiles 5 through 7, no benefit of LVADs was noted.99
In 2019, INTERMACS reported >25 000 mechanical circulatory support device implantations from June 2006 to December 2017, of which >20 000 were primary left mechanical circulatory support devices, including total artificial hearts (339), pulsatile-flow LVADs (923), and continuous-flow LVADs (19 206), including axial and centrifugal pumps. This includes both isolated LVAD and combined left and right ventricular assist devices. As of 2017, 51% of the LVADs were centrifugal and 49% were axial-flow devices.100
The 1-year LVAD survival rate has now reached 83%, with a median survival of 5 years among patients with isolated continuous-flow LVADs. When an additional RV assist device is needed, the 1-year survival is only 58% and the median survival is limited to 31%.100
The proportion of LVADs implanted as destination therapy increased from 2% in 2008 to 49% in 2017 for continuous-flow LVADs, with an overall decline in those in whom the LVAD was implanted as a bridge to decision or transplantation over this time period (Chart 20-7).100 However, a substantial difference in indications exists across device type, with 73% of axial-flow pump–type LVADs being used as destination therapy in 2017 versus only 27% of centrifugal-flow LVADs.
The 1-year survival of individuals with an LVAD implanted as a bridge to transplantation was 88%; for those with a bridge-to-decision implantation, survival was 85%; and for those with an LVAD as destination therapy, survival was 80%.100
From 2006 to April 2017, 450 individuals in INTERMACS underwent a total artificial heart implantation. Among those, 266 underwent transplantation and 162 died on support. The 1-year survival rate was 53%, with most deaths occurring because of multiorgan failure. At 12 months, 52% of the patients had undergone transplantation, 34% had died, and 13% were still alive and with the device.101
According to an NIS study, there is no difference in outcomes after ventricular assist device implantation across geographic areas in the United States, despite differences in cost and length of stay.102
In 2011, in-hospital mortality with LVAD implantation decreased significantly, from 47.2% in 2005 to 12.7%, among Medicare beneficiaries. An inflection point was seen, with a sharp rise in LVAD implantation and decrease in the in-hospital mortality rate in 2008. Average hospital length of stay decreased from the pulsatile LVAD (pre-2008) to the continuous-flow LVAD (2008–2011) eras.103 The mean cost of LVAD-related hospitalization increased from $194 380 in 2005 to $234 808 in 2011.104
In a comparable cost-effectiveness analysis in the French healthcare system, LVAD implants were associated with improved survival at a high cost, exceeding €100 000 per QALY, and were not considered cost-effective.105
In a meta-analysis of 8 studies (7957 patients total) comparing mortality rates in patients treated with heart transplantation versus bridge-to-transplantation LVAD or LVAD as destination therapy, there was no difference in late (>6 months) all-cause mortality between heart transplantation and LVAD (pooled OR, 0.91 [95% CI, 0.62–1.32] for transplantation versus bridge-to-transplantation LVAD; pooled OR, 1.49 [95% CI, 0.48–4.66] for transplantation versus destination therapy LVAD).106
In a Markov model analysis, LVADs in patients with non–inotrope-dependent HF improved quality of life, at a substantial increase in costs, mostly attributable to frequent readmissions and cost of follow-up care. The gain in quality of life was from 2.67 to 4.41 QALYs. However, the incremental cost-effectiveness ratio was US $209 400 per QALY gained and US $597 400 per life-year gained. Moreover, those results were sensitive to readmission rates and outpatient care costs.107
Elevated LVAD index admission costs could be related to procurement costs and length of stay. Hospital readmissions also contribute significantly to overall cost of LVAD therapy: in a retrospective study with continuous-flow LVAD, 44% of patients were readmitted within 30 days of discharge, with a median cost of $7546. The most common causes of readmission were gastrointestinal bleeding, infection, and stroke, with device malfunction and arrhythmias the costliest causes of readmission. There was no difference in survival between patients who were and were not readmitted, although median follow-up was only 11 months.108
In a study that used the United Network for Organ Sharing registry between 2006 and 2015 and addressed insurance status, among those with bridge-to-transplantation LVADs, Medicaid insurance was associated with worse survival of patients on the heart transplant waiting list compared with patients with private insurance, although access to transplantation was not different.109
Among Medicare beneficiaries undergoing LVAD implantation, the outcomes vary widely according to the presence of ESRD. During a median follow-up of 762 days, 82% of individuals with ESRD died, whereas only 36% of those without ESRD died. Even after adjustment for confounding, the OR for mortality was 36.3 for the presence of ESRD.
LVAD and Open-Heart Transplantation Disparities
The 2019 INTERMACS report did not specifically address the influence of sex or race/ethnicity on mortality after LVAD procedures, although a higher mortality was seen in females in prior reports (HR, 1.16; P=0.005).110
In a study that included 111 patients with ventricular assist devices, SES was not associated with adverse prognosis or complications after implantation.111
In the United Network for Organ Sharing database of 18 085 patients who had open heart transplantation performed at 102 centers, blacks had a higher adjusted 1-year mortality, particularly at poor-performing centers (observed-to-expected mortality ratio >1.2; OR, 1.37 [95% CI, 1.12–1.69]; P=0.002).112 Compared with whites and Hispanics, a higher proportion of blacks were treated at centers with higher than expected mortality, which persisted after adjustment for insurance type and education level.
Global Burden of HF
HF prevalence was lowest in west sub-Saharan Africa (0.74 [95% CI, 0.58–0.98] per 1000 in males and 0.57 [95% CI, 0.44–0.76] per 1000 in females).113 HF made the largest contribution to age-standardized years lived with disability among males in high-income North America, Oceania, Eastern and Western Europe, southern Latin America, and Central Asia.113
HF risk factors vary substantially across world regions, with hypertension being highly associated with HF in all regions but most commonly in Latin America, the Caribbean, Eastern Europe, and sub-Saharan Africa, and with a minimal association of IHD with HF in sub-Saharan Africa.114 IHD prevalence among HF patients is highest in Europe and North America but rare in sub-Saharan Africa, whereas hypertension prevalence among HF patients was highest in Eastern Europe and sub-Saharan Africa; valvular and rheumatic HD prevalence among HF patients was highest in East Asia and Asia-Pacific countries.114 Follow-up from a multiethnic cohort composed of individuals from low- to middle-income countries in Africa, Asia, the Middle East, and South America will provide additional data regarding the global burden of HF.115 HF is common throughout sub-Saharan Africa. According to a meta-analysis, the most common pathogenesis is hypertensive HD in 39.2% (95% CI, 32.6%–45.9%), followed by cardiomyopathies in 21.4% (95% CI, 16.0%–27.2%) and rheumatic HD in 14.1% (95% CI, 10.0%–18.8%), whereas IHD was reported in only 7.2% of cases (95% CI, 4.1%–11.0%). However, there was important variability in the prevalence according to the region of the continent.116
The prevalence estimates for HF across Asia range from 1.26% to 6.7%. Rheumatic HD is a major contributor to HF in certain parts of South Asia, such as India, but recently, trends toward an ischemic cause for HF have been observed in Asia, such as in China and Japan.117
Ischemic HF prevalence in 2010 was highest (>5 per 1000) in high-income North America, Oceania, and Eastern Europe. In particular, HF prevalence in 2010 was highest in Oceania (4.53 [95% CI, 3.19–6.29] per 1000 in females; 5.22 [95% CI, 3.84–7.08] per 1000 in males), followed by high-income North America and North Africa/Middle East.113
| ACE | angiotensin-converting enzyme |
| ACR | albumin-to-creatinine ratio |
| AF | atrial fibrillation |
| AHA | American Heart Association |
| ARIC | Atherosclerosis Risk in Communities |
| BMI | body mass index |
| BNP | B-type natriuretic peptide |
| BP | blood pressure |
| CAD | coronary artery disease |
| CARDIA | Coronary Artery Risk Development in Young Adults Study |
| CDC WONDER | Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research |
| CHD | coronary heart disease |
| CHS | Cardiovascular Health Study |
| CI | confidence interval |
| CKD | chronic kidney disease |
| CRP | C-reactive protein |
| CVD | cardiovascular disease |
| DCM | dilated cardiomyopathy |
| DM | diabetes mellitus |
| ED | emergency department |
| EF | ejection fraction |
| ESRD | end-stage renal disease |
| FHS | Framingham Heart Study |
| GBD | Global Burden of Disease |
| GWAS | genome-wide association study |
| GWTG | Get With The Guidelines |
| HbA1c | hemoglobin A1c (glycosylated hemoglobin) |
| HCM | hypertrophic cardiomyopathy |
| HCUP | Healthcare Cost and Utilization Project |
| HD | heart disease |
| Health ABC | Health, Aging, and Body Composition |
| HF | heart failure |
| HR | hazard ratio |
| ICD-9 | International Classification of Diseases, 9th Revision |
| ICD-10 | International Classification of Diseases, 10th Revision |
| IHD | ischemic heart disease |
| IL | interleukin |
| INTERMACS | Interagency Registry for Mechanically Assisted Circulatory Support |
| LV | left ventricular |
| LVAD | left ventricular assist device |
| LVEF | left ventricular ejection fraction |
| LVH | left ventricular hypertrophy |
| MedaMACS | Medical Arm of Mechanically Assisted Circulatory Support |
| MESA | Multi-Ethnic Study of Atherosclerosis |
| MI | myocardial infarction |
| MRI | magnetic resonance imaging |
| NAMCS | National Ambulatory Medical Care Survey |
| NH | non-Hispanic |
| NHAMCS | National Hospital Ambulatory Medical Care Survey |
| NHANES | National Health and Nutrition Examination Survey |
| NHLBI | National Heart, Lung, and Blood Institute |
| NIS | National (Nationwide) Inpatient Sample |
| NVSS | National Vital Statistics System |
| OR | odds ratio |
| PA | physical activity |
| PAR | population attributable risk |
| PHS | Physicians’ Health Study |
| PPCM | peripartum cardiomyopathy |
| PVC | premature ventricular contraction |
| QALY | quality-adjusted life-year |
| ROADMAP | Randomized Olmesartan and Diabetes Microalbuminuria Prevention |
| RR | relative risk |
| RV | right ventricular |
| SBP | systolic blood pressure |
| SCD | sudden cardiac death |
| SES | socioeconomic status |
| UI | uncertainty interval |
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21. Valvular Diseases
See Tables 21-1 and 21-2 and Charts 21-1 through 21-6
Mortality and any-mention mortality in this section are for 2017 based on unpublished NHLBI tabulations using the NVSS and CDC WONDER.1,2 “Mortality” is the number of deaths in 2017 for the given underlying cause based on ICD-10. Prevalence data are for 2016 and 2017. Hospital discharge data are from HCUP3 (2016); data included are for inpatients discharged alive, dead, or status unknown. Hospital discharge data for 2016 are based on ICD-10 codes.
Valvular Heart Disease
ICD-9 424; ICD-10 I34 to I38.
2017: Mortality—24 811. Any-mention mortality—52 939.
2016: Hospital discharges—120 000.
Prevalence
Previously undiagnosed, predominantly mild valvular HD was found in 51% of 2500 individuals ≥65 years of age from a primary care population screened using transthoracic echocardiography. The prevalence of undiagnosed moderate or severe valvular HD was 6.4%.4
Incidence
In a recent report using a Swedish nationwide register to identify all patients with a first diagnosis of valvular HD at Swedish hospitals between 2003 and 2010 (N=10 164 211), the incidence of valvular HD was 63.9 per 100 000 person-years, with aortic stenosis (47.2%), MR (24.2%), and aortic regurgitation (18.0%) contributing most of the valvular diagnoses. The majority of valvulopathies were diagnosed in the elderly (68.9% in subjects ≥65 years of age). Incidences of aortic regurgitation, aortic stenosis, and MR were higher in males, who were also more frequently diagnosed at an earlier age. Mitral stenosis incidence was higher in females.5
Aortic Valve Disorders
(See Chart 21-1)
ICD-9 424.1; ICD-10 I35.
2017: Mortality—16 827. Any-mention mortality 35 434.

Chart 21-1. Number of TAVI and surgical aortic valve replacement (SAVR) procedures performed and in-hospital mortality according to type of procedure, Germany, 2011 to 2016.A, Number of TAVI and SAVR procedures. B, In-hospital mortality. iSAVR indicates isolated SAVR; TA, transapical; TAVI, transcatheter aortic valve implantation; and TV, transvascular. Source: Reprinted from Gaede et al.106 Copyright © 2017, The Author. Published by Oxford University Press on behalf of the European Society of Cardiology. This is an Open Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (http://creativecommons.org/licenses/by-nc/4.0/), which permits non-commercial re-use, distribution, and reproduction in any medium, provided the original work is properly cited.
2016: Hospital discharges—91 000.
Prevalence
Prevalence of aortic stenosis by echocardiography was 4.3% among individuals ≥70 years of age in the Icelandic AGES-Reykjavik cohort.6
In younger age groups, the most prevalent cause of aortic stenosis is bicuspid aortic valve, the most common form of congenital HD. In an Italian study of 817 primary school students, the prevalence of bicuspid aortic valve was 0.5% (95% CI, 0.13%–1.2%).7
Incidence
Nationally representative data from Sweden demonstrate an age-adjusted incidence of aortic stenosis from 15.0 to 11.4 per 100 000 males and from 9.8 to 7.1 per 100 000 females, between the years 1989 to 1991 and 2007 to 2009.8
In the Norwegian Tromsø study, the incidence of new aortic stenosis was 5 per 1000 per year, with the initial mean age of participants being 60 years.9
In the Canadian CANHEART aortic stenosis study, absolute incidence of severe aortic stenosis among individuals >65 years of age was 144 per 100 000 person-years (169 and 127 per 100 000 person-years in males and females, respectively).10
Lifetime Risk and Cumulative Incidence
The number of elderly patients with calcific aortic stenosis is projected to more than double by 2050 in both the United States and Europe based on a simulation model in 7 decision analysis studies. In the Icelandic AGES-Reykjavik study alone, projections suggest a doubling in prevalence among those with severe aortic stenosis who are ≥70 years of age by 2040 and a tripling by 2060.6
Risk Factors
In the Canadian CANHEART study, among 1.12 million individuals >65 years of age followed up for a median of 13 years, 20 995 subjects developed severe aortic stenosis. Hypertension (adjusted HR, 1.71 [95% CI, 1.66–1.76]), DM (HR, 1.49 [95% CI, 1.44–1.54]), and dyslipidemia (HR, 1.17 [95% CI, 1.14–1.21]) were the strongest predictors of development of severe aortic stenosis (all P<0.001).10
In a retrospective analysis of predictors of cardiac outcomes in 227 ambulatory adults with bicuspid aortic valve, independent predictors of the composite end point (need for surgery, death, aortic dissection, endocarditis, HF, arrhythmias, or IHD) were baseline moderate to severe aortic valve dysfunction (HR, 3.19 [95% CI, 1.35–7.54]; P<0.01) and aortic valve leaflet calcification (HR, 4.72 [95% CI, 1.91–11.64]; P<0.005).11
Genetics and Family History
A GWAS in 6942 individuals identified an SNP located in an intron of the Lp(a) gene that was significantly associated with the presence of aortic calcification (OR per allele, 2.05), circulating Lp(a) levels, and the development of aortic stenosis.12
Multiple SNPs that encode for LDL-C have been combined to form a GRS that has been associated with prevalent aortic valve calcification (OR, 1.38 [95% CI, 1.09–1.74] per GRS increment) and incident aortic valve stenosis (HR, 2.78 [95% CI, 1.22–6.37] per GRS increment) by use of a mendelian randomization design.13
The heritability of bicuspid aortic valve has been estimated at 89% (0.89±0.06; P<0.001), which suggests that most cases are familial.14 Bicuspid aortic valve has been linked to mutations of NOTCH1, GATA5, and more recently GATA4.15–17
GWASs and transcriptome studies of aortic valve stenosis have identified several loci, including LPA, PALMD, and TEX41.12,18,19
In a nationwide Swedish study comprising 6 117 263 siblings (13 442 with aortic stenosis), having at least 1 sibling with aortic stenosis was associated with an HR of 3.41 (95% CI, 2.23–5.21) for being diagnosed with aortic stenosis. These findings indicate an overall familial aggregation of this disease beyond bicuspid aortic valve alone.20
Awareness, Treatment, and Control
After the US Food and Drug Administration approved TAVR for patients with severe aortic stenosis at high surgical risk in 2011, implantation numbers have increased steeply. From 2011 through 2014, the STS/ACC TVT Registry recorded 26 414 TAVR procedures performed at 348 centers in 48 US states.21 Sixty-eight percent of patients were ≥80 years of age, median STS risk was 6.7%, and 95% of patients were deemed to be at extreme or high risk. The number of patients receiving commercially approved devices from 2012 through 2015 increased to 54 782 in a recent report from the same registry.22
Despite the increase in TAVR procedures, the percentage of black patients undergoing TAVR was 3.8% compared with 93% among Caucasians in the STS/ACC TVT Registry.21,23
The 54 782 patients with TAVR who entered the STS/ACC TVT Registry between 2012 and 2015 demonstrated decreases in expected risk of 30-day operative mortality (STS Predicted Risk of Mortality score) from 7% to 6% and in TVT Registry–predicted risk of mortality from 4% to 3% (both P<0.0001) from 2012 to 2015. Observed in-hospital mortality decreased from 5.7% to 2.9%, and 1-year mortality decreased from 25.8% to 21.6%. However, 30-day postprocedure pacemaker insertion increased from 8.8% in 2013 to 12.0% in 2015.22
In Germany, >15 000 TAVR procedures were performed in 2016, a number 3 times higher than in 2011 based on data from the German Institute for Quality Assurance and Transparency in Healthcare. Over the same period (2011 to 2016), the number of SAVR procedures remained relatively stable at ≈10 000 per year, a lower number than for TAVR (Chart 21-1). In the same European registry, mortality decreased continuously, with overall in-hospital mortality being similar for TAVR and SAVR (2.6% versus 2.9%, P=0.19, respectively) in 2016 despite the higher risk profile in TAVR patients (Chart 21-1).
On the basis of a retrospective study of 8210 patients using the NIS (2012 to 2014), females with severe aortic stenosis undergoing TAVR experienced similar mortality (4.7% versus 3.9%, P=0.15) as males.; however, females had higher rates of stroke (3% versus 2%, P=0.04), hemorrhage requiring transfusion (28% versus 20%, P<0.0001), and pericardial complications (1.3% versus 0.5%, P=0.0009).24
Two randomized controlled trials (PARTNER 1A and US CoreValve High Risk) using balloon-expandable and self-expanding devices, respectively, have shown that TAVR is able to compete with SAVR in terms of mortality in high-risk patients at 1 and 5 years.25,26
In a cohort of 1746 patients with severe aortic stenosis at intermediate surgical risk in the SURTAVI trial, the estimated incidence of the primary end point (death attributable to any cause or debilitating stroke) was 12.6% in the TAVR group (in whom a balloon-expandable device was used) and 14.0% in the SAVR group (95% credible interval [bayesian analysis] for difference, −5.2 to 2.3%; posterior probability of noninferiority, >0.999) at 24 months. In the PARTNER 2 trial using a self-expanding device, the Kaplan-Meier event rates of the same end point were 19.3% in the TAVR group and 21.1% in the SAVR group (HR in the TAVR group, 0.89 [95% CI, 0.73–1.09]; P=0.25) at 2-year follow-up. These findings demonstrate that TAVR is a noninferior alternative to SAVR in patients with severe aortic stenosis at intermediate surgical risk.27,28
In 1000 patients with severe aortic stenosis at low surgical risk randomized in the PARTNER 3 trial29 to either balloon-expandable TAVR or SAVR, the Kaplan-Meier estimate of the rate of the primary composite end point (death, stroke, or rehospitalization) was significantly lower in the TAVR group than in the SAVR group (8.5% versus 15.1%; absolute difference, −6.6 percentage points [95% CI, −10.8 to −2.5]; P<0.001 for noninferiority; HR, 0.54 [95% CI, 0.37–0.79]; P=0.001 for superiority). Similar results were obtained in the Evolut Low Risk trial30 using a self-expanding valve in low-risk patients with severe aortic stenosis. Among the 1403 patients randomized to either TAVR or SAVR, the 24-month incidence of composite death or disabling stroke was 5.3% in the TAVR group and 6.7% in the SAVR group (difference, −1.4 percentage points [95% Bayesian credible interval for difference, −4.9 to 2.1]; posterior probability of noninferiority >0.999).
Mortality
On the basis of ICD-10 (with data coded from 1999 to 2009), there were 146 304 deaths over 10 years in the aortic valve disease category in the United States. Of these, 82.7% were attributed to aortic stenosis, 4.0% to aortic insufficiency, and 0.6% to aortic stenosis with insufficiency, whereas 11.9% were unspecified or coded as attributed to other aortic valve disease and 0.7% to congenital aortic valve disease (assumed to be predominantly bicuspid aortic valve). The age- and sex-adjusted mortality rate increased over time by 1.56% (95% CI, 1.52%–1.61%; P<0.001) per year for nonrheumatic aortic valve disease.31
In the community, morbidity related to bicuspid aortic valve is higher in males than in females, with a total combined risk of aortic regurgitation, surgery, and IE of 52±4% versus 35±6% in females (P=0.01).32 Nevertheless, females have a significantly higher RR of death in tertiary and surgical referral cohorts, with an age-adjusted relative death risk of 1.63 (95% CI, 1.40–1.89) for females versus 1.34 (95% CI, 1.22–1.47) for males (P=0.026).32 The risk of death is independently associated with aortic regurgitation (P≤0.04).
Complications
In a cohort of 416 community-based participants from Olmsted County, MN, with bicuspid aortic valve followed up for a mean (SD) of 16 (7) years, the incidence of aortic dissection in individuals ≥50 years of age at baseline was 17.4 (95% CI, 2.9–53.6) cases per 10 000 patient-years. For patients ≥50 years of age with a bicuspid valve and a baseline aortic aneurysm, the incidence of aortic dissection was 44.9 (95% CI, 7.5–138.5) cases per 10 000 patient-years. In the remaining participants without baseline aortic aneurysm, the incidence of aneurysm was 84.9 (95% CI, 63.3–110.9) cases per 10 000 patient-years, for an age-adjusted RR of 86.2 (95% CI, 65.1–114) compared with the general population.33
Cost
Initial length of stay was an average of 4.4 days shorter for patients at high surgical risk who were treated with TAVR than for those who underwent SAVR. TAVR also reduced the need for rehabilitation services at discharge and was associated with improved 1-month quality of life. TAVR had higher index admission and projected lifetime costs than SAVR (differences of $11 260 and $17 849 per patient, respectively). However, TAVR was estimated to provide a lifetime gain of 0.32 QALYs (0.41) with 3% discounting. Lifetime incremental CERs were $55 090 per QALY gained and $43 114 per life-year gained. On the basis of sensitivity analyses, a reduction in the initial cost of TAVR by ≈$1650 was expected to lead to an incremental CER of <$50 000 per QALY gained.34
In a European study of patients at intermediate surgical risk with severe aortic stenosis, TAVR was associated with an increase of 0.42 years and 0.41 QALYs and lifetime cost savings of €439 compared with SAVR.35
Mitral Valve Disorders
ICD-9 424.0; ICD-10 I34.
2017: Mortality—2719. Any-mention mortality—6274.
2016: Hospital discharges—26 000.
Prevalence
A systematic review by de Marchena et al36 found that in the US population, the prevalence of MR according to the Carpentier functional classification system was as follows:
— Type I (congenital MR [<10 per million] and endocarditis [3–7 per million]): <20 per 1 million
— Type II (MR associated with mitral valve prolapse): 15 170.5 per 1 million
— Type IIIa (rheumatic HD, systemic lupus erythematosus, antiphospholipid syndrome, and rare diseases): 10 520 per 1 million
— Type IIIb (ischemic MR, LV dysfunction, DCM): 16 250 per 1 million
— Unclassified: 9530 per 1 million
Primary MR includes Carpentier types I, II, and IIIa, with the most common cause being mitral valve prolapse (type II MR). Secondary MR is associated with ischemic cardiomyopathy, LV dysfunction, or DCM (type IIIb MR).
Subclinical Disease
Milder, nondiagnostic forms of mitral valve prolapse, first described in the familial context, are also present in the community and are associated with higher likelihood of mitral valve prolapse in offspring (OR, 2.52 [95% CI, 1.25–5.10]; P=0.01). Up to 80% of nondiagnostic morphologies can progress to diagnostic mitral valve prolapse.37–39
Genetics and Family History
Among 3679 generation 3 participants in the FHS (53% female; mean age 40±9 years) with available parental data, 49 (1%) had mitral valve prolapse. Parental mitral valve prolapse was associated with a higher prevalence of mitral valve prolapse in offspring (10/186 [5.4%]) compared with no parental mitral valve prolapse (39/3493 [1.1%]; adjusted OR, 4.51 [95% CI, 2.13–9.54]; P<0.0001).40 A number of genetic variants have been identified for the rare X-linked valvular dystrophy and the most common form of autosomal dominant mitral valve prolapse through pedigree investigations and GWASs. Genes implicated in mitral valve prolapse include FLNA, DCHS1, DZIP1, TNS1, and LMCD1.41–44
Familial clustering exists across different MR subtypes, including both primary (ie, related to mitral valve prolapse) and nonprimary MR. In a recent study, heritability of MR in the FHS was estimated at 15% (95% CI, 7%–23%), 12% (95% CI, 4%–20%) excluding mitral valve prolapse, and 44% (95% CI, 15%–73%) for moderate or greater MR only (all P<0.05).45 In Sweden, sibling MR was associated with an HR of 3.57 (95% CI, 2.21–5.76; P<0.001) for development of MR.
Awareness, Treatment, and Control
(See Charts 21-2 and 21-3)
The treatment of mitral valve prolapse remains largely surgical and based on valve repair. Nevertheless, percutaneous mitral valve repair techniques are becoming a common treatment option for high-risk patients not deemed candidates for surgical repair. Data from the STS/ACC TVT Registry on patients commercially treated with the MitraClip percutaneous mitral valve repair device showed the following: of 564 patients (56% male, median age 83 years), 473 (86%) were severely symptomatic. The median STS Predicted Risk of Mortality scores for mitral valve repair and replacement were 7.9% (IQR, 4.7%−12.2%) and 10% (IQR, 6.3%−14.5%), respectively.46 Most of the patients undergoing transcatheter mitral valve repair (90.8%) had degenerative disease, and the procedure was successful in reducing MR to moderate levels in 93% of cases. In the EVEREST II trial, which included mostly primary MR (73%) and compared MitraClip with surgical mitral valve repair, the respective rates of the components of the primary end point at 12 months were as follows: death, 6% in each group; surgery for mitral valve dysfunction, 20% versus 2%; and grade 3+ or 4+ MR, 21% versus 20%.47
Worldwide, the number of MitraClip procedures has increased progressively since 2008, especially in Western Europe. In the United States, the commercial use of the MitraClip started in 2014, with a steadily growing number of procedures performed (Chart 21-2).
The role of MitraClip in secondary MR has been investigated in 2 recently published randomized clinical trials with divergent results (Chart 21-3).48-50 MITRA-FR included 304 patients with HF, severe secondary MR, and LVEF 15% to 40% on optimal medical therapy and cardiac resynchronization therapy as indicated. There was no difference in the combined end point of death or rehospitalization for HF at 12 months (83 of 152 patients or 54.6% versus 78 of 152 or 51.3% for interventional and conservative management, respectively). The COAPT trial included 614 patients with HF and moderate-severe or severe secondary MR who were symptomatic (NYHA functional class II–IV) despite optimal medical therapy and cardiac resynchronization therapy. There was a significant reduction of the primary end point of rehospitalization because of HF at 2 years (35.8% versus 67.9%; HR, 0.53 [95% CI, 0.40–0.70]; P<0.001). There was also a significant reduction of all-cause mortality at 2 years (29% versus 46.1%; HR, 0.62 [95% CI, 0.46–0.82]; P<0.001). The divergent results of the 2 trials may be related to differences in sample characteristics, sample size, duration of follow-up and primary end point. Further studies are needed to solve this controversy.
In patients with severe chronic MR secondary to ischemic cardiomyopathy undergoing CABG surgery, survival rates were not significantly different after bypass alone compared with bypass combined with mitral valve repair (1-, 5-, and 10-year survival of 88%, 75%, and 47% versus 92%, 74%, and 39%, respectively; P=0.6).51 In patients with moderate secondary MR, the rate of death was 6.7% in the combined-surgery group and 7.3% in the CABG-alone group (HR with mitral valve repair, 0.90 [95% CI, 0.38–2.12]; P=0.81).52
Despite the poor prognosis associated with severe MR, only a small minority of affected patients meeting criteria for surgical intervention undergo mitral surgery (29% for mitral valve prolapse–related MR and 5% for secondary MR), even in the Olmsted County community with advanced and readily accessible means of diagnosis and treatment.53

Chart 21-2. Worldwide experience with the MitraClip procedure from September 2008 until April 2015. APAC indicates Asia-Pacific; and CALA, Caribbean and Latin America. Source: Figure courtesy of Abbott Laboratories.

