Direct Oral Anticoagulants Versus Vitamin K Antagonists in Cerebral Venous Thrombosis: A Systematic Review and Meta-Analysis
Abstract
Background:
High level evidence for direct oral anticoagulants (DOACs) in patients with cerebral venous thrombosis is lacking. We performed a systematic review and meta-analysis to assess the efficacy and safety of DOACs versus vitamin K antagonists in patients with cerebral venous thrombosis.
Methods:
This systematic review was registered in PROSPERO (CRD42021228800). We searched MEDLINE (via Ovid), EMBASE, CINAHL, and the Web of Science Core Collection between January 1, 2007 and Feb 22, 2022. Search terms included a combination of keywords and controlled vocabulary terms for cerebral venous thrombosis, vitamin K antagonists/warfarin, and DOACs. We included both randomized and nonrandomized studies that compared vitamin K antagonists and DOACs in 5 or more patients with cerebral venous thrombosis. Where studies were sufficiently similar, we performed meta-analyses for efficacy (recurrent venous thromboembolism and complete recanalization) and safety (major hemorrhage) outcomes, using relative risks (RRs).
Results:
Out of 10 665 records identified, we screened 254 as potentially eligible. Nineteen studies (16 observational studies [n=1735] and 3 randomized controlled trials [n=215]) met the inclusion criteria. All 3 randomized controlled trials had some concerns, and all 16 observational studies had at least moderate risk of bias. When compared with vitamin K antagonist treatment, DOAC had comparable risks of recurrent venous thromboembolism (relative risk [RR], 0.85 [95% CI, 0.52–1.37], I2=0%), major hemorrhage (RR, 0.70 [95% CI, 0.40–1.21], I2=0%), intracranial hemorrhage (RR, 0.58 [95% CI, 0.30–1.12]; I2=0%), death (RR, 1.14 [95% CI, 0.54–2.43], I2=1%), and complete venous recanalization (RR, 0.98 [95% CI, 0.87–1.11]; I2=0%).
Conclusions:
This systematic review and meta-analysis suggest that in patients with cerebral venous thrombosis, DOACs, and warfarin may have comparable efficacy and safety. Given the limitations of the studies included (low number of randomized controlled trials, modest total sample size, rare outcome events), our findings should be interpreted with caution pending confirmation by ongoing randomized controlled trials and large, prospective, observational studies.
Graphical Abstract

Cerebral venous thrombosis (CVT), a rare cause of stroke, has an annual incidence of 13.2 to 20.2 per 1 million person years1–3 and is most common in younger women.4 Despite the lack of high-quality evidence,5 current guidelines recommend 3 to 2 months of anticoagulation for patients with CVT,6,7 to allow for thrombus resorption and to treat a potential underlying hypercoagulability to reduce the risk of venous thromboembolism (VTE).
Traditionally, vitamin K antagonists (VKAs) were used for patients with CVT. However, recent randomized controlled trials (RCTs) showed that in patients with VTE, direct oral anticoagulants (DOACs) are at least as safe and effective as VKA.8–11 While CVT and VTE have similar general pathological mechanisms (ie, endothelial injury, hypercoagulability, and stasis), they have different demographic profiles and in contrast to peripheral VTE, 30% to 40% of individuals with CVT have radiographic evidence of intracranial hemorrhage at baseline. Thus, it is uncertain whether the risk-benefit ratio in using DOACs for peripheral VTE can be extrapolated to anticoagulation in patients with CVT.
Studies supporting the use of DOACs in patients with CVT are small observational studies12–16 and a small RCT.17 Observational studies involve strong confounding by indication, and most lack statistical power given the low rate of subsequent events after CVT. Prior systematic reviews18–20 were limited by their search terms or databases used, included studies of pediatric patients (<18 years old), and/or did not include assessment of risk of bias.
We performed a systematic review and meta-analysis to evaluate the efficacy and safety of DOACs when compared with VKAs in adult patients with CVT with respect to multiple, clinically relevant outcomes. We also aimed to identify weaknesses in the literature and explore sources of heterogeneity.