Chart 21-3. Comparison of primary outcomes after MitraClip implantation for secondary mitral regurgitation in COAPT and MITRA-FR trials.A, COAPT trial; (B) MITRA-FR trial. COAPT indicates Cardiovascular Outcomes Assessment of the MitraClip Percutaneous Therapy for Heart Failure Patients with Functional Mitral Regurgitation; and MITRA-FR, Percutaneous Repair with the MitraClip Device for Severe Functional/Secondary Mitral Regurgitation. Source: A, Reprinted from Stone et al49 with permission from the Massachusetts Medical Society. Copyright © 2018, Massachusetts Medical Society. B, Reprinted from Obadia et al50 with permission from the Massachusetts Medical Society. Copyright © 2018, Massachusetts Medical Society.
Mortality
Secondary MR (or Carpentier type IIIb) is associated with 47% mortality over 5 years in patients with HF and is a predictor of long-term mortality (HR, 1.61 [95% CI, 1.22–2.12], P=0.001 after adjustment for clinical variables, and HR, 1.38 [95% CI, 1.03–1.84], P=0.03 after adjustment for echocardiographic parameters).54
Complications
In the Olmsted County, MN, population, characterized by a mixed spectrum of community-dwelling and referred patients, females were diagnosed with mitral valve prolapse more often than males and at a younger age55; however, females had fewer complications (flail leaflet occurred in 2% versus 8% in males and severe regurgitation in 10% versus 23%; all P<0.001). At 15 years of follow-up, females with no or mild MR had better survival than males (87% versus 77%; adjusted RR, 0.82 [95% CI, 0.76–0.89]). In contrast, in individuals with severe MR, females had worse survival than males (60% versus 68%; adjusted RR, 1.13 [95% CI, 1.01–1.26]). Survival 10 years after surgery was similar in females and males (77% versus 79%; P=0.14).56
Cost
Lifetime costs, life-years, QALYs, and incremental cost per life-year and QALY gained were estimated for patients receiving MitraClip therapy compared with standard of care.57 The EVEREST II HRS provided data on treatment-specific overall survival, risk of clinical events, quality of life, and resource utilization. The published literature was reviewed to obtain health utility and unit costs (Canadian 2013 dollars). The incremental cost per QALY gained was $23 433. On the basis of sensitivity analysis, MitraClip therapy had a 92% chance of being cost-effective compared with standard of care at a $50 000 per QALY willingness-to-pay threshold.
Pulmonary Valve Disorders
ICD-9 424.3; ICD-10 I37.
2017: Mortality—19. Any-mention mortality—49.
Pulmonic valve stenosis is a relatively common congenital defect, occurring in ≈10% of children with congenital HD.58 Among 44 neonates with critical pulmonic stenosis who underwent balloon pulmonary valvuloplasty from 1990 to 2017, 15 (34.1%) needed reintervention. At a median follow-up of 8.2 years (IQR, 3.4–13.1 years), moderate or severe pulmonary regurgitation was seen in 22 children (half of the sample), 3 of whom required pulmonary valve repair/replacement.59
The most common cause of severe pulmonic regurgitation is iatrogenic, caused by surgical valvotomy/valvectomy or balloon pulmonary valvuloplasty performed for RV outflow tract obstruction as part of TOF repair.60 Percutaneous pulmonic valve implantation of either a Melody or a SAPIEN valve is an effective and relatively safe option in patients with prosthetic pulmonic valve regurgitation, including those with a pulmonary artery conduit with regurgitant prosthetic valve.60–62 In a study using the NIS database and including 57 percutaneous pulmonic valve implantation procedures performed in 2012, vascular complications occurred in 8 (14%), but serious complications occurred only in 3 patients (1 died, and 2 required surgical intervention).63 Surgical pulmonary valve replacement is preferred for native pulmonic valve regurgitation (caused by endocarditis, carcinoid, etc) and is associated with <1% periprocedural mortality and excellent long-term outcome, with >60% freedom from reoperation at 10 years.64
In a large multicenter cohort of 977 patients with repaired TOF, those treated with a pulmonary valve replacement had a similar risk of (aborted) death and sustained VT (41 subjects; HR, 0.65 [95% CI, 0.31–1.36]; P=0.25) and combined HF, nonsustained VT, and sustained SVT (88 subjects; HR, 1.43 [95% CI, 0.83–2.46]; P=0.19) compared with those without surgical treatment at an average follow-up of 5.3 years.65
Tricuspid Valve Disorders
ICD-9 424.2; ICD-10 I36.
2017: Mortality—71. Any-mention mortality—239.
The frequency of tricuspid regurgitation and valvular pathology was evaluated in a study of 5223 adults (predominantly males, with a mean age of 67 years) who underwent echocardiography at 3 Veterans Affairs medical centers.66 Moderate to severe tricuspid regurgitation was present in 819 (16%), but only 8% had primary tricuspid valve pathology. In the same study, moderate or greater tricuspid regurgitation was associated with increased mortality regardless of pulmonary artery systolic pressure (HR, 1.31 [95% CI, 1.16–1.49] for pulmonary artery systolic pressure >40 mm Hg; HR, 1.32 [95% CI, 1.05–1.62] for pulmonary artery systolic pressure ≤40 mm Hg) and LVEF (HR, 1.49 [95% CI, 1.34–1.66] for EF <50%; HR, 1.54 [95% CI, 1.37–1.71] for EF ≥50%).66
Patients with rapid development of significant tricuspid regurgitation have worse survival than patients in whom severe tricuspid regurgitation develops more slowly (log rank P=0.001). Fast development of severe tricuspid regurgitation is the most powerful predictor of all-cause mortality (HR per preceding year of development, 0.92 [95% CI, 0.90–0.94]; P<0.001).67
An analysis of the NIS demonstrated an increase in the number of isolated tricuspid valve surgeries performed over a 10-year period, from 290 in 2004 to 780 in 2013. In-hospital mortality was consistent over this time period at 8.8%.68
In a cohort of 64 consecutive patients (mean age 76.6±10 years) at excessive surgical risk who underwent compassionate MitraClip treatment of chronic, severe tricuspid regurgitation, tricuspid regurgitation was reduced by at least 1 grade in 91% of the patients at a mean of 14±18 days. There were no intraprocedural deaths, cardiac tamponade, emergency surgeries, strokes, MIs, or major vascular complications. There was a significant improvement of NYHA class (P<0.001) and 6-minute walking distance (177.4±103.0 m versus 193.5±115.9 m; P=0.007).69
Rheumatic Fever/Rheumatic HD
(See Table 21-1 and Charts 21-4 through 21-6)
ICD-9 390 to 398; ICD-10 I00 to I09.
2017: Mortality—3320. Any-mention mortality—6668.
| Population Group | Mortality, 2017: All Ages* | Hospital Discharges, 2016: All Ages |
|---|---|---|
| Both sexes | 3320 | 26 000 |
| Males | 1103 (33.2%)† | 11 000 |
| Females | 2217 (66.8%)† | 15 000 |
| NH white males | 887 | … |
| NH white females | 1791 | … |
| NH black males | 95 | … |
| NH black females | 176 | … |
| Hispanic males | 72 | … |
| Hispanic females | 155 | … |
| NH Asian or Pacific Islander males | 38‡ | … |
| NH Asian or Pacific Islander females | 75‡ | … |
| NH American Indian or Alaska Native | 25 | … |

Chart 21-4. Age and sex distribution of 3343 subjects with rheumatic heart disease participating in the REMEDY (Global Rheumatic Heart Disease Registry) study, 2010 to 2012. Source: Reprinted from Zühlke et al82 by permission of the European Society of Cardiology. Copyright © 2014, The Authors.
2016: Hospital discharges—26 000.
Prevalence
Rheumatic HD is uncommon in high-income countries such as the United States but remains endemic in some low- and middle-income countries.70
Subclinical Disease
The prevalence of subclinical or latent rheumatic HD among children is estimated by echocardiography and can be classified as definite or borderline.71 The prevalence of combined definite and borderline disease ranges between 10 and 45 per 1000 in recent studies from endemic countries (eg, Nepal, Brazil, and Uganda) compared with <8 per 1000 in low-risk populations.72–75
The natural history of latent rheumatic HD detected by echocardiography is not clear. Emerging data suggest that up to 20% to 30% of children with definite rheumatic HD may have progression of disease, but 30% to 50% of those with borderline rheumatic HD may return to normal over 2 to 8 years of follow-up.76–79
Few echocardiographic screening studies for rheumatic HD have been conducted in adults, for whom the criteria are not well validated. In a study from Uganda, the prevalence of rheumatic HD in adults >20 years of age was 2.34% (95% CI, 1.49%–3.49%).80
Latent rheumatic HD appears to be half as common among HIV-infected youth compared with the general Uganda population (1.5% [95% CI, 0.88%–2.54%] versus 3% [95% CI, 2.7%–3.24%]), possibly related to improved access to preventive care or nearly universal trimethoprim-sulfamethoxazole prophylaxis among HIV-infected youth.81
Awareness, Treatment, and Control
The REMEDY study highlighted consistently poor access to recommended therapies among people living with rheumatic HD: only 55% were taking penicillin prophylaxis, and only 3.6% of females of childbearing age were using contraception. Although 70% of those with indications (mechanical valve, AF, or severe mitral stenosis) were appropriately prescribed anticoagulant drugs, only a quarter of these had therapeutic international normalized ratios.82
In Uganda, retention in care over time is poor (56.9% [95% CI, 54.1%–59.7%] seen in clinic in the past 12 months), but among those retained in care, optimal adherence to benzathine penicillin G is high (91.4% [95% CI, 88.7%–93.5%]).83
Mortality
In the United States in 2017, mortality attributable to rheumatic fever/rheumatic HD was 3320 for all ages (2217 females and 1103 males; Table 21-1).
Mortality attributable to rheumatic HD varies widely across the United States, with the highest rates clustered in Alaska, Mississippi, Alabama, Kentucky, and Utah, where age-standardized mortality rates were estimated to be 5 to 10 per 100 000 population in 2014.84
In 1950, ≈15 000 Americans (adjusted for changes in ICD codes) died of rheumatic fever/rheumatic HD compared with ≈3300 annually in the present era (Table 21-1). Recent declines in mortality have been slowest in the South compared with other regions.84
Complications
People living with rheumatic HD experience high rates of morbid complications. In the international REMEDY cohort study, 33% had HF, 22% had AF, 7% had prior stroke, and 4% had prior endocarditis at baseline.82 After 2 years of follow-up, the incidence of new events was 38 per 1000 patient-years for HF, 8.5 per 1000 patient-years for stroke or TIA, and 3.7 per 1000 patient-years for endocarditis.85
Prognosis after development of complications is also worse for people living with rheumatic HD. In Thailand, patients with rheumatic mitral valve disease who had ischemic stroke had a higher risk of cardiac arrest (OR, 2.1), shock (OR, 2.1), arrhythmias (OR, 1.7), respiratory failure (OR, 2.1), pneumonia (OR, 2.0), and sepsis (OR, 1.4) after controlling for age, sex, and other comorbid chronic diseases.86
The PAR of rheumatic HD for maternal mortality may approach 10% in sub-Saharan Africa.87
Global Burden of Rheumatic HD
(See Charts 21-4 through 21-6)
In 2015, 33.4 million people were estimated to be living with rheumatic HD around the world, with sub-Saharan Africa and Oceania having the highest concentration of DALYs attributable to rheumatic HD.70
Globally, age-standardized mortality from rheumatic HD was estimated to have declined 47.8% from 1990 to 2015; however, the prevalence of HF attributable to rheumatic HD increased by 88% in the same time period.70
The REMEDY study is a prospective registry of 3343 patients with rheumatic HD from 25 hospitals in 12 African countries, India, and Yemen. The age and sex distribution of the subjects are shown in Chart 21-4. Rheumatic HD was twice as common among females, a finding consistent with prior studies across a variety of populations.82
Mortality attributable to rheumatic HD remains exceptionally high in endemic settings. In a study from Fiji of 2619 people followed up during 2008 to 2012, the age-standardized death rate was 9.9 (95% CI, 9.8–10.0) per 100 000, or more than twice the GBD estimates.88 Prognosis is exceptionally poor in sub-Saharan Africa, as highlighted by a follow-up study of REMEDY, which had a mortality rate of 116 per 1000 patient-years in the first year and 65 per 1000 patient-years in the second year.85
The GBD 2017 study used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories.89
— Age-standardized mortality attributable to rheumatic HD is highest in South Asia, sub-Saharan Africa, and Oceania (Chart 21-5).
— Rheumatic HD prevalence is generally highest in sub-Saharan Africa and Oceania (Chart 21-6).

Chart 21-5. Age-standardized global mortality rates of rheumatic heart disease (HD) per 100 000, both sexes, 2017. Age-standardized mortality attributable to rheumatic HD is highest in South Asia, sub-Saharan Africa, and Oceania. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.89 Printed with permission. Copyright © 2018, University of Washington.

Chart 21-6. Age-standardized global prevalence rates of rheumatic heart disease (HD) per 100 000, both sexes, 2016. Rheumatic HD prevalence is generally highest in sub-Saharan Africa and Oceania. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.89 Printed with permission. Copyright © 2018, University of Washington.
Infective Endocarditis
(See Table 21-2)
ICD-9 421.0; ICD-10 I33.0.
2017: Mortality—1464. Any-mention mortality—3303.
2016: Hospital discharges—12 000.
Prevalence and Incidence
In 2011, there were 47 134 cases of IE and valve replacement in the United States (Table 21-2).
Data from the NIS (2000–2011)90 suggested no change in temporal trends in the incidence of IE before and after publication of the 2007 AHA guideline for antibiotic prophylaxis before dental procedures.91 These findings from referral centers were corroborated by a community-based review of adults in Olmsted County, MN.92 In the Olmsted County study, age- and sex-adjusted incidence of IE was 7.4 (95% CI, 5.3–9.4) cases per 100 000 person-years. In addition, these guideline changes do not appear to have altered rates of pediatric endocarditis. Using 2003 to 2010 data from 37 centers in the Pediatric Health Information Systems Database, Pasquali and colleagues93 did not demonstrate a significant difference in the number of IE hospitalizations after the guidelines were implemented in 2007 (1.6% difference after versus before guideline implementation [95% CI, −6.4% to 10.3%]; P=0.7).
A systematic review that included 160 studies and 27 083 patients from 1960 to 2011 demonstrated that in hospital-based studies (142 studies; 23 606 patients), staphylococcal endocarditis has increased over time (coagulase-negative Staphylococcus 2% to 10%, P<0.001), with recent increases in S aureus IE (21% to 30%; P<0.05) and enterococcal IE (6.8% to 10.5%; P<0.001) over the past decade and a corresponding decrease in streptococcal endocarditis (32% to 17%) over the same time period.94
Risk Factors
The 15-year cohort risk (through 2006) of IE after diagnosis of mitral valve prolapse (between 1989 to 1998) among Olmsted County, MN, residents was 1.1±0.4% (incidence, 86.6 cases per 100 000 person-years [95% CI, 43.3–173.2 cases per 100 000 person-years]); there was a higher age- and sex-adjusted risk of IE in patients with mitral valve prolapse (RR, 8.1 [95% CI, 3.6–18.0]) compared with the general population of Olmsted County (P<0.001). No IE cases were identified among patients without previously diagnosed MR. Conversely, there was a higher incidence of IE in patients with mitral valve prolapse and moderate, moderate-severe, or severe MR (289.5 cases per 100 000 person-years [95% CI, 108.7–771.2 cases per 100 000 person-years]; P=0.02 compared with trivial, mild, or mild-moderate MR) and in patients with a flail mitral leaflet (715.5 cases per 100 000 person-years [95% CI, 178.9–2861.0 cases per 100 000 person-years]; P=0.02 compared with no flail mitral leaflet).95
Admissions for endocarditis related to injection drug use have risen in recent years in parallel with the opioid drug crisis. The prevalence of documented intravenous drug use among patients admitted for endocarditis in the NIS rose from 4.3% in 2008 to 10% in 2014. This trend was accentuated among the young (<30 years of age) and among whites (compared with blacks and other races).96
Cardiac device IE appears to be present in 6.4% (95% CI, 5.5%–7.4%) of patients with definite IE, according to data from ICE-PCS (2000–2006). Nearly half (45.8% [95% CI, 38.3%–53.4%]) of such cases were related to healthcare-associated infection. In-hospital and 1-year mortality rates for these patients were 14.7% (26 of 177 [95% CI, 9.8%–20.8%]) and 23.2% (41 of 177 [95% CI, 17.2%–30.1%]), respectively. Although not based on randomized data, compared with individuals without initial hospitalization device removal, there appeared to be a 1-year survival benefit in individuals undergoing device explantation during the index hospitalization (HR, 0.42 [95% CI, 0.22–0.82]).97
Prosthetic valve IE continues to be associated with high in-hospital and 1-year mortality, although early surgery is associated with improved outcomes compared with medical therapy alone (1-year mortality 22% versus 27%; HR, 0.68 [95% CI, 0.53–0.87]), even in propensity-adjusted analyses (HR, 0.57 [95% CI, 0.49–0.67]).98
Antibiotic prophylaxis is currently not recommended for bicuspid aortic valve and mitral valve prolapse.91 However, in a Spanish registry of 3208 consecutive patients with IE, subjects with these conditions had a higher incidence of viridans group streptococci IE than did a high-risk group with an antibiotic prophylaxis indication and patients in a low- to moderate-risk group without an antibiotic prophylaxis indication (35.2% and 39.3% versus 12.1% and 15.0%, respectively; all P<0.01). Subjects with bicuspid aortic valve and mitral valve prolapse had more intracardiac complications than did those at low or moderate risk (50% and 47.2% versus 30.6%; both P<0.01) and were similar to patients in the high-risk group.99
Awareness, Treatment, and Control
Surgery was performed in 47% of cases of definite left-sided, non–cardiac device–related IE in the ICE-PLUS registry of 1296 patients from 16 countries.100
In a randomized, noninferiority multicenter trial of 400 stable cases with left-sided native IE, the combined outcome of all-cause mortality, unplanned surgery, embolic events, or relapse of bacteremia was similar in those treated with continuous intravenous antibiotic drugs compared with those switched from intravenous to oral antibiotic drugs after 10 days (24 cases or 12.1% versus 18 cases or 9%; between-group difference, 3.1 percentage points [95% CI, −3.4 to 9.6]; P=0.40).101
Mortality
According to the 2015 GBD study, the age-standardized death rate attributable to IE in 2015 was 1.3 per 100 000.102
Data collected between 2004 and 2010 from the Pediatric Health Information System database from 37 centers that included 1033 cases of IE demonstrated a mortality rate of 6.7% (n=45) and 3.5% (n=13) among children (0–19 years of age) with and without congenital HD, respectively.103
Complications
Among 162 cases of left-sided native-valve S aureus IE retrospectively identified in 1254 patients hospitalized between 1990 and 2010 for IE, Staphylococcus represented 18% of all IE cases and 23% of native-valve IE cases. HF occurred in 45% of IE cases, acute renal failure in 23%, sepsis in 29%, neurological events in 36%, systemic embolic events in 55%, and in-hospital mortality in 25%. The risk of in-hospital mortality was higher in patients with HF (OR, 2.5; P=0.04) and sepsis (OR, 5.3; P=0.001). Long-term 5-year survival was 49.6±4.9%. There was higher long-term risk of death among individuals with HF (OR, 1.7; P=0.03), sepsis (OR, 3.0; P=0.0001), and delayed surgery (OR, 0.43; P=0.003). When the authors compared 2 study periods, 1990 to 2000 and 2001 to 2010, there was a significant increase in bivalvular involvement, valvular insufficiency, and acute renal failure from 2001 to 2010. In-hospital mortality rates and long-term 5-year survival were not significantly different between the 2 study periods (28.1% versus 23.5%; P=0.58).104
Heart Valve Procedure Costs
In 2013, for heart valve procedures105:
— The mean inflation-adjusted cost per hospitalization in 2013 dollars was $51 415, compared with $53 711 in 2005 and $43 829 in 2000.
— The number of discharges for which heart valve surgery was the principal operating room procedure was 102 425, which was an increase from 93 802 in 2005 and 79 719 in 2000.
Total inflation-adjusted national cost in 2013 dollars (in millions) was $5264, which was an increase from the mean cost (in millions) of $5058 in 2005 and $3488 in 2000.105
| Year | Total IE Cases | IE Incidence per 100 000 | Valve Replacement per 1000 IE Cases |
|---|---|---|---|
| 2000 | 29 820 | 11 | 14 |
| 2001 | 31 526 | 11 | 16 |
| 2002 | 32 229 | 11 | 19 |
| 2003 | 35 190 | 12 | 18 |
| 2004 | 36 660 | 13 | 19 |
| 2005 | 37 508 | 13 | 23 |
| 2006 | 40 573 | 14 | 23 |
| 2007 | 38 207 | 12 | 30 |
| 2008 | 41 143 | 14 | 19 |
| 2009 | 43 502 | 14 | 27 |
| 2010 | 43 560 | 14 | 27 |
| 2011 | 47 134 | 15 | 26 |
| ACC | American College of Cardiology |
| AF | atrial fibrillation |
| AGES | Age, Gene/Environment Susceptibility |
| AHA | American Heart Association |
| APAC | Asia-Pacific |
| CABG | coronary artery bypass graft |
| CALA | Caribbean and Latin America |
| CANHEART | Cardiovascular Health in Ambulatory Care Research Team |
| CDC WONDER | Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research |
| CER | cost-effectiveness ratio |
| CI | confidence interval |
| COAPT | Cardiovascular Outcomes Assessment of the MitraClip Percutaneous Therapy for Heart Failure Patients with Functional Mitral Regurgitation |
| DALY | disability-adjusted life-year |
| DCM | dilated cardiomyopathy |
| DM | diabetes mellitus |
| EF | ejection fraction |
| EVEREST | Endovascular Valve Edge-to-Edge Repair |
| EVEREST II HRS | Endovascular Valve Edge-to-Edge Repair High-Risk Study |
| FHS | Framingham Heart Study |
| GBD | Global Burden of Disease |
| GRS | genetic risk score |
| GWAS | genome-wide association study |
| HCUP | Healthcare Cost and Utilization Project |
| HD | heart disease |
| HF | heart failure |
| HIV | human immunodeficiency virus |
| HR | hazard ratio |
| ICD | International Classification of Diseases |
| ICD-9 | International Classification of Diseases, 9th Revision |
| ICD-10 | International Classification of Diseases, 10th Revision |
| ICE-PCS | International Collaboration on Endocarditis–Prospective Cohort Study |
| ICE-PLUS | International Collaboration on Endocarditis–PLUS |
| IE | infective endocarditis |
| IHD | ischemic heart disease |
| IQR | interquartile range |
| iSAVR | isolated surgical aortic valve replacement |
| LDL-C | low-density lipoprotein cholesterol |
| Lp(a) | lipoprotein(a) |
| LV | left ventricular |
| LVEF | left ventricular ejection fraction |
| MI | myocardial infarction |
| MITRA-FR | Percutaneous Repair with the MitraClip Device for Severe Functional/Secondary Mitral Regurgitation |
| MR | mitral regurgitation |
| NH | non-Hispanic |
| NHLBI | National Heart, Lung, and Blood Institute |
| NIS | National (Nationwide) Inpatient Sample |
| NVSS | National Vital Statistics System |
| NYHA | New York Heart Association |
| OR | odds ratio |
| PAR | population attributable risk |
| PARTNER | Placement of Aortic Transcatheter Valve |
| QALY | quality-adjusted life-year |
| REMEDY | Global Rheumatic Heart Disease Registry |
| RR | relative risk |
| RV | right ventricular |
| SAVR | surgical aortic valve replacement |
| SD | standard deviation |
| SNP | single-nucleotide polymorphism |
| STS | Society of Thoracic Surgeons |
| SURTAVI | Surgical Replacement and Transcatheter Aortic Valve Implantation |
| SVT | supraventricular tachycardia |
| TA | transapical |
| TAVR | transcatheter aortic valve replacement |
| TIA | transient ischemic attack |
| TOF | tetralogy of Fallot |
| TV | transvascular |
| TVT | Transcatheter Valve Therapy |
| VT | ventricular tachycardia |
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22. Venous Thromboembolism (Deep Vein Thrombosis and Pulmonary Embolism), Chronic Venous Insufficiency, Pulmonary Hypertension
See Charts 22-1 and 22-2
In this chapter, 2017 mortality data come from unpublished NHLBI tabulations using the NVSS1 and CDC WONDER.2 Hospital discharge data come from unpublished NHLBI tabulations using the HCUP.3

Chart 22-1. Trends in hospitalized pulmonary embolism, United States, 1996 to 2016. *Data not available for 2015. Readers comparing data across years should note that beginning October 1, 2015, a transition was made from the 9th revision to the 10th revision of the International Classification of Diseases. This should be kept in consideration because coding changes could affect some statistics, especially when comparisons are made across these years. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using Healthcare Cost and Utilization Project.3
Pulmonary Embolism
ICD-9 415.1; ICD-10 I26.
Mortality—8704. Any-mention mortality—35 605. Hospital discharges—185 000 (principal diagnosis), 367 000 (all-listed diagnoses).
Deep Vein Thrombosis
ICD-9 451.1, 451.2, 451.81, 451.9, 453.0, 453.1, 453.2, 453.3, 453.4, 453.5, 453.9; ICD-10 I80.1, I80.2, I80.3, I80.9, I82.0, I82.1, I82.2, I82.3, I82.4, I82.5, I82.9.
Mortality—3172. Any-mention mortality—17 006. Hospital discharges—102 000 (principal diagnosis), 602 000 (all-listed diagnoses).
Venous Thromboembolism
Incidence
(Charts 22-1 and 22-2)
VTE includes both DVT and PE. The HCUP NIS (Charts 22-1 and 22-2) shows increasing numbers of hospitalized cases for PE from 1996 to 2016. Focusing on all-listed diagnoses, the number of hospitalized DVT cases also increased from 2005 to 2016. Extrapolating from these data and using all-listed diagnoses, if we assume 30% of DVTs were treated in the outpatient setting, we estimate that in 2016 there were ≈857 000 DVTs, ≈370 000 PEs, and ≈1 220 000 total VTE events in the United States (US population was 323 million in 2016).
In 2016, there were 1 001 000 physician office visits and 211 000 ED visits with a principal diagnosis of DVT (unpublished NHLBI tabulation using NAMCS4 and NHAMCS5).
Interpretation of the HCUP NIS, as well as most other sources of VTE incidence data, should be viewed in light of secular trends and data characteristics that could have resulted in an increase in VTE diagnosis that might overstate changes in VTE incidence (eg, advances in PE imaging, which enable the detection of smaller PEs,6 increased the use of full leg ultrasound, which detects distal DVT; the co-occurrence of codes for DVT and PE in the same patient) and other factors that could lead to underestimation of VTE incidence (eg, outpatient management of ≈35% of DVT cases7 and a smaller portion of PE cases,8,9 misdiagnosis of VTE events, and failure to ascertain fatal PEs because of low autopsy rates).
Using administrative data in the United States, the estimated admissions for PE increased from 23 per 100 000 in 1993 to 65 per 100 000 in 2012.10 Trends in DVT incidence were not reported.
Incidence rates for PE and DVT increase exponentially with advancing age for both males and females.11–13
VTE incidence varies by race/ethnicity.14–17 Blacks appear to be at greatest risk, followed by whites, Hispanics, and Asians, respectively.
Educational attainment has been inversely associated with VTE risk.18
Lifetime Risk
The remaining lifetime risk of VTE at 45 years of age was 8.1% (95% CI, 7.1%–8.7%) overall, 11.5% in blacks, 10.9% in those with obesity, 17.1% in individuals with the FVL genetic mutation, and 18.2% in people with sickle cell trait or disease, using data derived from nearly 20 000 participants of 2 US cohorts who were 45 to 99 years of age.19
Risk Factors
Approximately 50% of VTEs are provoked because of immobilization, trauma, surgery, or hospitalization in the antecedent 3 months; 20% are associated with cancer; and 30% are unprovoked.20–22
Independent VTE risk factors include increasing age, obesity, family history or personal history of thrombosis, recent surgery, trauma/fracture, hospitalization, prolonged immobility, nursing home residence, active cancer, indwelling central venous catheter or transvenous pacemaker, prior superficial vein thrombosis, infection, inherited or acquired thrombophilia, kidney disease, neurological disease with leg paresis, sickle cell anemia and sickle cell trait, and long-distance travel.23–25 Autoimmune diseases, such as lupus and Sjögren syndrome, and acute infection have also been associated with elevated VTE risk.26–31
Among females, VTE risk is elevated among those using estrogen-based contraceptives, hormone therapy, or infertility treatment.32 Risk is also elevated in pregnancy and the postpartum period. Pregnancy-associated VTE has an incidence of 1 to 2 per 1000 person-years; compared with nonpregnant females of childbearing age, the RR for VTE is increased 4-fold.33–35 VTE risk is higher for pregnancies after in vitro fertilization than for natural pregnancies,36 and with multiple gestation, cesarean delivery, or other pregnancy complications.37,38 Risk factors associated with VTE in the general population (eg, obesity) are also associated with pregnancy-associated VTE.
Traditional atherosclerotic risk factors, including hypertension, hyperlipidemia, and DM, were not associated with VTE risk in a 2017 individual-level meta-analysis of >240 000 participants from 9 cohorts.39 Cigarette smoking was associated with provoked but not with unprovoked VTE events. Similar findings were reported in a 2019 publication combining data from the Emerging Risk Factors Collaboration and UK Biobank whereby there was no association with hypertension and dyslipidemia, although for DM, the association was inconsistent. Age and obesity were associated with greater risk in this analysis.40
Family History and Genetics
FVL is the most common inherited thrombophilia in populations of European descent but is rare in African and Asian populations.43 In ARIC, ≈5% of Caucasians and <1% of African Americans are heterozygous carriers of FVL, and lifetime risk of VTE was 17.1% in individuals with the FVL genetic mutation.19 Pooling data from 36 epidemiological studies, Simone et al44 found that risk of VTE was increased 4-fold in heterozygous FVL (OR, 4.2 [95% CI, 3.4–5.3]) and 11-fold in homozygous FVL (OR, 11.4 [95% CI, 6.8–19.3]) compared with noncarriers.
Antithrombin deficiency is a rare mutation that is associated with greatly increased risk of incident VTE (OR ≈14).45 A bayesian meta-analysis found that for childbearing females with this mutation, VTE risk was 7% in the antepartum period and 11% postpartum.46 The authors suggested that thrombosis prophylaxis should be considered for childbearing females with this mutation.
More common genetic variants associated with VTE have a lesser risk of VTE than rare mutations and include non-O blood group, prothrombin 20210A, and sickle cell disease and trait.47 GWASs have identified additional common genetic variants associated with VTE risk, including variants in F5, F2, F11, FGG, and ZFPM2.48 These common variants individually increase the risk of VTE to a small extent, but a GRS composed of a combination of these variants yielded an OR for VTE risk of 7.5.49 Exome-wide analysis of rare variants in >24 000 individuals of European ancestry and 1858 individuals of African ancestry confirmed previously implicated loci but did not uncover novel rare variants associated with VTE.50 Similarly, targeted sequencing efforts did not uncover novel rare variants for DVT.51
Treatment
In the latter half of the past decade, substantial progress has been made in the management of patients with suspected VTE. This includes patient-tailored diagnostic and therapeutic strategies because of the confluence of refined use of biomarkers (eg age-adjusted D-dimer threshold), risk prediction algorithms (PE Rule-Out Criteria), and the introduction of DOACs.52
VTE is generally treated for 3 to 6 months with anticoagulation (primary treatment), at which point the risks and benefits of continued anticoagulation should be assessed (secondary prevention).53 When oral anticoagulation is contraindicated or ineffective, inferior vena cava filters can be used. However, in general they should be avoided.52 Thrombolysis is generally reserved for patients with massive PE or those with DVT that is threatening to result in limb loss.52
Current treatment guidelines consider anticoagulation with either warfarin or DOAC drugs (ie, apixaban, rivaroxaban, dabigatran, edoxaban) as the standard of care.53 In phase III RCTs of VTE primary treatment,54–57 the DOAC drugs were each shown to be as effective as warfarin in the prevention of recurrent VTE and VTE-related death. A meta-analysis58 of these trials suggested that DOAC drugs have a lower risk of bleeding complications than warfarin.
Observational studies have also indicated that statins reduce the risk of recurrent VTE. An RCT published in 2018 demonstrated that among VTE patients, randomization to rosuvastatin was associated with improved coagulation profiles relative to those not randomized to a statin.59
Mortality
Among Medicare beneficiaries with DVT, the 30-day mortality rate was 5.1% and the 1-year mortality rate was 19.6% in 2010.60 These rates were similar to those in 1999 (5.0% and 21.5%, respectively).
Among Medicare beneficiaries with PE, the 30-day mortality rate was 9.1% and the 6-month mortality rate was 19.6% in 2010.61 These rates only showed slight improvements from rates in 1999 (12.3% and 23.0%, respectively).
An analysis using administrative data for first-time VTE in Quebec, Canada, reported that the 1-year survival rate for VTE was 77% overall, but when stratified by VTE-provoking status, it was 47% for cancer-associated VTE, 84% for provoked VTE, and 93% for unprovoked VTE.62
Asymptomatic DVTs diagnosed with compression ultrasound were associated with a 3-fold increased risk of short-term all-cause mortality in patients with acute medical illness relative to those with no evidence of DVT.63
Complications
VTE is a chronic disease with episodic recurrence; in the absence of long-term anticoagulation, ≈30% of patients develop recurrence within the next 10 years.18,23,64
Independent predictors of recurrence within 180 days include active cancer and inadequate anticoagulation. Two-week case-fatality rates are 2% for recurrent DVT alone and 11% for recurrent PE with or without DVT.65
Because of the use of anticoagulant therapy to treat VTE, bleeding is a major potential complication. Data from phase III RCTs suggest that use of DOACs, instead of warfarin, for VTE primary treatment could further reduce bleeding risk.58
PTS/venous stasis syndrome and venous stasis ulcers are important complications of proximal lower-extremity DVT, which are discussed in greater depth in the Chronic Venous Insufficiency section of this chapter. After proximal lower-extremity DVT, the 20-year cumulative incidences of PTS/venous stasis syndrome and venous stasis ulcers are 30% and 3.7%, respectively.66
CTEPH affects ≈4% of patients with PE within 2 years of their initial PE event.67
Costs
A literature review estimated incremental direct medical costs (2014 US dollars) per case among 1-year survivors of acute VTE at $12 000 to $15 000 and the cost of complications, including recurrent VTE, PTS, CTEPH, and anticoagulation-related adverse events, at $18 000 to $23 000 per case. This review assumed 375 000 to 425 000 new cases in the United States annually and estimated the annual overall cost at $7 billion to $10 billion.68
Chronic Venous Insufficiency
ICD-10 I87.2.
Mortality—57. Any-mention mortality—543.
Prevalence
Varicose veins are a common manifestation of CVI. In the San Diego Population Study (mean age, 59 years), visible disease was common; 6.2% had trophic changes (eg, hyperpigmentation, edema, ulcers), 23.3% had varicose veins, and 51.9% had spider veins.69
PTS is a common complication of DVT that develops in 20% to 50% of cases after proximal DVT and is severe in 5% to 10% of cases.70 Approximately 4% of patients with DVT experience venous stasis ulcers.67
Incidence
The FHS reported an annual incidence of varicose veins of 2.6% in females and 1.9% in males.71
Risk Factors
The prevalence of moderate CVI increases with advancing age, family history, hernia surgery, obesity, number of births, and presence of flat feet in females and is less likely in those with hypertension; risk factors for more severe CVI include smoking in males and leg injury in females.72 Inflammation, endothelial dysfunction, and blood coagulation disorders are all thought to predispose to CVI.73,74
PTS, a subset of CVI, has specific risk factors that can be identified at the time of or after DVT: recurrent ipsilateral DVT, obesity, more extensive DVT, poor quality of initial anticoagulation, ongoing symptoms or signs of DVT 1 month after diagnosis, and elevated D-dimer at 1 month.70,75,76
Using data from 762 DVT patients, Rabinovich et al77 developed a clinical prediction model for PTS. High-risk predictors were index DVT in the iliac vein; BMI of ≥35 kg/m2; and moderate to severe Villalta (PTS severity) score at DVT diagnosis.
In a meta-analysis of DVT patients who underwent ultrasonography at least 6 weeks after their DVT, 2 ultrasound parameters were predictive of PTS: residual vein thrombosis (pooled OR, 2.17 [95% CI, 1.79–2.63]) and venous reflux at the popliteal level (pooled OR, 1.34 [95% CI, 1.03–1.75]).78
Data from 2018 demonstrated that among DVT patients, initial compression with either compression hosiery or multilayer bandaging was associated with fewer irreversible skin signs, edema, and pain on calf compression versus no compression.79 Multilayer bandaging was slightly more effective than hosiery but has substantially higher costs, without a gain in health-related quality of life.
For patients with DVT, use of compression stockings for 24 months is standard therapy for the prevention of PTS. In a 2018 RCT, a total of 865 patients were randomized to either standard duration or individualized therapy length.80 Individualized therapy was noninferior to standard duration of therapy of 24 months. Individualization of therapy duration may potentially enhance patients’ well-being.
Rabinovich and Kahn described the best means to prevent PTS as prevention of future DVT and appropriate anticoagulation of existing DVT.81
Family History and Genetics
Varicose veins are more likely to occur in the setting of a positive family history, consistent with a heritable component. Although a number of genes have been implicated,82 the genetic factors predisposing to varicose veins have not been definitively identified.83
Complications
More severe venous disease often includes manifestations such as hyperpigmentation, venous eczema, lipodermatosclerosis, atrophie blanche, and healed or active venous ulcers.84
Analysis of NIS data for black and white Americans demonstrated declines in ulcer debridement, vein stripping, and sclerotherapy procedures from 1998 to 2011. Blacks presented at younger ages and more often had ulcer debridement and history of DVT than whites.85
A 2017 publication that used a database of 300 patients treated for advanced CVI with radiofrequency ablation procedures showed that blacks presented with higher-severity CVI and had less improvement with ablation.86
Cost
The estimated cost in the United States to treat venous ulcers is $1 billion annually.84
Pulmonary Hypertension
ICD-10 I27.0, I27.2.
Mortality—7618. Any-mention mortality—24 584.
Incidence
In the United States, between 2001 and 2010, hospitalization rates for PH increased significantly, and among those ≥85 years of age, hospitalization rates nearly doubled.87 In 2010, the age-adjusted rate of hospitalization associated with PH was 131 per 100 000 discharges overall and 1527 per 100 000 for those ≥85 years of age.87
The WHO classifies PH into 5 groups (described below) according to underlying pathogenesis. Limited information is available on prevalence of PH subtypes in nonreferral settings. In one study conducted in Armadale, Australia, the most commonly identified PH subtypes were left-sided HD (WHO group 2: 68%); lung disease (WHO group 3: 9%); WHO group 1, underlying causes combined (3%); and CTEPH (WHO group 4: 2%). Fifteen percent were unclassifiable.88
The prevalence of WHO group 1 PH (idiopathic, heritable, drug/toxin induced, or associated with other factors including connective tissue disease, infections [HIV, schistosomiasis], portal hypertension, and congenital HD) is estimated at 6.6 to 26.0 per million adults and the incidence at 1.1 to 7.6 per million adults annually.89
WHO group 2 PH is attributable to left-sided HD. Estimates of the incidence and prevalence are difficult to ascertain but most likely would track with HF prevalence rates.89
The prevalence and incidence of WHO group 3 PH (attributable to lung disease or hypoxia) is difficult to estimate but likely would track with lung disease prevalence.89
The prevalence of WHO group 4 PH (CTEPH and other pulmonary obstructions) ranges from 1.0% to 8.8% among those with PE.89 CTEPH incidence, however, may be underestimated based on general population data; in a 2017 modeling study, only 7% to 29% of CTEPH cases were diagnosed.90
WHO group 5 PH has multifactorial mechanisms. When it accompanies sickle cell disease, the prevalence is 6% to 10% and increases with advancing age. When it accompanies thalassemia, the prevalence is 2.1%.89,91
Risk Factors
Risk factors are implicit in the WHO disease classification of the 5 mechanistic subtypes of PH described above. The most common risk factors are left-sided HD and lung disease.
In a cohort of 23 329 patients with first VTE (mean follow-up, 3.5 years) 283 patients were diagnosed with CTEPH. Cumulative incidence was 1.3% and 3.3% at 2 and 10 years after PE and 0.3% and 1.3% after DVT, respectively. Risk factors for CTEPH included age >70 years, being female, chronic obstructive pulmonary disease, HF, and AF.92
In a study of 772 consecutive PE patients without major comorbidities such as cancer, the risk factors for CTEPH were unprovoked PE, hypothyroidism, symptom onset >2 weeks before PE diagnosis, RV dysfunction on CT or echocardiography, DM, and thrombolytic therapy or embolectomy; a risk prediction score that included these factors was able to predict a group with a CTEPH incidence of 10% (95% CI, 6.5%–15%).93 It is not clear to what extent these factors may be affected by the possibility that the index presentation was caused by worsening RV failure in the setting of CTEPH rather than acute PE. Higher BMI also has been associated with CTEPH risk after PE.94
A 2018 analysis of 2368 REVEAL registry patients with PH reported that patients with a ≥10% decline in eGFR from baseline over ≥1 year had a significantly increased risk of death (HR, 1.66; P<0.0001) and the composite of all-cause hospitalization and death (HR, 1.33; P=0.002).95 This decline predicted survival independently of changes in 6-minute walk distance and functional class. Likewise, using PH patients from the same registry, both baseline and change in concentrations of plasma BNP were associated with increased risk of death. Comparing those with high (>340 pg/mL) versus low (≤340 pg/mL) baseline BNP, the HR was 3.6 (95% CI, 3.0–4.2).96
Among patients with ESRD, PH is associated with a 2-fold increased risk of all-cause mortality for both patients receiving maintenance dialysis and those with a functioning kidney transplant.97
Family History and Genetics
A 2018 study reported clustering of CTEPH in families, providing novel evidence that heritable genetic factors influence an individual’s risk of developing CTEPH.98
A Japanese family study also identified the bone morphogenetic protein type 2 receptor gene (BMPR2) as a risk factor for PAH.99
Treatment
Galiè and colleagues100 performed a double-blind RCT of 500 treatment-naïve patients with WHO group 2 or 3 PH, randomizing them to ambrisentan, tadalafil, or both in combination. The combination group (versus the pooled monotherapy groups) was at lower risk for the composite primary end point of death, PAH hospitalization, or clinical disease progression (HR, 0.50 [95% CI, 0.35–0.72]).
In a large, placebo-controlled, double-blind RCT of 1156 patients with PAH randomized to selexipag, an oral selective IP prostacyclin receptor agonist, versus placebo, Sitbon and colleagues101 found a significant reduction in the primary composite end point of death attributable to any cause or PAH-related complication (HR, 0.60 [99% CI, 0.46–0.78]). This observed benefit was driven by differences in disease progression and hospitalization; no significant difference in mortality was seen between selexipag and placebo.
Pulido and colleagues102 performed a 250-patient RCT of 3 mg or 10 mg of macitentan, a dual endothelin receptor antagonist, versus placebo, with a primary end point composite of death, atrial septostomy, lung transplantation, initiation of treatment with intravenous or subcutaneous prostanoids, or worsening of PAH. Macitentan was shown to have statistically and clinically significant benefit at either tested dose; the HR for 3 mg of macitentan versus placebo was 0.70 (97.5% CI, 0.52–0.96), and for 10 mg of macitentan versus placebo, the HR was 0.55 (97.5% CI, 0.39–0.76).102
Mortality
Mortality of PH depends on the cause and treatment. On the basis of 2010 NHDS data, the death rate for PH as a contributing cause of death was 6.5 per 100 000.87
Five-year survival was 61.2% to 65.4% in the US-based REVEAL registry of patients with group 1 PH. Lower 5-year survival was strongly and directly associated with worse functional class at presentation.103 In an earlier study from this registry, 6-minute walk distance was also shown to be a strong predictor, with 97%, 90%, and 68% 1-year survival for patients with >440, 165 to 440, and <165 meter walk distances, respectively. A decline of >15% over time also predicted a significantly worse outcome compared with a stable or improving 6-minute walk distance.104
A German single-center registry study reported 5-year survival rates of 65.3% for patients with idiopathic PH, 50.9% for those with PH associated with connective tissue disease, 74.5% for those with PH caused by congenital HD, and 18.7% for those with pulmonary venous occlusive disease, respectively.105
In a French registry study of 981 patients with idiopathic, heritable, or drug-induced PAH enrolled between 2006 and 2016, survival at 1 and 3 years was 90% and 73%, respectively.106
In sickle cell disease–related PH, the 5-year survival rate in one study was 63% with and 83% without PH.107
An international prospective registry that included 679 patients with CTEPH estimated that the 3-year survival was 89% with and 70% without pulmonary thromboendarterectomy.108 Among the patients with CTEPH, treatments for PH did not affect survival. High NYHA functional class, increased right atrial pressure, and history of cancer were associated with mortality regardless of surgery.
Costs
Healthcare costs associated with PH are substantial. In an analysis of administrative data, the per-patient per-month total all-cause healthcare costs for patients with PH who were commercially insured was $9503 for those on monotherapy and $16 240 for those on combination therapy. Among PH patients with Medicare Advantage and Part D, the monthly costs for patients on monotherapy and combination therapy were $6271 and $14 340, respectively.109
Global Burden
80% of patients with PH live in developing countries, and the cause of their PH is primarily HD and lung disease, but schistosomiasis, rheumatic HD, HIV, and sickle cell disease remain prominent compared with developed countries. In these countries, younger people are more often affected (average age of onset <40 years).89
In high-income countries, rates of CTEPH are believed to be lower in Japan than in the United States and Europe.90