Methods
This systematic review was registered prospectively in PROSPERO (CRD42021228800) and is reported in accordance with the PRISMA 2020 statement (a completed checklist is included in our supplementary material). The need for Institutional Review Board approval was waived by the Lifespan Institutional Review Board because this systematic review only includes published, de-identified data. Data extracted are available from the corresponding author upon request.
Study Design and Eligibility Criteria
We included interventional (randomized and nonrandomized) and observational (prospective and retrospective) studies of patients 18 years or older, published between January 1, 2007 and February 22, 2022. We excluded studies of fewer than 5 patients in each group and those with full texts not in English.
Intervention
The intervention was DOAC treatment, defined as anti-Xa inhibitors, such as apixaban, rivaroxaban, and edoxaban, and direct thrombin inhibitors, such as dabigatran.
Control
The control was VKA treatment.
Outcomes
Outcomes as defined in individual studies included: an efficacy outcome of subsequent VTE; safety outcomes of major hemorrhage (intracranial hemorrhage or extracranial hemorrhage), intracranial hemorrhage, and death; and a radiological outcome of full recanalization on follow-up venous imaging.
Search Criteria
A comprehensive search was conducted by a health sciences librarian (C.M.) on May 26, 2021, in MEDLINE (via Ovid), EMBASE (via Embase.com), CINAHL (via EBSCOhost), and the following databases in the Web of Science Core Collection: Science Citation Index Expanded (SCI-EXPANDED), Social Sciences Citation Index (SSCI), Arts & Humanities Citation Index (A&HCI), and Emerging Sources Citation Index (ESCI). The MEDLINE search was peer-reviewed by another health sciences librarian using the PRESS checklist21 before being translated into the other databases. Search filters were used to limit the results to articles published since when DOACs were available, that is, between January 1, 2007 and December 31, 2020. Search hedges were used to exclude animal studies. Search terms for all databases include variations of CVT and warfarin. In addition, the search also includes terms for DOACs mentioned in a prior review22 to identify single-arm studies. The search was updated on February 22, 2022 to include all studies from January 1, 2021 to February 22, 2022.23 The complete search strategy for all databases can be found in the Supplemental Material.
Screening
The unique records were imported into Abstrackr (http://abstrackr.cebm.brown.edu). Each abstract was independently screened by 2 of 7 investigators (B.P., S.Y., I.J.S., B.Z., A.S., K.J., and F.A.), with disagreements resolved by a third investigator. Potentially eligible abstracts were similarly screened using their full texts.
Data Extraction (Selection and Coding)
We extracted data into a standardized spreadsheet (in Microsoft Excel) to include participant age, sex, study follow-up duration, and results for each outcome for each study group. We did not contact study authors for missing information. Study data were extracted independently by 2 of 6 investigators (E.B., E.A.M., B.M., E.D.G., G.T., and A.D.), with disagreements resolved by a third investigator.
Risk of Bias Assessment
Each study was evaluated for risk of bias. The Cochrane Risk of Bias Tool 2.0 (ROB 2)24 was used to evaluate RCTs and the Risk of Bias in Nonrandomized Studies (ROBINS-I) Tool25 was used for observational studies. The ROB 2 tool assesses several domains including adequacy of the randomization process, deviations from intended interventions, missingness of outcomes data, measurement of the outcome, and selection of the reported result. The ROBINS-I tool assesses confounding, selection of participants, classification of intervention, deviations from intended intervention, missing data, measurement of outcomes, and selection of the reported result. Risk of bias was assessed by 2 investigators (B.M.G. or A.T.) who worked independently.
Data Synthesis
We summarized the evidence both narratively and, when feasible, quantitatively. Each study included in the systematic review was described in summary and evidence tables presenting study design features, study participant characteristics, descriptions of interventions, outcome results, and risk of bias/methodological quality. We used these characteristics and the I² values to help determine the appropriateness of meta-analysis.
We estimated a pooled treatment effect of DOACs (when compared with VKAs) primarily with risk ratios (RRs) and odds ratios (ORs) as data allowed. Where there are at least 3 studies reporting sufficiently similar results, we conducted pairwise meta-analyses (using random-effects models) comparing DOACs with VKAs. We explored and considered all forms of heterogeneity (clinical, methodological, and statistical) when considering pooling results. Regarding statistical heterogeneity, we avoided meta-analysis in the context of substantial statistical heterogeneity (ie, where I² values exceed ≈60%). We conducted subgroup analyses by type of study design (RCTs versus nonrandomized studies).