Chart 22-2. Trends in hospitalized deep vein thrombosis, United States, 2005 to 2016. *Data not available for 2015. Readers comparing data across years should note that beginning October 1, 2015, a transition was made from the 9th revision to the 10th revision of the International Classification of Diseases. This should be kept in consideration because coding changes could affect some statistics, especially when comparisons are made across these years. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using Healthcare Cost and Utilization Project.3
| AF | atrial fibrillation |
| ARIC | Atherosclerosis Risk in Communities |
| BMI | body mass index |
| BNP | B-type natriuretic peptide |
| CDC WONDER | Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research |
| CI | confidence interval |
| CT | computed tomography |
| CTEPH | chronic thromboembolic pulmonary hypertension |
| CVI | chronic venous insufficiency |
| DM | diabetes mellitus |
| DOAC | direct oral anticoagulant |
| DVT | deep vein thrombosis |
| ED | emergency department |
| eGFR | estimated glomerular filtration rate |
| ESRD | end-stage renal disease |
| FHS | Framingham Heart Study |
| FVL | factor V Leiden |
| GRS | genetic risk score(s) |
| GWAS | genome-wide association study |
| HCUP | Healthcare Cost and Utilization Project |
| HD | heart disease |
| HF | heart failure |
| HIV | human immunodeficiency virus |
| HR | hazard ratio |
| ICD-9 | International Classification of Diseases, 9th Revision |
| ICD-10 | International Classification of Diseases, 10th Revision |
| NAMCS | National Ambulatory Medical Care Survey |
| NHAMCS | National Hospital Ambulatory Medical Care Survey |
| NHDS | National Hospital Discharge Survey |
| NHLBI | National Heart, Lung, and Blood Institute |
| NIS | National (Nationwide) Inpatient Sample |
| NVSS | National Vital Statistics System |
| NYHA | New York Heart Association |
| OR | odds ratio |
| PAH | pulmonary arterial hypertension |
| PE | pulmonary embolism |
| PH | pulmonary hypertension |
| PTS | postthrombotic syndrome |
| REVEAL | Registry to Evaluate Early and Long-term PAH Disease Management |
| RCT | randomized controlled trial |
| RR | relative risk |
| RV | right ventricular |
| VTE | venous thromboembolism |
| WHO | World Health Organization |
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23. Peripheral Artery Disease and Aortic Diseases
ICD-9 440.20 to 440.24, 440.30 to 440.32, 440.4, 440.9, 443.9, 445.02; ICD-10 I70.2, I70.9, I73.9, I74.3, I74.4. See Tables 23-1 through 23-3 and Charts 23-1 through 23-9
Peripheral Artery Disease
Prevalence and Incidence
(Charts 23-1 and 23-2)
On the basis of data from several US cohorts during the 1970s to 2000s and the 2000 US Census, 6.5 million Americans ≥40 years of age (5.8%) are estimated to have low ABI (<0.9).1
Further accounting for PAD cases with ABI >0.9 (after revascularization or false-negative results with ABI), in 2000, PAD was estimated to affect ≈8.5 million Americans ≥40 years of age (7.2%).1
Estimates of PAD prevalence in males and females by age and ethnicity are shown in Charts 23-1 and 23-2.
The highest prevalence of low ABI (<0.9) has been observed among older adults (22.7% among individuals ≥80 years of age versus 1.6% among those 40–49 years of age) and NH blacks (≈11.6% in NH blacks versus ≈5.5% in whites).1 The prevalence of low ABI (<0.9) is similar between females (5.9%) and males (5.0%).
Only ≈10% of people with PAD have the classic symptom of intermittent claudication. Approximately 40% do not complain of leg pain, whereas the remaining 50% have a variety of leg symptoms different from classic claudication (ie, exertional pain that either did not stop the individual from walking or did stop the individual from walking but did not involve the calves or did not resolve within 10 minutes of rest).2,3
On the basis of ICD codes in nationwide claims data from large employers’ health plans and from Medicare and Medicaid programs between 2003 and 2008, among adults >40 years of age, the annual incidence and prevalence of PAD were 2.69% and 12.02%, respectively.4 The corresponding estimates for critical limb ischemia, the most severe form of PAD, were 0.35% and 1.33%, respectively.
Data from the NIS demonstrate that admission rates because of critical limb ischemia remained constant from 2003 to 2011.5
Risk Factors
The risk factors for PAD are similar but not identical to those for CHD. Cigarette smoking is a stronger risk factor for PAD than for CHD.6 The age- and sex-adjusted OR for heavy smoking was 3.94 for symptomatic PAD and 1.66 for CHD.6
Among males in the Health Professionals Follow-up Study, smoking, type 2 DM, hypertension, and hypercholesterolemia accounted for 75% (95% CI, 64%–87%) of risk associated with development of clinical PAD.7
In a meta-analysis of 34 studies from high-income countries and low- to middle-income countries, respectively, important risk factors for PAD included cigarette smoking (OR, 2.72 versus 1.42), DM (OR, 1.88 versus 1.47), hypertension (OR, 1.55 versus 1.36), and hypercholesterolemia (OR, 1.19 versus 1.14).8
A study of 3.3 million people 40 to 99 years of age primarily self-referring for vascular screening tests in the United States showed that risk factor burden was associated with increased prevalence of PAD, and there was a graded relationship between the number of traditional risk factors and the prevalence of PAD.9
Other risk factors for PAD include sedentary lifestyle, elevated inflammation markers, hypertension in pregnancy, and CKD.9–12
Blacks have a 37% higher amputation risk than whites (HR, 1.37 [95% CI, 1.30–1.45]). Lower SES is an independent predictor for amputation (HR, 1.12 [95% CI, 1.06–1.17]).13
A secondary analysis of a randomized feeding trial showed reduced risk of incident PAD with the Mediterranean diet compared with a control diet.14
In the ARIC study, the incidence of PAD was higher among participants with lower household income and educational attainment.15
Genetics
Atherosclerotic PAD is heritable, even independent of risk factors for PAD which themselves are heritable.
In the ethnically diverse San Diego Population Study, a family history of PAD was independently associated with a 1.83-fold higher odds of PAD.16 In the Swedish Twin Registry, the OR of PAD in a monozygotic twin was 17.7, and 5.7 in dizygotic twins; estimated genetic effects accounted for 58% and nonshared environmental effects for 42% of the phenotypic variance between twins.17 The NHLBI Twin Study found that 48% of the variability in ABI with similar environmental risk factors could be attributed to additive genetic effects.18
There are monogenic (mendelian) diseases that result in PAD, including familial lipoprotein disorders such as chylomicronemia and FH, hyperhomocysteinemia, and pseudoxanthoma elasticum.19
GWASs have identified genetic loci associated with atherosclerotic PAD, including the CHD-associated chromosome 9p21 genetic locus, which has been shown to be associated with PAD, AAA, and intracranial aneurysm.20 Other PAD-associated genetic loci found through GWASs include SNPs in chromosome 9 near CDKN2B, DAB2 interaction protein (DAB21P), and cytochrome B-245 α-chain (CYBA) genes.21
GWASs have also identified genetic variants associated with inflammatory forms of PAD such as KD.22
Awareness, Treatment, and Control
A US survey of >2500 adults ≥50 years of age found that 25% expressed familiarity with PAD in contrast to >65% for CHD, stroke, and HF. Only 50% of the population were aware that DM and smoking are risk factors of PAD. One in 4 knew that PAD is associated with increased risk of MI and stroke, and only 14% were aware that PAD could result in amputation. Lower income and education levels were related to lower levels of all knowledge domains.23
In data concerning people ≥70 years of age or those 50 to 69 years of age with a history of DM or smoking, as well as their physicians, 83% of patients with a previous diagnosis of PAD recognized the diagnosis, but only half of their physicians were aware of the diagnosis.2
A 2011 systematic review evaluated lower-extremity aerobic exercise against usual care and demonstrated a range of benefits, including the following24:
— Increased time to claudication by 71 seconds (79%), to 918 seconds (422%)
— Increased distance before claudication by 15 m (5.6%), to 232 m (200%)
— Increased walking distance/time by 67% to 101% after 40 minutes of walking 2 to 3 times per week
Observational studies have found that the risks of death,25 MI,26 and amputation25 are substantially greater in individuals with PAD who continue to smoke than in those who have stopped smoking.
The “2016 AHA/ACC Guideline on the Management of Patients With Lower Extremity Peripheral Artery Disease” noted that several randomized and observational studies demonstrated that statins reduced the risk of MACE and amputation among people with PAD.27
A few studies have reported that statin therapy may reduce the risk of adverse leg outcomes among patients with PAD.28,29
The FOURIER trial demonstrated that a PCSK9 inhibitor, evolocumab, reduced the risk of major adverse limb events, including acute limb ischemia, major amputation, and urgent revascularization (HR 0.58 [95% CI, 0.38–0.88]), among patients with a history of MI, stroke, or PAD.30
A few novel antithrombotic medications (rivaroxaban and vorapaxar) have been shown to reduce the risk of adverse limb outcomes (eg, revascularization or amputation) among patients with PAD.31,32
A recent Danish trial in males 65 to 74 years of age reported that screening of PAD (with ABI), AAA (with abdominal ultrasound), and hypertension followed by optimal care resulted in 7% lower risk of 5-year mortality compared with no screening.33
Data from the US Department of Veterans Affairs during 2013 to 2014 demonstrate that patients with PAD alone receive optimal medical therapy less frequently than patients with CHD (including those with concomitant PAD; statin use 59% versus 72% and antiplatelet use 66% versus 84%, respectively).34
In a study that randomized patients with PAD to 3 groups (optimal medical care, supervised exercise training, and iliac artery stent placement), supervised exercise resulted in superior treadmill walking distance compared with stenting. Results in the exercise group and stent group were superior to optimal medical care alone.35
In 2017, the Centers for Medicare & Medicaid Services decided to cover supervised exercise therapy (up to 36 sessions over 12 weeks) for eligible symptomatic PAD patients with intermittent claudication.36
Endovascular therapies for critical limb ischemia are being used with greater frequency in the United States. From 2003 to 2011, there was a significant increase in endovascular treatment of critical limb ischemia (from 5.1% to 11.0%), which was accompanied by lower rates of in-hospital mortality and major amputation, as well as shorter length of stay.5
Mortality
(See Chart 23-3)
In 2017, the overall any-mention age-adjusted death rate for PAD was 14.4 per 100 000. Any-mention death rates in males were 17.8 for NH whites, 22.1 for NH blacks, 7.3 for NH Asians or Pacific Islanders, 17.1 for NH American Indians or Alaska Natives, and 13.4 for Hispanic males. In females, rates were 12.4 for NH whites, 14.8 for NH blacks, 5.3 for NH Asians or Pacific Islanders, 13.1 for NH American Indians or Alaska Natives, and 9.1 for Hispanic females (unpublished NHLBI tabulation using CDC WONDER37).
In 2017, PAD was the underlying cause in 12 805 deaths. The number of any-mention deaths attributable to PAD was 56 938 in 2017 (unpublished NHLBI tabulation using NVSS38 and CDC WONDER37).
A 2008 meta-analysis of 24 955 males and 23 339 females from 16 cohorts demonstrated a reverse-J-shaped association between ABI and mortality in which participants with an ABI of 1.11 to 1.40 were at lowest risk for mortality. In males, low ABI (≤0.9) carried a 3-fold (RR, 3.33 [95% CI, 2.74–4.06]) risk of all-cause death compared with a normal ABI (1.11–1.40), and a similar risk was observed in females (RR, 2.71 [95% CI, 2.03–3.62]).38 A similar reverse-J-shaped association between ABI and cardiovascular mortality was observed (Chart 23-3).
In-hospital mortality was higher in females than males, regardless of disease severity or types of procedure, even after adjustment for age and comorbidities: 0.5% versus 0.2% after percutaneous revascularization for intermittent claudication; 1.0% versus 0.7% after surgical revascularization for intermittent claudication; 2.3% versus 1.6% after percutaneous revascularization for critical limb ischemia; and 2.7% versus 2.2% after surgical revascularization for critical limb ischemia (P<0.01 for all comparisons).39

Chart 23-1. Estimates of prevalence of peripheral artery disease in males by age and ethnicity, United States, 2000. NH indicates non-Hispanic. Source: Data derived from Allison et al.1

Chart 23-2. Estimates of prevalence of peripheral artery disease in females by age and ethnicity, United States, 2000. NH indicates non-Hispanic. Source: Data derived from Allison et al.1

Chart 23-3. Hazard ratios of global cardiovascular mortality with 95% CI by ankle-brachial index categories, 1976 to 2000 (baseline years). Source: Data derived from Fowkes et al.38
Complications
PAD is a marker for systemic atherosclerotic disease, and thus, people with PAD are more likely to have atherosclerosis in other vascular beds (eg, coronary, carotid, and renal arteries and abdominal aorta).40–43
Pooled data from 11 studies in 6 countries found that the pooled age-, sex-, risk factor–, and CVD-adjusted RRs in people with PAD (defined by ABI <0.9) versus those without were 1.45 (95% CI, 1.08–1.93) for CHD and 1.35 (95% CI, 1.10–1.65) for stroke.44
A recent study with ≈28 000 patients with a history of CVD demonstrated that patients with symptomatic PAD but no prior MI or stroke had ≈2 times higher risk of CVD events than those with prior MI or stroke but no symptomatic PAD.30
From 2000 to 2008, the overall rate of lower-extremity amputation decreased significantly, from 7258 to 5790 per 100 000 Medicare beneficiaries with PAD. Patients with PAD who underwent major lower-extremity amputation were more likely to have DM (60.3% versus 35.7% with PAD without amputation; P<0.001).45
However, a recent report from the NIS demonstrated that after declining trends, the rate of nontraumatic lower-extremity amputation increased by 50% between 2009 and 2015 in adults with DM.46
Significant geographic variation in the rate of lower-extremity amputation within the United States was reported, from 5500 amputations per 100 000 PAD patients in the Mountain region to 8400 amputations per 100 000 PAD patients in the East South Central region. Lower-extremity amputation was performed more frequently in the East South Central region (adjusted OR, 1.152 [95% CI, 1.131–1.174]; P<0.001) and West South Central region (adjusted OR, 1.115 [95% CI, 1.097–1.133]; P<0.001) and less in the Middle Atlantic region (OR, 0.833 [95% CI, 0.820–0.847]; P<0.001) versus the South Atlantic reference region.45
Among 186 338 older Medicare PAD patients undergoing major lower-extremity amputation, mortality was found to be 48.3% at 1 year.47
A study of Medicare beneficiaries reported that between 2006 and 2011, 39 339 required revascularization for PAD, and the annual rate of peripheral vascular intervention increased slightly from 401.4 to 419.6 per 100 000 people.48
Among 6391 patients with PAD in the COMPASS trial, 128 (2.0%) experienced leg revascularization or amputation during a median follow-up of 21 months. PAD patients who experienced leg revascularization or amputation had higher risk of adverse outcomes such as all-cause mortality (HR, 3.23 [95% CI, 1.87–5.56]) and any subsequent hospitalization (HR, 7.21 [95% CI, 5.51–9.43]).31
People with PAD have impaired function and quality of life, regardless of whether or not they report leg symptoms. Furthermore, patients with PAD, including those who are asymptomatic, experience a significant decline in lower-extremity function over time.49–51 A few recent studies have demonstrated that even individuals with low-normal ABI (0.91–0.99) have reduced physical function compared with those with normal ABI.52
Among patients with established PAD, higher PA levels during daily life are associated with better overall survival rate, a lower risk of death because of CVD, and slower rates of functional decline.53,54 In addition, better 6-minute walk performance and faster walking speed are associated with lower rates of all-cause mortality, cardiovascular mortality, and mobility loss.55,56
Healthcare Utilization: Hospital Discharges and Ambulatory Care Visits
(See Table 23-1)
Principal diagnosis discharges for PAD decreased from 2006 to 2016, with first-listed discharges of 156 000 and 111 000, respectively (HCUP,57 unpublished NHLBI tabulation; Table 23-1).
In 2016, there were 1 600 000 physician office visits and 11 000 ED visits with a primary diagnosis of PAD (NAMCS58/NHAMCS,59 unpublished NHLBI tabulation).
| Population Group | Prevalence, 2000, Age ≥40 y | Mortality, 2017, All Ages* | Hospital Discharges, 2016, All Ages |
|---|---|---|---|
| Both sexes | ≥6.5 Million | 12 805 | 111 000 |
| Males | 2.8 Million | 5764 (45.0%)† | 66 000 |
| Females | 3.7 Million | 7041 (55.0%)† | 45 000 |
| NH white males | 2.1 Million | 4594 | … |
| NH white females | 3.0 Million | 5658 | … |
| NH black males | 0.5 Million | 696 | … |
| NH black females | 0.1 Million | 811 | … |
| Hispanic males | 0.1 Million | 333 | … |
| Hispanic females | 0.1 Million | 364 | … |
| NH Asian or Pacific Islander males | … | 99‡ | … |
| NH Asian or Pacific Islander females | … | 140‡ | … |
| NH American Indian/Alaska Native | … | 61 | … |
| Both Sexes Combined | Males | Females | ||||
|---|---|---|---|---|---|---|
| Death (95% UI) | Prevalence (95% UI) | Death (95% UI) | Prevalence (95% UI) | Death (95% UI) | Prevalence (95% UI) | |
| Total number (millions) | 0.1 (0.0 to 0.1) | 118.1 (102.7 to 134.4) | 0.0 (0.0 to 0.1) | 53.1 (46.1 to 60.7) | 0.0 (0.0 to 0.1) | 65.0 (56.7 to 73.8) |
| Percent change total number, 2007 to 2017 | 55.7 (31.0 to 74.2) | 30.0 (29.1 to 30.8) | 55.6 (27.1 to 72.6) | 29.9 (28.8 to 30.9) | 55.8 (25.6 to 79.9) | 30.1 (29.2 to 30.9) |
| Percent change total number, 1990 to 2017 | 251.2 (118.8 to 411.1) | 91.5 (90.1 to 93.0) | 236.8 (89.7 to 361.1) | 94.3 (92.2 to 96.6) | 265.7 (100.5 to 483.2) | 89.2 (87.6 to 90.8) |
| Rate per 100 000 | 1.0 (0.6 to 1.7) | 1,480.4 (1290.2 to 1681.9) | 1.1 (0.6 to 2.0) | 1,438.5 (1251.7 to 1637.9) | 0.8 (0.4 to 1.9) | 1,520.0 (1326.0 to 1727.2) |
| Percent change rate, 2007 to 2017 | 10.5 (−6.8 to 24.1) | −1.7 (−2.2 to −1.2) | 11.1 (−8.7 to 23.8) | −2.3 (−3.0 to −1.7) | 10.2 (−11.1 to 27.4) | −1.1 (−1.7 to −0.6) |
| Percent change rate, 1990 to 2017 | 50.3 (−6.3 to 117.8) | −5.5 (−6.1 to −4.9) | 45.6 (−19.0 to 99.8) | −6.4 (−7.2 to −5.6) | 53.1 (−16.2 to 143.6) | -4.9 (−5.5 to −4.2) |
Global Burden
(See Table 23-2 and Charts 23-4 through 23-6)
A systematic review of 34 studies reported that globally, 202 million people have PAD, and during 2000 to 2010, the number of people with PAD increased by 28.7% in low- to middle-income countries and by 13.1% in high-income countries.8 The prevalence of PAD increased with age in both men and women and in both low/middle- and high-income countries (Chart 23-4).
Global mortality attributable to PAD and global prevalence of PAD by sex from the GBD 2017 study are shown in Table 23-2.60 The GBD 2017 study used statistical models and data on incidence, prevalence, case fatality, excess mortality, and cause-specific mortality to estimate disease burden for 359 diseases and injuries in 195 countries and territories.
— PAD mortality is highest in Eastern Europe (Chart 23-5).
— PAD prevalence is highest in North America, Southeast Asia, and Oceania (Chart 23-6).

Chart 23-4. Global prevalence of peripheral artery disease by age in males and females in high-income countries and low-income or middle-income countries, 1995 to 2009. Source: Adapted from The Lancet (Fowkes et al8) with permission from Elsevier. Copyright © 2013, Elsevier Ltd.

Chart 23-5. Age-standardized mortality rates of peripheral artery disease per 100 000, both sexes, 2017. Peripheral artery disease mortality is highest in Eastern Europe. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.60 Printed with permission. Copyright © 2018, University of Washington

Chart 23-6. Age-standardized prevalence of peripheral artery disease per 100 000, both sexes, 2017. Peripheral artery disease prevalence is highest in North America, Southeast Asia, and Oceania. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.60 Printed with permission. Copyright © 2018, University of Washington
Aortic Diseases
ICD-9 440, 441, 444, and 447; ICD-10 I70, I71, I74, I77, and I79.
Aortic Aneurysm and Acute Aortic Dissection
(See Charts 23-7 and 23-8)
ICD-9 441; ICD-10 I71.
Prevalence and Incidence
The prevalence of AAAs that are 2.9 to 4.9 cm in diameter ranges from 1.3% in males 45 to 54 years of age to 12.5% in males 75 to 84 years of age. For females, the prevalence ranges from 0% in the youngest to 5.2% in the oldest age groups.61
A meta-analysis of 15 475 individuals from 18 studies on small AAAs (3.0–5.4 cm) demonstrated that mean aneurysm growth rate was 2.21 mm per year and did not vary significantly by age and sex. Growth rates were higher in smokers versus former or never smokers (by 0.35 mm/y) and lower in people with DM than in those without DM (by 0.51 mm/y).62
A study from Olmsted County, MN,63 demonstrated annual age- and sex-adjusted incidences per 100 000 people of 3.5 (95% CI, 2.2–4.9) for thoracic aortic aneurysm rupture and 3.5 (95% CI, 2.4–4.6) for acute aortic dissection.
Risk Factors
Many risk factors for atherosclerosis are also associated with increased risk for AAAs.64 Of these, smoking is the most important modifiable risk factor for AAAs.65
A 2014 systematic review of 17 community-based observational studies demonstrated a consistent, inverse association between DM and prevalent AAAs (OR, 0.80 [95% CI, 0.70–0.90]).66
On the basis of nationally representative data from the United Kingdom, giant cell arteritis has been demonstrated to be associated with a 2-fold higher risk (sub-HR, 1.92 [95% CI, 1.52–2.41]) after adjustment for competing risks for developing an AAA.67
Genetics
Monogenic diseases that cause thoracic aortic disease include Marfan syndrome (caused by fibrillin gene mutations), Loeys-Dietz syndrome (TGFBR1, TGFBR2, SMAD3, TGFB2, and TGFB3 gene mutations, all within the TGF-β pathway), vascular Ehlers-Danlos syndrome (COL3A1 mutations), arterial tortuosity syndrome (SLC2A10 mutations), and familial thoracic aortic aneurysm syndrome (ACTA2, TGBR2, and mutations in several other genes).
— Mutations in the genes causing these disorders significantly increase the risk of developing vascular aneurysms. If these disorders are suspected (eg, because of strong family history or co-occurrence of nonaortic features typical of the disease), referral to a specialty clinic for genetic testing can be useful for diagnosis, treatment, and cascade screening in family members. The identification of a genetic cause of thoracic aortic disease can influence treatment decisions, including need for screening for aneurysms in other vascular beds and a lower threshold for aneurysm diameter for consideration of surgical repair.
GWASs have identified genetic variants associated with nonfamilial forms of thoracic aortic aneurysm/dissection, including common variants in the fibrillin gene (FBN1; rare mutations in this gene cause Marfan syndrome) and variants in the LDL receptor protein–related 1 (LRP1) and unc-51–like kinase 4 (ULK4) genes.68,69
AAA is heritable; a family history of AAA is a risk factor for AAA, particularly in male siblings of male patients, for whom the RR for AAA is as high as 18.70,71
GWASs and other studies have identified genetic variants associated with AAA, including a locus on chromosome 3p12.3 and SNPs in DAB2IP, LDLR, LRP1, MMP3, TGFBR2, and SORT1.72,73
A GWAS has also identified common genetic variants for intracranial aneurysms.74 In addition, rare variants in ANGPTL6 are associated with increased risk of intracranial aneurysms.75
Despite the co-occurrence of different types of aneurysms, a meta-analysis has found no shared genetic variants for intracranial, thoracic, and aortic aneurysms.70
Nonatherosclerotic forms of arterial disease such as fibromuscular dysplasia and spontaneous coronary artery dissection are more difficult to evaluate for genetic components given their lesser prevalence and heterogeneous nature, but studies of these diseases are ongoing. A recent study has identified a noncoding SNP in the phosphatase and actin regulator 1 gene (PHACTR1) as being associated with fibromuscular dysplasia.76
Awareness, Treatment, and Control
Results from 4 trials (N=3314 participants) evaluating the effect of open or endovascular repair of small AAAs (4.0–5.5 cm) did not demonstrate an advantage to earlier intervention compared with routine ultrasound surveillance.77
Data from 23 838 patients with ruptured AAAs collected through the NIS (2005–2010) demonstrated in-hospital mortality of 53.1% (95% CI, 51.3%–54.9%), with 80.4% of patients (95% CI, 79.0%–81.9%) undergoing intervention for repair. Of individuals who underwent repair, 20.9% (95% CI, 18.6%–23.2%) underwent endovascular repair, with a 26.8% (95% CI, 23.7%–30.0%) postintervention mortality rate, and 79.1% (95% CI, 76.8%–81.4%) underwent open repair, with a 45.6% (95% CI, 43.6%–47.5%) postintervention mortality rate.78
Data from the NIS suggest that the use of endovascular repair of AAAs rose substantially between 2000 and 2010 (5% versus 74% of all AAA repairs, respectively), whereas the overall number of AAAs (≈45 000 per year) remained stable. In-hospital mortality and length of stay declined during this period, but costs rose.79
At least for the first 3 years after elective repair of an AAA, individuals who have endovascular repair may have better outcomes than those who undergo open repair. After multivariable adjustment, Medicare patients who underwent open AAA repair had a higher risk of all-cause mortality (HR, 1.24 [95% CI, 1.05–1.47]), AAA-related mortality (HR, 4.37 [95% CI, 2.51–7.66]), and complications at 1 year than patients who underwent endovascular repair.80 However, after 8 years of follow-up, survival in the open repair group was similar to that in the endovascular repair group. Of note, individuals in the endovascular repair group had a higher rate of eventual aneurysm rupture (5.4%) than patients who underwent open repair (1.4%).81 Similar findings were observed in the OVER Veterans Affairs Cooperative trial, which compared open AAA repair to endovascular repair in 881 patients and demonstrated reductions in mortality from endovascular repair at 2 years (HR, 0.63 [95% CI, 0.40–0.98]) and 3 years (HR, 0.72 [95% CI, 0.51–1.00]).82 However, there was no survival difference between open and endovascular repair in individuals followed up for up to 9 years (mean, 5 years; HR, 0.97 [95% CI, 0.77–1.22]).82
In comparisons of the United States and the United Kingdom, the United States demonstrated a higher rate of AAA repair, smaller AAA diameter at the time of repair, and lower rates of AAA rupture and AAA-related death.83
In ruptured AAAs, implementation of an endovascular-first protocol was associated with decreased perioperative adverse outcomes and improved long-term prognosis in a retrospective analysis of 88 consecutive patients seen at an academic medical center.84
Perioperative mortality of endovascular aneurysm repair was not related to surgeon case volume but was lower in hospitals with higher volume (eg, 1.9% in hospitals with <10 cases a year versus 1.4% in those with 49–198 cases; P<0.01). Perioperative mortality after open repair was inversely related to both surgeon case volume (6.4% in ≤3 cases versus 3.8% in 14–62 cases; P<0.01) and hospital case volume (6.3% in ≤5 cases versus 3.8% in 14–62 cases; P<0.01).85
The data for surgery in thoracic aortic aneurysms are more mixed between open and endovascular repair. A sample of 12 573 and 2732 Medicare patients who underwent open thoracic aortic aneurysm and endovascular repair from 1998 to 2007 demonstrated higher perioperative mortality for open repair in both intact (7.1% versus 6.1%; P=0.56) and ruptured (45% versus 28%; P<0.001) thoracic aortic aneurysms but higher 5-year survival rates (70% versus 56%; P<0.001).86 Perioperative mortality rates for open repair of thoracic aortic aneurysms were higher for NH black Medicare patients than for white Medicare patients (14% versus 7%; P<0.001), but rates were similar for endovascular repair (7% versus 6%; P=0.54).87 On the basis of data from the NIS (N=1400), weekend repair for thoracic aortic aneurysm rupture (n=322) was associated with higher mortality than weekday repair (n=1078; OR, 2.55 [95% CI, 1.77–3.68]), likely because of delays in surgical intervention.88
Seventeen-year trends in the IRAD database (1996–2013) demonstrate an increase in surgical repair of type A thoracic dissections (from 79% to 90%) and a significant decrease in in-hospital and surgical mortality for type A dissections (from 31% to 22% [P<0.001] and from 25% to 18% [P=0.003], respectively). Type B dissections were more likely to be treated with endovascular therapies, but no significant changes in mortality were observed.89
Mortality
2017: Mortality—9928. Any-mention mortality—16 954.
Complications
(See Charts 23-7 and 23-8)
Rates of rupture of small AAAs (3.0–5.4 cm in diameter) range from 0.71 to 11.03 per 1000 person-years, with higher rupture rates in smokers (pooled HR, 2.02 [95% CI, 1.33–3.06]) and females (pooled HR, 3.76 [95% CI, 2.58–5.47]; P<0.001).62
There is a dose-response association between the diameter and the minimum and maximum risk of AAA rupture per year (Chart 23-7).90
A 2015 systematic review that included 4 randomized trials of ultrasound screening demonstrated lower AAA-associated mortality, emergency operations, and rupture with screening, but with higher AAA-associated elective repair rates; however, there was no effect on all-cause mortality (Chart 23-8).91 Similar results were reported in a systematic review report prepared for the US Preventive Services Task Force87 and in a 2016 Swedish study evaluating a nationwide screening program targeting 65-year-old males.92
Data from IRAD demonstrated that the rate of mesenteric malperfusion in 1809 patients with type A acute dissections was 3.7%, with a higher mortality rate than for patients without malperfusion (63.2% versus 23.8%; P<0.001).93
Data from IRAD demonstrated that patients with acute type B aortic dissection have heterogeneous in-hospital outcomes. In-hospital mortality in patients with and without complications (such as mesenteric ischemia, renal failure, limb ischemia, or refractory pain) was 20.0% and 6.1%, respectively. In patients with complications, in-hospital mortality associated with surgical and endovascular repair was 28.6% and 10.1% (P=0.006), respectively.94

Chart 23-7. Association between diameter and minimum and maximum risk of abdominal aortic aneurysm rupture per year. Source: Data derived from Brewster et al.90

Chart 23-8. Numbers needed to screen to avoid an AAA-associated death and a ruptured AAA, 1988 to 1999 (baseline years) with average follow-up of 4 to 15 years. Global data. AAA indicates abdominal aortic aneurysm. Source: Data derived from Eckstein et al.91
Healthcare Utilization: Hospital Discharges
In 2016, there were 68 000 hospital discharges with aortic aneurysm as principal diagnoses, of which 49 000 were males and 19 000 were females (HCUP,57 unpublished NHLBI tabulation).
Global Burden
(See Table 23-3 and Chart 23-9)
Global mortality attributable to and prevalence of aortic aneurysm by sex are shown in Table 23-3. The highest age-standardized mortality rates attributable to aortic aneurysm are reported in Northern Europe, southern Latin America, New Zealand, and Fiji (Chart 23-9).
| Both Sexes (95% UI) | Males (95% UI) | Females (95% UI) | |
|---|---|---|---|
| Total number (millions) | 0.2 (0.2 to 0.2) | 0.1 (0.1 to 0.1) | 0.1 (0.1 to 0.1) |
| Percent change total number, 1990 to 2017 | 59.6 (52.2 to 66.1) | 53.3 (45.5 to 61.8) | 71.8 (60.1 to 81.7) |
| Percent change total number, 2007 to 2017 | 23.7 (19.9 to 27.6) | 22.0 (17.5 to 27.0) | 26.8 (22.2 to 30.7) |
| Rate per 100 000 | 2.2 (2.1 to 2.3) | 3.1 (3.0 to 3.4) | 1.4 (1.4 to 1.5) |
| Percent change rate, 2007 to 2017 | −8.5 (−11.2 to −5.8) | −10.5 (−13.6 to −7.0) | −6.6 (−10.0 to −3.8) |
| Percent change rate, 1990 to 2017 | −24.1 (−27.4 to −21.4) | −28.9 (−32.3 to −25.4) | −19.4 (−24.7 to −15.0) |