Results
Summary of Search and Screening
We identified 10 665 records and screened 254 of them as potentially eligible. We excluded 235 of these articles; the most common reasons for exclusion were that studies did not compare our treatments of interest (n=122 studies), full texts were not available (n=31 studies), and studies enrolled fewer than 5 patients per group (n=26 studies). We therefore included 19 studies—3 RCTs17,28,29 and 16 observational studies12–16,23,30–39—in the systematic review (Figure 1).

Risk of Bias
One of the 3 RCTs had some methodological concerns, whereas 2 of them are judged to be at high risk of bias, mainly due to bias from the randomization process but also due to deviations from intended interventions and bias in measurement of the outcome (Figure 2A).

All 16 observational studies had at least moderate risk bias; 5 had critical risk and 10 had serious risk of bias (Figure 2B). Observational studies were generally rated poorly for each of the 7 domains.
We evaluated publication bias only for the full recanalization outcome because it was reported by 12 studies. There was no evidence of asymmetry (Egger’s P=0.84; Figure S1).
Characteristics of Included Studies
The Table shows a summary of the included studies. We identified 3 RCTs17,28,29 and 16 observational studies.12–16,23,30–39 Fifteen studies reported on recurrent VTE, 16 studies reported on major hemorrhage, 16 studies reported on intracranial hemorrhage, 14 studies reported on death, and 12 studies reported on recanalization. In all studies, all outcomes reported were not significantly different between the 2 groups, except for 1 study23 where the risks of major hemorrhage and intracranial hemorrhage were lower with DOAC treatment. Furthermore, there were no events observed with both treatments in several studies, and these results are shown in Figure 3.
Author and year of publication | Design | N overall, and by arm | Location | Age, y (mean/median) | % Men | Anticoagulation duration (mean/median) |
---|---|---|---|---|---|---|
Ferro 2019 | Randomized controlled trial | 120 patients, 60 VKA, 60 DOAC (all dabigatran) | France, Germany, Italy, the Netherlands, Poland, Portugal, Russia, Spain, and India | Mean=45 | 45% | Mean=23 wk |
Geisbuch 2014 | Retrospective observational | 16 patients, 9 VKA, 7 DOAC (all rivaroxaban) | Germany | Median=36 | 19% | Median=9 mo |
Giles 2021 | Retrospective observational | 54 patients, 27 VKA, 27 DOAC (20 apixaban, 6 rivaroxaban, and 1 dabigatran) | United States | Median=46 | 56% | NR |
Herweh 2016 | Retrospective observational | 96 patients, 83 VKA, 13 DOAC (specific DOACs not reported) | Germany | Median=38 | 18% | NR |
Hsu 2020 | Retrospective observational | 46 patients, 38 VKA, 8 DOAC (7 apixaban, 1 rivaroxaban) | United States | NR | 44% | NR |
Humayan 2020 | Retrospective observational | 41 patients, 28 VKA, 13 DOAC (9 apixaban, 3 rivaroxaban, 1 dabigatran) | United States | NR | NR | NR |
Wasay 2019 | Retrospective observational | 111 patients, 66 VKA, 45 DOAC (36 rivaroxaban, 9 dabigatran) | Pakistan | Mean=39 | 42% | Median=8 mo |
Saudi Arabia | ||||||
Egypt | ||||||
UAE | ||||||
Powell 2021 | Retrospective observational | 108 patients, 89 VKA, 19 DOAC (7 apixaban, 12 rivaroxaban) | United States | Mean=48 | 42% | NR |
Lurkin 2019 | Retrospective observational | 41 patients, 25 VKA, 16 DOAC (2 dabigatran, 1 apixaban, 13 rivaroxaban) | France | NR | 49% | NR |
Wells 2019 | Retrospective observational | 29 patients, 19 VKA, 10 DOAC (8 apixaban, rivaroxaban 2) | United States | NR | NR | NR |