Chart 23-9. Age-standardized mortality rates of aortic aneurysm per 100 000, both sexes, 2017. The highest age-standardized mortality rates attributable to aortic aneurysm are reported in Northern Europe, Southern Latin America, New Zealand, and Fiji. Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Federated States of Micronesia; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa. Source: Data derived from Global Burden of Disease Study 2017, Institute for Health Metrics and Evaluation, University of Washington.60 Printed with permission. Copyright © 2018, University of Washington.
Atherosclerotic Renal Artery Stenosis
ICD-9 440.1; ICD-10 I70.1.
Prevalence and Incidence
A US community-based cohort of older adults (≥65 years of age) reported the prevalence of renal artery disease as 6.8%.95 Among those with renal artery stenoses, 88% were unilateral and 12% were bilateral.
A US study using Medicare data reported that the incidence rate of renal artery stenosis was 3.1 per 1000 patient-years.96 The incidence of renal artery stenosis increased by ≈5-fold from 1992 to 2004.
Risk Factors
Traditional atherosclerotic risk factors such as advanced age, DM, smoking, and hypertension are associated with higher prevalence of atherosclerotic renal artery stenosis.97
Awareness, Treatment, and Control
The CORAL study compared medical therapy alone versus medical therapy plus renal artery stenting in patients with atherosclerotic renal artery stenosis and hypertension. Although there was a significant difference in SBP favoring the stent group (−2.3 mm Hg [95% CI, −4.4 to −0.2 mm Hg]), there was no difference in the primary end point of major cardiovascular or kidney event.98
Complications
Atherosclerotic renal artery stenosis is often a cause of drug-resistant hypertension.97
An Irish study reported that among a total of 3987 patients undergoing coronary angiography, the presence of renal artery stenosis conferred 2 times higher mortality risk.99
| AAA | abdominal aortic aneurysm |
| ABI | ankle-brachial index |
| ACC | American College of Cardiology |
| AHA | American Heart Association |
| ARIC | Atherosclerosis Risk in Communities |
| CDC WONDER | Centers for Disease Control and Prevention Wide-Ranging Online Data for Epidemiologic Research |
| CHD | coronary heart disease |
| CI | confidence interval |
| CKD | chronic kidney disease |
| COMPASS | Cardiovascular Outcomes for People Using Anticoagulation Strategies |
| CORAL | Cardiovascular Outcomes in Renal Atherosclerotic Lesions |
| CVD | cardiovascular disease |
| DM | diabetes mellitus |
| ED | emergency department |
| FH | familial hypercholesterolemia |
| FOURIER | Further Cardiovascular Outcomes Research With PCSK9 Inhibition in Subjects With Elevated Risk |
| GBD | Global Burden of Disease |
| GWAS | genome-wide association study |
| HCUP | Healthcare Cost and Utilization Project |
| HF | heart failure |
| HR | hazard ratio |
| ICD | International Classification of Diseases |
| ICD-9 | International Classification of Diseases, 9th Revision |
| ICD-10 | International Classification of Diseases, 10th Revision |
| IRAD | International Registry of Acute Aortic Dissection |
| KD | Kawasaki disease |
| LDL | low-density lipoprotein |
| MACE | major adverse cardiovascular event |
| MI | myocardial infarction |
| NAMCS | National Ambulatory Medical Care Survey |
| NH | non-Hispanic |
| NHAMCS | National Hospital Ambulatory Medical Care Survey |
| NHLBI | National Heart, Lung, and Blood Institute |
| NIS | Nationwide Inpatient Sample |
| NVSS | National Vital Statistics System |
| OR | odds ratio |
| OVER | Open Versus Endovascular Repair |
| PA | physical activity |
| PAD | peripheral artery disease |
| PCSK9 | proprotein convertase subtilisin/kexin type 9 |
| RR | relative risk |
| SBP | systolic blood pressure |
| SES | socioeconomic status |
| SNP | single-nucleotide polymorphism |
| TGF | transforming growth factor |
| UI | uncertainty interval |
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24. Quality of Care
The Institute of Medicine defines quality of care as “the degree to which health services for individuals and populations increase the likelihood of desired health outcomes and are consistent with current professional knowledge,”1 identifying 6 specific domains for improving health care: safety, effectiveness, patient or people-centeredness, timeliness, efficiency, and equity.
| Quality-of-Care Measure | Chest Pain – MI Registry* | |
|---|---|---|
| STEMI | NSTEMI | |
| Aspirin within 24 h of arrival† | 98.5 | 98.0 |
| Aspirin at discharge‡ | 99.3 | 98.7 |
| β-Blockers at discharge | 98.1 | 97.0 |
| Lipid-lowering medication at discharge§ | 99.7 | 99.3 |
| ARB/ACE inhibitor at discharge for patients with LVEF <40% | 92.4 | 89.6 |
| ACE inhibitor at discharge for AMI patients | 58.6 | 46.5 |
| ARB at discharge for AMI patients | 16.6 | 20.0 |
| Adult smoking cessation advice/counseling | 98.2 | 98.1 |
| Cardiac rehabilitation referral for AMI patients | 87.8 | 80.5 |
| Quality-of-Care Measure | 2010 | 2011 | 2012 | 2013 | 2014 | 2015 | 2016 | 2017 | 2018 |
|---|---|---|---|---|---|---|---|---|---|
| Aspirin within 24 h of arrival* | 97 | 97.6 | 97.8 | 95.4 | 98.1 | 98.6 | 98.5 | 98.5 | 98.7 |
| Aspirin at discharge† | 98 | 98.3 | 98.4 | 98.4 | 98.7 | 98.7 | 98.7 | 98.7 | 98.9 |
| β-Blockers at discharge | 96 | 96.7 | 97.1 | 97.1 | 97.6 | 97.5 | 97.5 | 97.4 | 97.4 |
| Statin use at discharge | 92 | 98.4 | 98.8 | 98.8 | 99.1 | 99.2 | 99.4 | 99.4 | 99.5 |
| ARB/ACE inhibitor at discharge for patients with LVEF <40% | 86 | 87.8 | 89.7 | 90.0 | 91.2 | 90.2 | 91.0 | 90.3 | 90.9 |
| Adult smoking cessation advice/counseling | 98 | 98.4 | 98.4 | 98.4 | 98.6 | 98.0 | 98.1 | 98.0 | 98.2 |
| Cardiac rehabilitation referral for AMI patients | 75 | 76.5 | 77.3 | 77.2 | 79.4 | 77.8 | 78.6 | 80.4 | 83.3 |
| Quality Metrics | Overall | STEMI | NSTEMI |
|---|---|---|---|
| ECG within 10 min of arrival | 68.6 | 77.3 | 65.1 |
| Aspirin within 24 h of arrival | 98.7 | 98.5 | 98.0 |
| Any anticoagulant use* | 96.1 | 97.3 | 95.3 |
| Dosing errors | |||
| UFH dose | 43.2 | 41.2 | 43.3 |
| Enoxaparin dose | 9.8 | 7.3 | 10.0 |
| Glycoprotein IIb/IIIa inhibitor dose | 4.3 | 4.5 | 3.8 |
| Discharge | |||
| Aspirin at discharge | 98.9 | 99.3 | 98.7 |
| Prescribed statins on discharge | 99.5 | 99.7 | 99.3 |
| Adult smoking cessation advice/counseling | 98.2 | 98.2 | 98.1 |
| Cardiac rehabilitation referral | 83.3 | 87.8 | 80.5 |
| In-hospital mortality† (95% CI) | 4.12 (3.96–4.39 | 6.30 (5.96–6.97) | 2.65 (2.51–2.88) |
| Quality-of-Care Measure | GWTG–Stroke (for Stroke) 7/1/2017–6/30/2018 | Chest Pain – MI Registry: STEMI, 2018 |
|---|---|---|
| STEMI | ||
| Thrombolytic agents within 30 min | N/A | 56.1 |
| PCI within 90 min* | N/A | 96.0 |
| Stroke | ||
| IV tPA in patients who arrived <2 h after symptom onset, treated ≤3 h | 89.8† | N/A |
| IV tPA in patients who arrived <3.5 h after symptom onset, treated ≤4.5 h | 83.7†‡ | N/A |
| IV tPA door-to-needle time ≤60 min | 82.4† | N/A |
Assessing care quality requires the development and implementation of performance measures, explicit standards or metrics of care against which care delivery can be judged.2 This differs from guidelines, which provide clinical recommendations to inform usual clinical scenarios but ultimately leave decisions to reasonable clinician discretion. Measuring performance requires a robust process for data collection across care facilities and clinicians, data transfer, analysis, and dissemination.
Over the past decades, clinical registries in the United States and worldwide have helped to better understand and improve quality, performance, and outcomes. Early registries focused on the inpatient setting (MI, HF, stroke) or discrete procedures (PCI, defibrillator implantation, peripheral vascular interventions, cardiothoracic surgery). In the United States, these have been principally run by the ACC’s NCDR3 and the AHA’s GWTG Program.4 Elective procedural registries were also developed by the AHA and ACC, such as those for AF ablation and left atrial appendage occlusion. Additionally, outpatient registries such as the ACC’s PINNACLE Registry use electronic health record data transfer rather than case report form data entry to examine performance measures across a wide range of cardiovascular conditions. Increasingly, outpatient postmarketing registries have been sponsored by pharmaceutical or device companies and managed by contract research organizations, such as for anticoagulation in AF. Finally, medical claims data from payers (Medicare, commercial claims) or integrated healthcare systems (Veterans Affairs) have also examined quality.
In the following sections, data on quality of care will be presented across these 6 domains, grouped by disease or therapeutic area. Where possible, data are reported from recently published literature or as standardized quality indicators drawn from quality-improvement registries whose methods are consistent with performance measures endorsed by the ACC and the AHA.2,5,6
Additional data on adherence to ACC/AHA clinical practice guidelines are also included to supplement performance measures data. The select data presented are meant to provide illustrative examples of quality of care and are not meant to be comprehensive given the sheer volume of quality data published each year.
Acute Myocardial Infarction
(See Tables 24-1 through 24-4)
The ACC’s Chest Pain – MI Registry (formerly the ACTION Registry)7 is currently the largest US-based hospital registry of inpatient AMI care (Tables 24-1 through 24-4).
Wadhera and colleagues5 examined a large cohort of Medicare beneficiaries with 642 105 index hospitalizations for AMI and showed that higher 30-day payments were associated with lower 30-day mortality after adjustment for patient characteristics and comorbidities (adjusted OR for additional $1000 payments, 0.986 [95% CI, 0.979–0.992]; P<0.001). This could have implications for payment programs incentivizing reduction in payments without considering value.
The association of state Medicaid expansion with quality of AMI care and outcomes was investigated in 55 737 low-income patients <65 years of age across 765 sites using NCDR data from January 1, 2012, to December 31, 2016.8 During this study period, Medicaid coverage increased from 7.5% to 14.4% in expansion states, compared with 6.2% to 6.6% in nonexpansion states (P<0.001). In expansion compared with nonexpansion states, there was no change in use of procedures such as PCI for NSTEMI, and delivery of defect-free care increased to a lesser extent in expansion states. In-hospital mortality improved to a similar extent in expansion and nonexpansion states: 3.2% to 2.8% (adjusted OR, 0.93 [95% CI, 0.77–1.12]) versus 3.3% to 3.0% (adjusted OR, 0.85 [95% CI, 0.73–0.99]; Pinteraction=0.48).
Chatterjee and Joynt Maddox6 examined patterns in 30-day mortality from AMI in relation to public outcome reporting from 2009 to 2015 across 2751 hospitals. They showed that 30-day mortality was highest among baseline poor performers (worst quartile in 2009 and 2010 in public reporting, before value-based payment) but improved more over time compared with other hospitals (from 18.6% in 2009 to 14.6% in 2015 [−0.74% per year; P<0.001] versus from 15.7% in 2009 to 14.0% in 2015 [−0.26% per year; P<0.001]; Pinteraction<0.001).
Examining hospitals with higher-than-expected risk-adjusted 30-day readmission rates (ERR >1) after AMI, Pandey and colleagues9 showed that risk-adjusted 30-day readmission rates were not associated with in-hospital quality of AMI care (adjusted OR, 0.94 [95% CI, 0.81–1.08] per 0.1-unit increase in AMI ERR for overall defect-free care). Among 51 453 patients with 1-year outcomes data, higher AMI ERR was associated with higher all-cause readmission within 1 year of discharge; however, this association was largely driven by readmissions early after discharge and was not significant in landmark analyses beginning 30 days after discharge. The AMI ERR was not associated with risk for mortality within 1 year of discharge.
In 119 735 patients with AMI who were admitted to 1824 hospitals, Bucholz and colleagues10 showed that patients admitted to high-performing hospitals after AMI had longer life expectancies than patients treated at low-performing hospitals. This signal appeared in the first 30 days and persisted over 17 years of follow-up. Patients treated at high-performing hospitals lived on average 0.74 to 1.14 years longer than patients treated at low-performing hospitals.
Makam and Nguyen11 showed cardiac biomarker testing in the ED is common even among those without symptoms suggestive of ACS. Biomarker testing occurred in 8.2% of visits in the absence of symptoms related to ACS, representing 8.5 million visits. Among individuals who were subsequently hospitalized, cardiac biomarkers were tested in 47% of all visits. Biomarkers were tested in 35.4% of visits in this group despite the absence of ACS-related symptoms.
If patients who have cardiac biomarker testing without ACS symptoms are misclassified as having AMI, this could have negative implications for value-based programs focused on AMI care. A single-center study by McCarthy et al12 of 633 patients spanning 2017 to 2018 examined whether patients with nonischemic myocardial injury may be miscoded as having type 2 MI (demand ischemia) using the new ICD-10 system. After adjudication using the fourth universal definition of MI, 56.7% had type 2 MI, 41.9% had myocardial injury, 0.9% had type 1 MI, and 0.5% had UA. Patients with type 2 MI and patients with myocardial injury each had high 30-day readmission and mortality rates.
The CMS and Hospital Quality Alliance started to publicly report 30-day mortality measures for AMI and HF in 2007, subsequently expanding to include 30-day readmission rates. According to national Medicare data from July 2015 through June 2016, the median (IQR) hospital RSMR for MI was 13.1% (12.6%, 13.5%), and the median (IQR) risk-standardized 30-day readmission rate was 15.8% (15.5%, 16.2%).13
Mathews and colleagues14 examined post-MI medication adherence as a hospital-level variable using data from 347 US hospitals participating in the ACTION Registry–GWTG. They observed that postdischarge use of secondary prevention medications varied significantly across US hospitals and was inversely associated with 2-year outcomes at the hospital level.
Two recent studies examined the association of the HRRP with mortality among Medicare fee-for-service beneficiaries ≥65 years of age and hospitalized with AMI.
— The study by Khera et al15 spanned 2006 to 2014 and included 1.7 million hospitalizations for AMI. Before the HRRP announcement, monthly postdischarge mortality was stable for AMI (slope for monthly change, 0.002% [95% CI, −0.001% to 0.006% per month]), with no change inflection in slope around HRRP announcement or implementation (P>0.05). In-hospital mortality decreased for AMI from 10.4% to 9.7%, and 30-day postdischarge mortality decreased from 7.4% to 7.0% (P for trend<0.001).
— The study by Wadhera et al16 spanned 2005 to 2015 and included 1.8 million hospitalizations for AMI. Evaluating outcomes in relation to announcement and implementation of the HRRP, the study evaluated 4 time periods. Periods 1 and 2 were before the HRRP: April 2005 to September 2007 and October 2007 to March 2010. Periods 3 and 4 were after HRRP announcement (April 2010 to September 2012) and HRRP implementation (October 2012 to March 2015). The HRRP announcement was associated with a reduction in 30-day postdischarge mortality in patients with AMI (0.18% pre-HRRP increase versus 0.08% post-HRRP announcement decrease; difference in change, −0.26%; P=0.01) and did not significantly change after HRRP implementation.
A 20-year evaluation from January 1, 1995, to December 31, 2014, evaluated AMI outcomes in older adults.17 The sample included 4 367 485 Medicare fee-for-service beneficiaries ≥65 years of age cared for at 5680 US hospitals. The rate of AMI hospitalization decreased from 914 to 566 per 100 000 beneficiary-years, with improvements in 30-day mortality from 20.0% to 12.4%, 30-day all-cause readmissions from 21.0% to 15.3%, and 1-year recurrent AMI from 7.1% to 5.1%.
Heart Failure
(See Tables 24-5 and 24-6)
Current US HF quality data are best captured by the widespread but voluntary GWTG–HF program (Tables 24-5 and 24-6).
In a study based on the GWTG–HF program linked with Medicare data, the association between 30-day readmission rates and 3-year mortality and median survival was not significant at the hospital level. The HR for 3-year mortality comparing the top and bottom quartiles for readmission was 0.9 (95% CI, 0.90–1.01), whereas median survival time was highest for the bottom quartile.18
In an evaluation of the validity of use of hospital volume as a structural metric for quality of HF care, Kumbhani and colleagues19 examined the relationship between admission volume, process-of-care metrics, and short- and long-term outcomes in patients admitted with acute HF in the GWTG–HF registry with linked Medicare inpatient data. In their cohort of 125 595 patients at 342 hospitals, they found that hospital volume correlated with process measures but not with 30-day outcomes and only marginally with outcomes up to 6 months of follow-up. Lower-volume hospitals were significantly less likely to be adherent to HF process measures than higher-volume hospitals. On multivariable modeling, higher hospital volume was not associated with a difference in the in-hospital mortality (OR, 0.99 [95% CI, 0.94–1.05]; P=0.78), 30-day mortality (HR, 0.99 [95% CI, 0.97–1.01]; P=0.26), or 30-day readmissions (HR, 0.99 [95% CI, 0.97–1.00]; P=0.10).
In a national cohort study including 241 533 patients admitted with HF at all 591 acute care institutions in Canada, authors found inverse associations between in-patient mortality and hospital volume, with 11.3% mortality in low-volume centers versus 17.3% in high-volume centers, with an adjusted OR of 0.90 (95% CI, 0.80–1.00) and with a similar trend for 30-day readmissions (OR, 0.91 [95% CI, 0.85–0.97]).20
Gupta and colleagues21 examined the association of the HRRP with readmission and mortality outcomes among patients hospitalized with HF. Among a cohort of 115 245 fee-for-service Medicare beneficiaries discharged after HF hospitalizations, the 1-year risk-adjusted readmission rate declined from 57.2% to 56.3% (HR, 0.92 [95% CI, 0.89–0.96]), and the 1-year risk-adjusted mortality rate increased from 31.3% to 36.3% (HR, 1.10 [95% CI, 1.06–1.14]) after the HRRP implementation.
However, in an interrupted time-series analysis of the HRRP evaluating the changes in slope for HF-related mortality from 2006 to 2014, no significant increase in in-hospital mortality was noted, despite a reduction in readmissions after HRRP implementation.15
In a longitudinal cohort study of 48 million hospitalizations among 20 million Medicare fee-for-service patients across 3497 hospitals, Desai and colleagues22 showed that patients at hospitals subject to penalties under the HRRP had greater reductions in readmission rates than those at nonpenalized hospitals. Reductions in readmission rates were greater for target versus nontarget conditions for patients at the penalized hospitals but not at nonpenalized hospitals.
Chatterjee and Joynt-Maddox6 examined patterns in 30-day mortality from HF as they relate to public reporting of these outcomes. In data from 2009 to 2015 from 3796 hospitals with publicly reported mortality data for HF, they showed baseline poor performers (worst quartile in 2009 and 2010 in public reporting, before value-based payment) improved over time (from 13.5% to 13.0%; −0.12% per year; P<0.001), but mean mortality among all other HF hospitals increased during the study period (from 10.9% to 12.0%; 0.17% per year; P<0.001, Pinteraction<0.001).
Yet another evaluation of the HRRP among Medicare beneficiaries suggested an increase in 30-day mortality after hospitalization after HF but no association between HRRP and mortality within 45 days of admission. The authors concluded that further research is needed to better understand whether the increase in 30-day mortality is related to the implementation of the HRRP.16
In a secondary analysis of the TOPCAT and HF-ACTION trials focused on patient-reported outcomes, Pokharel and colleagues23 observed that the most recent of a series of Kansas City Cardiomyopathy Questionnaire scores was most strongly associated with subsequent death and cardiovascular hospitalization.
Among 106 304 patients hospitalized with HF at 317 centers in the GWTG–HF registry, there was a graded inverse association between 30-day RSMR and long-term mortality (quartile 1 versus quartile 4: 5-year mortality, 73.7% versus 76.8%). Lower hospital-level 30-day RSMR was associated with greater 1-, 3-, and 5-year survival for patients with HF. These differences in 30-day survival continued to accrue beyond 30 days and persisted long term, which suggests that 30-day RSMR could be a useful HF performance metric.24
Pandey et al9 reported results from the GWTG−HF registry evaluating the association between HF ERR and performance measures, as well as in-hospital and 1-year clinical outcomes. They stratified participating centers into groups with low (HF ERR ≤1) versus high (HF ERR >1) risk-adjusted readmission rates. There were no differences between the low and high risk-adjusted 30-day readmission groups in median adherence rate to all performance measures (95.7% versus 96.5%, P=0.37) or median percentage of defect-free care (90.0% versus 91.1%, P=0.47). The composite 1-year outcome of death or all-cause readmission rates was also not different between the 2 groups (median 62.9% versus 65.3%; P=0.10). The high HF ERR group had higher 1-year all-cause readmission rates (median 59.1% versus 54.7%; P=0.01); however, 1-year mortality rates were lower among the high versus low group, with a trend toward statistical significance (median 28.2% versus 31.7%; P=0.07). The authors concluded that the quality of care and clinical outcomes were comparable among hospitals with high versus low risk-adjusted 30-day HF readmission rates.
According to national Medicare data from July 2015 through June 2016, the median (IQR) hospital RSMR for HF was 11.6% (10.8%, 12.4%), and the median (IQR) risk-standardized 30-day readmission rate was 21.4% (20.8%, 22.1%).13
Krumholz and colleagues25 examined readmission outcomes among patients who had multiple admissions at >1 hospital within a given year to attempt to separate hospital from patient effects. They found the observed readmission rate to be consistently higher among patients admitted to hospitals in a worse-performing quartile than among those admitted to hospitals in a better-performing quartile, but the only statistically significant difference was observed when one was in the best-performing quartile and the other was in the worst (absolute difference in readmission rate 2.0 percentage points [95% CI, 0.4–3.5]).
In a Medicare cohort comprising almost 3 million admissions for HF and 1.2 million for MI, Dharmarajan and colleagues26 studied the association between changes in hospital readmission rates and changes in mortality rates. They observed that among Medicare fee-for-service beneficiaries hospitalized for HF and AMI, reductions in hospital 30-day readmission rates were weakly but significantly correlated with reductions in hospital 30-day mortality rates after discharge.
Home time after admission for HF may be calculated as the time spent alive outside a hospital, skilled nursing facility, or rehabilitation facility after discharge. In a study using GWTG–HF data between 2011 and 2014, home time 30 days and 1-year after discharge was highly correlated with survival and survival free from HF readmissions.27
In the GWTG–HF registry, discharge to hospice after HF admissions increased from 2.0% in 2005 to 4.9% in 2014. For individuals discharged to hospice, the median postdischarge survival was 11 days, with 34.1% mortality within 3 days and a 15.0% survival after 6 months. Among those discharged to hospice, the readmission rate (4.1%) was significantly lower than for other patients with advanced HF (27.2%) or other HF in the registry (22.2%).28
| Quality-of-Care Measure | AHA GWTG–HF |
|---|---|
| LVEF assessment | 98.6 |
| ARB/ACE inhibitor at discharge for patients with LVSD | 92.4 |
| Complete discharge instructions | 93.4 |
| β-Blockers at discharge for patients with LVSD, no contraindications | 98.0 |
| Anticoagulation for AF or atrial flutter, no contraindications | 87.6 |
| Quality-of-Care Measure | Race/Ethnicity | Sex | |||
|---|---|---|---|---|---|
| White | Black | Hispanic | Males | Females | |
| Postdischarge appointment* | 82.42 | 79.96 | 78.82 | 80.95 | 81.21 |
| Complete set of discharge instructions | 92.07 | 93.75 | 94.07 | 93.41 | 91.67 |
| Measure of LV function* | 99.14 | 98.98 | 98.62 | 98.96 | 98.80 |
| ACE inhibitor or ARB at discharge for patients with LVSD, no contraindications* | 92.21 | 92.97 | 92.23 | 92.58 | 92.06 |
| Smoking cessation counseling, current smokers | 91.36 | 92.96 | 91.01 | 91.83 | 91.79 |
| Evidence-based specific β-blockers* | 93.01 | 95.20 | 93.40 | 94.01 | 93.11 |
| β-Blockers at discharge for patients with LVSD, no contraindications | 98.03 | 97.96 | 97.47 | 98.04 | 97.74 |
| Hydralazine/nitrates at discharge for patients with LVSD, no contraindications† | 0.00 | 32.49 | 0.00 | 34.07 | 29.42 |
| Anticoagulation for AF or atrial flutter, no contraindications | 87.96 | 85.78 | 85.23 | 87.65 | 87.19 |
| Composite quality-of-care measure (using discharge instructions and β-blocker at discharge) | 96.09 | 96.15 | 96.07 | 96.08 | 95.76 |
Prevention and Risk Factor Modification
(See Table 24-7)
The National Committee for Quality Assurance Healthcare Effectiveness Data and Information Set consists of established measures of quality of care related to CVD prevention in the United States (Table 24-7).29
Pokharel and colleagues30 examined practice-level variation in statin therapy among patients 40 to 75 years of age with DM and no CVD between May 2008 and October 2013 from the ACC’s PINNACLE Registry. Among 215 193 patients (582 048 encounters) from 204 cardiology practices, statins were prescribed in 61.6% of patients with DM. Among 182 practices with ≥30 patients with DM, the median practice statin prescription rate was 62.3%, with no noticeable change over time. There was a 57% practice-level variation in statin use for 2 similar patients that was not affected by adjustment for patient-related variables, which suggests that practice- or clinician-related factors primarily determined variation in statin use.
Using data from the PINNACLE Registry, Hira and colleagues31 showed that among 27 533 patients receiving prasugrel, 13.9% (n=3824) had a contraindication to prasugrel use (ie, history of TIA or stroke). This was considered inappropriate prasugrel use. A further 4.4% of patients (n=1210) were receiving it for a nonrecommended indication (>75 years of age without history of DM or MI or weight <60 kg). Both inappropriate and nonrecommended prasugrel use showed wide practice-level variation (median rate ratio of 2.89 [95% CI, 2.75–3.03] and 2.29 [95% CI, 2.05–2.51], respectively).
In an analysis from the PINNACLE Registry, Hira and colleagues32 showed that among 68 808 patients receiving aspirin therapy for primary prevention, roughly 11.6% (7972 of 68 808) were receiving inappropriate therapy (10-year risk of CVD <6%). There was significant practice-level variation in inappropriate aspirin use (range, 0%–71.8%; median, 10.1%; IQR, 6.4%) for practices with an adjusted median rate ratio of 1.63 (95% CI, 1.47–1.77).
Using aspirin dosing data from 221 199 patients with MI enrolled in the ACTION Registry–GWTG, Hall and colleagues33 showed a 25-fold variation in the use of high-dose aspirin (325 mg/d) across participating centers. Overall, 60.9% of patients were discharged on high-dose aspirin. High-dose aspirin was prescribed to 73% of patients treated with PCI and 44.6% of patients managed medically; 56.7% of patients with an in-hospital bleeding event were also discharged on high-dose aspirin. Among 9075 patients discharged on aspirin, thienopyridine, and warfarin, 44.0% were prescribed high-dose aspirin therapy. Given the increased risk of bleeding with high-dose aspirin and its unclear benefit, these findings may have implications for future quality improvement efforts.
Data from the PINNACLE Registry showed that among 156 145 patients with CAD in 58 practices, just over two-thirds (n=103 830, or 66.5%) of patients were prescribed the optimal combination of medications (β-blockers, ACE inhibitors or angiotensin receptor blockers, statins) for which they were eligible. After adjustment for patient factors, the practice median rate ratio for prescription was 1.25 (95% CI, 1.20–1.32), which indicates a 25% likelihood that any 2 practices would differ in treating identical CAD patients.34
Using data from MEPS, Salami and colleagues35 described trends in statin use and related out-of-pocket expense from 2002 to 2013. Although statin use increased overall and among those with established ASCVD, use in higher-risk groups was suboptimal. Statin use was significantly lower in females (OR, 0.81 [95% CI, 0.79–0.85]) and racial/ethnic minorities (OR, 0.65 [95% CI, 0.61–0.70]). Gross domestic product–adjusted total cost for statins decreased from $17.2 billion (out-of-pocket cost, $7.6 billion) in 2002 to 2003 to $16.9 billion (out-of-pocket cost, $3.9 billion) in 2012 to 2013, and the mean annual out-of-pocket costs for patients decreased from $348 to $94.
| Commercial | Medicare | Medicaid | |||
|---|---|---|---|---|---|
| HMO | PPO | HMO | PPO | HMO | |
| CVD | |||||
| β-Blocker persistence after MI* | 85.4 | 84.0 | 90.0 | 90.7 | 78.5 |
| BP control† | 62.2 | 54.4 | 70.9 | 72.0 | 56.9 |
| Statin therapy for patients with CVD | 80.4 | 80.9 | 79.0 | 79.1 | 76.1 |
| DM | |||||
| HbA1c testing | 91.2 | 89.8 | 93.7 | 93.5 | 87.6 |
| HbA1c >9.0% | 31.7 | 41.2 | 25.4 | 22.3 | 40.5 |
| Eye examination performed | 55.0 | 49.0 | 71.9 | 71.1 | 57.2 |
| Monitoring nephropathy | 90.4 | 88.2 | 95.7 | 95.1 | 90.1 |
| BP <140/90 mm Hg | 62.2 | 50.3 | 67.4 | 63.6 | 62.7 |
| Statin therapy for patients with DM | 61.5 | 60.1 | 72.3 | 69.6 | 61.4 |
| Tobacco, nutrition, and lifestyle | |||||
| Advising smokers and tobacco users to quit | 75.9 | 72.5 | 86.2 | 84.5 | 77.0 |
| BMI percentile assessment in children and adolescents (3–17 y of age) | 70.3 | 56.6 | N/A | N/A | 72.5 |
| Nutrition counseling (children and adolescents [3–17 y of age]) | 64.3 | 52.9 | N/A | N/A | 67.1 |
| Counseling for PA (children and adolescents [3–17 y of age]) | 59.5 | 47.8 | N/A | N/A | 60.6 |
| BMI assessment for adults 18–74 y of age | 80.3 | 67.1 | 95.0 | 94.6 | 84.5 |
| PA discussion in older adults (≥65 y of age) (2016 data) | N/A | 55.1 | 58.4 | N/A | |
| PA advice in older adults (≥65 y of age) (2016 data) | N/A | 52.0 | 51.2 | N/A | |
| Quality-of-Care Measure | Race/Ethnicity | Sex | |||
|---|---|---|---|---|---|
| White | Black | Hispanic | Males | Females | |
| IV tPA in patients who arrived ≤2 h after symptom onset, treated ≤3 h* | 87.17 | 86.57 | 87.55 | 87.85 | 86.62 |
| IV tPA in patients who arrived <3.5 h after symptom onset, treated ≤4.5 h† | 81.28 | 81.30 | 83.23 | 82.14 | 81.04 |
| IV tPA door-to-needle time ≤60 min | 83.91 | 83.50 | 83.24 | 84.64 | 83.14 |
| Thrombolytic complications: IV tPA and life-threatening, serious systemic hemorrhage | 9.17 | 10.78 | 7.18 | 9.81 | 8.35 |
| Antithrombotic agents <48 h after admission* | 97.21 | 96.76 | 96.48 | 97.25 | 96.80 |
| DVT prophylaxis by second hospital day* | 99.25 | 99.27 | 98.99 | 99.24 | 99.21 |
| Antithrombotic agents at discharge* | 98.90 | 98.72 | 98.26 | 98.89 | 98.64 |
| Anticoagulation for AF at discharge* | 96.43 | 95.55 | 96.92 | 96.58 | 96.20 |
| Therapy at discharge if LDL-C >100 mg/dL or LDL-C not measured or on therapy at admission* | 98.44 | 98.78 | 98.26 | 98.75 | 98.24 |
| Counseling for smoking cessation* | 97.33 | 97.01 | 96.69 | 97.11 | 97.19 |
| Lifestyle changes recommended for BMI >25 kg/m2 | 50.81 | 53.79 | 55.11 | 52.00 | 51.88 |
| Composite quality-of-care measure | 97.95 | 97.91 | 97.50 | 98.04 | 97.72 |
Atrial Fibrillation
Of all CVD, AF may have the largest quantity of registries, with at least 10 non–industry-funded and 6 industry-funded registries.36 These largely emerged after the introduction of DOACs, and performance measures and use of anticoagulation have been a major focus.
In 2016, the ACC and AHA revised the clinical performance and quality measures for AF and atrial flutter.37 The 3 pairs of inpatient and outpatient performance measures include documentation of CHA2DS2-VASc score, oral anticoagulant prescription, and planned or monthly international normalized ratio testing for warfarin. The 18 quality measures reflect metrics for appropriate medications for comorbidities (HF), inappropriate prescription of specific anticoagulant drugs and antiarrhythmic drugs in specific clinical scenarios, and documentation of shared decision making.
Over the past decade, the proportion of patients with AF receiving oral anticoagulants has increased from ≈67% to >80%.36 The highest uptake is reported in US and European registries (90%) and the lowest in Asia (58%). However, methodological factors are likely a major source of difference in estimates, including selection bias of both numerator and denominator (patient, clinician, site, and in some registries, requirement of informed consent), patient characteristics, and oral anticoagulant ascertainment methodology. For example, in the outpatient, electronic health record–based PINNACLE-AF US registry, oral anticoagulant prescription for those with CHA2DS2-VASc score ≥2 in 2014 was 48%. In the industry-funded, informed-consent, postmarketing GLORIA-AF international registry, oral anticoagulant prescription between 2011 and 2014 was 80%.38 The AHA GWTG–AF program has been designed to track the 2016 performance measures.39 An analysis of data from the AHA GWTG–AF program examined prescription of oral anticoagulation therapy at discharge in 33 235 patients with a CHA2DS2-VASc score ≥2 hospitalized for AF at one of 115 sites from 2013 to 2017. Oral anticoagulation use increased consistently over time, and there was a high level of adherence, with 93.5% of eligible patients without contraindications being prescribed oral anticoagulation therapy for stroke prevention in AF.40
Potential overuse in low-risk patients remains a concern, with oral anticoagulants administered to AF patients with no stroke risk factors.36 Methodological limitations of comorbidity ascertainment could lead to overestimation of overuse.
Inappropriate use of aspirin for patients at moderate to high risk of stroke remains a concern. In PINNACLE-AF, which examined the use of aspirin rather than guideline-recommended oral anticoagulants for patients with CHA2DS2-VASc score ≥2, 40% of patients were treated with aspirin alone, and this was influenced by CHD comorbidities.41
Treating specialty can influence likelihood of therapy and resultant outcomes. In the Veterans Health Administration, the largest integrated healthcare system in the United States, provision of cardiology outpatient care within 90 days of newly diagnosed AF was associated with a reduced adjusted risk of stroke (HR, 0.91 [95% CI, 0.86–0.96]) and death (HR, 0.89 [95% CI, 0.88–0.91]), although with an increased risk of arrhythmia-related hospitalization (HR, 1.38 [95% CI, 1.35–1.42]).42 This finding was statistically mediated by an increase in 90-day oral anticoagulant prescription.
Other Treatments
Data from AHA GWTG–AF on use of rate versus rhythm control, appropriate and inappropriate use of antiarrhythmic drugs, and procedural factors related to catheter ablation are expected to be forthcoming. The NCDR AF ablation and left atrial appendage occlusion registries have also not yet published data.
Stroke
(See Tables 24-4 and 24-8)
The AHA GWTG–Stroke program (Tables 24-4 and 24-8) remains the largest stroke quality improvement program. The US-based program is an ongoing, voluntary hospital registry and performance improvement initiative for acute stroke and supplies most of the quality data for acute stroke care.
Care processes that would lead to best functional outcomes after acute stroke are poorly understood. A study of 2083 patients with ischemic stroke from 82 hospitals with data in both the AVAIL registry and GWTG–Stroke found that one-third of patients with acute stroke were functionally dependent or dead at 3 months after stroke. Functional rates varied considerably across hospitals, which indicates the need to understand which process measures could be targeted to minimize hospital variation and improve poststroke functional outcomes.43
Door-to-needle time for tPA administration decreased on average by 10 minutes, from 77 minutes (IQR, 60–98 minutes) to 67 minutes (IQR, 51–87 minutes), after implementation of Target: Stroke Phase I, the first stage of the AHA’s GWTG–Stroke quality improvement program. During this period, in-hospital all-cause mortality declined (from 9.93% to 8.25%; adjusted OR, 0.89 [95% CI, 0.83–0.94]), and discharge to home became more frequent (37.6% versus 42.7%; adjusted OR, 1.14 [95% CI, 1.09–1.19]; P<.001).44
Target: Stroke Phase II was launched in April 2014 to promote further reduction in door-to-needle time. There was significant site variation in door-to-needle time, and 16 strategies were identified that were significantly associated with reduced door-to-needle time. It was estimated that door-to-needle time could be reduced on average by an additional 20 minutes if all strategies were implemented.45
A study of 204 591 patients with ischemic and hemorrhagic strokes admitted to 1563 GWTG–Stroke participating hospitals between April 1, 2003, and June 30, 2010, showed that 63.7% of the patients arrived at the hospital by EMS. Older patients, those with Medicaid and Medicare, and those with severe strokes were more likely to activate EMS. Conversely, minority race/ethnicity (black, Hispanic, Asian) and living in rural communities were associated with a lower likelihood of EMS use. EMS transport was independently associated with an onset-to-door time ≤3 hours, a higher proportion of patients meeting door-to-imaging time of ≤25 minutes, more patients meeting a door-to-needle time of ≤60 minutes, and more eligible patients being treated with tPA if onset of symptoms was ≤2 hours. The authors concluded that although EMS use was associated with rapid evaluation and treatment of stroke, more than one-third of stroke patients fail to use EMS.46
Because of the poor survival after stroke, interventions related to improvement in end-of-life care are desirable to improve quality of care for those patients. In a study using GWTG–Stroke data, it was demonstrated that discharge from a Medicare Shared Savings Program hospital or alignment with a related organization was associated with a 16% increase in the odds of hospice enrollment (OR, 1.16 [95% CI, 1.06–1.26]) for patients with high mortality risk, with absolute rates of 20% versus 22%. However, a reduction in patient conform measures or hospice enrollment in individuals at lower mortality risk was noted in the same organizations, from 9% to 8% (OR, 0.82 [95% CI, 0.74–0.91]).47
In an analysis comparing individuals presenting with stroke at institutions participating in the GWTG–Stroke program versus institutions not enrolled in the program, those in the GWTG–Stroke program were more likely to receive intravenous tPA (RR, 3.74 [95% CI, 1.65–8.50]), to receive education on risk factors (RR, 1.54 [95% CI, 1.16–2.05]), to be evaluated for swallowing (RR, 1.25 [95% CI, 1.04–1.50]), to receive a lipid evaluation (RR, 1.18 [95% CI, 1.05–1.32]), and to be evaluated by a neurologist (RR, 1.12 [95% CI, 1.05–1.20]).48
Implantable Defibrillators
In a comparative effectiveness study of single- versus dual-chamber implantable cardioverter-defibrillators using data from the ACC’s Implantable Cardioverter Defibrillator Registry, Peterson and colleagues49 found that among patients receiving an implantable cardioverter-defibrillator for primary prevention without indications for pacing, the use of a dual-chamber device compared with a single-chamber device was associated with a higher risk of device-related complications and similar 1-year mortality and hospitalization outcomes. In a propensity-matched cohort, rates of complications were lower for single-chamber devices (3.51% versus 4.72%; P<0.001; risk difference, −1.20 [95% CI, −1.72 to −0.69]), but device type was not significantly associated with 1-year mortality (unadjusted rate, 9.85% versus 9.77%; HR, 0.99 [95% CI, 0.91–1.07]; P=0.79), 1-year all-cause hospitalization (unadjusted rate, 43.86% versus 44.83%; HR, 1.00 [95% CI, 0.97–1.04]; P=0.82), or hospitalization for HF (unadjusted rate, 14.73% versus 15.38%; HR, 1.05 [95% CI, 0.99–1.12]; P=0.19).
Resuscitation
(See Table 24-9)
Quality measures in resuscitation have targeted inpatient care settings. Started in 1999, the AHA GWTG–Resuscitation Registry remains the dominant source of US quality improvement data (Table 24-9). GWTG–Resuscitation is a voluntary hospital registry and performance improvement initiative for IHCA.
Process measures for in-hospital resuscitation are generally based on time to correct administration of specific resuscitation and postresuscitation procedures, drugs, or therapies. Recent findings are discussed here.
Among Medicare beneficiaries participating in GWTG–Resuscitation, 1-year survival after IHCA has increased modestly over the past decade50 However, despite an overall improvement in survival, there remains lower survival in IHCA during off-hours (nights and weekends) compared with on-hours events.51
Of 103 932 IHCAs between 2000 and 2014, 12.7% had delays to epinephrine administration, with marked variation across hospitals. The delay was inversely correlated to risk-standardized survival. Whether reduction in this process measure could improve outcomes has not yet been demonstrated.52
A composite performance score for in-hospital arrest varied significantly across hospitals (89.7% [IQR, 85.4%–93.1%]). Hospital process composite quality performance was associated with risk-standardized discharge rates and favorable neurological status at discharge.53
Stub et al54 reported a post hoc secondary analysis of a large, partial factorial trial of interventions for patients with OHCA. The quality of hospital-based postresuscitation care given to each patient was assigned an evidence-based quality score that considered (1) initiation of temperature management; (2) achievement of target temperature 32°C to 34°C; (3) continuation of temperature management for >12 hours; (4) performance of coronary angiography within 24 hours; and (5) no withdrawal of life-sustaining treatment before day 3. These were aggregated as hospital-level composite performance scores, which varied widely (median [IQR] scores from lowest to highest hospital quartiles, 21% [20%–25%] versus 59% [55%–64%]). Adjusted survival to discharge increased with each quartile of composite performance score (from lowest to highest: 16.2%, 20.8%, 28.5%, and 34.8%; P<0.01). Adjusted rates of favorable neurological outcome also increased (from lowest quartile to highest: 8.3%, 13.8%, 22.2%, and 25.9%; P<0.01). Hospital score was significantly associated with outcome after risk adjustment for established baseline factors (highest versus lowest adherence quartile: adjusted OR of survival, 1.64 [95% CI, 1.13–2.38]).54
| Adults | Children | |
|---|---|---|
| Event outside critical care setting | 45.8 | 13.0 |
| All objective CPR data collected | 99.0 | 99.6 |
| End-tidal co2 monitoring used during arrest | 11.6 | 40.3 |
| Induced hypothermia after resuscitation from shockable rhythm | 7.8 | 8.8 |
Social Determinants
In NCDR data collected at 586 hospitals from July 2008 to December 2013, Udell et al55 examined AMI care in 390 692 patients stratified by neighborhood SES. They reported longer median arrival-to-angiography time in lower SES neighborhoods (lowest, 8.0 hours; low, 5.5 hours; medium, 4.8 hours; high, 4.5 hours; and highest, 3.4 hours; P<0.0001), and a higher proportion of patients with STEMI treated with fibrinolysis (lowest, 23.1%; low, 20.2%; medium, 18.0%; high, 14.2%; and highest, 5.9%; P<0.0001). Although overall defect-free acute care appeared similar after controlling for covariates, patients from lower SES neighborhoods had greater independent risk of in-hospital mortality, major bleeding, and a lower quality of discharge care. These results indicate further opportunities to improve the quality of AMI care in patients from the most disadvantaged neighborhoods.
Graham et al56 assessed the degree to which nonrace characteristics explain survival differences between white and black patients with AMI in a prospective registry study across 31 US hospitals from 2003 to 2008. Propensity scores associated with black race were calculated using 8 domains of patient characteristics. Among 6402 patients with AMI, 5-year mortality occurred in 28.9% of black patients (476 of 1648) and 18.0% of white patients (856 of 4754; HR, 1.72 [95% CI, 1.54–1.92]; P<0.001). Controlling for propensity associated with being a black patient, no difference in mortality by race was observed (adjusted HR, 1.09 [95% CI, 0.93–1.26]; P=.37). These findings suggest that most of the mortality rate difference between black and white patients is mediated by patient characteristics.
Healthcare insurance coverage may influence oral anticoagulant and novel oral anticoagulant use. An analysis of 363 309 patients with prevalent AF from the PINNACLE-AF outpatient registry found considerable variation in oral anticoagulant use across insurance plans.57 Relative to Medicare, Medicaid insurance was associated with a lower odds of oral anticoagulant prescription and of novel oral anticoagulant use.
Before HRRP implementation, there was a continuous trend in the reduction of racial disparities for MI and HF, particularly in safety-net hospitals. For example, although blacks had 13% higher odds of readmission if treated in safety-net hospitals in 2007, this difference decreased to 5% in 2010. Data suggest those improvements persisted after HRRP implementation.58
Using NIS data, Ziaeian and colleagues59 showed HF hospitalization rates decreased 30.8% between 2002 and 2013. The ratio of males to females increased from 20% greater to 39% greater (Ptrend=0.002) over that time. Black males and black females had hospitalization rates that were 229% (Ptrend=0.141) and 240% (Ptrend=0.725) those of whites in 2013. Hispanic males had rates that were 32% greater in 2002, and the difference narrowed to 4% greater (Ptrend=0.047) in 2013 relative to whites. For Hispanic females, the rate was 55% greater in 2002 and narrowed to 8% greater (Ptrend=0.004) in 2013 relative to whites. Asian/Pacific Islander males had a 27% lower hospitalization rate in 2002, which improved to 43% lower (Ptrend=0.040) in 2013 relative to whites. For Asian/Pacific Islander females, the hospitalization rate was 24% lower in 2002 and improved to 43% lower (Ptrend=0.021) in 2013 relative to whites.
In an analysis from GWTG–Stroke, Asian American individuals presented with more severe strokes, with an OR of 1.35 (95% CI, 1.30–1.40; P<0.001) for an NIHSS score >16, and were less likely to receive intravenous tPA (OR, 0.95 [95% CI, 0.91–0.91]; P=0.003). They also had higher in-hospital mortality (OR, 1.14 [95% CI, 1.09–1.19]; P<0.001) and more symptomatic hemorrhage after tPA (OR, 1.36 [95% CI, 1.20–1.55]; P<0.001) than white patients, although the mortality was in fact lower after adjustment for stroke severity (OR, 0.95 [95% CI, 0.91–0.99]; P=0.008). Additionally, Asian American patients had better adherence to rehabilitation (OR, 1.27 [95% CI, 1.18–1.36]; P<0.001) and intensive statin therapy (OR, 1.14 [95% CI, 1.10–1.18]; P<0.001).60
In a temporal trend evaluation of survival to discharge after IHCA across races, there was a significant increase in survival in blacks (11.3% in 2000 versus 21.4% in 2014) and in whites (15.8% versus 23.2%), although a reduction in the difference between races was noted (Pinteraction<0.001).61
| ACC | American College of Cardiology |
| ACE | angiotensin-converting enzyme |
| ACS | acute coronary syndrome |
| ACTION | Acute Coronary Treatment and Intervention Outcomes Network |
| AF | atrial fibrillation |
| AHA | American Heart Association |
| AMI | acute myocardial infarction |
| ARB | angiotensin receptor blocker |
| ASCVD | atherosclerotic cardiovascular disease |
| AVAIL | Adherence Evaluation After Ischemic Stroke Longitudinal |
| BMI | body mass index |
| BP | blood pressure |
| CAD | coronary artery disease |
| CHA2DS2-VASc | Clinical prediction rule for estimating the risk of stroke based on congestive heart failure, hypertension, diabetes mellitus, and sex (1 point each); age ≥75 y and stroke/transient ischemic attack/thromboembolism (2 points each); plus history of vascular disease, age 65–74 y, and (female) sex category |
| CHD | coronary heart disease |
| CI | confidence interval |
| CMS | Centers for Medicare & Medicaid Services |
| CPR | cardiopulmonary resuscitation |
| CVD | cardiovascular disease |
| DM | diabetes mellitus |
| DOAC | direct oral anticoagulant |
| DVT | deep vein thrombosis |
| ECG | electrocardiogram |
| ED | emergency department |
| EMS | emergency medical services |
| ERR | excess readmission ratio |
| GLORIA-AF | Global Registry on Long-term Oral Antithrombotic Treatment in Patients with Atrial Fibrillation |
| GWTG | Get With The Guidelines |
| HbA1c | hemoglobin A1c (glycosylated hemoglobin) |
| HF | heart failure |
| HF-ACTION | Heart Failure: A Controlled Trial Investigating Outcomes of Exercise Training |
| HMO | health maintenance organization |
| HR | hazard ratio |
| HRRP | Hospital Readmissions Reduction Program |
| ICD-10 | International Classification of Diseases, 10th Revision |
| IHCA | in-hospital cardiac arrest |
| IQR | interquartile range |
| IV | intravenous |
| LDL-C | low-density lipoprotein cholesterol |
| LV | left ventricular |
| LVEF | left ventricular ejection fraction |
| LVSD | left ventricular systolic dysfunction |
| MEPS | Medical Expenditure Panel Survey |
| MI | myocardial infarction |
| N/A | not available or not applicable |
| NCDR | National Cardiovascular Data Registry |
| NIHSS | National Institutes of Health Stroke Scale |
| NIS | National (Nationwide) Inpatient Sample |
| NSTEMI | non–ST-segment–elevation myocardial infarction |
| OHCA | out-of-hospital cardiac arrest |
| OR | odds ratio |
| PA | physical activity |
| PCI | percutaneous coronary intervention |
| PINNACLE | Practice Innovation and Clinical Excellence |
| PPO | preferred provider organization |
| RR | relative risk |
| RSMR | risk-standardized mortality rate |
| SES | socioeconomic status |
| STEMI | ST-segment–elevation myocardial infarction |
| TIA | transient ischemic stroke |
| TOPCAT | Treatment of Preserved Cardiac Function Heart Failure With an Aldosterone Antagonist |
| tPA | tissue-type plasminogen activator |
| UA | unstable angina |
| UFH | unfractionated heparin |
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25. Medical Procedures
See Tables 25-1 and 25-2 and Charts 25-1 through 25-4
Trends in Operations and Procedures
(See Tables 25-1 and 25-2 and Charts 25-1 and 25-2)
The mean hospital charges for cardiovascular procedures in 2014 ranged from $43 484 for CEA to $808 770 for heart transplantations (Table 25-1).
The trends in the numbers of 5 common cardiovascular procedures in the United States from 1993 to 2014 are presented in Chart 25-1. Of the 5 procedures, cardiac catheterization was the most common procedure for all years presented (Chart 25-1).
Of the 10 leading diagnostic groups in the United States, the greatest number of surgical procedures were cardiovascular and obstetric procedures (Chart 25-2).
The total number of inpatient cardiovascular operations and procedures decreased 6%, from 8 461 000 in 2004 to 7 971 000 in 2014 (Table 25-2).
Data from the HCUP were examined by the NHLBI for trends from 1997 to 2014 for use of PCI and CABG,1 as discussed in this chapter.
| Procedure | Mean Hospital Charges, $ | In-Hospital Death Rate, % | Mean Length of Stay, d | ICD-9-CM Procedure Codes |
|---|---|---|---|---|
| Total vascular and cardiac surgery and procedures | 90 215 | 3.34 | 6.3 | 35–39, 00.50–00.51, 00.53–00.55, 00.61–00.66 |
| CABG | 168 541 | 1.78 | 9.3 | 36.1–36.3 |
| PCI | 84 813 | 2.07 | 3.5 | 00.66, 17.55, 36.01, 36.02, 36.05 |
| Cardiac catheterization | 57 494 | 1.42 | 4.2 | 37.21–37.23 |
| Pacemakers | 83 521 | 1.46 | 5.1 | 37.7–37.8, 00.50, 00.53 |
| Implantable defibrillators | 171 476 | 0.69 | 6.3 | 37.94–37.99, 00.51, 00.54 |
| CEA | 43 484 | 0.27 | 2.6 | 38.12 |
| Heart valves | 201 557 | 3.36 | 9.7 | 35.00–35.14, 35.20–35.28, 35.96, 35.97, 35.99 |
| Heart transplantations | 808 770 | 7.84 | 45.4 | 37.51 |
| Operation/Procedure/Patients | ICD-9-CM Procedure Codes | All | Sex | Age, y | ||||
|---|---|---|---|---|---|---|---|---|
| Male | Female | 18–44 | 45–64 | 65–84 | ≥85 | |||
| Heart valves | 35.00–35.14, 35.20–35.28, 35.96, 35.97, 35.99 | 156 | 92 | 63 | 11 | 40 | 83 | 16 |
| PCI | 00.66, 17.55, 36.01, 36.02, 36.05 | 480 | 325 | 155 | 26 | 213 | 212 | 28 |
| PCI with stents | 36.06, 36.07 | 434 | 294 | 140 | 24 | 194 | 191 | 25 |
| CABG | 36.1–36.3 | 371 | 276 | 94 | 10 | 148 | 204 | 9 |
| Cardiac catheterization | 37.21–37.23 | 1016 | 625 | 391 | 68 | 432 | 455 | 54 |
| Pacemakers | 37.7, 37.8, 00.50, 00.53 | 351 | 185 | 166 | 9 | 57 | 197 | 85 |
| Pacemaker devices | 37.8, 00.53 | 141 | 72 | 69 | 3 | 19 | 80 | 38 |
| Pacemaker leads | 37.7, 00.50 | 210 | 114 | 97 | 7 | 38 | 117 | 47 |
| Implantable defibrillators | 37.94–37.99, 00.51, 00.54 | 60 | 43 | 17 | 4 | 21 | 30 | 3 |
| CEA | 38.12 | 86 | 51 | 35 | 0 | 20 | 60 | 6 |
| Total vascular and cardiac surgery and procedures†‡ | 35–39, 00.50–00.51, 00.53– 00.55, 00.61–00.66 | 7971 | 4602 | 3368 | 777 | 2860 | 3402 | 558 |

Chart 25-1. Trends in cardiovascular procedures, United States, 1993 to 2014; inpatient procedures only. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using Healthcare Cost and Utilization Project, 1993 to 2014.1

Chart 25-2. Number of surgical procedures in the 10 leading diagnostic groups, United States, 2014. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using Healthcare Cost and Utilization Project, 2014.1
Coronary Artery Bypass Grafting
The number of inpatient discharges for CABG decreased from 683 000 in 1997 to 371 000 in 2014 (Chart 25-1).
In 1997, the number of inpatient discharges for CABG was 484 000 for males and 199 000 for females; these numbers declined to 276 000 and 94 000, respectively, in 2014 (Table 25-2).1
Inpatient Cardiac Catheterization and PCI
(See Tables 25-1 and 25-2 and Chart 25-1)
Inpatient PCI discharges decreased from 359 000 for males and 190 000 for females in 1997 to 325 000 and 155 000, respectively, by 2014 (Table 25-2).
Data on Medicare beneficiaries undergoing a coronary revascularization procedure between 2008 and 2012 indicate that the rapid growth in nonadmission PCIs (from 60 405 to 106 495) has been more than offset by the decrease in PCI admissions (from 363 384 to 295 434).2
In 2014, the mean inpatient hospital charge for PCI was $84 813 (Table 25-1).
From 2004 to 2014, the number of inpatient cardiac catheterizations decreased from 1 486 000 to 1 016 000 annually (Chart 25-1).
In 2014, an estimated 480 000 inpatient PCIs (previously referred to as percutaneous transluminal coronary angioplasty) procedures were performed in the United States (Chart 25-1).
In 2014, ≈68% of PCI procedures were performed on males, and ≈50% were performed on people ≥65 years of age (Table 25-2).
Inpatient hospital deaths for PCI increased from 0.8% in 2004 to 2.1% in 2014 (Table 25-1). In 2014, ≈82% of stents implanted during PCI were drug-eluting stents compared with 18% that were bare-metal stents.
The rate of any cardiac stent procedure per 10 000 population rose by 61% from 1999 to 2006, then declined by 27% between 2006 and 2009.3
Cardiac Open Heart Surgery
Data from the STS Adult Cardiac Surgery Database, which voluntarily collects data from ≈80% of all hospitals that perform CABG in the United States, indicate that a total of 159 869 procedures involved isolated CABG in 2016.4
Among other major procedures in 2016, there were 28 493 isolated aortic valve replacements and 7706 isolated mitral valve replacements; 17 507 procedures involved both aortic valve replacement and CABG, whereas 2935 procedures involved both mitral valve replacement and CABG.4
Congenital Heart Surgery, 2013 to 2016
According to data from the STS Congenital Heart Surgery Database5:
There were 122 459 congenital heart surgeries performed from July 2014 to June 2018. The in-hospital mortality rate was 2.9% during that time period. The 5 most common diagnoses were type 2 VSD (6.3%), open sternum with open skin (5.9%), HLHS (5.8%), patent ductus arteriosus (4.2%), and secundum ASD (4.0%).
The 5 most common primary procedures were delayed sternal closure (8.3%), patch VSD repair (6.3%), mediastinal exploration (3.5%), patch ASD repair (3.2%), and complete AV canal (ASD) repair (2.8%).
Heart Transplantations
(See Charts 25-3 and 25-4)
According to data from the Organ Procurement and Transplantation Network6:

Chart 25-3. Trends in heart transplantations, United States, 1975 to 2018. Source: Data derived from the Organ Procurement and Transplantation Network, 1975 to 2018.6
In 2018, 3408 heart transplantations were performed in the United States (Chart 25-3). There are 256 transplantation hospitals in the United States, 143 of which performed heart transplantations in 2018.
Of the recipients in 2018, 69.8% were male, and 62.6% were white; 21.6% were black, 10.4% were Hispanic, and 3.9% were Asian. Heart transplantations by recipient age are shown in Chart 25-4.
For transplantations that occurred between 2008 and 2015, the 1-year survival rate was 90.5% for males and 91.1% for females; the 5-year survival rates based on 2008 to 2015 transplantations were 78.4% for males and 77.7% for females. The 1- and 5-year survival rates for white cardiac transplantation patients were 90.7% and 79.1%, respectively. For black patients, they were 90.7% and 74.1%, respectively. For Hispanic patients, they were 90.1% and 80.0%, respectively. For Asian patients, they were 91.4% and 80.1%, respectively.
As of July 22, 2019, 3779 patients were on the transplant waiting list for a heart transplant, and 46 patients were on the list for a heart/lung transplant.

Chart 25-4. Heart transplantations by recipient age, United States, 2018. Source: Data derived from the Organ Procurement and Transplantation Network, 2018.6
| ASD | atrial septal defect |
| AV | atrioventricular |
| CABG | coronary artery bypass graft |
| CEA | carotid endarterectomy |
| HCUP | Healthcare Cost and Utilization Project |
| HLHS | hypoplastic left heart syndrome |
| ICD-9-CM | International Classification of Diseases, 9th Revision, Clinical Modification |
| NHLBI | National Heart, Lung, and Blood Institute |
| PCI | percutaneous coronary intervention |
| STS | Society of Thoracic Surgeons |
| VSD | ventricular septal defect |
References
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26. Economic Cost of Cardiovascular Disease
See Tables 26-1 and 26-2 and Charts 26-1 through 26-6
Using data from MEPS (2014–2015),1 the annual direct and indirect cost of CVD in the United States is an estimated $351.3 billion (Table 26-1 and Chart 26-1). This figure includes $213.8 billion in expenditures (direct costs, which include the cost of physicians and other professionals, hospital services, prescribed medications, and home health care, but not the cost of nursing home care) and $137.5 billion in lost future productivity (indirect costs) attributed to premature CVD and stroke mortality in 2014 to 2015.
| HD* | Stroke | Hypertensive Disease† | Other Circulatory Conditions‡ | Total CVD | |
|---|---|---|---|---|---|
| Direct costs§ | |||||
| Hospital inpatient stays | 59.4 | 17.4 | 7.9 | 12.8 | 97.5 |
| Hospital ED visits | 6.3 | 0.8 | 1.3 | 1.0 | 9.4 |
| Hospital outpatient or office-based provider visits | 22.6 | 2.4 | 13.7 | 7.9 | 46.6 |
| Home health care | 11.1 | 6.6 | 8.2 | 1.6 | 27.5 |
| Prescribed medicines | 10.0 | 0.8 | 20.2 | 1.8 | 32.8 |
| Total expenditures | 109.4 | 28.0 | 51.3 | 25.1 | 213.8 |
| Indirect costs‖ | |||||
| Lost productivity/mortality | 109.3 | 17.5 | 4.6 | 6.1 | 137.5 |
| Grand totals | 218.7 | 45.5 | 55.9 | 31.2 | 351.3 |
| Total | Males | Females | Age <65 y | Age ≥65 y | |
|---|---|---|---|---|---|
| All direct | 213.8 | 122.4 | 91.4 | 85.5 | 128.3 |
| Indirect: mortality only | 137.5 | 102.3 | 35.2 | 115.6 | 21.9 |
| Total | 351.3 | 224.7 | 126.6 | 201.1 | 150.2 |

Chart 26-1. Direct and indirect costs of CVD (in billions of dollars), United States, average annual 2014 to 2015. CVD indicates cardiovascular disease. Source: Unpublished National Heart, Lung, and Blood Institute tabulation using Medical Expenditure Panel Survey data and mortality data from the National Vital Statistics System.1,3
The direct costs for CVD and stroke for 2014 to 2015 (average annual) are available on the website of the nationally representative MEPS of the Agency for Healthcare Research and Quality.1 Details on the advantages or disadvantages of using MEPS data are provided in the “Heart Disease and Stroke Statistics–2011 Update.”2 Indirect mortality costs are estimated for 2014 to 2015 (average annual) by multiplying the number of deaths for those years attributable to CVD and stroke, in age and sex groups, by estimates of the present value of lifetime earnings for those age and sex groups as of 2014 to 2015. Mortality data are from the NVSS of the NCHS.3 The present values of lifetime earnings are unpublished estimates furnished by the Institute for Health and Aging, University of California, San Francisco, by Wendy Max, PhD, on April 4, 2018. Those estimates incorporate a 3% discount rate, which is the recommended percentage.4 The discount rate removes the effect of inflation in income over the lifetime of earnings. The estimate is for 2014, inflated to 2015 to account for the 2014 to 2015 change in hourly worker compensation in the business sector reported by the US Bureau of Labor Statistics.5 The indirect costs exclude lost productivity costs attributable to chronic, prevalent nonfatal CVD and stroke illness during 2014 to 2015 among workers, people keeping house, people in institutions, and people unable to work. Those morbidity costs were substantial in very old studies, but because of the lack of contemporary data, an adequate update could not be made.
Most Costly Diseases
(See Tables 26-1 and 26-2 and Charts 26-2 and 26-3)
CVD accounted for 14% of total US health expenditures in 2014 to 2015, more than any major diagnostic group.1 By way of comparison, CVD total direct costs shown in Table 26-1 are higher than the 2014 to 2015 Agency for Healthcare Research and Quality estimates for cancer, which were $84.0 billion (55% for outpatient or doctor office visits, 32% for inpatient care, and 9% for prescription drugs).1

Chart 26-2. The 21 leading diagnoses for direct health expenditures, United States, average annual 2014 to 2015 (in billions of dollars). COPD indicates chronic obstructive pulmonary disease; and GI, gastrointestinal (tract). Source: Unpublished National Heart, Lung, and Blood Institute tabulation using Medical Expenditure Panel Survey data and excluding nursing home costs.1
Table 26-2 shows direct and indirect costs for CVD by sex and by 2 broad age groups. Chart 26-2 shows total direct costs for the 21 leading chronic diseases on the MEPS list. HD is the most costly condition.6
The estimated direct costs of CVD in the United States increased from $103.5 billion in 1996 to 1997 to $213.8 billion in 2014 to 2015 (Chart 26-3).

Chart 26-3. Estimated direct cost (in billions of dollars) of cardiovascular disease, United States, average annual (1996–1997 to 2014–2015). Sources: Unpublished National Heart, Lung, and Blood Institute tabulation using Medical Expenditure Panel Survey for direct costs (average annual 1996–1997 to 2014–2015).1
Economic Value of CVD Risk Factor Control
Cutler et al7 analyzed individual-level Medicare and non-Medicare healthcare spending captured by Medicare Current Beneficiary Survey data from 1999 to 2012. Overall, increased use of lipid-lowering, antihypertensive, and anti-DM medications over time accounted for a combined 51% of the reduction in individual spending on CVD.7
Projections
(See Charts 26-4 through 26-6)
The AHA developed methodology to project future costs of care for HBP, CHD, HF, stroke, and all other CVD.8 The methods used for the projections are very different from those used to derive the other direct and indirect costs in this chapter. For example, the projections estimates include the direct costs of nursing home care and the indirect costs of CVD morbidity.
By 2035, 45.1% of the US population is projected to have some form of CVD.8
Between 2015 and 2035, total direct medical costs of CVD are projected to increase from $318 billion to $749 billion (2015 dollars in billions). Of this total in 2035, 55.5% will be attributable to hospital costs, 15.3% to medications, 15.0% to physicians, 7.2% to nursing home care, 5.5% to home health care, and 1.5% to other costs.8
Indirect costs (attributable to lost productivity) for all fatal and nonfatal CVDs are estimated to increase from $237 billion in 2015 to $368 billion in 2035 (2015 dollars in billions), an increase of 55%.8
Between 2015 and 2035, the total costs are expected to increase for total CVD, HBP and HBP as a risk factor, CHD, CHF, stroke, and other CVDs (Chart 26-4).
Between 2015 and 2035, the projected total (direct and indirect) costs of total CVD are estimated to remain relatively stable for 18- to 44-year-olds, increase slightly for 45- to 64-year-olds, and increase sharply for 65- to 79-year-olds and adults ≥80 years of age (Chart 26-5).
Whereas the direct costs of CVD for home health care, nursing homes, healthcare professionals, and medications are estimated to rise steadily between 2015 and 2035, projected hospital costs are estimated to more than double in this same time frame (Chart 26-6).
These data indicate that CVD prevalence and costs are projected to increase substantially unless CVD incidence is reduced or short-term and long-term CVD care costs are better controlled.

Chart 26-4. Projected total costs of CVD, United States, 2015 to 2035 (2015 dollars in billions). CHD indicates coronary heart disease; CHF, congestive heart failure; CVD, cardiovascular disease; and HBP, high blood pressure. Source: Data from RTI International.8 Copyright © 2016, American Heart Association, Inc.

Chart 26-5. Projected total (direct and indirect) costs of total cardiovascular disease by age, United States, 2015 to 2035 (2015 dollars in billions). Source: Data from RTI International.8 Copyright © 2016, American Heart Association, Inc.