Capecchi 2020 | Retrospective observational | 82 patients, 65 VKA, 17 DOAC (all anti-Xa inhibitors) | Italy | Median=40 | 33% | NR |
Saeed 2019 | Retrospective observational | 30 patients, 15 VKA, 15 DOAC all rivaroxaban) | Pakistan | Mean=34 | 30% | NR |
Korvash 2021 | Randomized Controlled Trial | 50 patients, 25 VKA, 25DOAC (all rivaroxaban) | Iran | Mean=41 | 28% | 3 mo |
Yaghi 2022 | Retrospective observational | 845 patients, 438 VKAs, 279 DOAC, 128 both (271 apixaban, 74 rivaroxaban, 55 dabigatran, 7 other or multiple) | United States, Switzerland, Italy, New Zealand | Mean=45 | 35% | NR |
Bjako 2021 | Retrospective observational | 85 patients, 80 VKA, 5 DOAC all rivaroxaban) | Romania | NR | 34% | 6 mo |
Shahid 2021 | Retrospective observational | 33 patients, 24 VKA, 9 DOAC (7 dabigatran, 1 rivaroxaban, 1 apixaban) | Saudi Arabia | Mean=35 | 36% | NR |
Pan 2021 | Retrospective observational | 82 patients, 49 VKA, 33 DOAC all rivaroxaban) | China | NR | 33% | 6 mo |
Esmaeili 2021 | Retrospective observational | 36 patients, 13 VKA, 23 DOAC (all rivaroxaban) | Iran | Mean=36 | 19.4% | 12 mo |
Maqsood 2021 | Randomized Controlled trial | 45 patients, 24 warfarin, 21 DOAC (all rivaroxaban) | Pakistan | Median=25.3 | 18% | 12 mo |
DOAC indicates direct oral anticoagulant, NR, not reported; and VKA, vitamin K antagonist.

Subsequent Venous Thromboembolism
Recurrent VTE was assessed in 15 studies (2 RCTs and 13 observational studies; one study30 only reported recurrent CVT). Meta-analysis suggested that when compared with VKA, DOAC was associated with a similar risk of VTE (relative risk [RR], 0.85 [95% CI, 0.52–1.37], P value for Cochran Q=0.81, I2=0%; Figure 3A).
Major Hemorrhage
Major hemorrhage during follow-up was reported in 16 studies (2 RCTs and 14 observational studies). When compared with VKA, DOAC was associated with a comparable risk of major hemorrhage (RR, 0.70 [95% CI, 0.40–1.21], P for Cochran Q=0.46, I2=0%; Figure 3B). The definition of major bleeding varied slightly across studies. For instance, 2 studies defined it as bleeding resulting in a reduction in hemoglobin of at least 2 g/dL or requiring 2 or more PRBC transfusion or bleeding in a critical organ,17,33 one as nontraumatic symptomatic intracranial hemorrhage or bleeding resulting in the need for transfusion of 2 or more units of blood, the need for hospitalization or prolongation of an existing hospitalization, or death,13 and one as any intracranial hemorrhage or extracranial bleeding resulting in the need for transfusion or 2 or more units of blood.23 In the other studies,12,32,34,38 there was no definition provided.
Intracranial Hemorrhage
Intracranial hemorrhage during follow-up was reported in 16 studies (3 RCTs and 13 observational studies). When compared with VKA, DOAC was associated with a comparable risk of intracranial hemorrhage (RR, 0.58 [95% CI, 0.30–1.12], P for Cochran Q=0.72, I2=0%; Figure 3C).
Death
Death was reported in 14 studies (3 RCTs and 11 observational). The risk of death was comparable in DOAC and VKA groups (RR, 1.14 [95% CI, 0.54–2.43], P for Cochran Q=0.41, I2=1%; Figure 3D).
Recanalization
Venous recanalization on a follow-up imaging study was assessed in 12 studies (2 RCTs and 10 observational studies). Meta-analysis of these studies showed that the rate of complete recanalization was similar between the 2 groups (RR, 0.98 [95% CI, 0.87–1.11], P for Cochran Q=0.95, I2=0%; Figure 3E).
Subgroup Analyses
We performed subgroup analyses by study type (RCTs versus observational studies). As summarized in Figure 3A through 3E, the results did not seem to differ by study type.