Chart 26-6. Projected direct costs of total cardiovascular disease by type of cost, United States, 2015 to 2035 (2015 dollars in billions). Source: Data from RTI International.8 Copyright © 2016, American Heart Association, Inc.
| AHA | American Heart Association |
| CHD | coronary heart disease |
| CHF | congestive heart failure |
| COPD | chronic obstructive pulmonary disease |
| CVD | cardiovascular disease |
| DM | diabetes mellitus |
| ED | emergency department |
| GI | gastrointestinal (tract) |
| HBP | high blood pressure |
| HD | heart disease |
| HF | heart failure |
| MEPS | Medical Expenditure Panel Survey |
| NCHS | National Center for Health Statistics |
| NVSS | National Vital Statistics System |
References
- 1. Agency for Healthcare Research and Quality. Medical Expenditure Panel Survey (MEPS): household component summary tables: medical conditions, United States, 1996–2015. Agency for Healthcare Research and Quality website.https://meps.ahrq.gov/mepstrends/hc_cond/. Accessed June 17, 2019.Google Scholar
- 2.
Roger VL, Go AS, Lloyd-Jones DM, Adams RJ, Berry JD, Brown TM, Carnethon MR, Dai S, de Simone G, Ford ES, ; on behalf of the American Heart Association Statistics Committee and Stroke Statistics Subcommittee. Heart disease and stroke statistics–2011 update: a report from the American Heart Association [published corrections appear in Circulation. 2011;123:e240 and Circulation. 2011;124:e426.Circulation. 2011; 123:e18–e209. doi: 10.1161/CIR.0b013e3182009701LinkGoogle Scholar - 3. National Center for Health Statistics. National Vital Statistics System: public use data file documentation: mortality multiple cause-of-death micro-data files, 2017.Centers for Disease Control and Prevention website. https://www.cdc.gov/nchs/nvss/mortality_public_use_data.htm. Accessed April 1, 2019.Google Scholar
- 4.
Gold MR, Siegel JE, Russell LB, Weinstein MC , eds. Cost-Effectiveness in Health and Medicine. New York, NY: Oxford University Press; 1996.Google Scholar - 5. US Bureau of Labor Statistics, Office of Compensation Levels and Trends. Employment Cost Index, Historical Listing – Volume V: Continuous Occupational and Industry Series: September 1975-December 2017. Table 4: employment cost index for total compensation, for civilian workers, by occupation and industry: continuous occupational and industry series.https://www.bls.gov/web/eci/ecicois.pdf. Accessed May 1, 2019.Google Scholar
- 6. Agency for Healthcare Research and Quality. Medical Expenditure Panel Survey (MEPS): household component summary tables: total expenditures in millions by condition, United States, 2015–2016.Agency for Healthcare Research and Quality website. https://meps.ahrq.gov/mepstrends/hc_cond/. Accessed May 1, 2019.Google Scholar
- 7.
Cutler DM, Ghosh K, Messer KL, Raghunathan TE, Stewart ST, Rosen AB . Explaining the slowdown in medical spending growth among the elderly, 1999-2012.Health Aff (Millwood). 2019; 38:222–229. doi: 10.1377/hlthaff.2018.05372CrossrefMedlineGoogle Scholar - 8. RTI International. Projections of Cardiovascular Disease Prevalence and Costs: 2015–2035: Technical Report [report prepared for the American Heart Association]. Research Triangle Park, NC: RTI International; November 2016. RTI project number 021480.003.001.001.Google Scholar
27. AT-A-Glance Summary Tables
See Tables 27-1 through 27-3
Sources: See the following summary tables for complete details:
Prevalence of Overweight, Obesity, and Severe Obesity in Youth and Adults, United States, 2013 to 2016—Table 6-1
High TC and LDL-C and Low HDL-C, United States, 2013 to 2016 (Age ≥20 Years)—Table 7-1
HBP in the United States—Table 8-1
DM in the United States—Table 9-1
CVDs in the United States—Table 13-1
Stroke in the United States—Table 14-1
CCDs in the United States—Table 15-1
CHD in the United States—Table 19-1; AP in the United States—Table 19-2
HF in the United States —Table 20-2
| Diseases and Risk Factors | Both Sexes | Total Males | NH White Males | NH Black Males | Hispanic Males | NH Asian Males | NH American Indian/Alaska Native* |
|---|---|---|---|---|---|---|---|
| Overweight and obesity | |||||||
| Prevalence, 2013–2016 | |||||||
| Overweight and obesity, BMI ≥25.0 kg/m2† | 168.1 M (71.1%) | 85.3 M (74.3%) | 75.6% | 69.8% | 81.3% | 49.5% | … |
| Obesity, BMI ≥30.0 kg/m2† | 73.8 M (31.2%) | 35.7 M (31.1%) | 31.3% | 30.1% | 35.3% | 11.3% | … |
| Blood cholesterol | |||||||
| Prevalence, 2013–2016 | |||||||
| Total cholesterol ≥200 mg/dL‡ | 92.8 M (38.2%) | 41.2 M (35.4%) | 35.4% | 29.8% | 39.9% | 38.7% | … |
| Total cholesterol ≥240 mg/dL‡ | 28.5 M (11.7%) | 12.4 M (10.7%) | 10.5% | 8.9% | 13.0% | 11.7% | … |
| LDL-C ≥130 mg/dL‡ | 69.6 M (28.9%) | 34.8 M (30.1%) | 29.4% | 29.5% | 33.5% | 32.2% | … |
| HDL-C <40 mg/dL‡ | 45.6 M (19.2%) | 33.7 M (29.0%) | 29.7% | 19.8% | 32.6% | 25.9% | … |
| HBP | |||||||
| Prevalence, 2013–2016† | 116.4 M (46.0%) | 58.7 M (49.0%) | 48.2% | 58.6% | 47.4% | 46.4% | … |
| Mortality, 2017§‖ | 90 098 | 43 127 (47.9%)¶ | 29 086 | 8690 | 3478 | 1269# | 568 |
| DM | |||||||
| Prevalence, 2013–2016 | |||||||
| Diagnosed DM† | 26.0 M (9.8%) | 13.7 M (10.9%) | 9.4% | 14.7% | 15.1% | 12.8% | … |
| Undiagnosed DM† | 9.4 M (3.7%) | 5.5 M (4.6%) | 4.7% | 1.7% | 6.3% | 6.1% | … |
| Prediabetes† | 91.8 M (37.6%) | 51.7 M (44.0%) | 43.7% | 31.9% | 48.1% | 47.1% | … |
| Incidence, diagnosed DM, 2015** | 1.5 M | … | … | … | … | … | … |
| Mortality, 2017§‖ | 83 564 | 46 302 (55.4%)¶ | 31 343 | 7494 | 5054 | 1612# | 1114 |
| Total CVD | |||||||
| Prevalence, 2013–2016† | 121.5 M (48.0%) | 61.5 M (51.2%) | 50.6% | 60.1% | 49.0% | 47.4% | … |
| Mortality, 2017§‖ | 859 125 | 440 460 (51.3%)¶ | 340 026 | 54 780 | 29 366 | 11 891# | 4554 |
| Stroke | |||||||
| Prevalence, 2013–2016† | 7.0 M (2.5%) | 3.2 M (2.5%) | 2.4% | 3.1% | 2.0% | 1.1% | … |
| New and recurrent strokes§ | 795.0 K | 370.0 K (46.5%)¶ | 325.0 K†† | 45.0 K†† | … | … | … |
| Mortality, 2017§ | 146 383 | 61 645 (42.1%)¶ | 45 078 | 8566 | 5073 | 2442# | 737‡‡ |
| CHD | |||||||
| Prevalence, CHD, 2013–2016† | 18.2 M (6.7%) | 9.4 M (7.4%) | 7.7% | 7.2% | 6.0% | 4.8% | … |
| Prevalence, MI, 2013–2016† | 8.4 M (3.0%) | 5.1 M (4.0%) | 4.0% | 4.0% | 3.4% | 2.4% | … |
| Prevalence, AP, 2013–2016† | 9.4 M (3.6%) | 4.3 M (3.5%) | 3.8% | 3.6% | 2.6% | 2.0% | … |
| New and recurrent MI and fatal CHD§§ | 1.05 M | 610.0 K | 520.0 K†† | 90.0K†† | … | … | … |
| New and recurrent MI§§ | 805.0 K | 470.0 K | … | … | … | … | … |
| Mortality, 2017, CHD§‖ | 365 914 | 213 295 (58.3%)¶ | 168 868 | 22 167 | 14 195 | 5721 | 2032 |
| Mortality, 2017, MI§‖ | 110 346 | 64 436 (58.4%)¶ | 51 155 | 6595 | 4437 | 1693# | 593 |
| HF | |||||||
| Prevalence, 2013–2016† | 6.2 M (2.2%) | 3.0 M (2.4%) | 2.2% | 3.5% | 2.5% | 1.7% | … |
| Incidence, 2014‖‖ | 1.0 M | 495.0 K | 430.0 K†† | 65.0 K†† | … | … | … |
| Mortality, 2017§‖ | 80 480 | 36 824 (45.8%)¶ | 30 076 | 4068 | 1820 | 633# | 339 |
| Diseases and Risk Factors | Both Sexes | Total Females | NH White Females | NH Black Females | Hispanic Females | NH Asian Females | NH American Indian/Alaska Native* |
|---|---|---|---|---|---|---|---|
| Overweight and obesity | |||||||
| Prevalence, 2011–2014 | |||||||
| Overweight and obesity, BMI ≥25.0 kg/m2† | 168.1 M (71.1%) | 82.8 M (68.1%) | 66.3% | 80.5% | 77.8% | 36.5% | … |
| Obesity, BMI ≥30.0 kg/m2† | 73.8 M (31.2%) | 38.1 M (31.3%) | 29.6% | 40.6% | 37.8% | 13.3% | … |
| Blood cholesterol | |||||||
| Prevalence, 2013–2016 | |||||||
| Total cholesterol ≥200 mg/dL‡ | 92.8 M (38.2%) | 51.6 M (40.4%) | 41.8% | 33.1% | 38.9% | 39.6% | … |
| Total cholesterol ≥240 mg/dL‡ | 28.5 M (11.7%) | 16.1 M (12.4%) | 13.6% | 9.0% | 10.1% | 10.8% | … |
| LDL-C ≥130 mg/dL, 2011–2014‡ | 69.6 M (28.9%) | 34.8 M (27.6%) | 29.7% | 23.4% | 23.8% | 25.1% | … |
| HDL-C <40 mg/dL, 2013–2016‡ | 45.6 M (19.2%) | 11.9 M (9.9%) | 9.3% | 8.1% | 13.1% | 7.9% | … |
| HBP | |||||||
| Prevalence, 2013–2016† | 116.4 M (46.0%) | 57.7 M (42.8%) | 41.3% | 56.0% | 40.8% | 36.4% | … |
| Mortality, 2017§‖ | 90 098 | 46 971 (52.1 %)¶ | 33 396 | 8387 | 3282 | 1538# | 568 |
| DM | |||||||
| Prevalence, 2013–2016 | |||||||
| Diagnosed DM† | 26.0 M (9.8%) | 12.3 M (8.9%) | 7.3% | 13.4% | 14.1% | 9.9% | … |
| Undiagnosed DM† | 9.4 M (3.7%) | 3.9 M (2.8%) | 2.6% | 3.3% | 4.0% | 2.1% | … |
| Prediabetes† | 91.8 M (37.6%) | 40.1 M (31.3%) | 32.2% | 24.0% | 31.7% | 29.4% | … |
| Incidence, diagnosed DM, 2015** | 1.5 M | … | … | … | … | … | … |
| Mortality, 2017§‖ | 83 564 | 37 262 (44.6%) ¶ | 23 773 | 7304 | 4162 | 1435# | 1114 |
| Total CVD | |||||||
| Prevalence, 2013–2016† | 121.5 M (48.0%) | 60.0 M (44.7%) | 43.4% | 57.1% | 42.6% | 37.2% | … |
| Mortality, 2017§‖ | 859 125 | 418 665 (48.7%)¶ | 326 447 | 52 528 | 25 309 | 11 242# | 4554 |
| Stroke | |||||||
| Prevalence, 2013–2016† | 7.0 M (2.5%) | 3.8 M (2.6%) | 2.5% | 3.8% | 2.2% | 1.6% | … |
| New and recurrent strokes§ | 795.0 K | 425.0 K (53.5%)¶ | 365.0 K†† | 60.0 K†† | … | … | … |
| Mortality, 2017§ | 146 383 | 84 738 (57.9%)¶ | 64 960 | 10 522 | 5702 | 2988# | 737‡‡ |
| CHD | |||||||
| Prevalence, CHD, 2013–2016† | 18.2 M (6.7%) | 8.8 M (6.2%) | 6.1% | 6.5% | 6.0% | 3.2% | … |
| Prevalence, MI, 2013–2016† | 8.4 M (3.0%) | 3.3 M (2.3%) | 2.2% | 2.2% | 2.0% | 1.0% | … |
| Prevalence, AP, 2013–2016† | 9.4 M (3.6%) | 5.1 M (3.7%) | 3.8% | 3.8% | 3.6% | 1.6% | … |
| New and recurrent MI and fatal CHD§§ | 1.05 M | 445.0 K | 370.0 K†† | 75.0 K†† | … | … | … |
| New and recurrent MI§§ | 805.0 K | 335.0 K | … | … | … | … | … |
| Mortality, 2017, CHD§‖ | 365 914 | 152 619 (41.7%)¶ | 119 151 | 18 055 | 10 041 | 4103 | 2032 |
| Mortality, 2017, MI§‖ | 110 346 | 45 910 (41.6%)¶ | 35 720 | 5458 | 3113 | 1271# | 593 |
| HF | |||||||
| Prevalence, 2013–2016† | 6.2 M (2.2%) | 3.2 M (2.1%) | 1.9% | 3.9% | 2.1% | 0.7% | … |
| Incidence, 2014‖‖ | 1.0 M | 505.0K | 425.0 K‡‡ | 80.0 K‡‡ | … | … | … |
| Mortality, 2017§‖ | 80 480 | 43 656 (54.2%)¶ | 36 004 | 4683 | 1960 | 752# | 339 |
| Diseases and Risk Factors | Both Sexes | Total Males | Total Females | NH Whites | NH Blacks | Hispanic | NH Asian | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Males | Females | Males | Females | Males | Females | Males | Females | ||||
| Overweight and obesity | |||||||||||
| Prevalence, 2011–2014 | |||||||||||
| Overweight and obesity, ages 2–19 y* | 25.4 M (34.2%) | 13.0 M (34.2%) | 12.5 M (34.3%) | 30.9% | 28.5% | 32.4% | 42.2% | 43.8% | 43.8% | 24.2% | 19.2% |
| Obesity, ages 2–19 y* | 13.2 M (17.8%) | 6.9 M (18.1%) | 6.4 M (17.5%) | 15.3% | 14.1% | 17.9% | 23.0% | 24.3% | 22.9% | 11.9% | 7.4% |
| Blood cholesterol, 2013–2016 | |||||||||||
| Mean total cholesterol, mg/dL | |||||||||||
| Ages 6–11 y | 157.8 | 157.9 | 157.7 | 157.1 | 159.1 | 158.8 | 158.2 | 158.7 | 153.9 | 160.1 | 161.5 |
| Ages 12–19 y | 154.4 | 151.6 | 157.5 | 150.6 | 157.2 | 150.8 | 156.0 | 152.7 | 156.0 | 155.4 | 170.2 |
| Mean HDL-C, mg/dL | |||||||||||
| Ages 6–11 y | 56.0 | 57.4 | 54.5 | 56.6 | 54.7 | 62.5 | 58.1 | 55.9 | 52.2 | 58.1 | 54.4 |
| Ages 12–19 y | 51.8 | 49.9 | 53.8 | 49.2 | 53.5 | 54.4 | 56.9 | 49.6 | 52.2 | 52.8 | 56.6 |
| Mean LDL-C, mg/dL | |||||||||||
| Ages 12–19 y | 86.7 | 85.6 | 87.8 | 86.7 | 87.9 | 81.7 | 88.4 | 85.0 | 84.2 | 81.7 | 103.3 |
| Congenital cardiovascular defects (all age groups: children and adults) | |||||||||||
| Mortality, 2017†‡§‖ | 2906 | 1583 (54.5%)§ | 1323 (45.5%)§ | 923 | 779 | 273 | 225 | 301 | 239 | 62 | 59 |
28. Glossary
Age-adjusted rates—Used mainly to compare the rates of ≥2 communities or population groups or the nation as a whole over time. The American Heart Association (AHA) uses a standard population (2000), so these rates are not affected by changes or differences in the age composition of the population. Unless otherwise noted, all death rates in this publication are age adjusted per 100 000 population and are based on underlying cause of death.
Agency for Healthcare Research and Quality (AHRQ)—A part of the US Department of Health and Human Services, this is the lead agency charged with supporting research designed to improve the quality of health care, reduce the cost of health care, improve patient safety, decrease the number of medical errors, and broaden access to essential services. The AHRQ sponsors and conducts research that provides evidence-based information on healthcare outcomes, quality, cost, use, and access. The information helps healthcare decision makers (patients, clinicians, health system leaders, and policy makers) make more informed decisions and improve the quality of healthcare services. The AHRQ conducts the Medical Expenditure Panel Survey (MEPS; ongoing).
Body mass index (BMI)—A mathematical formula to assess body weight relative to height. The measure correlates highly with body fat. It is calculated as weight in kilograms divided by the square of the height in meters (kg/m2).
Centers for Disease Control and Prevention/National Center for Health Statistics (CDC/NCHS)—The CDC is an agency within the US Department of Health and Human Services. The CDC conducts the Behavioral Risk Factor Surveillance System (BRFSS), an ongoing survey. The CDC/NCHS conducts or has conducted these surveys (among others):
— National Health Examination Survey (NHES I, 1960–1962; NHES II, 1963–1965; NHES III, 1966–1970)
— National Health and Nutrition Examination Survey I (NHANES I; 1971–1975)
— National Health and Nutrition Examination Survey II (NHANES II; 1976–1980)
— National Health and Nutrition Examination Survey III (NHANES III; 1988–1994)
— National Health and Nutrition Examination Survey (NHANES; 1999 to …) (ongoing)
— National Health Interview Survey (NHIS; ongoing)
— National Hospital Discharge Survey (NHDS; 1965–2010)
— National Ambulatory Medical Care Survey (NAMCS; ongoing)
— National Hospital Ambulatory Medical Care Survey (NHAMCS; ongoing)
— National Nursing Home Survey (periodic)
— National Home and Hospice Care Survey (periodic)
— National Vital Statistics System (ongoing)
Centers for Medicare & Medicaid Services—The federal agency that administers the Medicare, Medicaid, and Child Health Insurance programs.
Comparability ratio—Provided by the NCHS to allow time-trend analysis from one International Classification of Diseases (ICD) revision to another. It compensates for the “shifting” of deaths from one causal code number to another. Its application to mortality based on one ICD revision means that mortality is “comparability modified” to be more comparable to mortality coded to the other ICD revision.
Coronary heart disease (CHD) (ICD-10 codes I20–I25)—This category includes acute myocardial infarction (I21–I22); certain current complications following acute myocardial infarction (I23); other acute ischemic (coronary) heart disease (I24); angina pectoris (I20); atherosclerotic cardiovascular disease (I25.0); and all other forms of chronic ischemic (coronary) heart disease (I25.1–I25.9).
Death rate—The relative frequency with which death occurs within some specified interval of time in a population. National death rates are computed per 100 000 population. Dividing the total number of deaths by the total population gives a crude death rate for the total population. Rates calculated within specific subgroups, such as age-specific or sex-specific rates, are often more meaningful and informative. They allow well-defined subgroups of the total population to be examined. Unless otherwise stated, all death rates in this publication are age adjusted and are per 100 000 population.
Diseases of the circulatory system (ICD-10 codes I00–I99)—Included as part of what the AHA calls “cardiovascular disease” (“Total cardiovascular disease” in this Glossary).
Diseases of the heart (ICD-10 codes I00–I09, 111, 113, 120-151)—Classification the NCHS uses in compiling the leading causes of death. Includes acute rheumatic fever/chronic rheumatic heart diseases (I00–I09); hypertensive heart disease (I11); hypertensive heart and renal disease (I13); CHD (I20–I25); pulmonary heart disease and diseases of pulmonary circulation (I26–I28); heart failure (I50); and other forms of heart disease (I30–I49, I51). “Diseases of the heart” are not equivalent to “total cardiovascular disease,” which the AHA prefers to use to describe the leading causes of death.
Hispanic origin—In US government statistics, “Hispanic” includes people who trace their ancestry to Mexico, Puerto Rico, Cuba, Spain, the Spanish-speaking countries of Central or South America, the Dominican Republic, or other Spanish cultures, regardless of race. It does not include people from Brazil, Guyana, Suriname, Trinidad, Belize, or Portugal, because Spanish is not the first language in those countries. Most of the data in this update are for all Hispanics, as reported by government agencies or specific studies. In certain time-trend charts and tables, data for Mexican Americans are shown because data are not available for all Hispanics.
Hospital discharges—The number of inpatients (including newborn infants) discharged from short-stay hospitals for whom some type of disease was the principal diagnosis. Discharges include those discharged alive, dead, or “status unknown.”
International Classification of Diseases (ICD) codes—A classification system in standard use in the United States. The ICD is published by the World Health Organization. This system is reviewed and revised approximately every 10 to 20 years to ensure its continued flexibility and feasibility. The 10th revision (ICD-10) began with the release of 1999 final mortality data. The ICD revisions can cause considerable change in the number of deaths reported for a given disease. The NCHS provides “comparability ratios” to compensate for the “shifting” of deaths from one ICD code to another. To compare the number or rate of deaths with that of an earlier year, the “comparability-modified” number or rate is used.
Incidence—An estimate of the number of new cases of a disease that develop in a population, usually in a 1-year period. For some statistics, new and recurrent attacks, or cases, are combined. The incidence of a specific disease is estimated by multiplying the incidence rates reported in community- or hospital-based studies by the US population. The rates in this report change only when new data are available; they are not computed annually.
Infective endocarditis—An infection of the heart’s inner lining (endocardium) or of the heart valves. The bacteria that most often cause endocarditis are streptococci, staphylococci, and enterococci.
Major cardiovascular diseases—Disease classification commonly reported by the NCHS; represents ICD-10 codes I00 to I78. The AHA does not use “major cardiovascular diseases” for any calculations. See “Total cardiovascular disease” in this Glossary.
Metabolic syndrome—Metabolic syndrome is defined as the presence of any 3 of the following 5 diagnostic measures: Elevated waist circumference (>102 cm in males or >88 cm in females), elevated triglycerides (≥150 mg/dL [1.7 mmol/L] or drug treatment for elevated triglycerides), reduced high-density lipoprotein cholesterol (<40 mg/dL [0.9 mmol/L] in males, <50 mg/dL [1.1 mmol/L] in females, or drug treatment for reduced high-density lipoprotein cholesterol), elevated blood pressure (≥130 mm Hg systolic blood pressure, ≥85 mm Hg diastolic blood pressure, or drug treatment for hypertension), and elevated fasting glucose (≥100 mg/dL or drug treatment for elevated glucose).
Morbidity—Incidence and prevalence rates are both measures of morbidity (ie, measures of various effects of disease on a population).
Mortality—Mortality data for states can be obtained from the NCHS website (http://cdc.gov/nchs/), by direct communication with the CDC/NCHS, or from the AHA on request. The total number of deaths attributable to a given disease in a population during a specific interval of time, usually 1 year, are reported. These data are compiled from death certificates and sent by state health agencies to the NCHS. The process of verifying and tabulating the data takes ≈2 years.
National Heart, Lung, and Blood Institute (NHLBI)—An institute in the National Institutes of Health in the US Department of Health and Human Services. The NHLBI conducts such studies as the following:
— Framingham Heart Study (FHS; 1948 to …) (ongoing)
— Honolulu Heart Program (HHP; 1965–2002)
— Cardiovascular Health Study (CHS; 1989 to …) (ongoing)
— Atherosclerosis Risk in Communities (ARIC) study (1987 to …) (ongoing)
— Strong Heart Study (SHS; 1989 to …) (ongoing)
— Multi-Ethnic Study of Atherosclerosis (MESA; 2000 to …) (ongoing)
National Institute of Neurological Disorders and Stroke (NINDS)—An institute in the National Institutes of Health of the US Department of Health and Human Services. The NINDS sponsors and conducts research studies such as these:
— Greater Cincinnati/Northern Kentucky Stroke Study (GCNKSS)
— Rochester (Minnesota) Stroke Epidemiology Project
— Northern Manhattan Study (NOMAS)
— Brain Attack Surveillance in Corpus Christi (BASIC) Project
Physical activity—Any bodily movement produced by the contraction of skeletal muscle that increases energy expenditure above a basal level.
Physical fitness—The ability to perform daily tasks with vigor and alertness, without undue fatigue, and with ample energy to enjoy leisure-time pursuits and respond to emergencies. Physical fitness includes a number of components consisting of cardiorespiratory endurance (aerobic power), skeletal muscle endurance, skeletal muscle strength, skeletal muscle power, flexibility, balance, speed of movement, reaction time, and body composition.
Prevalence—An estimate of the total number of cases of a disease existing in a population during a specified period. Prevalence is sometimes expressed as a percentage of population. Rates for specific diseases are calculated from periodic health examination surveys that government agencies conduct. Annual changes in prevalence as reported in this Statistical Update reflect changes in the population size. Changes in rates can be evaluated only by comparing prevalence rates estimated from surveys conducted in different years. Note: In the data tables, which are located in the different disease and risk factor chapters, if the percentages shown are age adjusted, they will not add to the total.
Race and Hispanic origin—Race and Hispanic origin are reported separately on death certificates. In this publication, unless otherwise specified, deaths of people of Hispanic origin are included in the totals for whites, blacks, American Indians or Alaska Natives, and Asian or Pacific Islanders according to the race listed on the decedent’s death certificate. Data for Hispanic people include all people of Hispanic origin of any race. See “Hispanic origin” in this Glossary.
Stroke (ICD-10 codes I60–I69)—This category includes subarachnoid hemorrhage (I60); intracerebral hemorrhage (I61); other nontraumatic intracranial hemorrhage (I62); cerebral infarction (I63); stroke, not specified as hemorrhage or infarction (I64); occlusion and stenosis of precerebral arteries not resulting in cerebral infarction (I65); occlusion and stenosis of cerebral arteries not resulting in cerebral infarction (I66); other cerebrovascular diseases (I67); cerebrovascular disorders in diseases classified elsewhere (I68); and sequelae of cerebrovascular disease (I69).
Total cardiovascular disease (ICD-10 codes I00–I99)—This category includes rheumatic fever/rheumatic heart disease (I00–I09); hypertensive diseases (I10–I15); ischemic (coronary) heart disease (I20–I25); pulmonary heart disease and diseases of pulmonary circulation (I26–I28); other forms of heart disease (I30–I52); cerebrovascular disease (stroke) (I60–I69); atherosclerosis (I70); other diseases of arteries, arterioles, and capillaries (I71–I79); diseases of veins, lymphatics, and lymph nodes not classified elsewhere (I80–I89); and other and unspecified disorders of the circulatory system (I95–I99).
Underlying cause of death or any-mention cause of death—These terms are used by the NCHS when defining mortality. Underlying cause of death is defined by the World Health Organization as “the disease or injury which initiated the chain of events leading directly to death, or the circumstances of the accident or violence which produced the fatal injury.” Any-mention cause of death includes the underlying cause of death and up to 20 additional multiple causes listed on the death certificate.