Discussion
Summary of Findings
In this systematic review and meta-analysis of studies of patients with CVT, DOAC, and VKA treatment seem to have a similar efficacy and safety profiles in terms of subsequent venous thromboembolism, major hemorrhage, intracranial hemorrhage, death, and complete recanalization.
Implications for Clinical Practice
These findings are consistent with data from studies comparing DOAC versus VKA in patients with peripheral VTE.8–11 It is not surprising that DOAC therapy had a similar efficacy in terms of reducing VTE risk, which mirrors findings from RCTs in patients with deep venous thrombosis and pulmonary embolism.8–11 The goal of anticoagulation in patients with CVT is to reduce the risk of subsequent venous thrombosis, reduce the risk of thrombus propagation, and allow the body’s endogenous fibrinolytic mechanisms to facilitate recanalization.
Advantages of DOAC treatment over VKA40–42 are generally lower rates of intracranial hemorrhage and ease of use without the need for monitoring and frequent dose adjustment. In this systematic review, the rates of major hemorrhage were not significantly different between the 2 groups. One explanation of this finding is the inclusion of systematic hemorrhage in the major hemorrhage outcome, which did not differ between DOACs and VKAs in prior studies.40–42 Another possibility is that intracranial hemorrhage in some patients may have been due to venous congestion as opposed to anticoagulation-related coagulopathy. Last, CVT occurs in younger patients than those with atrial fibrillation or deep venous thrombosis, and the risk of intracranial hemorrhage tends to be relatively low in younger patients regardless of treatment choice.
Limitations of the Evidence Included in the Systematic Review
The evidence summarized in this systematic review has several limitations. First, and most importantly, our assessment of the studies suggested a high risk of bias, which could have impacted our findings. But given the rare occurrence of the disease, large and well powered RCTs are very challenging to perform, and thus observational studies are crucial; meta-analyses of these data can shed light on the comparative effectiveness across the 2 treatments. Second, the major hemorrhage outcome was not defined in the same manner across studies, which is a source of heterogeneity and limits the major hemorrhage analysis.
Limitations of the Systematic Review Processes
Our systematic review also has some limitations. First, we restricted to English-language articles and may have missed some studies published in other languages. Second, we excluded 31 of the 240 potentially eligible abstracts because we could not find the full-text articles for these studies. Furthermore, important limitations of this study include the low number of patients in RCTs, zero numbers of events in some studies, different DOACs used, and confounding by indication as well as unmeasured confounding in the observational studies.
Conclusions
This systematic review and meta-analysis suggest that in patients with CVT, DOACs, and warfarin may be comparable in terms of efficacy and safety. Given the limitations of the identified evidence, our findings should be interpreted with caution pending confirmation by ongoing RCTs and large, prospective, observational studies with adequate sample size and statistical power. The ongoing randomized SECRET trial (Study of Rivaroxaban for Cerebral Venous Thrombosis; https://clinicaltrials.gov; Unique identifier: NCT03178864) and the DOAC-CVT observational study (Direct Oral Anticoagulants in the Treatment of Cerebral Venous Thrombosis; https://clinicaltrials.gov; NCT04660747) are expected to provide additional high-quality evidence about the comparative efficacy of DOACs and VKA in patients with CVT.
Article Information
Supplemental Material
Supplemental Materials and Methods
Figure S1
STROBE Checklist
Acknowledgments
The authors would like to thank Andrew Creamer at Brown University Library for peer-reviewing the MEDLINE search strategy.
Footnote
Nonstandard Abbreviations and Acronyms
- CVT
- cerebral venous thrombosis
- DOAC
- direct oral anticoagulant
- RCT
- randomized controlled trial
- RR
- relative risk
- SECRET
- Study of Rivaroxaban for Cerebral Venous Thrombosis
- VKA
- vitamin K antagonist
- VTE
- venous thromboembolism
Supplemental Material
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© 2022 American Heart Association, Inc.
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Received: 1 April 2022
Revision received: 6 June 2022
Accepted: 28 June 2022
Published online: 8 August 2022
Published in print: October 2022
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Disclosures Dr Furie reports compensation from Janssen Biotech for consulting services.
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